Ronnie Hue Montgomery v. State ( 2016 )

TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
NO. 03-15-00203-CR
Ronnie Hue Montgomery, Appellant
v.
The State of Texas, Appellee
FROM THE DISTRICT COURT OF TRAVIS COUNTY, 147TH JUDICIAL DISTRICT
NO. D-1-DC-13-202988, HONORABLE CLIFFORD A. BROWN, JUDGE PRESIDING
MEMORANDUM OPINION
Appellant Ronnie Hue Montgomery, who represented himself at trial with the
assistance of standby counsel, was convicted by a jury of evading arrest with the use of a vehicle,
a third degree felony. See Tex. Penal Code § 38.04(b)(2)(a). The jury assessed his punishment at
confinement for five years but recommended community supervision. The trial court sentenced him
accordingly. In his sole appellate issue, appellant contends that he is entitled to a new trial because
there is no hearing evidence that he received proper Faretta warnings prior to his waiver of the right
to counsel or that his waiver was knowingly and intelligently asserted.1 See Faretta v. California,
422 U.S. 806, 835–36 (1975). For the following reasons, we affirm.2
1
Appellant is represented on appeal by appointed counsel.
2
Because the parties are familiar with the facts of the case and its procedural history, we do
not recite them in this opinion except as necessary to advise the parties of the Court’s decision and
the basic reasons for it. See Tex. R. App. P. 47.1, 47.4.
BACKGROUND
Appellant was arrested on May 31, 2013, for the offense of evading arrest with a
vehicle and subsequently indicted in June 2013. During the pendency of the case, the trial court
found appellant to be indigent and appointed multiple attorneys to represent him both before and
after appellant signed and filed a written waiver of his right to counsel on January 26, 2015.3
Appellant’s counsel filed various pleadings with the trial court prior to trial, including defendant’s
motion in limine, motion for discovery and inspection of evidence, motion for a list of the State’s
witnesses and information, request for notice of extraneous offenses, motion for disclosure of
favorable evidence, motion to suppress illegally seized evidence and statements, election as to
punishment, and application for community supervision.
Jury selection occurred on the afternoon of March 2, 2015, and in the morning of that
day, the trial court held a hearing on appellant’s decision to represent himself. By that point, the trial
court had appointed standby counsel for appellant. The trial court observed that “we have gone over
extensively with you the risks and dangers of representing yourself” and then confirmed with
appellant that he still wanted to represent himself. The trial court also explained to appellant that
his standby counsel “can jump in if at any time you decide you want representation” but warned the
appellant, including that:
3
Appellant also retained counsel during the pendency of the case, but his retained counsel
filed a motion to withdraw in November 2014, representing that appellant no longer desired
for his retained counsel to represent him and that appellant wished to represent himself. On
November 11, 2014, the trial court signed an order granting the motion to withdraw.
2
• “I have warned you against [self-representation], because I think it is a better
course to have somebody represent you.”
• “I just have to let you know that during jury selection and everything, I cannot
change the rules for you. You will be held to the same rules of evidence and
same rules of law.”
• “I can’t give you any assistance, and I can’t help you out in any way;
however, you can consult with [standby counsel]. But in terms of
questioning witnesses and cross-examining witnesses and conducting voir
dire examination, there can’t be no hybrid [sic], like, there can’t be a joint
effort between you and [standby counsel]. So if you are representing
yourself, you are representing yourself.”
• “You can consult with [standby counsel], but you are representing yourself,
and only one person can be the one questioning the witnesses and to stand up
and conduct the voir dire examination and select a jury.”
The trial court asked appellant if he understood each of the trial court’s warnings, and appellant
answered that he did. The trial court then asked appellant if he still wanted to represent himself, and
appellant responded, “Yes.”
Immediately before jury selection began, the following additional exchange occurred
between the trial court and appellant about appellant’s decision to represent himself:
[Trial Court]: So I think we’re ready. But I’ll just have to remind
you—because I’m just going to—just briefly mention to the
jury—because this is a little unusual—that you’ll be
representing yourself. But like I told you before on the
record, that if at any time you want [standby counsel] to
represent you, he can take over representation. But he
can’t—but while you’re representing yourself, you know, I
can’t give you any advice. You can consult with him, but
you’re going to be the one conducting the examination. So
this is the last time—and I’m encouraging you again because
you have one of our most skilled trial lawyers sitting next to
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you. And it would be my advice for the final time to allow
him to represent you.
[Appellant]: No. I want to represent myself.
[Trial Court]: You want to represent yourself. Okay. That’s fine.
[Standby Counsel]: And, Judge, just for the record, I assume that you would not
allow hybrid representation where I do part of it, then he does
part of it.
[Trial Court]: No.
[Standby Counsel]: If I do—I’m sorry. I apologize.
