Terry James Fielder, Jr. v. State ( 2015 )

In The
Court of Appeals
Seventh District of Texas at Amarillo
________________________
No. 07-13-00353-CR
No. 07-14-00423-CR
No. 07-14-00424-CR
________________________
TERRY FIELDER, APPELLANT
V.
THE STATE OF TEXAS, APPELLEE
On Appeal from the 361st District Court
Brazos County, Texas
Trial Court No. 11-02991-CRF-361; Honorable Steve Smith, Presiding
October 13, 2015
MEMORANDUM OPINION
Before QUINN, C.J., and HANCOCK and PIRTLE, JJ.
Following an open plea of guilty to a three-count indictment1 charging aggravated
robbery,2 Appellant, Terry Fielder, was convicted of all three counts with an affirmative
1
In accordance with the preferred method for entering judgment in a multiple conviction case
using the Standard Judgment Forms promulgated by the Office of Court Administration, the trial court
entered three separate judgments, one to reflect each conviction. Although originally docketed as a
single appeal of the original trial court cause number, we severed this appeal to reflect the better
reasoned position that an appellant appeals a judgment, not a cause number. Fielder v. State, No. 07-
finding on use of a deadly weapon. Punishment was assessed by the trial court at thirty
years confinement for each count, ordered to run concurrently. Appellant presents six
points of error challenging his conviction. By his first three points, he asserts his due
process rights were violated due to the trial court’s failure to admonish him of his right
against self-incrimination and without a waiver of his right to confront witnesses. He
determines that, as a result, his plea of guilty was accepted in violation of article
26.13(b) of the Texas Code of Criminal Procedure. By his fourth and fifth points,
Appellant alleges trial court error in overruling his objections to admission of the
presentence investigation report (PSI) which included references to extraneous
offenses. By his final point of error, Appellant contends the trial court erred in overruling
his objection to the admission of evidence, via the PSI, concerning a motion and order
dismissing a charge of theft when he was a juvenile. We affirm.
BACKGROUND
This criminal debacle began when, as a favor to a relative, two brothers
attempted to repair the disabled vehicle of a female with whom they were not
acquainted. When they failed to get her vehicle repaired, the brothers, each riding in his
own vehicle, agreed to offer her a ride. The female rode with one of the brothers in his
13-00353-CR, 2014 Tex. App. LEXIS 13370, at *1-2 (Tex. App.—Amarillo Dec. 8, 2014, order) (mem. op,
not designated for publication).
Originally appealed to the Tenth Court of Appeals, this appeal was transferred to this court by the
Texas Supreme Court pursuant to its docket equalization efforts. TEX. GOV’T CODE ANN. § 73.001 (West
2013). We are unaware of any conflict between precedent of the Tenth Court of Appeals and that of this
court on any relevant issue. TEX. R. APP. P. 41.3.
2
TEX. PENAL CODE ANN. § 29.03(a) (West 2011). Aggravated robbery is a first degree felony. Id.
at (b). Punishment for a first degree felony is for a term of not more than 99 years or less than 5 years.
Id. at § 12.32(a).
2
Crown Victoria while the other brother drove his Buick, accompanied by a friend and a
cousin as passengers.
During the drive, the female exchanged numerous text messages with her
boyfriend, a co-defendant, and a plan was hatched to coordinate an ambush of the two
brothers and hijack their vehicles. Via these text messages, the female was instructed
to guide the two brothers to a secluded location where her boyfriend, Appellant, and
others would ambush them.
Upon arriving at an abandoned house the female had claimed was her mother’s
house, the female exited the vehicle just before the two brothers were attacked by
gunfire. One brother was shot in the shoulder, and the friend in the other vehicle was
shot in the back. The vehicles were stolen, stripped, vandalized, and abandoned under
a bridge. The vehicles were later recovered and secured by a towing service to be
processed for evidence.
As part of their investigation, law enforcement was eventually directed to
Appellant. When interviewed, he admitted his involvement in the ambush, including a
confession that he fired a .22 caliber pistol during the robbery. The evidence showed
he shot one of the brothers. By a three-count indictment, he was charged with
aggravated robbery of each brother and of their friend who was also shot.3 Appellant
entered an open plea of guilty to each count and agreed to have the trial court assess
his punishment.
3
The female and her boyfriend were charged as co-defendants. They each pleaded guilty to
three counts of aggravated robbery.
