William Matthew Schiffert A/K/A Jerry Schiffert v. State ( 2008 )

COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NO. 2-02-278-CR
WILLIAM MATTHEW SCHIFFERT APPELLANT
A/K/A JERRY SCHIFFERT
V.
THE STATE OF TEXAS STATE
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FROM CRIMINAL DISTRICT COURT NO. 1 OF TARRANT COUNTY
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OPINION ON PETITION FOR DISCRETIONARY REVIEW
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After reviewing Appellant’s petition for discretionary review, we modify
our opinion and judgment in this appeal. See T EX. R. A PP. P. 50. We withdraw
our November 21, 2007 opinion and judgment and substitute the following.
I. Introduction
A jury convicted Appellant William Matthew Schiffert a/k/a Jerry Schiffert
as a party to the murder of Corey McMillan, found habitual offender allegations
to be true, and assessed Appellant’s punishment at seventy-five years’
confinement. The trial court sentenced Appellant accordingly. On appeal,
Appellant raises four points: (1) the trial court egregiously erred in the parties
application paragraph of the jury charge by failing to require the State to prove
intent; (2) the evidence is legally and factually insufficient; (3) trial counsel was
ineffective; and (4) the trial court erred in the self-defense portion of the jury
charge.
In our original opinion and judgment, we held that the evidence was
legally sufficient but factually insufficient under the standards of review in
effect at the time.1 On November 22, 2006, the court of criminal appeals
vacated our opinion and judgment and remanded the case for reconsideration
in light of its opinion in Watson v. State, 2 in which it re-articulated the factual
sufficiency standard of review. Schiffert v. State, 207 S.W.3d 800, 801 (Tex.
Crim. App. 2006). Reconsidering the factual sufficiency point in light of
Watson, and reaching the remaining issues that we did not reach in our original
opinion, we affirm.
1
… Schiffert v. State, 157 S.W.3d 491, 496, 499 (Tex. App.—Fort Worth
2004), rev’d and judgm’t vacated, 207 S.W.3d 800 (Tex. Crim. App. 2006).
2
… 204 S.W.3d 404, 415-17 (Tex. Crim. App. 2006).
2
II. Background
Brandy Upchurch began dating McMillan in 1999. Soon after, they began
living together and eventually moved into the Budget Inn motel. According to
a statement that Appellant gave to the police, Appellant first met Upchurch
when he went to the motel to visit a friend. Upchurch told Appellant that she
could not come outside because her “old man [McMillan] would beat her.”
Appellant continued to talk to Upchurch whenever he went to the motel.
Ultimately, Upchurch left McMillan and moved into Appellant’s trailer.
About a month later, Appellant arrived at the trailer and found Upchurch gone.
According to Upchurch, McMillan had found her in Appellant’s trailer, and after
he threatened her, she went back with him to the motel. The following day,
November 5, 2001, Upchurch called Appellant to come get her; she told him
that she had been kidnapped by McMillan and that she wanted Appellant to
come pick her up. Appellant and his nephew, Aaron Kennedy, went to the
motel to get her.
In the meantime, after a confrontation with McMillan, Upchurch left the
motel on foot. She called Appellant and Kennedy, who picked her up in a
nearby restaurant parking lot. The three of them then drove back to the motel
parking lot. Upchurch first testified that their purpose in returning to the motel
3
was to retrieve her clothes, but on cross-examination she testified she expected
to go to Appellant’s trailer, not back to the motel.
GinnyLu Ward was in the parking lot of Enterprise Rent-A-Car, which
shares the lot with the motel, when the events transpired. According to Ward,
when Appellant drove into the motel parking lot, he “acted like [he] didn’t see
who [he was] looking for, and [then he] made a U-turn.” Upchurch testified
that Appellant stopped the car, called McMillan on the phone and said, “I’m
looking at your punk bitch now.” Soon afterwards, McMillan came out into the
parking lot. According to Ward, “[the driver] saw who [he was] looking for and
[he] gunned it, and when he gunned it, he lost control for just a moment and
hit [a] red truck.” The collision damaged the driver’s door of Appellant’s car;
Upchurch testified that they later had to pry the door open. Upchurch also
admitted on cross-examination that she told the prosecutor before trial that
Appellant tried to run over McMillan at some point during the incident.3
Ward testified that Appellant parked his car twelve to fifteen inches
behind McMillan’s car in such a way that McMillan’s car could not have pulled
3
… Upchurch testified that Appellant attempted to run over McMillan
“when they were starting to fight, him and Aaron, and all he was trying to do
was stop them.” But Ward did not mention Appellant moving his car between
the time he stopped and the time he fled with Kennedy; instead, she testified
that Appellant was “smirking” at her during this period.
4
out without hitting Appellant’s car. Kennedy then jumped out of the car and
began stabbing McMillan. Ward testified that, as Kennedy stabbed McMillan,
McMillan said, “[W]hat the hell are you doing?” and “[W]hy are you here?”
Ward said that as Kennedy was stabbing McMillan, Appellant turned to her and
“smirked.”
Kennedy got back in the car, and Appellant quickly drove away. As the
car left the lot, Upchurch looked back; she saw McMillan’s hand over his throat
and blood on his shirt.
