Matthan Ethridge v. State ( 2013 )

In The
Court of Appeals
Seventh District of Texas at Amarillo
No. 07-12-00524-CR
MATTHAN ETHRIDGE, APPELLANT
V.
THE STATE OF TEXAS, APPELLEE
On Appeal from the County Court
Garza County, Texas
Trial Court No. 10,707, Honorable John Lee Norman, Presiding
September 5, 2013
ORDER
Before QUINN, C.J., and CAMPBELL and HANCOCK, JJ.
Appellant, Matthan Ethridge, was convicted in the County Court of Garza County
of the offense of driving while intoxicated, a class B misdemeanor, and sentenced to
serve ninety-six hours in the Garza County Jail.1 He filed a pro se notice of appeal
from said conviction on September 20, 2012.
1
See TEX. PENAL CODE ANN. § 49.04(a), (b) (West Supp. 2012).
Procedural History
Following appellant’s conviction but prior to filing his notice of appeal, appellant
filed in the trial court a motion seeking appointed counsel for appeal and preparation of
the appellate record free of charge. Following a hearing held on October 11, 2012, the
trial court denied appellant’s motion by order dated December 3, 2012.
The Clerk of this Court received the clerk’s record in this cause and,
subsequently, other submissions relating to a purported appeal from the trial court’s
indigence determination. Following our Clerk’s Office’s careful review of the record, it
determined that another pro se ―notice of appeal‖ had been filed, this one entitled
―Notice of Appeal of Trial Court’s Ruling on Indigency,‖ filed December 19, 2012, and,
indeed, purporting to appeal the trial court’s indigence determination which formed the
basis of the trial court’s December 3rd order denying appellant’s motion for appointed
counsel and a free record.
After counsel, representing appellant pro bono for the limited purpose of
appealing the indigence determination, filed in this Court appellant’s ―Motion to Abate
Appeal‖ and ―Motion for Preparation of Record,‖ indicating the appellant wished to
appeal the trial court’s denial of appellant’s motion for appointed counsel and a free
record, we granted those motions and ordered the preparation of a partial record in
order to permit our review of the trial court’s denial based on its finding that appellant
failed to show that he was indigent and, therefore, entitled to such relief.2 See Ethridge
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In doing so, we followed our previously employed procedure for docketing and
disposing of appeals from adverse indigence determinations. See Ham v. State, 301
S.W.3d 930, 931 (Tex.App.—Amarillo 2009, order) (per curiam); see also TEX. R. APP.
P. 12.2(c) (―All notices of appeal filed in the same case must be given the same docket
number.‖). It would appear that the intermediate appellate courts have come to the
2
v. State, No. 07-12-00524-CR, 2013 Tex. App. LEXIS 1062 (Tex.App.—Amarillo Feb. 5,
2013 order) (per curiam). Counsel for both parties have submitted briefs addressing the
propriety of the trial court’s determination on indigence. After considering the
arguments raised and the record on the issue of indigence, we affirm the court’s order
denying appellant’s motions for appointed appellate counsel and a free record.
Standard of Review and Applicable Law
A defendant is ―indigent‖ in the context of appointment of appellate counsel if he
is ―not financially able to employ counsel.‖ See TEX. CODE CRIM. PROC. ANN. art.
1.051(b) (West Supp. 2012). To be entitled to the appellate record without charge, a
defendant must be unable to ―pay or give security for the appellate record.‖ See TEX. R.
APP. P. 20.2. These two issues are discrete inquiries, but the same factors apply to
both determinations. McFatridge v. State, 309 S.W.3d 1, 5–6 (Tex.Crim.App. 2010). A
trial court may consider the defendant’s income, source of income, assets, property
owned, outstanding obligations, necessary expenses, the number and ages of
dependents, spousal income available to the defendant, and the ability to post bail
insofar as that ability reflects the defendant’s financial circumstances as measured by
the other factors. Id. at 6; Whitehead v. State, 130 S.W.3d 866, 878 (Tex.Crim.App.
