R.W. Rogers, Sr. v. Layne Harwell and Nelda Harris ( 2009 )

COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NO. 2-08-376-CV
R.W. ROGERS, SR. APPELLANT
V.
LAYNE HARWELL AND NELDA
HARRIS APPELLEES
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FROM THE 48TH DISTRICT COURT OF TARRANT COUNTY
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MEMORANDUM OPINION 1
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R.W. Rogers, Sr. appeals from the trial court’s dismissal of his claim
against his former attorneys, appellees Layne Harwell and Nelda Harris, who
defended appellant in his 1988 aggravated sexual assault of a child trial. In
three issues, he contends that section 16.003 of the civil practice and remedies
code does not bar his complaint, that the trial court abused its discretion in
1
… See Tex. R. App. P. 47.4.
finding the suit frivolous under section 14.003 of the civil practice and remedies
code, and that the trial court improperly prevented him from appearing by phone
or other means to oppose appellee Harris’s motion to reinstate and dismiss with
prejudice. Tex. Civ. Prac. & Rem. Code Ann. § 14.003 (Vernon 2002),
§ 16.003 (Vernon Supp. 2008). We affirm.
Appellant was convicted of aggravated sexual assault of a child and
sentenced to forty years’ confinement on September 22, 1988. This court
affirmed his conviction on August 31, 1989, and the court of criminal appeals
refused his petition for review. Since then, appellant has filed six post-
conviction petitions for writ of habeas corpus with the court of criminal appeals,
all of which have been denied or dismissed. See Tex. Code Crim. Proc. Ann.
art. 11.07 (Vernon Supp. 2008).
Appellant originally sued his former defense attorneys on May 4, 1998,
claiming that they failed to recognize that a witness’s testimony about semen
found in the victim’s panties exonerated him. The trial court dismissed the case
for want of prosecution on January 8, 2002 because appellant had failed to
serve appellees, but it reinstated the case upon appellant’s motion for new trial.
After being served, each appellee filed an answer. Harris contended that
appellant’s suit was barred by the section 16.003 statute of limitations and that
appellant had brought the suit solely for harassment purposes. Harwell also
2
asserted limitations, as well as collateral estoppel and lack of diligence in
effecting service.
Six years after appellees filed their answers, the trial court ordered the
parties to respond in writing why the case should not be dismissed for the
following reasons: want of prosecution, frivolous inmate litigation under
section 14.003 of the civil practice and remedies code, and failure to comply
with section 14.004. Tex. Civ. Prac. & Rem. Code Ann. §§ 14.003, 14.004.
Appellant and Harris both responded. Harris also filed an amended answer
contending that not only was the suit barred by limitations, it was also barred
by the principles stated in Peeler v. Hughes & Luce, 909 S.W.2d 494, 498
(Tex. 1995). The same day Harris filed her response, the trial court signed an
order stating that the case was dismissed but not specifying whether the
dismissal was with or without prejudice or on what grounds.
Harris filed a motion to reinstate, which the trial court heard on July 3,
2008 without appellant present. At the hearing, Harris asked the trial court to
reinstate the case and then dismiss it “with prejudice” instead of “without
prejudice,” which she claimed could be the effect of the dismissal order. The
trial court explained,
[M]y interpretation of my judgment would be that I had made
the determination that the case was frivolous under 14.0[0]3 and
that it was frivolous. I think that’s the determination that’s been
3
made on the case. I’m not certain that it doesn’t -- and you’re
benefiting in that fashion. And the order does not state that it was
without prejudice. It states it was granted on the basis under
14.0[0]3 it was frivolous.
And I was just looking -- I just went back and looked at
14.0[0]3, because . . . that’s . . . what I ordered the inmate to do
was to . . . show cause why I shouldn’t dismiss it under 14.0[0]3.
And . . . I think that the only thing I’m inclined to do in this regard
is to go back in and file an amended order making it clear that I
have dismissed it because the claim is frivolous . . . under
14.0[0]3.
And that is what I would be inclined to do in this matter.
Accordingly, the trial court signed an amended order dismissing the case
“with prejudice as Frivolous Inmate Litigation under Civil Practice and Remedies
Code § 14.003.” Appellant appeals from the amended order. 2
The bulk of appellant’s brief is devoted to his second issue, in which he
contends the trial court abused its discretion by finding that the suit is frivolous
under section 14.003. Because the trial court’s order states that it dismissed
on that ground, we will review it first.
We review a trial court’s dismissal under section 14.003 for an abuse of
discretion. Leachman v. Dretke, 261 S.W.3d 297, 303 (Tex. App.—Fort Worth
2008, no pet.); Thomas v. Wichita Gen. Hosp., 952 S.W.2d 936, 939 (Tex.
App.—Fort Worth 1997, pet. denied). In determining whether a claim is
2
… Appellees declined to file briefs.
4
frivolous or malicious, the trial court may consider whether (1) the claim’s
realistic chance of ultimate success is slight, (2) the claim has no arguable basis
in law or in fact, (3) it is clear that the party cannot prove facts in support of
the claim, or (4) the claim is substantially similar to a previous claim filed by the
inmate because the claim arises from the same operative facts. Tex. Civ. Prac.
& Rem. Code Ann. § 14.003; Thomas, 952 S.W.2d at 938–39. When the trial
court dismisses an inmate’s suit without holding an evidentiary hearing, our
review focuses on whether the suit has an arguable basis in law. Leachman,
261 S.W.3d at 304. A claim has no arguable basis in law if it is based on an
indisputably meritless legal theory. Id.