Officer Michael McGuire was dispatched to the motel, where he found
McMillan, who was bleeding and appeared to have been stabbed in the left side
of his neck and on the left side of his chest. McMillan was taken to the
hospital, where he later died. Detective Tim Gilpin was also dispatched to the
scene. Witnesses gave him the license number of the car Appellant was
driving; he ran the license and learned the car was registered to Appellant.
The day after McMillan’s death, Officer Richard Curtis, who was assigned
to the Crime Scene Search Unit, was dispatched to an apartment complex after
a search warrant had been obtained for Appellant’s vehicle. Police found the
car at the complex and impounded it. While examining the car, Curtis stated
that he had trouble getting the driver’s-side door open; the door would open
5
only about twelve inches. There was one license plate on the car, but it was
not registered to the car.
Upchurch said that, in the days following McMillan’s death, she saw
Appellant, and he and Kennedy tried to stay separate from each other. She also
stated that she heard Appellant discuss leaving town because he was on parole
and he was afraid that the police would be looking for him.
On November 9, 2001, Officer Benjamin Jones was on patrol when he
saw a car with a brake light out. He pulled the car over and asked for
identification, but the driver had none. The driver gave his name as “Michael
Smith.” Officer Kenneth Stack arrived on the scene after Jones had stopped
the car. Based on a photo that he had seen earlier that day, Stack recognized
Appellant as the driver. According to Stack, when he showed the photo to
Appellant, Appellant said, “You got me.”
According to Deputy Medical Examiner Daniel Konzelmann, McMillan’s
body had two distinct stab wounds, one on the chest and one on the neck.
The neck wound was not lethal because it did not cross any vital structures.
The wound to the chest was lethal because it went into the heart. Konzelmann
saw no defensive wounds on McMillan’s upper arms or hands and no signs
indicating a prolonged struggle.
6
III. Charge Error: The Law of Parties
In his first point, Appellant argues that the trial court erred by misstating
the law of parties in the application paragraph of the jury charge and that the
error caused Appellant egregious harm.
A. Standard of review
Appellate review of error in a jury charge involves a two-step process.
Abdnor v. State, 871 S.W.2d 726, 731 (Tex. Crim. App. 1994). Initially, we
must determine whether error occurred. If so, we must then evaluate whether
sufficient harm resulted from the error to require reversal. Id. at 731–32. If
there is error in the court’s charge but the appellant did not object to it at trial,
we must decide whether the error was so egregious and created such harm that
appellant did not have a fair and impartial trial—in short, that “egregious harm”
has occurred. Almanza v. State, 686 S.W.2d 157, 171 (Tex. Crim. App. 1985)
(op. on reh’g); see T EX. C ODE C RIM. P ROC. A NN. art. 36.19 (Vernon 1981); Hutch
v. State, 922 S.W.2d 166, 171 (Tex. Crim. App. 1996). Jury charge error is
egregiously harmful if it affects the very basis of the case, deprives the
defendant of a valuable right, or vitally affects a defensive theory. Stuhler v.
State, 218 S.W.3d 706, 719 (Tex. Crim. App. 2007); Hutch, 922 S.W.2d at
171.
7
When examining the record to determine whether jury-charge error is
egregious, the reviewing court should consider the entirety of the jury charge
itself, the evidence, including the contested issues and weight of the probative
evidence, the arguments of counsel, and any other relevant information
revealed by the record of the trial as a whole. Stuhler, 218 S.W.3d at 719;
Bailey v. State, 867 S.W.2d 42, 43 (Tex. Crim. App. 1993); Almanza, 686
S.W.2d at 171. The purpose of this review is to illuminate the actual, not just
theoretical, harm to the accused. Almanza, 686 S.W.2d at 174. Egregious
harm is a difficult standard to prove and must be determined on a case-by-case
basis. Ellison v. State, 86 S.W.3d 226, 227 (Tex. Crim. App. 2002); Hutch,
922 S.W.2d at 171.
B. The charge
The Texas Penal Code states that “[a] person is criminally responsible as
a party to an offense if the offense is committed by his own conduct, by the
conduct of another for which he is criminally responsible, or by both.” T EX.
P ENAL C ODE A NN. § 7.01(a) (Vernon 2005). Criminal responsibility is defined
several ways, one of which is that the defendant, “acting with intent to
promote or assist the commission of the offense . . . solicits, encourages,
directs, aids, or attempts to aid the other person to commit the offense.” Id.
§ 7.02(a)(2).
8
The abstract portion of the charge submitted to the jury stated, in
relevant part:
All persons are parties to an offense who are guilty of acting
together in the commission of the offense. A person is criminally
responsible as a party to an offense if the offense is committed by
his own conduct, by the conduct of another for whom he is
criminally responsible, or by both.
A person is criminally responsible for an offense committed by the
conduct of another if, acting with intent to promote or assist the
commission of the offense, he solicits, encourages, directs, aids,
or attempts to aid the other person to commit the offense. Mere
presence alone will not constitute one a party to an offense.
The application portion of the jury charge stated, in relevant part, that the jury
was authorized to find Appellant guilty of murder if it found that
Aaron Kennedy did . . . intentionally with the intent to cause
serious bodily injury to Corey McMillan, commit an act clearly
dangerous to human life, namely, to stab him with a knife, which
caused the death of an individual, Corey McMillan, and you further
find that the Defendant, William Matthew Schiffert, acted with
intent to solicit, encourage, direct, aid, or attempt to aid Aaron
Kennedy in the commission of the offense . . . .
