Ex Parte Andres Roberto Cano ( 2008 )

i i i i i i
MEMORANDUM OPINION
No. 04-08-00203-CR
EX PARTE ANDRES ROBERTO CANO
From the County Court at Law No. 6, Bexar County, Texas
Trial Court No. 852082
Honorable Ray Olivarri, Judge Presiding
Opinion by: Sandee Bryan Marion, Justice
Sitting: Alma L. López, Chief Justice
Sandee Bryan Marion, Justice
Steven C. Hilbig, Justice
Delivered and Filed: October 8, 2008
AFFIRMED
A jury found defendant, Andres Roberto Cano, guilty of the misdemeanor offense of assault
against another motorist and assessed punishment at 180 days in Bexar County Jail, probated for
twelve months, and a $350.00 fine. On January 11, 2006, this court affirmed the trial court’s
judgment, and the Court of Criminal Appeals later refused defendant’s petition for discretionary
review. See Cano v. State, No. 04-05-00092-CR, 2006 WL 47042 (Tex. App.—San Antonio Jan.
11, 2006, pet. ref’d) (mem. op., not designated for publication). This appeal arises from the trial
court’s denial of defendant’s post-conviction application for writ of habeas corpus. We affirm.
04-08-00203-CR
STANDARD OF REVIEW
We review a trial court’s decision to grant or deny the relief requested on a writ of habeas
corpus under an abuse of discretion standard. Ex parte Cummins, 169 S.W.3d 52, 755 (Tex.
App.—Fort Worth 2005, no pet.). In reviewing the trial court’s decision, we review the record in
the light most favorable to the trial court’s ruling. Ex parte Peterson, 117 S.W.3d 804, 819 (Tex.
Crim. App. 2003), overruled in part on other grounds by Ex parte Lewis, 219 S.W.3d 335, 371 (Tex.
Crim. App. 2007); Arreola v. State, 207 S.W.3d 387, 391 (Tex. App.—Houston [1st Dist.] 2006, no
pet.). We pay almost total deference to the trial court’s determination of historical facts that are
supported by the record, especially when the trial court’s fact findings are based on an evaluation of
credibility and demeanor. Peterson, 117 S.W.3d at 819; Arreola, 207 S.W.3d at 391. This
deferential review applies even when “no witnesses testify and all of the evidence is submitted in
written affidavits.” Ex parte Wheeler, 203 S.W.3d 317, 325-26 (Tex. Crim. App. 2006).
ENTITLEMENT TO AN EVIDENTIARY HEARING
Defendant filed his application for writ of habeas corpus pursuant to Texas Code of Criminal
Procedure article 11.072, which establishes the procedures for an application in a “misdemeanor case
in which the applicant seeks relief from an order or judgment of conviction ordering community
supervision.” TEX . CODE CRIM . PROC. ANN . art. 11.072, §1 (Vernon 2005). In his first issue on
appeal, defendant relies on several opinions from the Texas Court of Criminal Appeals for his
argument that the trial court was required to conduct an evidentiary hearing on his application, and
its failure to do so was error. Defendant’s reliance on these cases is misplaced because these cases
involved applications for writs of habeas corpus filed pursuant to Code of Criminal Procedure article
11.07, which establishes the procedures for an application “in which the applicant seeks relief from
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a felony judgment imposing a penalty other than death.” TEX . CODE. CRIM . PROC. art. 11.07, § 1
(Vernon Supp. 2008).
Nothing in article 11.072, applicable to writs arising from misdemeanor cases, requires a trial
court to conduct a hearing on a writ of habeas corpus before rendering its decision on the relief
sought. See Ex parte Cummins, 169 S.W.3d at 757. Although section 6(b) of article 11.072
indicates that in making its determination the trial court may order a hearing, it does not require the
trial court do so. See TEX . CODE CRIM . PROC. ANN . art. 11.072, § 6(b). In addition, nothing in article
11.072 prohibits the trial court from considering evidence filed with the application or with the
State’s response. See id. art. 11.072. Section 7 of article 11.072 refers to the trial court’s
consideration of “documents attached to the application,” albeit in determining if the application is
frivolous, “but that language combined with the permissive language found in section 6 leads us to
conclude that the legislature did not intend to prohibit the trial court from considering such evidence
without a hearing.” Ex parte Cummins, 169 S.W.3d at 757; see id. TEX . CODE CRIM . PROC. ANN .
art. 11.072, §§ 6, 7.