2004). The trial court may also consider a defendant’s ability to borrow money as the
court determines how the defendant’s assets and property relate to the ability to pay,
but a defendant should not be required to borrow money that can never be repaid
consensus on the general proposition that review of a trial court’s indigence
determination in a criminal case is a matter ancillary—not separate—to the appeal of
the merits of the conviction and sentence. See, e.g., id.; Duncan v. State, 158 S.W.3d
606, 607 (Tex.App.—Waco 2005, order) (per curiam); Ramirez v. State, Nos. 04-00-
00031-CR, 04-00-00037-CR, 04-00-00199-CR, 2000 Tex. App. LEXIS 4110, at *2
(Tex.App.—San Antonio June 21, 2000, order).
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without depriving him of the necessities of life. See Whitehead, 130 S.W.3d at 878.
The expense involved in hiring counsel and paying for the appellate record is also a
valid consideration. Id.
The trial court determines indigence on a case-by-case basis as of the time the
issue is raised and not as of some prior or future time. See id. at 874 (quoting Gray v.
Robinson, 744 S.W.2d 604, 607 (Tex.Crim.App. 1988) (en banc)). The trial court
follows a two-step process to determine the issue of indigence: (1) the defendant must
make a prima facie showing of indigence, and (2) once the defendant makes a prima
facie showing of indigence, the burden shifts to the State to show that the defendant is,
in fact, not indigent. See id. (citing Snoke v. State, 780 S.W.2d 210, 213
(Tex.Crim.App. 1989) (per curiam)). In determining whether the defendant has made a
prima facie showing of indigence, ―the trial court does not have the nearly unfettered
discretion seen in other contexts to simply disbelieve the defendant’s evidence of
indigence.‖ Id. at 875. Rather, the trial court may disbelieve a defendant’s allegation of
indigence only if there is a reasonable, articulable basis for doing so, either because
there is conflicting evidence or because the evidence submitted is in some manner
suspect or inadequate. See id. at 876.
If a defendant makes a prima facie showing of indigence, a trial court’s
determination that the defendant is not indigent may be upheld on appeal only if the
record contains evidence supporting this determination. See McFatridge, 309 S.W.3d
at 6. A reviewing court may uphold a trial court’s denial of indigent status only if it finds
that the trial court, having utilized the two-step process, ―reasonably‖ believed that the
defendant was not indigent. Id. (citing Whitehead, 130 S.W.3d at 879).
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Analysis
At the hearing on indigence, appellant testified that he worked as a seasonal
landscaper and, that during certain months, he worked forty-five to fifty hours a week
earning $11.00 per hour. During off-season months, he testified, he worked far fewer
hours, estimating about twenty hours per week. Futhermore, appellant testified he is
unmarried and has no dependents.
In his affidavit, appellant claimed as a liability repayments to his mother and step-
father for a tuition loan, but, at the hearing, he revealed that he had not yet undertaken
repayment of that loan, that the loan had not been made to him; in fact, tuition had not
been paid on his behalf because he was not, nor had he ever been, enrolled in college.
There was also some confusion in his testimony regarding the claimed expense of $100
per month for his work uniform; at one point, he said that the landscaping company for
which he worked actually provided the uniforms for work, but he also seemed to
suggest that they withheld an amount as a deposit to secure the return of the uniforms.
All things considered, the evidence concerning the claimed $100 per month as a
uniform expense was confused and inconsistent. Additionally, when asked at various
points during the hearing for documents, such as bank statements or cancelled checks,
to substantiate his claims relating to indigence, appellant responded that he did not
bring them to court, although he admitted that the trial court directed him to do so.
Appellant failed to produce any evidence to support his claim that he paid $200
to his mother and step-father in rent or that he paid $100 per month for his portion of the
family’s cell phone bill. Nor could he answer questions regarding the amount he still
owed to his mother and step-father for previously incurred legal expenses, despite the
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fact that he claimed as a liability $300.00 per month as repayment to them for those
legal expenses. Finally, he added at the hearing that, pursuant to a pending plea
bargain offer in connection with criminal cases pending in Lynn County, he would have
to pay $645 in fines and court costs, $720 in probation fees, and over $1900 in
restitution. Later in the hearing, however, he admitted that his father’s insurance would
pay for the $1,900 in restitution and that, in fact, he would not have to pay that amount.