Thus, while the abstract portion of the charge tracked the language of section
7.02(a)(2), the application portion did not. Appellant did not object to this
discrepancy at trial.
C. Analysis
Although the charge erroneously failed to track the language of penal
code section 7.02(a)(2), we hold that Appellant cannot show egregious harm
9
because the charge required affirmative jury findings on the same elements as
those recited in the penal code. See Almanza, 686 S.W.2d at 171.
The elements of party liability under penal code section 7.02(a)(2) are (1)
acting with intent that the offense be committed, (2) the defendant solicits,
encourages, directs, aids, or attempts to aid (3) another person to commit an
offense. T EX. P ENAL C ODE A NN. § 7.02(a)(2). The charge authorized the jury to
find Appellant guilty as a party if he (1) acted with intent (2) to solicit,
encourage, direct, aid, or attempt to aid (3) Kennedy in the commission of the
offense. The order of the words is different, but the meaning is the same: the
jury could not find Appellant guilty as a party unless it found that he intended
the commission of McMillan’s murder. The charge required the jury to find that
Appellant committed some act intended to solicit, encourage, direct, aid, or
attempt to aid in McMillan’s murder; section 7.02(a)(2) requires the same
findings. Though the words “acted with intent” are separated from the words
“commission of the offense” in the charge, the former modify the latter.
Stated differently, the phrase “acting with intent to promote or assist the
commission of the offense” in the penal code has the same practical meaning
and requires the same findings as the phrase “acted with the intent to solicit,
direct, aid, or attempt to aid . . . the commission of the offense” in the charge.
The words “solicit” and “direct” are roughly synonymous with the word
10
“promote,” and the word “aid” is closely synonymous with the word “assist.”
Thus, while the charge reordered the words used in the statute, the intent
required by the charge is the same as the intent required by the statute.4
Because the charge’s application paragraph required the jury to find the
same elements of party liability listed in section 7.02(a)(2), we hold the error
did not cause egregious harm to Appellant, and we overrule his first issue.
IV. Charge Error: Self Defense
In his fourth point, Appellant argues the trial court erred by submitting an
erroneous self-defense instruction to the jury. The State argues that even if the
charge was erroneous, Appellant did not suffer egregious harm because no
rational jury could have found that Appellant or Kennedy acted in self-defense.
4
… This analysis provokes the question of why the legislature included
both the phrase “acting with intent to promote or assist the commission of the
offense” and the phrase “solicits, directs, aids, or attempts to aid the other
person to commit the offense” in section 7.02(a)(2)’s definition of party
liability. One reason is that in some situations, an actor may aid another in the
commission of an offense without intending that an offense be committed if the
actor does not know the other’s conduct is an offense; under that
circumstance, the actor is not a party to the offense. See, e.g., Amaya v.
State, 733 S.W.2d 168, 175 (Tex. Crim. App. 1986) (holding defendants could
not be guilty as parties when the State failed to show they “knew the
criminality of the conduct they assisted”). Such lack of knowledge is not a
factor in a murder prosecution like this one. See id. at 174 (“[Murder] is
conduct that by its very nature supplies proof of the parties’ knowledge that it
is ‘criminal.’”).
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A. The self-defense instruction
The trial court’s instruction on self-defense reads, in pertinent part, as
follows:
Now if you find from the evidence beyond a reasonable doubt
that the said Defendant, William Matthew Schiffert or Aaron
Kennedy, did stab Corey McMillan with a deadly weapon . . . but
you further find from the evidence, as viewed from the standpoint
of the Defendant at the time, that from the words or conduct, or
both, of Corey McMillan, it reasonably appeared to the Defendant
that his life or person was in danger and there was created in his
mind a reasonable expectation of fear or death or serious bodily
injury from the use of unlawful deadly force at the hands of Corey
McMillan, and that acting under such apprehension and reasonably
believing that the use of deadly force on his part was immediately
necessary to protect himself against Corey McMillan’s use or
attempted use of unlawful deadly force, he stabbed Corey McMillan
with a knife, and that a reasonable person in the Defendant’s
position would not have retreated, then you should acquit the
[D]efendant on the grounds of self-defense, or, if you have a
reasonable doubt as to whether or not the Defendant was acting in
self-defense on the said occasion and under the circumstances,
then you should give the Defendant the benefit of the doubt and
say by your verdict not guilty. [Emphasis added.]
Appellant did not object to the instruction at trial.
B. Analysis
Appellant argues that the charge erroneously instructed the jury that it
could find Appellant not guilty by reason of self-defense only if it found that
Appellant stabbed McMillan because he reasonably believed that his own life
was in danger. Because it is undisputed that Appellant remained in the car
12
while Kennedy confronted and killed McMillan, we agree with Appellant that the
charge was erroneous; but we also agree with the State that the error did not
cause Appellant egregious harm because no reasonable jury, even if properly
instructed, could have found beyond a reasonable doubt that Kennedy killed
McMillan in self-defense.
We first consider the entirety of the jury charge itself and the state of the
evidence. See Stuhler, 218 S.W.3d at 719. The charge properly instructed the
jury that an actor’s use of deadly force against another in self-defense is
justified only when the actor reasonably believes deadly force is immediately
necessary to protect the actor or a third person from the other’s use or
attempted use of deadly force. T EX. P ENAL C ODE A NN. §§ 9.32 (Vernon Supp.