Appellant’s malpractice claim is based on his theory that he would not
have been convicted but for his lawyers’ failure to realize that testimony from
a forensic serologist actually exonerated him. According to appellant, the
serologist testified that she tested panties worn by the victim; that she found
male semen in the panties; that she only detected an H antigen in the panties,
which could have come from the victim or the male; that appellant’s blood type
was A; and that with blood type A she would expect to find the A antigen
present as well as the H antigen. According to appellant, this evidence shows
that he could not have been the contributor of the semen because he is a blood
type A and no A antigen was present in the sample. Thus, appellant contends
5
the serologist’s evidence exonerated him but, because his attorneys were
unprepared and ineffective regarding DNA and blood typing, they failed to
realize this.
Under Peeler, a criminal defendant seeking civil redress for legal
malpractice cannot recover unless he or she first establishes that he or she has
been exonerated of the crime. 909 S.W.2d at 497–98; In re Hinterlong, 109
S.W.3d 611, 628 (Tex. App.—Fort Worth 2003, orig. proceeding [mand.
denied]). Here, appellant contends that, because the above-noted evidence
shows he is actually innocent of the crime, he is, in effect, exonerated, and
Peeler is inapplicable.
We have reviewed the record from appellant’s aggravated sexual assault
trial, in particular the testimony from the forensic serologist. See Gerdes v.
Kennamer, 155 S.W.3d 541, 546 (Tex. App.—Corpus Christi 2004, no pet.);
Birdo v. Holbrook, 775 S.W.2d 411, 412 (Tex. App.—Fort Worth 1989, writ
denied) (“This court may take judicial notice of its own records.”). She testified
that she detected semen in the panties but that because it contained only an
H antigen, which could have been present in the victim’s vaginal fluid, she
could only conclude that the semen was from an unidentified male donor. On
cross-examination, the serologist testified that she tested appellant’s blood and
determined that he was type A. She said that she would expect to find both
6
an A antigen and H antigen in semen from a blood-type A male; however, she
could not detect any antigens from appellant when she tested his blood. From
this, she concluded that he was a nonsecretor. She clarified during the State’s
rebuttal that because she had concluded appellant was a nonsecretor, she
would not have expected to find the A or H antigen in the semen; thus, if the
H antigen were from the victim (which she could not conclusively determine),
the semen she did find was consistent with a nonsecretor.3
Despite appellant’s contentions, our review of the serologist’s testimony
shows that it did not exonerate appellant.4 It merely showed that the serologist
could not conclusively say whether the semen was consistent with appellant’s
blood type or not. Moreover, this evidence does not contradict the victim’s
clear and unequivocal testimony that appellant penetrated her vagina. See
Rogers v. State, 02-88-00262-CR, slip op. at 3 (Tex. App.—Fort Worth Aug.
31, 1989, pet. ref’d) (not designated for publication).5
3
… Contrary to appellant’s contentions, there was no DNA evidence; the
serologist testified that the lab did not have the capability to do DNA testing at
that time.
4
… Moreover, appellant’s attorneys appear to have understood the
evidence and effectively cross-examined the serologist.
5
… Harris provided a copy of this court’s opinion to the trial court.
7
Because this evidence does not exonerate appellant, thereby negating the
operation of the public policy principles in Peeler, we conclude and hold that the
trial court did not abuse its discretion by dismissing appellant’s claim as
frivolous under section 14.003. We overrule appellant’s second issue. 6
In his third issue, appellant contends the trial court erred by refusing to
allow him to appear at the post-dismissal hearing at which Harris urged the trial
court to clarify its order to show that the dismissal was with prejudice.
According to appellant, Harris misled the trial court by contending that she had
been discharged as appellant’s criminal attorney, and if he had been there, he
could have shown her deception. Appellant also claims that a dismissal with
prejudice is improper because he could have cured any defects by repleading.
Whether the trial court abused its discretion by dismissing appellant’s
claims with prejudice depends on whether the errors could be remedied. See
Leachman, 261 S.W.3d at 306. Here, the problem with appellant’s pleadings
could not be remedied; however cast, his claim against his trial attorneys fails
under Peeler. Accordingly, we conclude and hold that the trial court did not
abuse its discretion by dismissing the suit with prejudice.
6
… Because dismissal was proper on this ground, we need not address
whether it was proper on the limitations ground. See Tex. R. App. P. 47.1;
Wichita County v. Bonnin, 268 S.W.3d 811, 821 (Tex. App.—Fort Worth
2008, pet. denied).
8
Furthermore, even if the trial court erred by refusing to allow appellant to
appear at the hearing, the error is not reversible. See Tex. R. App. P. 44.1(a);
W. Reserve Life Assurance Co. of Ohio v. Graben, 233 S.W.3d 360, 379 (Tex.
App.—Fort Worth 2007, no pet.). As we have already stated, appellant could
not have cured his claim’s defects by repleading. And the trial court is not
required to hold a hearing in determining whether to dismiss a suit under section
14.003. Tex. Civ. Prac. & Rem. Code Ann. § 14.003; Thomas, 952 S.W.2d
at 938. Finally, the trial court indicated at the hearing that it had intended to
dismiss the suit as frivolous under section 14.003 and that it thought the effect
of such an order would be preclusive, i.e., a dismissal with prejudice. 7 We
overrule appellant’s third issue.
7
… Appellant contends that Harris misled the trial court in her pleadings
by stating that she had been discharged from her duties as appellant’s counsel
because the record from his trial shows she participated in closing argument.
But Harris did not state that she was discharged during trial; she stated that she
was discharged after trial and that new counsel was appointed on appeal.
Regardless, the trial court’s disposition of appellant’s suit was not based on
Harris’s assertion that she was discharged from representing appellant.
9
Having overruled appellant’s dispositive issues, we affirm the trial court’s
dismissal order.
PER CURIAM
PANEL: LIVINGSTON, DAUPHINOT, and WALKER, JJ.
DELIVERED: May 28, 2009
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