Defendant filed his application on or about July 25, 2007. On February 5, 2008, the trial
court signed an order “conclud[ing] that the allegations of ineffective assistance of counsel contained
in the [application] create a necessity for a hearing, but that the matter is capable of resolution by
means of an affidavit . . . .” Accordingly, the trial court ordered defendant’s trial counsel to file an
affidavit, and serve a copy on defendant, explaining (1) the measures taken to investigate defendant’s
case; (2) the measures taken to investigate State witnesses, efforts to interact and inform defendant
of issues prior to trial, and efforts to subpoena witnesses; (3) whether an Internal Affairs file was
subpoened or requested and whether counsel believed the information contained in the file to be
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relevant at the time of trial; (4) whether any derogatory comments were made against defendant’s
interest during opening and closing arguments; and (5) whether a motion for new trial was filed, and
whether defendant was informed about the process and his rights. Counsel filed the affidavit
sometime in late February or early March 2008, and the trial court signed its order denying the
application on March 13, 2008. Therefore, it is apparent from the record that the trial court
considered defendant’s application, over fifty pages of exhibits attached to the application, and
counsel’s affidavit. Accordingly, we conclude the trial court did not err by not conducting an
evidentiary hearing on defendant’s application for writ of habeas corpus.
DISCLOSURE OF BRADY MATERIAL
Following defendant’s arrest for assault, the Bexar County Sheriff’s Office conducted an
Internal Affairs Investigation into whether the arresting officers used excessive force against
defendant. In his second issue, defendant asserts the trial court improperly denied his application
for writ of habeas corpus because the State wrongfully withheld evidence from the investigation
(“the IA file”) in violation of Brady v. Maryland, 83 S. Ct. 1194 (1963).
Under Brady, the State is required to provide a defendant with exculpatory material or other
evidence favorable to his defense. Thomas v. State, 841 S.W.3d 399, 407 (Tex. Crim. App. 1992).
However, Brady does not apply to evidence known or available to the defense. See Hayes v. State,
85 S.W.3d 809, 815 (Tex. Crim. App. 2002); Badillo v. State, 255 S.W.3d 125, 132 (Tex.
App.—San Antonio 2008, no pet.). In the affidavit filed by defendant’s trial counsel, counsel states
defendant asked her to retrieve the IA file but she “had no reason to believe the [IA] file contained
any information that [she] had not already received through [defendant] or the police reports . . . [and
she] had no reason to believe the [IA] file would be relevant or reveal any new information.”
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Because the IA file was known and available to the defense, the State did not violate its duty to
disclose under Brady. See Jackson v. State, 552 S.W.3d 798, 804 (Tex. Crim. App. 1976) (no Brady
violation because evidence was available to defendant had he taken advantage of his own subpoena).
Also under Brady, a defendant must show that the undisclosed evidence is material, i.e., there
is a reasonable probability that had the evidence been disclosed, the outcome of the trial would have
been different. Hampton v. State, 86 S.W.3d 603, 612 (Tex. Crim. App. 2002). In its findings of
fact and conclusions of law, the trial court determined that “the strength of the exculpatory evidence
was not greater than the evidence supporting a conviction, and therefore, not material to this case.”
According to defendant, the IA file contained witness statements and information that would have
impeached the testimony of the arresting officers. Assuming the evidence in the IA file was
admissible at defendant’s criminal trial, we conclude the trial court did not err in concluding the
evidence was not material to defendant’s prosecution. The testimony of the witnesses contained in
the IA file was directed to the conduct of the officers who allegedly used excessive force against
defendant when they arrested him. However, these officers did not witness the beginning of the
altercation between defendant and the complainant. Therefore, defendant did not carry his burden
of persuasion as to materiality by establishing a reasonable likelihood of a different outcome.
INEFFECTIVE ASSISTANCE OF TRIAL COUNSEL
In his third issue, defendant contends the trial court improperly denied his application for writ
of habeas corpus because he received ineffective assistance from his trial counsel based on a number
of complaints about her allegedly deficient performance. To prevail on this complaint, defendant
had the burden to prove by a preponderance of the evidence that: (1) counsel’s performance was
deficient, i.e., her assistance fell below an objective standard of reasonableness; and (2) defendant
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was prejudiced, i.e., a reasonable probability exists that but for counsel’s unprofessional errors, the
result of the proceeding would have been different. See Strickland v. Washington, 104 S. Ct. 2052,
2064 (1984); Thompson v. State, 9 S.W.3d 808, 812 (Tex. Crim. App. 1999). An appellate court
looks to the totality of the representation and the particular circumstances of each case in evaluating
the effectiveness of counsel. Thompson, 9 S.W.3d at 813. There is a strong presumption that
counsel’s conduct fell within the wide range of reasonable professional assistance. Id. To defeat
the presumption of reasonable professional assistance, any allegation of ineffectiveness must be
firmly founded in the record, and the record must affirmatively demonstrate the alleged
ineffectiveness. Id.