2007), 9.33 (Vernon 2003). “Deadly force” means force that is intended or
known by the actor to cause, or in the manner of its use or intended use is
capable of causing, death or serious bodily injury. Id. § 9.01. The charge also
instructed the jury that the use of deadly force is not justified if an actor
provokes another’s use or attempted use of deadly force by some act or
language. See id. § 9.31(b)(4).
Brandy Upchurch testified that immediately before the altercation,
Appellant telephoned McMillan and said, “I’m looking at your punk bitch now,”
and that those were “fighting words.” Upchurch and GinnyLu Ward both
13
testified that McMillan had nothing in his hands when he came out of the motel
room. Upchurch testified that McMillan struck Kennedy with his fist, and
Appellant said the same thing in his written statement to police. Considering
the state of the evidence, a reasonable jury properly instructed on the issue of
self-defense could not have found that Kennedy was justified in using deadly
force against McMillan; Appellant provoked the altercation, and even
Appellant’s and Upchurch’s descriptions of the fight show that McMillan did not
use or attempt to use deadly force against Kennedy. Thus, Appellant has
shown at most theoretical harm, not actual harm, flowing from the erroneous
self-defense charge. See Almanza, 686 S.W.2d at 174.
We therefore hold that Appellant was not egregiously harmed by the
erroneous instruction, and we overrule his fourth point.
V. Legal Sufficiency
In his second point, Appellant claims that the evidence presented at trial
is legally insufficient to support his conviction.
A. Standard of Review
When reviewing the legal sufficiency of the evidence to support a
conviction, we view all the evidence in the light most favorable to the verdict
in order to determine whether any rational trier of fact could have found the
essential elements of the crime beyond a reasonable doubt. Jackson v.
14
Virginia, 443 U.S. 307, 319, 99 S. Ct. 2781, 2789 (1979); Burden v. State,
55 S.W.3d 608, 612 (Tex. Crim. App. 2001). This standard gives full play to
the responsibility of the trier of fact to resolve conflicts in the testimony, to
weigh the evidence, and to draw reasonable inferences from basic facts to
ultimate facts. Jackson, 443 U.S. at 319, 99 S. Ct. at 2789. When
performing a legal sufficiency review, we may not sit as a thirteenth juror, re-
evaluating the weight and credibility of the evidence and, thus, substituting our
judgment for that of the fact finder. Dewberry v. State, 4 S.W.3d 735, 740
(Tex. Crim. App. 1999), cert. denied, 529 U.S. 1131 (2000).
W hen a jury returns a general verdict and the evidence is sufficient to
support a guilty finding under any of the allegations submitted, the verdict will
be upheld. Swearingen v. State, 101 S.W.3d 89, 95 (Tex. Crim. App. 2003);
Tippitt v. State, 41 S.W.3d 316, 323 (Tex. App.—Fort Worth 2001, no pet.).
Thus, we apply the legal sufficiency standard of review to each theory
submitted to the jury in the court’s charge. Rabbani v. State, 847 S.W.2d 555,
558 (Tex. Crim. App. 1992), cert. denied, 509 U.S. 926 (1993); Tippitt, 41
S.W.3d at 323.
Sufficiency of the evidence should be measured by the elements of the
offense as defined by the hypothetically correct jury charge for the case. Malik
v. State, 953 S.W.2d 234, 240 (Tex. Crim. App. 1997). This hypothetical
15
charge accurately sets out the law, is authorized by the indictment, does not
unnecessarily increase the State’s burden of proof or unnecessarily restrict the
State’s theories of liability, and adequately describes the particular offense for
which the defendant was tried. Id.
B. Analysis
Appellant was driving the car when he, Kennedy, and Upchurch arrived
at the motel. According to a witness, Appellant seemed to be looking for
someone as he drove through the parking lot. Appellant called McMillan from
his car and told him, “I’m looking at your punk bitch now.” When he saw
McMillan, he “gunned” the car. Appellant subsequently parked behind
McMillan’s car, and then Kennedy jumped out of the car and began stabbing
McMillan. The jury could rationally have inferred that Appellant’s focus was on
McMillan, rather than getting Upchurch’s belongings, and that Appellant used
what Upchurch conceded were “fighting words” toward McMillan. Moreover,
a rational jury could conclude that by parking behind McMillan’s car, Appellant
wanted to ensure that McMillan did not leave the area.
Given all this evidence, as well as the speed with which Kennedy jumped
from Appellant’s car and began stabbing McMillan, a rational jury could
conclude that Appellant acted with the intent to assist Kennedy in the stabbing
of McMillan, and that he solicited, encouraged, directed, aided, or attempted
16
to aid Kennedy in the stabbing of McMillan. Thus, viewing the evidence in the
light most favorable to the verdict, we find that a rational jury could have found
beyond a reasonable doubt that Appellant was guilty of murder as a party. We
overrule the legal sufficiency portion of Appellant’s second point.
VI. Factual Sufficiency
A. Standard of Review
In our original opinion in this appeal, our factual sufficiency review was
largely guided by the standard articulated by the court of criminal appeals in
Zuniga v. State, as follows:
[T]here are two ways in which the evidence may be insufficient.
First, when considered by itself, evidence supporting the verdict
may be too weak to support the finding of guilt beyond a
reasonable doubt. Second, there may be both evidence supporting
the verdict and evidence contrary to the verdict. Weighing all the
evidence under this balancing scale, the contrary evidence may be
strong enough that the beyond-a-reasonable-doubt standard could
not have been met, so the guilty verdict should not stand. This
standard acknowledges that evidence of guilt can “preponderate”
in favor of conviction but still be insufficient to prove the elements
of the crime beyond a reasonable doubt.