[Trial Court]: Yeah. Go ahead. No. I was going to say there won’t be any
hybrid representation. And so that’s the key here. There
won’t be any hybrid—so he can’t do a little and then you get
up and do a little. If you represent yourself, you represent
yourself. You can consult with him. But, you know, he’ll be
the one—I mean, you’ll be the one that’s addressing the jury.
You’ll be the one that’s questioning the witnesses. You’ll be
the one giving opening statement, closing argument, making
objections. And you’re going to be held to the same standard
of the law like anybody else, like he would be if he was
conducting this trial, like the State’s going to be as they
conduct this trial. And so even though you may not be as
skilled—and you’re not as skilled in the rules of evidence as
these lawyers that are standing next to you. You’re going to
be held to the same standard. Do you understand that?
[Appellant]: Yes.
[Trial Court]: And that is why I’m so strenuously really trying to get you to
consider representing—not representing yourself but allowing
[standby counsel] to represent you because the Court, in its
considered judgment, would think that would be in your best
interest. But—
[Appellant]: No. I’m representing myself.
[Trial Court]: Okay. Fine.
4
Although appellant represented himself during the jury trial, standby counsel was
present and actively participated in certain portions of the trial, and appellant consulted with standby
counsel throughout the trial. Standby counsel made arguments and objections during bench
conferences, including as to the jury charge, and questioned appellant when appellant called himself
as a witness during the guilt/innocence and punishment phases of the trial. Ultimately, the jury
found appellant guilty and assessed his punishment at confinement of five years but recommended
community supervision. The trial court assessed punishment in accordance with the jury’s verdict,
suspending imposition of sentence and placing appellant on community supervision for five years.
This appeal followed.
ANALYSIS
In his sole issue, appellant contends that he is entitled to a new trial because there is
no record that he received proper Faretta warnings prior to his waiver of the right to counsel or that
his waiver was knowingly and intelligently asserted. Appellant focuses on the lack of a hearing in
which the trial court provided warnings of the dangers of self-representation prior to appellant’s
written waiver of the right to counsel that was filed in January 2015 and that the warnings that are
in the record took place after appellant signed the written waiver. Appellant, who was a high school
graduate and twenty-four years old at the time of trial, also argues that “there is no affirmative
showing in the record below that [he] was ‘literate, competent, and understanding, and that he was
voluntarily exercising his informed free will.’”
The Sixth and Fourteenth Amendments to the United States Constitution give
criminal defendants in state courts a constitutional right to counsel and the corresponding right to
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self-representation. Faretta, 422 U.S. at 807, 819–20; see also Tex. Code Crim. Proc. art. 1.05(f)
(“A defendant may voluntarily and intelligently waive in writing the right to counsel.”). “However,
‘the right to self-representation does not attach until it has been clearly and unequivocably asserted.’”
Williams v. State, 252 S.W.3d 353, 356 (Tex. Crim. App. 2008) (quoting Funderburg v. State,
717 S.W.2d 637, 642 (Tex. Crim. App. 1986) (citing Faretta, 422 U.S. at 825)). “Although a
defendant need not himself have the skill and experience of a lawyer in order competently and
intelligently to choose self-representation, he should be made aware of the dangers and disadvantages
of self-representation, so that the record will establish that ‘he knows what he is doing and his choice
is made with eyes open.’” Faretta, 422 U.S. at 835 (quoting Adams v. United States ex rel. McCann,
317 U.S. 269, 279 (1942)). “Prior to any act of self-representation by the defendant, the record
should reflect that the admonishments were given to the defendant.” Goffney v. State, 843 S.W.2d 583,
585 (Tex. Crim. App. 1992). Further, in assessing whether a defendant’s waiver of counsel was
knowingly and intelligently made, we “consider the totality of the circumstances,” “‘the particular
facts and circumstances surrounding that case, including the background, experience, and conduct
of the accused.’” Williams, 252 S.W.3d at 356 (quoting Johnson v. Zerbst, 304 U.S. 458, 464
(1938)). The trial court, however, need not follow a “formulaic questioning” or a particular “script”
to evaluate a defendant’s waiver of counsel. Blankenship v. State, 673 S.W.2d 578, 583 (Tex. Crim.
App. 1984).
Based on our review of the record, we conclude that appellant was warned of the
dangers and disadvantages of self-representation prior to any act of self-representation and that
appellant’s choice to represent himself “was made with [his] eyes open.’” See Faretta, 422 U.S. at
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835; Goffney, 843 S.W.2d at 585. Although there is no record of a separate hearing in which the trial
court warned appellant about the dangers of self-representation prior to the date that appellant signed
and filed the written waiver of his right to counsel, the trial court appointed another counsel for
appellant a few days after appellant’s written waiver was filed with the trial court. The trial court
also admonished appellant of the dangers and disadvantages of self-representation during the hearing
that occurred in the morning before jury selection and confirmed with appellant that he understood
the dangers and disadvantages but that he had decided to represent himself. The trial court further
admonished appellant about the dangers and disadvantages of self-representation immediately before
jury selection began later that day, and appellant again confirmed his understanding and decision to
represent himself after being warned by the trial court against doing so.
