Victor Haddad, M. D. v. Cesar Marroquin ( 2007 )

COURT OF APPEALS

THIRTEENTH DISTRICT OF TEXAS

CORPUS CHRISTI - EDINBURG

NUMBER 13-07-014-CV  

VICTOR HADDAD, M.D., Appellant,

v.

CESAR MARROQUIN, Appellee.

NUMBER 13-07-109-CV

MCALLEN HOSPITALS, L.P., D/B/A

MCALLEN MEDICAL CENTER,

IMPROPERLY NAMED AS

MCALLEN MEDICAL CENTER, INC., Appellant,

v.

CESAR MARROQUIN, Appellee.

On appeal from the 332nd District Court

of Hidalgo County, Texas.

MEMORANDUM OPINION

Before Justices Yañez, Rodriguez, and Garza Memorandum Opinion by Justice Garza   

   Victor Haddad, M.D. (Haddad) and McAllen Hospitals, L.P., d/b/a/ McAllen Medical Center (McAllen Medical), appellants, filed this interlocutory appeal challenging the trial court's order denying their motions to dismiss appellee, Cesar Marroquin's, health care liability claim brought against Dr. Haddad and McAllen Medical. See Tex. Civ. Prac. & Rem. Code Ann. §§ 51.014(a)(9), 74.351(a)-(b), (l) (Vernon Supp. 2006). Although Dr. Haddad and McAllen Medical filed separate motions to dismiss and have filed separate appeals, the issues are sufficiently similar that they can be disposed of in one opinion. We reverse and remand to the trial court.

I. Factual and Procedural Background

On April 26, 2004, Marroquin was admitted to McAllen Medical Center for treatment. Dr. Haddad admitted Marroquin. Dr. Haddad performed an appendectomy on Marroquin. Following surgery, Marroquin continued to experience severe abdominal pain and a general feeling of malaise. On January 3, 2005, experiencing unbearable pain, Marroquin presented himself to Rio Grande Regional Hospital. He was admitted for surgery. This surgery revealed that Marroquin's small intestine and sac formation was filled with a firmly attached surgical cotton sponge that had caused him acute and chronic inflammation.

On June 29, 2006, Marroquin filed a health care liability action against McAllen Medical and Dr. Haddad, alleging medical malpractice in his medical treatment. Specifically, Marroquin alleged that McAllen Medical and Dr. Haddad were negligent during the appendectomy. Marroquin alleged that McAllen Medical Center and Dr. Haddad failed to perform a proper sponge count, which resulted in a retained sponge at the surgical site.

On October 25, 2006, Marroquin filed an expert report by Diego Camacho, M.D. On November 8, 2006, Dr. Haddad filed a motion to dismiss Marroquin's expert report pursuant to section 74.351(a), (b), and (r)(6). Tex. Civ. Prac. & Rem. Code Ann. § 74.351(a)-(b), (r)(6). ⁽¹⁾ Dr. Haddad claimed the report was inadequate because it failed to set out the standard of care applicable to him, failed to identify any alleged breach by him, and failed to identify and explain any causal link between any alleged breaches and Marroquin's complained-of injuries. See id. § 74.351(r)(6). Dr. Haddad requested that the trial court award him reasonable attorney's fees and costs, and that it dismiss Marroquin's cause of action with prejudice.

On November 15, McAllen Medical filed its motion to dismiss Marroquin's expert report pursuant to section 74.351 on grounds that Dr. Camacho's report did not satisfy the requirements of section 74.351(r)(6). Id. Specifically, the motion to dismiss alleged that the report fails to "state the specific ways in which the care and treatment rendered by [McAllen Medical] failed to meet the standard of care." Additionally, the motion alleged the report "does not specifically state how [McAllen Medical's] alleged breach of care caused [Marroquin's] injuries." McAllen Medical then asked the trial court to dismiss the cause of action with prejudice. See id. § 74.351 (b), (l). After a hearing, the trial court denied the motions. This interlocutory appeal ensued. See id. § 51.014(a)(9).