144 S.W.3d 477, 481 (Tex. Crim. App. 2004), overruled by Watson, 204
S.W.3d at 417. In Watson, the court disavowed and overruled Zuniga’s
articulation of the standard of review:
Any holding that a criminal appellate court can reverse and remand
for a new trial even when the evidence “preponderates” in favor of
17
a conviction is inconsistent with that historically required high level
of skepticism.
. . . We therefore disavow such language in Zuniga and
reiterate that it is not enough that the appellate court harbor a
subjective level of reasonable doubt to overturn a conviction that
is founded on legally sufficient evidence. An appellate court judge
cannot conclude that a conviction is “clearly wrong” or “manifestly
unjust” simply because, on the quantum of evidence admitted, he
would have voted to acquit had he been on the jury. . . . We have
always held that an appellate court must first be able to say, with
some objective basis in the record, that the great weight and
preponderance of the (albeit legally sufficient) evidence contradicts
the jury’s verdict before it is justified in exercising its appellate fact
jurisdiction to order a new trial.
Watson, 204 S.W.3d at 417. The court restated the standard of review in
factual sufficiency cases as follows:
[F]actual-sufficiency analysis [comprises] two prongs. The first
prong asks whether the evidence introduced to support the verdict,
though legally sufficient, is nevertheless “so weak” that the jury’s
verdict seems “clearly wrong and manifestly unjust[.]” The second
prong asks whether, considering conflicting evidence, the jury’s
verdict, though legally sufficient, is nevertheless against the great
weight and preponderance of the evidence.
Id. at 414–15 (citing Johnson v. State, 23 S.W.3d 1, 11 (Tex. Crim. App.
2000)).
To make this determination, we consider all of the evidence in a neutral
light, favoring neither party. Id. at 414. It is not enough that this court “harbor
a subjective level of reasonable doubt to overturn [the] conviction.” Id. We
cannot conclude that a conviction is clearly wrong or manifestly unjust simply
18
because we would have decided differently than the jury or because we
disagree with the jury’s resolution of a conflict in the evidence. Id. We may
not simply substitute our judgment for the fact-finder’s. Johnson, 23 S.W.3d
at 12. Unless the record clearly reveals that a different result is appropriate, we
must defer to the jury’s determination of the weight to be given contradictory
testimonial evidence because resolution of the conflict “often turns on an
evaluation of credibility and demeanor, and those jurors were in attendance
when the testimony was delivered.” Id. at 8. Thus, we must give due
deference to the fact-finder’s determinations, “particularly those determinations
concerning the weight and credibility of the evidence.” Id. at 9.
B. Analysis
In this appeal, the difference between the standard of review articulated
by Zuniga and the one articulated by Watson compels a different outcome. In
our original opinion, we applied the first prong of the Zuniga standard and held
“all of the evidence in the instant case . . . that could legally support a rational
jury’s conclusion is nevertheless so weak when viewed in a neutral light that
our confidence in the verdict is undermined.” Schiffert, 207 S.W.3d at 498.
But applying the first prong of the Watson test, we cannot say that “the
evidence introduced to support the verdict, though legally sufficient, is
nevertheless ‘so weak’ that the jury’s verdict seems ‘clearly wrong and
19
manifestly unjust[.]’“ Watson, 204 S.W.3d at 414–15 (quoting Johnson, 23
S.W.3d at 11) (emphasis added).
The jury heard three versions of the events surrounding McMillan’s death:
G in n y L u W a rd ’s , B ra n d y U pchurch’s, a n d — v ia h is w ritte n
statement—Appellant’s.
Ward testified that Appellant drove his car into the Budget Inn parking lot,
“acted like they didn’t see who they were looking for, and they made a U-turn.”
While making the turn, “they saw who they were looking for and the driver
gunned it,” lost control, and hit a red truck. Appellant then parked his car at
an angle behind McMillan’s, and the passenger jumped out and began slashing
at McMillan. McMillan said, “What the hell are you doing?” and “Why are you
here?” as his assailant slashed at him. Meanwhile, Appellant looked at Ward
and smirked. The passenger then jumped back into the car, and Appellant sped
away. Ward estimated that the incident lasted “a minute, minute and a half,
two tops.” She said she was standing fifteen feet from Appellant’s car during
the altercation.
Upchurch testified that on the morning of McMillan’s death, she moved
her belongings out of his motel room and into the next-door neighbor’s, where
she telephoned Appellant to come and get her. She walked away from the
motel, and Appellant and Kennedy picked her up in a nearby restaurant parking
20
lot. Instead of driving to Appellant’s trailer, as Upchurch expected, Appellant,
Kennedy, and Upchurch drove back to the motel, ostensibly to retrieve
Upchurch’s clothes. Appellant drove through the parking lot so that the
passenger door would be facing the motel room door, allowing Kennedy—whom
McMillan did not know—to jump out and retrieve Upchurch’s clothes. As he
drove, Appellant placed a cell phone call to McMillan and said, “I’m looking at
your punk bitch now.” Appellant collided with the red truck, then drove around
the parking lot and stopped the car by the door to the motel room where
Upchurch had put her clothes. Kennedy jumped out of the car and stood in
front of it. McMillan came out of his motel room and tried to open Appellant’s
car door, but it was locked. Appellant and McMillan argued through the car
window, and Kennedy told McMillan to go back inside. McMillan then grabbed
and hit Kennedy, and Upchurch saw Kennedy “swinging on him.” She said the
fight lasted “a minute or two, a couple of seconds, something like that.”
