Ricardo Barrera, M. D. v. Cesar Sarmiento ( 2009 )

NUMBER 13-09-00094-CV
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI - EDINBURG
RICARDO BARRERA, M.D., Appellant,
v.
CESAR SARMIENTO, ET AL., Appellees.
On appeal from the 206th District Court
of Hidalgo County, Texas.
MEMORANDUM OPINION
Before Chief Justice Valdez and Justices Yañez and Benavides
Memorandum Opinion by Chief Justice Valdez
This is a health-care liability lawsuit governed by chapter 74 of the Texas Civil
Practice and Remedies Code. See TEX . CIV. PRAC . & REM . CODE ANN . §§ 74.001-.507
(Vernon 2005 & Supp. 2009). Appellees, Cesar Sarmiento, individually and on behalf of
the estate of Esmeralda Sarmiento, Deceased, and as next friend of Juan Manuel
Sarmiento, Maria Natividad Rodriguez Guillen, and Manuel Garcia Vasquez, filed suit
against appellant, Ricardo Barrera, M.D., alleging wrongful death and medical negligence.
In his sole issue, Barrera contends that the trial court abused its discretion in failing to
dismiss the claims because the expert report was inadequate under the Texas Civil
Practice and Remedies Code. See TEX . CIV. PRAC . & REM . CODE ANN . § 74.351 (Vernon
Supp. 2009), § 74.401 (Vernon 2005). Barrera also asserts that the trial court erred in
refusing to award him attorney’s fees under the civil practice and remedies code. See id.
§ 74.351(b)(1). We affirm.
I. BACKGROUND
Sarmiento filed his original petition on June 23, 2008, alleging wrongful death and
medical negligence claims against Barrera, a family practitioner. In his petition, Sarmiento
alleged that Barrera negligently performed a cesarean section and subsequently caused
the death of Sarmiento’s nineteen-year-old wife, Esmerelda. Pursuant to section 74.351
of the Texas Civil Practice and Remedies Code, Sarmiento timely served Barrera with the
expert report of Bruce J. Halbridge, M.D., a board certified obstetrician/gynecologist.
Barrera objected to the report and moved to dismiss on the grounds that Halbridge was not
qualified and that the report failed to set forth the applicable standard of care, identify any
breach of the standard of care, and establish causation. The trial court entered an order
denying Barrera’s Motion for Dismissal and granting Sarmiento a thirty-day extension of
time to cure deficiencies in Halbridge’s original report. See id. § 74.351(c). Sarmiento
subsequently filed a supplemental expert report by Halbridge, and Barrera again objected
and moved for dismissal. After a hearing on the objections, the trial court denied Barrera’s
motion to dismiss, and this interlocutory appeal ensued. See TEX . CIV. PRAC . & REM . CODE
ANN . § 51.014(a)(9) (Vernon 2008) (authorizing an interlocutory appeal of the denial of a
motion to dismiss filed under section 74.351(b)).
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II. EXPERT REPORT
Barrera contends that the trial court abused its discretion by failing to dismiss the
claims because the expert report was inadequate. See TEX . CIV. PRAC . & REM . CODE ANN .
§§ 74.351, 74.401. Specifically, Barrera argues that dismissal was mandatory because the
expert report proffered by the appellees was (1) authored by an unqualified expert, and (2)
conclusory as to causation. See id. §§ 74.351, 74.401.
A. Standard of Review
We review a trial court’s ruling on a motion to dismiss a case under section 74.351
of the civil practice and remedies code for an abuse of discretion. See Am. Transitional
Care Ctrs. of Tex., Inc. v. Palacios, 46 S.W.3d 873, 875 (Tex. 2001); Tesoro v. Alvarez,
281 S.W.3d 654, 656 (Tex. App.–Corpus Christi 2009, no pet.). A trial court abuses its
discretion if its decision is arbitrary, unreasonable, and without reference to any guiding
rules and principles. Walker v. Gutierrez, 111 S.W.3d 56, 62 (Tex. 2003).
A plaintiff asserting a health-care liability claim must, within the first 120 days of suit,
serve on the defendant one or more “expert reports.” See TEX . CIV. PRAC . & REM . CODE
ANN . § 74.351(a). If the plaintiff timely serves a report on the defendant, the trial court
cannot dismiss the lawsuit unless the proffered report does not represent an objective
good faith effort to comply with the statutory requirements for such a report. See id. §
74.351(l). “To constitute a good faith effort, an expert’s medical liability report must
establish the expert’s qualifications, the applicable standard of care, how that standard was
breached by the particular actions of the defendant, and how the breach caused the
damages claimed by the plaintiff.” Gelman v. Cuellar, 268 S.W.3d 123, 127 (Tex.
App.–Corpus Christi 2008, pet. denied) (citing Palacios, 46 S.W.3d at 878-79). In
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determining whether the report manifests a good faith effort to comply with the statutory
definition of an expert report, we are limited to the four corners of the report. See TEX . CIV.