A. Investigation and interview of witnesses, police officers, and interaction with defendant
In his first three complaints, defendant contends counsel was ineffective because she did not
adequately investigate, she did not interview the complainant or the police officers, and she did not
adequately interact with him. A lawyer’s duty to assist a defendant includes the duty to consult with
the defendant. Robertson v. State, 187 S.W.3d 475, 481 (Tex. Crim. App. 2006). A criminal
defense lawyer also has a duty to make an independent investigation of the facts of a case, which
includes seeking out and interviewing potential witnesses. Ex parte Welborn, 785 S.W.3d 391, 393
(Tex. Crim. App. 1990); see also Cantu v. State, 993 S.W.3d 712, 718 (Tex. App.—San Antonio
1999, pet. ref’d). A breach of the duty to investigate may result in a finding of ineffective assistance
“where the result is that any viable defense available to the accused is not advanced.” Ex parte
Ybarra, 629 S.W.3d 943, 946 (Tex. Crim. App. 1982). “In any ineffectiveness case, a particular
decision not to investigate must be directly assessed for reasonableness in all the circumstances,
applying a heavy measure of deference to counsel’s judgments.” Strickland, 104 S. Ct. at 2066.
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Consequently, we will sustain an appellant’s challenge only if the consequence of the alleged failure
to investigate is that the only viable defense available to the accused is not advanced, and there is
a reasonable probability that, but for counsel’s failure to advance the defense, the result of the
proceeding would have been different. Cantu, 993 S.W.3d at 718.
In trial counsel’s affidavit, she stated she reviewed the file maintained by defendant’s prior
attorney, reviewed and adopted the motions filed by this attorney, attempted to contact “every known
lay witness listed on the police report,” went to the location of the offense, personally took several
photographs of the location, reviewed all police reports, and relied on all information supplied by
defendant. Counsel stated she did not contact the complainant “[t]o avoid potential tampering issues
[and she] only speak[s] to complainants if they first contact [her] office.” Counsel also stated it was
her “experience that police officers are not open to pre-trial interviews with defense attorneys.
Therefore, [she does] not usually speak to the officers pretrial.” As to her contact with defendant,
counsel stated she spoke with him over the telephone many times; as trial grew closer, they spoke
“several times about a variety of things”; they reviewed all relevant issues prior to trial; and
defendant agreed with their defense strategy.
On appeal, defendant does not argue that the only viable defense available to him was not
advanced. Nothing in the record indicates potential defenses were precluded or that a more extensive
investigation would have made any difference in defendant’s defense. The police officers defendant
complains counsel did not interview did not witness the beginning of the altercation between
defendant and the complainant. Although counsel had a duty to investigate and interview witnesses,
her failure to interview the complainant, standing alone, is not sufficient to rise to the level of
ineffective assistance of counsel. Therefore, we conclude the trial court did not err in concluding
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that defendant “failed to overcome the presumption that counsel’s conduct throughout trial was
reasonable.”
B. Motion to Quash
The information filed against defendant alleged he “knowingly and recklessly cause[d] bodily
injury to [complainant] BY STRIKING THE COMPLAINANT WITH THE HAND OF THE
DEFENDANT . . . .” On appeal, defendant complains trial counsel was ineffective because she
failed to quash the information on the grounds that it did not specify the manner in which he was
reckless, where the complainant was struck, or how the complainant was physically harmed.
The sufficiency of an indictment or information is a question of law. State v. Moff, 154
S.W.3d 599, 601 (Tex. Crim. App. 2004). A charging instrument must be specific enough to inform
the accused of the nature of the accusation against him so that he may prepare a defense. Id.
“Whenever recklessness . . . enters into or is a part or element of any offense, or it is charged that
the accused acted recklessly . . . in the commission of an offense, [the information] in order to be
sufficient in any such case must allege, with reasonable certainty, the act or acts relied upon to
constitute recklessness . . ., and in no event shall it be sufficient to allege merely that the accused,
in committing the offense, acted recklessly or with criminal negligence.” TEX . CODE CRIM . PROC.
art. 21.15 (Vernon 1989). We conclude the information here sufficiently alleged the act relied upon
to constitute recklessness: that defendant struck the complainant with his hand. See State v. Rogers,
214 S.W.3d 644, 648 (Tex. App.—Eastland 2006, pet. ref’d) (information sufficiently alleged acts
State relied upon to constitute recklessness, including “pushing the body of [complainant] with [his]
hand”); Arroyo v. State, 64 S.W.3d 81, 83-84 (Tex. App.—San Antonio 2001) (information
sufficiently alleged act State relied upon to constitute recklessness: “striking the said complainant
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with the head of [defendant]”), judgment vacated and remanded on other grounds, 117 S.W.3d 795
(Tex. Crim. App. 2003). Therefore, trial counsel was not ineffective for failing to file a motion to
quash the information. Accordingly, the trial court did not err in concluding that defendant “failed
to overcome the presumption that counsel’s conduct throughout trial was reasonable.”