3
POINTS OF ERROR ONE, TWO, AND THREE
By his first three points, Appellant challenges the voluntariness of his open pleas
of guilty as lacking a proper waiver of his rights. Specifically, he contends his due
process rights were violated when (1) he was not admonished of his right against self-
incrimination, (2) the trial court accepted his pleas without a waiver of the right to
confront witnesses, and (3) his pleas were taken in violation of article 26.13(b) of the
Texas Code of Criminal Procedure which requires a defendant to be mentally
competent and his plea to be free and voluntary. We disagree with Appellant’s
challenges.
A guilty plea constitutes a waiver of three constitutional rights: (1) the right
against compulsory self-incrimination, (2) the right to a jury trial, and (3) the right to
confront one’s accusers. Boykin v. Alabama, 395 U.S. 238, 243, 89 S. Ct. 1709, 213 L.
Ed. 2d 274 (1969). Due process is satisfied if a guilty plea is entered knowingly,
intelligently, and voluntarily. Id. at 242.
ANALYSIS
Appellant and his counsel signed a preprinted document entitled “Defendant’s
Plea of Guilty, Waiver, Stipulation, and Judicial Confession.”4 He now maintains that
4
Initialed changes to the document include the following:
3. That I have the right to remain silent but if I choose not to remain silent,
anything I say can be used against me.
4. That I have a right to be confronted by the witnesses against me whether I
have a trial in front of the Judge alone or in front of a jury. [In the guilt/innocence portion
of the case only] is handwritten on the form.
Under the waiver portion of the document is the following:
4
given his limited education, the struck-through items and the handwritten addition show
egregious error resulting in an involuntary plea.
During the plea hearing, the trial court followed the usual admonishments in
determining Appellant’s intent to plead guilty. His counsel clarified that Appellant’s
rights were limited per the waiver but that his right to confrontation during punishment
was not being limited. Defense counsel commented that he did not know how
Appellant’s right to remain silent during guilt/innocence would come about given the
open pleas of guilty. Following the admonishments, Appellant acknowledged an
understanding of the waiver of his rights and his counsel confirmed Appellant’s
competence to do so. The trial court then made a finding that the pleas and waivers
were freely, voluntarily, and intelligently made. It is that finding that Appellant now
challenges.
Appellant’s arguments have been squarely rejected. There is no requirement
that a defendant be informed of his right against self-incrimination at trial on a guilty
plea. Williams v. State, 674 S.W.2d 315, 320 (Tex. Crim. App. 1984). Additionally,
Appellant exercised his right against self-incrimination by choosing not to testify during
his punishment hearing. Salazar v. State, 31 S.W.3d 726, 729 (Tex. App.—Corpus
Christi 2000), rev’d on other grounds, 86 S.W.3d 620 (Tex. Crim. App. 2002); Reis v.
State, No. 14-03-01070-CR, 2005 Tex. App. LEXIS 6598, at *2-3 (Tex. App.—Houston
[14th Dist.] Aug. 18, 2005, pet. ref’d) (mem. op, not designated for publication).
6. Waive the right to be confronted with the witnesses against me and request
the approval of the Judge to the stipulation of the evidence by waiving the appearance,
confrontation and cross-examination of witnesses, and by my further consenting to the
introduction of testimony and evidence by stipulation into the record by the attorney for
the State, by oral stipulation, or by written statements of witnesses and any other
documentary evidence.
5
A defendant does not waive his right to confront and cross-examine witnesses by
pleading guilty. Garcia v. State, 877 S.W.2d 809, 812 (Tex.App.—Corpus Christi 1994,
pet. ref’d). When the record reflects that defense counsel cross-examined witnesses
and called witnesses for the defendant, the defendant has exercised his right to confront
and cross-examine witnesses. Notwithstanding the changes to the documents
memorializing Appellant’s plea of guilty, Appellant was not deprived of his constitutional
right to confront witnesses.
Article 26.13 of the Texas Code of Criminal Procedure permits admonishments to
be given orally or in writing. TEX. CODE CRIM. PROC. ANN. art. 26.13(d) (West Supp.
2014). Moreover, substantial compliance by the trial court is sufficient unless the
defendant affirmatively shows he was not aware of the consequences of his plea. Id. at
(c).