In its findings of fact and conclusions of law, the trial court noted many of these
inconsistencies, contradictions, the unreliable or suspect nature of many of appellant’s
claimed liabilities, and appellant’s failure to provide documentary evidence of many of
them, despite acknowledging that he was instructed to do so. The trial court also found
that there was a discrepancy between the income reported on appellant’s affidavits of
indigence and his testimony at the hearing: ―Additional liabilities and income used to pay
those liabilities that were testified to[] were not accounted for in the forms which creates
a question of how much additional unstated income he may have and casts doubt on
the reality of the defendant’s documentary evidence and testimony.‖ Further, the trial
court noted in its findings of fact and conclusions of law that some of the claimed
expenses were deemed ―nonessential,‖ citing, as an example, the claimed expense of
$175 per month for entertainment. Ultimately and in light of the inconsistent and
undocumented claims regarding his income and expenses, the trial court denied
appellant’s claim of indigence and attendant requests for appointed counsel and a free
record.
The trial court noted and we agree that much of appellant’s testimony at the
hearing contradicted the figures and representations to which he swore in his affidavits.
To illustrate, we point to the prospective tuition loan repayment. When appellant
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claimed as an expense a $200-per-month payment on a loan which had not been made
for tuition which had not been paid for college classes in which he had never been
enrolled, the trial court had a reasonable and articulable basis for disbelieving
appellant’s evidence in support of his claimed indigence. See Jessop v. State, No. 03-
10-00393-CR, 2011 Tex. App. LEXIS 455 (Tex.App.—Austin Jan. 19, 2011, pet. dism’d,
improvidently granted) (mem. op., not designated for publication) (noting discrepancy
between affidavit in which appellant claimed $650 expense for vehicle loan and
insurance and his later testimony that he did not make insurance payments and
observing that ―[t]he magnitude of the discrepancy calls into question appellant’s
credibility generally‖).
Perhaps, if we were to consider only appellant’s affidavits of indigence, we could
conclude that he made a prima facie showing of indigence; however, when we examine
the record of the hearing in its entirety, we cannot say that the trial court was
unreasonable in finding that appellant did not make a prima facie showing that he was
indigent, especially in light of appellant’s failure to garner supporting evidence that
would support his claimed expenses, despite the fact, which he acknowledged, that the
trial court instructed him to do so. And while the trial court does not have ―the nearly
unfettered discretion‖ to simply disbelieve appellant’s evidence, here, the record
contains reasonable and articulable bases for disbelieving appellant’s claim of indigence
and for determining that appellant failed to make a prima facie showing of present
indigence. See Whitehead, 130 S.W.3d at 875–76. And the trial court articulated those
bases in its findings of fact and conclusions of law, finding that ―[s]ome claimed liabilities
were unfounded and some were non-essential‖ and that appellant’s affidavits of
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indigence were ―uncompelling and inconsistent when considered in light of his
testimony.‖
We affirm the trial court’s order overruling appellant’s motions for a free record
and appointed counsel. In our previous order issued in this case, we abated the portion
of the pending appeal in which appellant had sought review of the merits of his
conviction and sentence in trial court cause number 10,707 until such time as we
resolved the indigence issue, issued further orders relating to the reinstatement or
alternate disposition of the abated portion of the case, and reconfigured the applicable
appellate timetables. See Ethridge, 2013 Tex. App. LEXIS 1062, at *4–5. By this order
in which we resolve the issue of indigence, we also hereby reinstate the abated portion
of the appeal and move it to our active docket. Subject to extension for good cause
shown, appellant has thirty days from the date of this order to pay or make satisfactory
arrangements to pay for the clerk’s and reporter’s records in the substantive portion of
his appeal.
It is so ordered.
Per Curiam
Do not publish.
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