II. Applicable Law

The Medical Liability and Insurance Improvement Act ("MLIIA"), codified in Chapter 74 of the Texas Civil Practice and Remedies Code, governs the adjudication of health care liability claims in Texas. See id. § 74.013(a) (Vernon Supp. 2006). Section 74.351(a) requires plaintiffs in suits involving health care liability claims to submit an expert report. Id. § 74.351(a). The statute defines an expert report as "a written report by an expert that provides a fair summary of the expert's opinions . . . regarding applicable standards of care, the manner in which the care rendered . . . failed to meet the standards, and the causal relationship between that failure and the injury, harm, or damages claimed." Id. § 74.351(r)(6). An expert report "need not marshal all the plaintiff's proof," but it must represent "a good-faith effort to comply with the statutory definition of an expert report" in the MLIIA. Bowie Mem'l Hosp. v. Wright, 79 S.W.3d 48, 52 (Tex. 2002) (quoting Am. Transitional Care Ctrs. of Tex., Inc. v. Palacios; 46 S.W.3d 873, 879 (Tex. 2001)); see Tex. Civ. Prac. & Rem. Code Ann. § 74.351(l) ("A court shall grant a motion challenging the adequacy of an expert report only if it appears to the court, after hearing, that the report does not represent an objective good faith effort to comply with the definition of an expert report in Subsection (r)(6)."). A good-faith effort informs the defendant of the specific conduct called into question and provides a basis for the trial court to conclude that the claims have merit. Palacios, 46 S.W.3d at 879 (holding that trial court is limited to four corners of expert report when determining whether the report constitutes a good-faith attempt to comply with the statute).

III. Standard of Review

We review a district court's ruling on a motion to dismiss under section 74.351 for an abuse of discretion. Id. at 877-78. A trial court abuses its discretion when it acts in an arbitrary or unreasonable manner or without reference to any guiding rules or principles. Downer v. Aquamarine Operators, Inc., 701 S.W.2d 238, 241-42 (Tex. 1985). A trial court does not abuse its discretion simply because it may decide a matter within its discretion differently than an appellate court. Id. at 242. However, a trial court has no discretion in determining what the law is or applying the law to the facts. Walker v. Packer, 827 S.W.2d 833, 840 (Tex. 1992). "[A] clear failure by the trial court to analyze or apply the law correctly will constitute an abuse of discretion." Id. In assessing the trial court's decision, we are especially mindful of the claimant's responsibility to provide as to each defendant, a fair summary of the expert's opinions about the applicable standard of care, the manner in which the care failed to meet that standard, and the causal relationship between that failure and the claimed injury. See Tex. Civ. Prac. & Rem. Code Ann. § 74.351(r)(6); Palacios, 46 S.W.3d at 879.

IV. Analysis

On appeal, Dr. Haddad re-asserts his contention that Marroquin's expert report failed to set out the standard of care applicable to him because it failed to identify any alleged breach by him, and failed to identify and explain any causal link between any alleged breach and the complained-of injuries. McAllen Medical also re-asserts its allegation that the report is inadequate because it failed to state the specific ways in which the care and treatment it rendered failed to meet the standard of care, and that the report fails to state how any alleged negligence by McAllen Medical caused Marroquin's injuries.

The report, prepared by Dr. Camacho, states his qualifications and an overview of the medical facts. ⁽²⁾ The relevant portions of the report read as follows:

SPECIFIC FINDINGS CALLED INTO QUESTION

1. Patient was not evaluated by a surgeon at Edinburg Regional Medical Center emergency department. An acute care hospital. [sic]

2. Patient was not evaluated in the emergency room by a surgeon at McAllen Medical Center and proceeded to surgery anyway.

3. There is not evidence in the nurses notes that Dr. Haddad actually examined the patient and evaluated the history and CT scan of this patient prior to surgery.

4. Exploratory laparotomy lasted for one hour when there was nothing else done other than leaving a large sponge in the abdominal cavity.

5. The count of the large cotton sponges was incorrectly performed by hospital staff.

APPLICABLE STANDARDS OF CARE

• The standards of care of general surgery dictates the complete evaluation of a patient by the surgeon with complete explanation of the procedure including the benefits and possible complications by the surgeon. Dr. Haddad failed [to] evaluate Mr. Marroquin at the emergency department of McAllen Medical Center before the patient was transferred to the operating room.

• A large cotton sponge was left in the abdomen of Mr. Marroquin after an apparently non-complicated surgical procedure. Dr. Haddad failed to perform an appropriate evaluation and personal assessment and control the material that he used and placed in the abdominal cavity of the patient.

• McAllen Medical Center OR employee failed to perform an appropriate count of large cotton sponges in an apparent non-complicated case that lasted for 1 hour.

• Mr. Marroquin received inappropriate follow-up for his chronic abdominal pain after a surgical procedure. Dr. Haddad did not follow a patient in whom he had performed surgery who continued to have abdominal pain.

PROXIMATE CAUSE OF INJURY

Mr. Marroquin suffered pain and a second invasive surgical procedure due to carelessness on the part of the McAllen Medical Center OR employee and Dr. Haddad.