Kennedy got back in the car, and Appellant drove away. Upchurch admitted
that her recollection was “fuzzy” because she “did a lot of drugs back then,”
“things keep changing within [her] head,” and she was confused as to what
actually took place. She admitted that she gave police a written statement in
which she stated that Appellant tried to get out of the car when McMillan came
out of the motel room.
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In his written statement to police, Appellant wrote that McMillan came
out of the motel, Kennedy “got out of the car as soon as he got in range,”
McMillan hit Kennedy in the face, and Kennedy “panicked and pulled out a knife
and stuck him[.] He dived in the car and we left.”
In addition to the three eyewitness accounts, the testimony of the
medical examiner is relevant to our analysis. The medical examiner testified
that McMillan had no defensive wounds such as cuts or bruises on his arms or
hands and there was no indication that he had struck someone recently.
Appellant is guilty, if at all, as a party to McMillan’s killing because the
undisputed evidence shows that Kennedy actually stabbed the victim.
Appellant performed acts that aided Kennedy in the commission of the offense,
namely, placing the taunting phone call to McMillan, driving Kennedy “in range”
of McMillan, and driving Kennedy away from the scene. The key question,
therefore, is whether he performed those acts with the intent to promote or
assist McMillan’s killing. See T EX. P ENAL C ODE A NN. § 7.02(a). Stated in terms
of the factual sufficiency standard of review, the question is whether the
evidence of Appellant’s intent is so weak as to seem “clearly wrong and
manifestly unjust.” See Watson, 204 S.W.3d 414–15.
The evidence that supports the jury’s finding that Appellant intended to
promote or assist in McMillan’s killing is as follows: Instead of driving
22
Upchurch to his trailer as Upchurch expected, he drove back to the motel. He
made a loop through the parking lot as though—according to Ward—he was
looking for someone he could not find. Appellant then made a taunting phone
call to McMillan, which prompted McMillan to leave his motel room. Appellant
collided with another vehicle, then parked his car so that Kennedy was “in
range,” according to Appellant’s written statement. According to Ward,
Kennedy jumped out of the car and immediately slashed at McMillan;
meanwhile, Appellant looked at Ward and smirked. All three eyewitnesses
agree that Kennedy then jumped back into the car and Appellant sped away
from the scene.
The following evidence tends to support the conclusion that Kennedy
killed McMillan on the spur of the moment and weighs against a finding that
Appellant intended to promote or assist in McMillan’s death: Upchurch testified
that Appellant drove her back to the motel to retrieve her clothes and that he
drove in a loop through the parking lot to position Kennedy closer to the motel
room door so that he could run in and get her bags. Ward and Upchurch
estimated that the ensuing altercation lasted as long as two minutes, lending
some credence to Upchurch’s testimony that something more transpired than
Kennedy’s leaping out and stabbing McMillan as soon as the car stopped.
23
Appellant and Upchurch both asserted that Kennedy stabbed McMillan only
after McMillan struck him.
But other evidence contradicts the notion that McMillan initiated a
struggle that culminated in his death. First, Appellant’s taunting phone call to
McMillan contradicts Upchurch’s testimony that the plan was for
Kennedy—who was unknown to McMillan—to dash into the motel room and
retrieve her bags. Second, the medical examiner’s testimony that McMillan’s
corpse had no defensive wounds and showed no signs of having struck
someone recently contradicts the possibility of a prolonged struggle and
Appellant’s and Upchurch’s claim that McMillan hit Kennedy first. Finally,
Upchurch’s testimony that she was confused about what happened and “fuzzy”
from drug use diminishes the impact of her other testimony.
In his petition for discretionary review, Appellant points to other evidence
that he contends renders the verdict manifestly unjust. Upchurch testified that
her relationship with McMillan was violent, that he had coerced her with threats
into returning to the motel after he found her living in Appellant’s trailer, and
that he had said that he “had a bullet” for Appellant. A friend of McMillan’s
testified that she had seen McMillan shove Upchurch on one occasion and lift
24
her by the throat on another occasion.5 Ward testified that she saw McMillan
arguing with and shoving a white female in front of the Budget Inn fifteen to
twenty minutes before the stabbing. McMillan was older, larger, and heavier
than Kennedy. This is some evidence that McMillan had a propensity for
violence, but does not prove that he started the fight that resulted in his death;
nor is it so strong as to render the jury’s verdict clearly wrong or manifestly
unjust. See Watson, 204 S.W.3d at 414–15.
A jury is responsible for resolving the conflicts in the evidence. Wesbrook
v. State, 29 S.W.3d 103, 111 (Tex. Crim. App. 2000), cert. denied, 532 U.S.
944 (2001). Further, a jury may believe some, all, or none of a witness’s
testimony. Chambers v. State, 805 S.W.2d 459, 461 (Tex. Crim. App. 1991).
Here, the jury resolved the conflicts in the evidence against Appellant.