Based on our review of the record, we also conclude that appellant’s decision to
waive his right to counsel was knowingly and intelligently made. See Williams, 252 S.W.3d at 356.
The record reflects that the trial court effectively communicated with appellant both before and
during trial, including actively questioning him about his understanding and decision to represent
himself, and that appellant acted orderly, appropriately, and respectfully during the trial,
including when he communicated with the trial court, participated in jury selection, cross-examined
the State’s witnesses, and delivered opening and closing arguments. See Saunders v. State,
No. 03-15-00273-CR, 2016 Tex. App. LEXIS 7239, at *8 (Tex. App.—Austin July 8, 2016, no pet.)
(mem. op., not designated for publication) (observing that “legal competence is not required to
represent oneself at trial” and that “the only material issue is whether [the defendant] was competent
7
to make the decision to represent himself” (citing Scarbrough v. State, 777 S.W.2d 83, 92 (Tex.
Crim. App. 1989)).
We further observe that standby counsel was available and utilized by appellant prior
to and during trial.4 The trial court appointed counsel both before and after appellant filed the
written waiver of his right to counsel, and standby counsel consulted with appellant throughout the
trial and actively participated in portions of the trial, including questioning appellant while appellant
was on the witness stand and urging objections and arguments during bench conferences. See Myles
v. State, No. 01-14-00581-CR, 2015 Tex. App. LEXIS 6313, at *5–6 (Tex. App.—Houston
[1st Dist.] June 23, 2015, no pet.) (mem. op., not designated for publication) (rejecting claim on
4
When standby counsel is appointed, some Texas courts have held that Faretta
admonishments are not required based on the rationale that “since counsel remains to assist the
accused [there is] no need to admonish the accused of the dangers or disadvantages of
self-representation.” Robinson v. State, No. 05-04-00235-CR, 2005 WL 1670626, at *2 (Tex.
App.—Dallas July 19, 2005, no pet.) (not designated for publication); see, e.g., Maddox v. State,
613 S.W.2d 275, 286 (Tex. Crim. App. 1981) (op. on reh’g) (holding that no question of waiver of
counsel was involved when defendant engaged in hybrid representation); Phillips v. State,
604 S.W.2d 904, 908 (Tex. Crim. App. 1979) (same); see also Dolph v. State, 440 S.W.3d 898,
907–08 (Tex. App.—Texarkana 2013, pet. ref’d) (describing and discussing standby counsel and
hybrid representation in context of Faretta admonishments and waiver of counsel); Glasspoole
v. State, No. 02-16-00066-CR, 2016 Tex. App. LEXIS 8086, at *6 (Tex. App.—Fort Worth
July 28, 2016, no pet.) (mem. op., not designated for publication) (concluding that “‘no question
of waiver of counsel [was] involved’” because standby counsel “participated, although to
a limited degree, in the trial” (citation omitted)); Bradford v. State, No. 05-14-01610-CR,
2016 Tex. App. LEXIS 817, at *7 (Tex. App.—Dallas Jan. 27, 2016, pet. ref’d) (mem. op., not
designated for publication) (“Where, as here, defendant has standby counsel at his disposal, a trial
court is not required to admonish a defendant on the dangers and disadvantages of
self-representation.”); Jones v. State, No. 14-04-00950-CR, 2005 Tex. App. LEXIS 8844, at *1 (Tex.
App.—Houston [14th Dist.] Oct. 27, 2005, no pet.) (mem. op., not designated for publication) (“A
judge need not admonish an accused of the dangers and disadvantages of self-representation when
he allows the accused to present his own defense but, at the same time, appoints standby counsel to
advise the accused as necessary.”).
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appeal that waiver of counsel was invalid because record revealed that trial court admonished
appellant under Faretta and also appointed standby counsel).
On this record, we conclude that the trial court properly admonished appellant under
Faretta about the dangers and disadvantages of self-representation and that appellant’s decision to
waive counsel was knowingly and intelligently made. See Faretta, 422 U.S. at 835; Williams,
252 S.W.3d at 356. Thus, we overrule his sole appellate issue.
CONCLUSION
Having overruled appellant’s issue, we affirm the judgment of conviction.
__________________________________________
Melissa Goodwin, Justice
Before Justices Puryear, Goodwin, and Field
Affirmed
Filed: December 7, 2016
Do Not Publish
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