Although an expert report "need not marshal all the plaintiff's proof, it must include the expert's opinion on each of the three elements that the statute identifies: standard of care, breach, and causal relationship." Bowie, 79 S.W.3d at 52; Palacios, 46 S.W.3d at 878; Garcia v. Marichalar, 198 S.W.3d 250, 254 (Tex. App.-San Antonio 2006, no pet.). "A report cannot merely state the expert's conclusions about these elements." Bowie, 79 S.W.3d at 52; Palacios, 46 S.W.3d at 879. "'Rather, the expert must explain the basis of his statements to link his conclusions to the facts.'" Bowie, 79 S.W.3d at 52 (quoting Earle v. Ratliff, 998 S.W.2d 882, 890 (Tex. 1999)). To constitute a good-faith effort, an expert report, "must provide enough information to fulfill two purposes: (1) it must inform the defendant of the specific conduct the plaintiff has called into question; and (2) it must provide a basis for the trial court to conclude that the claims have merit." Bowie, 79 S.W.3d at 52 (citing Palacios, 46 S.W.3d at 879).

We conclude that the report is deficient. It is obvious to this Court, as it apparently was to the trial court, that Marroquin's primary complaint against Dr. Haddad and McAllen Medical concerns the sponge that was left inside Marroquin during the surgery. ⁽³⁾ However, the report does not set forth the appropriate standard of care relating to the use and count of sponges as to Dr. Haddad or McAllen Medical. In his report, Dr. Camacho faults both Dr. Haddad and McAllen Medical, or McAllen Medical's employee, but he fails to explain what the respective standards are as to each and how they were breached. Further, Dr. Camacho's report does not state how Dr. Haddad's follow-up care of Marroquin was "inappropriate" nor does it provide a fair summary regarding the causal relationship between the allegedly inappropriate follow-up care and the injury, harm, or damages claimed. Moreover, Dr. Camacho's vague statement that the "carelessness" of Dr. Haddad and/or McAllen Medical is the proximate cause of Marroquin's injury is likewise insufficient. We, therefore, hold that the expert report filed by Marroquin did not constitute a good-faith effort to comply with the statutory requirements.

Section 74.351(r)(6) requires that an expert report explain how the care rendered by the physician failed to meet the applicable standard of care and the causal relationship between that failure and the injury suffered by the claimant. See Tex. Civ. Prac. & Rem. Code Ann. §74.351(r)(6); Palacios, 46 S.W.3d at 878. We, therefore, hold that the expert report filed by Marroquin was inadequate and did not comply with the requirements of section 74.351(r)(6). See Tex. Civ. Prac. & Rem. Code Ann. § 74.351(r)(6).

V. Res Ipsa Loquitur

In response to Dr. Haddad and McAllen Medical's motions to dismiss, Marroquin argued that an expert report was unnecessary for his claim because it is based on the theory of res ipsa loquitur. ⁽⁴⁾ We disagree.

"Res ipsa loquitur is not a cause of action separate and apart from negligence; instead, it is an evidentiary rule by which negligence may be inferred by a jury." Garcia, 198 S.W.3d at 255 (citing Haddock v. Arnspiger, 793 S.W.2d 948, 950 (Tex. 1990); Vick v. Rangel, No. 04-05-00362-CV, 2005 Tex. App. LEXIS 8196, at *3 (Tex. App.-San Antonio 2005, no pet.); Hector v. Christus Health Gulf Coast, 175 S.W.3d 832, 837 (Tex. App.-Houston [14th Dist.] 2005, pet. denied)). "Res ipsa loquitur is applicable when the following two circumstances are present: (1) the character of the accident is such that it would not ordinarily occur in the absence of negligence, and (2) the instrumentality causing the injury is shown to have been under the management and control of the defendant." Id. (citing Haddock, 793 S.W.2d at 950).

Even if the doctrine of res ipsa loquitur applies to Marroquin's claim, he would still be required to file an expert report under section 74.351. See id. While section 74.201 allows for the applicability of res ipsa loquitur, it is not an exception to section 74.351's expert report requirement. Id. (citing Hector, 175 S.W.3d at 838). ⁽⁵⁾

Res ipsa loquitur is an evidentiary rule. Id. at 256. In contrast, section 74.351's expert report requirement establishes a threshold requirement which a claimant must meet to continue a lawsuit; "it does not establish a requirement for recovery." Id. (citing Hector, 175 S.W.3d at 838 (quoting Murphy v. Russell, 167 S.W.3d 835, 838 (Tex. 2005)).

It may be that once discovery is complete and the case is tried, there is no need for expert testimony. . . . But the Legislature envisioned that discovery and the ultimate determination of what issues are submitted to the factfinder should not go forward unless at least one expert has examined the case and opined as to the applicable standard of care, that it was breached, and that there is a causal relationship between the failure to meet the standard of care and the injury, harm, or damages claimed.

See Hector, 175 S.W.3d at 838 (quoting Murphy, 167 S.W.3d at 838) (alteration in original)). Thus, because res ipsa is an evidentiary rule, while the expert report is a threshold requirement to bringing a lawsuit, we conclude that the Legislature did not intend for section 74.201 to eliminate the procedural requirement of an expert report at the commencement of litigation. Garcia, 198 S.W.3d at 256 (citing Hector, 175 S.W.3d at 838).