Considering all of the evidence in a neutral light, we cannot say that it is so
weak that the jury’s verdict seems clearly wrong and manifestly unjust or,
considering conflicting evidence, the jury’s verdict is against the great weight
and preponderance of the evidence. Therefore, the evidence is factually
sufficient to support the jury’s verdict. See Watson, 204 S.W.3d 414–15.
5
… Appellant’s representation that the witness testified that “on many
occasions she was witness to McMillan hitting Upchurch and lifting her up by
the throat” is not supported by the record. [Emphasis added.]
25
In our original opinion, we analyzed in detail the evidence recounted in the
court of criminal appeals’s opinion in Vodochodsky v. State, 158 S.W.3d 502,
511 (Tex. Crim. App. 2005) (op. on reh’g). In that case, the court reversed for
factual insufficiency Vodochodsky’s conviction as a party to the slaying of three
peace officers. Id. The court decided Vodochodsky between its decisions in
Zuniga and Watson, but it did not cite Zuniga when articulating the applicable
standard of review. See id. at 510. The court cited Johnson for the
proposition that a court must “set aside the verdict if ‘proof of guilt is so
obviously weak as to undermine confidence in the jury’s determination . . . .’”
Id. (quoting Johnson, 23 S.W.3d at 11). Under Watson’s re-articulation of the
factual sufficiency test, a court is authorized to set aside a verdict only if “the
evidence introduced to support the verdict, though legally sufficient, is
nevertheless ‘so weak’ that the jury’s verdict seems ‘clearly wrong and
manifestly unjust[.]’“ Watson, 204 S.W.3d at 414–15 (quoting Johnson, 23
S.W.3d at 11). Though the court quoted Johnson in both Vodochodsky and
Watson, its emphasis in the latter case on Johnson’s “clearly wrong and
manifestly unjust” language instead of its “undermine confidence in the jury’s
determination” language calls into doubt the standard applied in Vodochodsky.
Therefore, we decline to apply the standard of review or reasoning articulated
in Vodochodsky and instead apply the standard of review articulated in Watson.
26
We hold that the evidence is factually sufficient to support the jury’s
verdict that Appellant, acting with intent to promote or assist Kennedy in the
stabbing death of McMillan, solicited, encouraged, directed, aided, or attempted
to aid Kennedy in the stabbing death of McMillan. We overrule the remainder
of Appellant’s second point.
VII. Ineffective Assistance
In his third point, Appellant agues his trial counsel rendered ineffective
assistance by failing to object to errors in the charge, by failing to request an
instruction on independent impulse and extraneous offenses, and by failing to
object to testimony that Appellant was “on parole.”
A. Standard of review
To establish ineffective assistance of counsel, appellant must show by a
preponderance of the evidence that his counsel’s representation fell below the
standard of prevailing professional norms and that there is a reasonable
probability that, but for counsel’s deficiency, the result of the trial would have
been different. Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct.
2052, 2064 (1984); Salinas v. State, 163 S.W.3d 734, 740 (Tex. Crim. App.
2005); Mallett v. State, 65 S.W.3d 59, 62–63 (Tex. Crim. App. 2001);
Thompson v. State, 9 S.W.3d 808, 812 (Tex. Crim. App. 1999).
27
When evaluating the effectiveness of counsel under the first prong, we
look to the totality of the representation and the particular circumstances of
each case. Thompson, 9 S.W.3d at 813. The issue is whether counsel’s
assistance was reasonable under all the circumstances and prevailing
professional norms at the time of the alleged error. See Strickland, 466 U.S.
at 688–89, 104 S. Ct. at 2065. Review of counsel’s representation is highly
deferential, and the reviewing court indulges a strong presumption that
counsel’s conduct fell within a wide range of reasonable representation.
Salinas, 163 S.W.3d at 740; Mallett, 65 S.W.3d at 63. To overcome the
presumption of reasonable professional assistance, “any allegation of
ineffectiveness must be firmly founded in the record, and the record must
affirmatively demonstrate the alleged ineffectiveness.” Id. (quoting Thompson,
9 S.W.3d at 813). In the absence of direct evidence of counsel’s reasons for
the challenged conduct, we will assume a strategic motivation if any can be
imagined. Garcia v. State, 57 S.W.3d 436, 440 (Tex. Crim. App. 2001), cert.
denied, 537 U.S. 1195 (2003). A full inquiry into the strategy or tactics of
counsel should be made only if, from all appearances after trial, there is no
plausible basis in strategy or tactics for counsel’s actions. See Johnson v.
State, 614 S.W.2d 148, 152 (Tex. Crim. App. [Panel Op.] 1981); Ex parte
28
Burns, 601 S.W.2d 370, 372 (Tex. Crim. App. 1980); Stenson v. State, 695
S.W.2d 569, 571 (Tex. App.—Dallas 1984, no pet.).
The second prong of Strickland requires a showing that counsel’s errors
were so serious that they deprived the defendant of a fair trial, i.e., a trial
whose result is reliable. Strickland, 466 U.S. at 687, 104 S. Ct. at 2064. In
other words, appellant must show there is a reasonable probability that, but for
counsel’s unprofessional errors, the result of the proceeding would have been
different. Id. at 694, 104 S. Ct. at 2068. A reasonable probability is a
probability sufficient to undermine confidence in the outcome. Id. The ultimate
focus of our inquiry must be on the fundamental fairness of the proceeding
whose result is being challenged. Id. at 697, 104 S. Ct. at 2070.