C. Subpoena IA file
Defendant contends trial counsel was ineffective because she did not subpoena the IA file.
In view of the trial court’s finding that the evidence contained in the IA file was not “material,” and
based on counsel’s statements in her affidavit as set forth above, we cannot conclude that counsel’s
decision not to subpoena the file was “outside the wide range of professionally competent
assistance.” Robertson, 187 S.W.3d at 483. Accordingly, the trial court did not err in concluding
that defendant “failed to overcome the presumption that counsel’s conduct throughout trial was
reasonable.”
D. Statements made during opening and closing arguments
Defendant contends counsel “uttered several statements affirming her concurrence with the
State’s perspectives.” For example, defendant complains counsel asked, “What drives two grown
men to act the way [the prosecutor] just described in less than a minute, I agree, it was road rage.”
Defendant also complains counsel stated both he and the complainant “were both doing things on
that highway they shouldn’t have been doing.” Defendant contends counsel misstated the law when
she told the jury the “key is going to be who really took the first punch.” Finally, defendant
complains that, in closing arguments, counsel alluded to his “faults.” More specifically, counsel
stated, “Somebody had to get arrested. And I submit to you that unfortunately that somebody,
despite his faults or doing whatever they were doing on Highway 90, was [defendant].” Defendant
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also complains that in her closing arguments, counsel “gave personal validity to [the police officer’s]
lawlessness by vouching for [him]” when she stated, “We had one officer . . . who did his job. He
followed his procedures. And I’m not questioning him. I respect him and I respect that uniform.”
Finally, defendant complains of counsel’s statements that both men were “doing wrong,” and both
were “equally responsible.”
In her affidavit, trial counsel stated defendant agreed with her trial strategy and that he played
an active role in his defense. As to the allegedly derogatory comments, counsel stated “we agreed
that both men handled the situation badly, but that it did not rise to a criminal act on the part of
[defendant] ... and if anything, the two were guilty of mutual combat, not criminal assault.” Counsel
also stated she believed jurors “do not take well to be [sic] disrespectful to men in blue and generally
appreciate when a defense attorney acknowledges the officer’s tough job.” It is apparent from the
record and from counsel’s affidavit that the defense strategy was to portray both the complainant and
the defendant as having acted inappropriately on the day of the assault and to show the jury, as
counsel phrased it during her opening remarks, that “[t]here was too much testosterone on Highway
90 that day . . . .” On appeal defendant does not contend he disagreed with this strategy, and on this
record we conclude the trial court did not err in concluding that defendant “failed to overcome the
presumption that counsel’s conduct throughout trial was reasonable.”
E. Motion for new trial; informing defendant of his appellate rights
Defendant complains counsel was ineffective because she did not file a motion for new trial.
He also alleges counsel was required to file a motion for new trial or a notice of appeal. In her
affidavit, counsel stated she explained various options available to defendant, including possible
grounds for a new trial or an appeal. However, she also informed defendant she was not comfortable
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handling appeals and she recommended defendant obtain appellate counsel. Trial counsel
subsequently withdrew from representation, and appellate counsel was appointed and a timely notice
of appeal was filed.
On appeal, defendant does not indicate what grounds should have been raised in a motion
for new trial. “In the absence of proof of prejudice, we cannot hold that the trial attorney’s failure
to file a motion for new trial . . . was ineffective assistance of counsel.” Bryant v. State, 974 S.W.3d
395, 400 (Tex. App.—San Antonio 1998, pet. ref’d) (noting, “[a]bsent from the record is any legally
competent evidence that such filings were prudent.”). Therefore, we conclude the trial court did not
err in concluding that defendant “failed to overcome the presumption that counsel’s conduct
throughout trial was reasonable.”
INEFFECTIVE ASSISTANCE OF APPELLATE COUNSEL
Defendant’s court-appointed appellate counsel filed an Anders brief on his behalf. Defendant
filed a pro se brief. On appeal, defendant contends appellate counsel was ineffective because filing
the Anders brief resulted in “a complete lack of advocacy,” and counsel overlooked various errors
in the record. A panel of this court reviewed all briefs and the record and determined the appeal was
without merit. See Cano, 2006 WL 47042, at *1. Because a panel of this court has already
determined “nothing in the record . . . arguably supports the appeal,” see id., we cannot conclude
appellate counsel was ineffective.
TRIAL COURT’S FINDINGS
Defendant’s final complaint on appeal is that the trial court’s findings are “clearly
erroneous.” However, defendant does not indicate the specific findings about which he complains;
therefore, his broadly-worded complaint is not sufficiently specific to preserve this issue for appeal.
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CONCLUSION
We overrule defendant’s issues and affirm the trial court’s judgment.
Sandee Bryan Marion, Justice
DO NOT PUBLISH
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