Even if the doctrine of res ipsa constituted an exception to the expert report requirement, Marroquin still needed an expert report to prove causation. Id. The Texas Supreme Court has noted that res ipsa loquitur is generally inapplicable in medical malpractice cases, but it explained that res ipsa loquitur has been applied when "the nature of the alleged malpractice and injuries are plainly within the common knowledge of laymen, requiring no expert testimony." Id. (citing Haddock, 793 S.W.2d at 951; Hector, 175 S.W.3d at 837). According to the court, examples of such common knowledge include "negligence in the use of mechanical instruments, operating on the wrong portion of the body, or leaving surgical instruments or sponges within the body." Haddock, 793 S.W.2d at 951. Marroquin's claim falls into the last category described by the supreme court. Thus, "res ipsa loquitur, an evidentiary rule, would allow a jury to infer breach of the standard of care." Garcia, 198 S.W.3d at 256.

However, "even if res ipsa loquitur allows for a jury to infer breach, an expert report would still be required with regard to causation." Id. (citing Vick, 2005 Tex. App. LEXIS 8196, at **3-4; Hector, 175 S.W.3d at 839). In his response, Marroquin claimed, "Expert testimony in [this] case is not essential to the determination of an obvious fact." While we may agree that leaving a sponge inside a body is within the knowledge of a common layperson, "what the necessary treatment and the damages resulting from them are not." Id. (emphasis original). Therefore, an expert report is still needed to show causation. Accordingly, we sustain Dr. Haddad and McAllen Medical's issue.

VI. Conclusion

Although we have sustained the issues raised on appeal, we are compelled to follow our own precedent, and we conclude that it would be inappropriate to dismiss Marroquin's claims with prejudice, as requested by appellants. See Valley Bapt. Med. Ctr. v. Azua, 198 S.W.3d 810, 815 (Tex. App.-Corpus Christi 2006, no pet.); Valley Baptist Med. Ctr. v. Gonzales, No. 13-06-371-CV, 2007 Tex. App. LEXIS 996, at **11-12 (Tex. App.-Corpus Christi 2007, no pet.) (citing Azua, 198 S.W.3d at 815; Longino v. Crosswhite, 183 S.W.3d 913, 918 n.2 (Tex. App.-Texarkana 2006, no pet.)). The report is deficient, but it was timely filed. The MLIIA specifically provides that the trial court has discretion to grant one 30-day extension to cure deficiencies in a timely-filed expert report. See Tex. Civ. Prac. & Rem. Code Ann. § 74.351(c) (Vernon 2007). In his response to the motions filed by Dr. Haddad and McAllen Medical, Marroquin defended the adequacy of the expert report, but he also requested a 30-day extension to cure any deficiencies found by the trial court. See id. Having concluded that the report is deficient, we further conclude that it is appropriate for the trial court to determine whether Marroquin should be granted a 30-day extension to cure the deficiencies. See Azua, 198 S.W.3d at 815; Longino, 183 S.W.3d at 918 n.2.

Accordingly, the case is reversed and the cause remanded for further proceedings consistent with this opinion.

__________________________

DORI CONTRERAS GARZA,

Justice

Memorandum Opinion delivered and

filed this the 29th day of August, 2007.

1.

Section 74.351(r)(6) states:

"Expert report" means a written report by an expert that provides a fair summary of the expert's opinions as of the date of the report regarding applicable standards of care, the manner in which the care rendered by the physician or health care provider failed to meet the standards, and the causal relationship between the failure and the injury, harm, or damages claimed.

Tex. Civ. Prac. & Rem. Code Ann. § 74.351(r)(6) (Vernon Supp. 2006).

2. The parties do not dispute Dr. Camacho's qualification to render an opinion.

3.

During the hearing on the motions to dismiss, the trial court engaged in the following colloquy with counsel for Dr. Haddad:

Counsel: [T]he whole purpose of this expert's report is to -to allow the Court, Your Honor, to determine whether or not this is a valid claim. In other words, are we trying to get rid of a frivolous lawsuit.

Trial Court: And you're saying - you're simply saying if there is a sponge left, it's not adequate?

. . . .

Trial Court: Is that what you are seriously telling me?

The motions to dismiss were denied immediately after this colloquy.

4. Appellee made this argument before the trial court. However, he did not file an appellate brief in response to Dr. Haddad's and McAllen Medical's appeal.

5. Section 74.201 provides, "The common law doctrine of res ipsa loquitur shall only apply to health care liability claims against health care providers or physicians in those cases to which it has been applied by the appellate courts of this state as of August 29, 1977." Tex. Civ. Prac. & Rem. Code Ann. § 74.201 (Vernon 2005).