To establish a violation of article 26.13, the record must be silent with respect to
whether a defendant understood the consequences of his plea. Davison v. State, 405
S.W.3d 682, 692 (Tex. Crim. App. 2013). Here, the record reflects that Appellant
received written admonishments of the consequences of his plea. The alterations to the
document confirm that he read and acknowledged those admonishments. They are
initialed by him and his counsel. Appellant did not plead in ignorance of the
admonishments required in a guilty plea. We conclude Appellant has failed to
demonstrate that his pleas were anything other than freely and voluntarily made. “So
long as the record otherwise affirmatively discloses that the defendant’s guilty plea was
adequately informed, due process is satisfied.” Id. at 687. Points of error one, two, and
three are overruled.
6
POINTS OF ERROR FOUR AND FIVE
Appellant challenges the trial court’s rulings to his objections to admission of
portions of the PSI which included charts and references to extraneous acts based on
lack of notice by the State and because there was no basis from which the trial court
could infer he was criminally responsible for the extraneous acts.5 We disagree with
both contentions.
The trial court may order preparation of a PSI in all non-capital felony cases
when the sentence is to be determined by the trial court. TEX. CODE CRIM. PROC. ANN.
art. 37.07, § 3(d) (West Supp. 2014); Stringer v. State, 309 S.W.3d 42, 45 (Tex. Crim.
App. 2010). The PSI statute provides in relevant part that:
before the imposition of sentence by a judge . . . the judge shall direct a
supervision officer to report to the judge in writing on the circumstances of
the offense with which the defendant is charged, the amount of restitution
necessary to adequately compensate a victim of the offense, the criminal
and social history of the defendant, and any other information relating to
the defendant or the offense requested by the judge.
TEX. CODE CRIM. PROC. ANN. art. 42.12, § 9 (West Supp. 2014). The statute allows
inclusion of any information relating to the defendant or the offense. Fryer v. State, 68
S.W.3d 628, 629 (Tex. Crim. App. 2002).
In Fryer, the Court considered what may properly be included in a PSI. Id. at
631. Referring to its earlier decision in Brown v. State, 478 S.W.2d 550, 551 (Tex.
Crim. App. 1972), the Court noted that generally, the rules of evidence do not apply to
the contents of a PSI and a trial court may consider evidence that could not have been
5
Appellant filed written objections to the trial court’s consideration of the PSI for lack of specificity
and lack of notice on certain offenses. He also complained of a chart contained in the report. The
objections were, for the most, part overruled.
7
introduced at the punishment phase due to its subject matter, such as hearsay, an
arrest record, or a pending indictment. Fryer, 68 S.W.3d at 631. To hold otherwise
would “deny the obvious purpose of the statute.” Id.
Five years after Fryer, in Smith v. State, 227 S.W.3d 753, 759 (Tex. Crim. App.
2007), the Court considered the convergence of two separate statutes of the Code of
Criminal Procedure: article 37.07, section 3(a)(1), which governs the “evidence” that
“may be offered” at a punishment hearing and article 37.07, section 3(d), 6 which
authorizes a trial court to “consider” the contents of a PSI as authorized by article 42.12,
section 9(a) of the Code. In analyzing 1989 and 1993 amendments to the statutes, the
Court concluded the Legislature intended to widen, not narrow, the scope of what a trial
court, as a sentencing entity, is authorized to consider in a PSI. Id. at 763.7 That
authority, however, was not unconditional—the proponent of extraneous conduct
evidence had to show the conduct was committed beyond a reasonable doubt or that
the defendant could be held criminally responsible regardless of whether he had
previously been charged with or finally convicted of the extraneous conduct. Id. at 759.
In other words, it is error to consider extraneous acts in a PSI if no evidence from any
source exists from which it may be rationally inferred that the defendant committed the
acts. Id. But the Court concluded the plain language of article 37.07, section 3(d)
places no condition on the trial court in considering the contents of a PSI. Id. at 763.
6
Section 3(d) was added in 1981. Prior to that, a PSI was considered only for purposes of
deciding whether to grant probation. Smith, 227 S.W.3d at 761.
7
Following the 1993 amendments, the trial court was permitted to consider unadjudicated
extraneous crimes or bad acts during sentencing notwithstanding the Texas Rules of Evidence governing
the admissibility of extraneous bad acts generally. Smith, 227 S.W.3d at 759.