A reviewing court will rarely be in a position on direct appeal to fairly
evaluate the merits of an ineffective assistance claim. Thompson, 9 S.W.3d at
813–14. “In the majority of cases, the record on direct appeal is undeveloped
and cannot adequately reflect the motives behind trial counsel’s actions.”
Salinas, 163 S.W.3d at 740 (quoting Mallett, 65 S.W .3d at 63). Often,
ineffective assistance claims are better raised within the framework of a post-
conviction writ of habeas corpus under article 11.07 of the code of criminal
procedure. T EX. C ODE C RIM. P ROC. A NN. art. 11.07 (Vernon Supp. 2007); see
Rylander v. State, 101 S.W.3d 107, 110 (Tex. Crim. App. 2003) (“[T]he record
29
on direct appeal will generally ‘not be sufficient to show that counsel’s
representation was so deficient as to meet the first part of the Strickland
standard’ as ‘[t]he reasonableness of counsel’s choices often involves facts that
do not appear in the appellate record.’”); see also Bone v. State, 77 S.W.3d
828, 837 n.30 (Tex. Crim. App. 2002) (“This resolution in no way affects
appellant’s entitlement to re-urge this or other appropriate constitutional
complaints on a writ of habeas corpus.”).
B. Analysis
First, Appellant argues counsel was ineffective by failing to object to the
charge errors made the basis of his first and fourth points and discussed above.
The Almanza standard for egregious harm—charge error that deprived the
defendant of a fair trial— is essentially the same as the second prong of
Strickland—counsel’s error that deprived the defendant of a fair trial. Almanza,
686 S.W.2d at 171; Strickland, 466 U.S. at 687, 104 S. Ct. at 2064. Having
already determined that the charge errors did not deprive Appellant of a fair
trial, we now hold that Appellant has failed to show that counsel’s failure to
object to those same charge errors deprived him of a fair trial.
Next, Appellant argues counsel was ineffective by failing to request a
charge instruction on independent impulse. There is no enumerated defense of
“independent impulse” in the penal code, and a trial court does not err by
30
refusing to give such an instruction. Solomon v. State, 49 S.W.3d 356, 368
(Tex. Crim. App. 2001). Therefore, Appellant cannot show that but for
counsel’s failure to request an independent impulse instruction, the jury would
have reached a different verdict.
Appellant also contends that counsel was ineffective by failing to request
a specific application of the acts relied on by the State to prove the “solicit,
encourage, direct, aid, or attempt to aid” element of party liability. Appellant
relies on Johnson v. State to support this contention. 739 S.W.2d 299, 305
(Tex. Crim. App. 1987). In Johnson, the court of criminal appeals held that the
trial court reversibly erred when it failed to explicitly apply the law of parties to
the facts of the case upon the defendant’s timely objection that the charge
failed “to allege the specific acts that the State is relying on to make [the
defendant] a party. It does not say depending on solicitation, encouragement,
direction, aid[,] or attempt to aid [the principal] in the commission of this
offense.” Id. at 300, 305. The court explained that “explicitly apply the law
of parties to the facts” means that a charge should inform the jury which
specific mode or modes of conduct enumerated in penal code section
7.02(a)(2), “solicited, encouraged, directed, aided, or attempted to aid,” formed
the basis for conviction as a party. Id. at 305 n.4.
31
In this case, the charge recited all of the modes enumerated in section
7.02(a)(2); this was sufficient to comply with Johnson. Johnson does not
require recitation of the specific acts relied on by the State to prove one or
more of those modes. Thus, Appellant has failed to show a reasonable
probability that but for his failure to request such a recitation, the result of the
proceeding would have been different.
Next, Appellant argues counsel was ineffective by (1) failing to object to
Brandy Upchurch’s unsolicited comment that Appellant wanted to get out of
town after the killing “because he was on parole” and (2) failing to request a
jury charge on extraneous offenses to mitigate the “on parole” statement. The
record is silent as to why counsel did not object to Upchurch’s statement or
request an extraneous offense instruction, but as the State points out, he could
have been motivated by sound trial strategy, namely, to avoid emphasizing or
calling the jury’s attention to Upchurch’s statement. Thus, in this instance,
Appellant has failed to satisfy the first half of the Strickland test. See
Strickland, 466 U.S. at 688–89, 104 S. Ct. at 2065; Garcia, 57 S.W.3d at
440.
Finally, Appellant contends counsel was ineffective by failing to object to
the charge’s application paragraph that allowed the jury to convict Appellant as
the principal actor in McMillan’s killing. W e cannot see how the inclusion of
32
this language in the charge deprived Appellant of a fair trial. The undisputed
evidence showed that Appellant remained in the car while Kennedy stabbed
McMillan; thus, Appellant could only be guilty as a party, and the possibility
that the jury could have convicted Appellant as the principal is far fetched.
Thus, once again, Appellant has failed to show that but for counsel’s alleged
unprofessional conduct, the jury would have returned a different verdict.
Having determined that Appellant failed to establish at least one of the
Strickland prongs with regard to each of counsel’s alleged errors, we overrule
his third point.
VIII. Conclusion
Having overruled all of Appellant’s points, we affirm the trial court’s
judgment.
ANNE GARDNER
JUSTICE
PANEL A: CAYCE, C.J.; LIVINGSTON and GARDNER, JJ.
PUBLISH
DELIVERED: March 20, 2008
33