8
ANALYSIS
A trial court’s evidentiary rulings are reviewed for abuse of discretion.
Weatherred v. State, 15 S.W.3d 540, 542 (Tex. Crim. App. 2000). Assuming, without
deciding, that the trial court abused its discretion in overruling Appellant’s objections to
the PSI because there was no basis on which to conclude Appellant was criminally
responsible for the extraneous acts, we must determine whether the error was harmful.
The erroneous admission of evidence is nonconstitutional error that must be
disregarded unless it affects an appellant’s substantial rights. TEX. R. APP. P. 44.2(b);
Barshaw v. State, 342 S.W.3d 91, 93 (Tex. Crim. App. 2011). A substantial right is
affected when the error had a substantial and injurious effect or influence in determining
the verdict. McDonald v. State, 179 S.W.3d 571, 578 (Tex. Crim. App. 2005); King v.
State, 953 S.W.2d 266, 271 (Tex. Crim. App. 1997). Conversely, an error does not
affect a substantial right if, after examining the record as a whole, a reviewing court has
a “fair assurance that the error did not influence the [trial court], or had but a slight
effect.” Motilla v. State, 78 S.W.3d 352, 355 (Tex. Crim. App. 2002) (citing Solomon v.
State, 49 S.W.3d 356, 365 (Tex. Crim. App. 2001)).
The State offered and the trial court admitted State Exhibit Numbers 68, 69, 71,
and 72 establishing Appellant’s criminal history. 8 Those exhibits included orders and
judgments establishing prior extraneous acts. Considering Appellant’s concurrent
sentences of thirty years confinement given the range of five to ninety-nine years, and in
8
State Exhibit Number 70 is the subject of Appellant’s sixth point of error and will be addressed
separately.
9
reviewing the record as a whole, we conclude Appellant’s substantial rights were not
affected by the information contained in the PSI.
Additionally, Appellant’s argument that the State failed to give him notice of its
intent to use extraneous acts was rejected in State v. Hart, 342 S.W.3d 659, 671 (Tex.
App.—Houston [14th Dist.] 2011, pet. ref’d). Article 37.07, section 3(g) of the Texas
Code of Criminal Procedure provides that “[o]n timely request of the defendant, notice of
intent to introduce evidence under this article shall be given in the same manner
required by Rule 404(b), Texas Rules of Evidence.” In Hart, the appellate court held the
trial court had erred in concluding the State failed to give the defendant notice of its
intent to introduce evidence of extraneous offenses in a PSI. Notice under article 37.07,
section 3(g) is not required as to references to extraneous offenses and bad acts
contained in a PSI. Hart, 342 S.W.3d at 671. There is a distinction between evidence
of extraneous conduct that is introduced at a sentencing hearing and to which the rules
of evidence apply and extraneous conduct information contained in a PSI where the
rules of evidence generally do not apply. Id. The trial court did not abuse its discretion
in overruling Appellant’s objections to the PSI for lack of notice. Points of error four and
five are overruled.
By his sixth and final point of error, Appellant complains of the admission into
evidence of a motion to dismiss a juvenile theft charge (State Exhibit Number 70).
Relying on Herford v. State, 139 S.W.3d 733, 735 (Tex. App.—Fort Worth 2004, no
pet.),9 he argues there is nothing to show he committed the offense beyond a
9
Herford states that appellate courts no longer automatically presume a trial court did not
consider inadmissible evidence.
10
reasonable doubt and that it cannot be determined whether it contributed to his
sentence.
During the punishment hearing, the trial court admitted State Exhibit Number 70
and noted that there is nothing to indicate why the case was dismissed. In ruling on
Appellant’s objection to admission of the exhibit, the trial court announced: “I have
admitted that exhibit and I think I made it clear that the exhibit does not indicate what
the offense is and so the Court is going to take it for whatever purpose it takes it.”
Again assuming, without deciding, that the trial court erred in admitting the exhibit, we
find Appellant was not harmed. As the State points out, the trial court noted it would
“take it for whatever purpose it takes it” and that could have just as likely benefitted
Appellant in showing a dismissed case. Appellant’s sentence is in the lower range for a
first degree felony and the record does not establish he was harmed by the trial court’s
ruling on State Exhibit Number 70. Point of error six is overruled.
CONCLUSION
The trial court’s judgments are affirmed.
Patrick A. Pirtle
Justice
Do not publish.
11