PRAC . & REM . CODE ANN . § 74.351(l); Palacios, 46 S.W.3d at 878. The report “need not
marshal all the plaintiff’s proof;” instead, it must (1) “inform the defendant of the specific
conduct the plaintiff has called into question,” and (2) “provide a basis for the trial court to
conclude that the claims have merit.” Palacios, 46 S.W.3d at 878-79.
B. Halbridge is Qualified to Render a Standard-of-Care Opinion
Barrera contends that Halbridge is not qualified to render an opinion as to the
standard of care applicable to Barrera, a family practitioner who practices obstetrics,
because Halbridge is an obstetrician and not a family practitioner. Moreover, Barrera
asserts that because Halbridge’s report does not state “that the standard of care is the
same for obstetricans and family practitioners [who surgically treat] pregnant patients,”
holding him to the same standard as an obstetrician “requires impermissible references
beyond the four corners of the report.” We disagree.
To be qualified to provide opinion testimony regarding whether a physician departed
from the accepted standard of health care, an expert must satisfy section 74.401 of the civil
practice and remedies code. See TEX . CIV . PRAC . & REM . CODE ANN . § 74.351(r)(5)(A).
Section 74.401 provides in pertinent part:
(a) In a suit involving a health care liability claim against a physician for
injury to or death of a patient, a person may qualify as an expert
witness on the issue of whether the physician departed from accepted
standards of medical care only if the person is a physician who:
(1) is practicing medicine at the time such testimony is given or
was practicing medicine at the time the claim arose;
(2) has knowledge of accepted standards of medical care for the
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diagnosis, care, or treatment of the illness, injury, or condition
involved in the claim; and
(3) is qualified on the basis of training or experience to offer an
expert opinion regarding those accepted standards of medical
care.
....
(c) In determining whether a witness is qualified on the basis of training
or experience, the court shall consider whether, at the time the claim
arose or at the time the testimony is given, the witness:
(1) is board certified or has other substantial training or
experience in an area of medical practice relevant to
the claim; and
(2) is actively practicing medicine in rendering medical care
services relevant to the claim.
TEX . CIV. PRAC . & REM . CODE ANN . § 74.401(a), (c).
“[A] proffered expert need not practice in the same speciality as the defendant
physician to qualify as an expert for that case.” Carreras v. Trevino, No. 13-08-00222-CV,
2009 WL 2596057, at *3 (Tex. App.–Corpus Christi Aug. 25, 2009, no pet.) (citing Roberts
v. Williamson, 111 S.W.3d 113, 122 (Tex. 2003)). In determining whether the proffered
expert is qualified, “the trial court’s inquiry should not focus on the specialty of the
physician defendant or the medical expert. Instead, . . . the trial court should determine
whether the proffered expert has ‘knowledge, skill, experience, training or education’
regarding the specific issue before the court which would qualify the expert to give an
opinion on that particular subject.” Id. (quoting Broders v. Heise, 924 S.W.2d 148, 153-54
(Tex. 1996)) (internal citations omitted); see also Sanjar v. Turner, 252 S.W.3d 460, 464-65
(Tex. App.–Houston [14th Dist.] 2008, no pet.) (holding that the “accepted standards of
medical care” language in section 74.401(a)(2) relates to the condition at issue and not to
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the defendant physician’s specialty).
Barrera’s arguments challenging Halbridge’s qualifications fail for two reasons.
First, the determination to perform a cesarean section,1 the performance of the cesarean
section, and the post-delivery care of Esmeralda, were the specific issues before the trial
court. See Carreras, 2009 WL 2596057 at *3-4. Implicit in Barrera’s assertion that
Habridge’s report does not state “that the standard of care is the same for obstetricans and
family practitioners [who surgically treat] pregnant patients” is the presumption that a
different—or, perhaps, more precisely, a lower—standard of care applies to family
practitioners than to obstetricans. Barrera does not cite to authority supporting his implicit
presumption, and we find none.
Second, the record clearly demonstrates Halbridge’s qualification to opine on the
specific issues before the trial court. Halbridge received his medical degree from the
University of Nebraska College of Medicine, completed his residency at the Brookdale
Hospital Medical Center in Brooklyn, New York, and earned board certification in obstetrics
and gynecology in 1978. Since 1981, he has practiced obstetrics and gynecology.
Halbridge’s report provides:
I am familiar with the standard of care for:
1. The clinical diagnosis of cephalopelvic disproportion.
2. The clinical, prenatal evaluation of the maternal pelvis.
3. The indications for performing a Caesarean [sic] section.
4. The evaluation and treatment of a severely anemic post-Caesarian
[sic] section patient.
1
A cesarean section is a surgical procedure in which an incision is m ade “through the abdom inal and
uterine walls for extraction of the fetus.” IDA G. D OX ET AL ., A TTOR NEY ’S ILLU STR ATED M ED IC AL D IC TIO N AR Y S:15
(W est 1997).
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The report then states that Barrera breached the standard of care required in conducting
the aforementioned obstetric/gynecologic procedures by failing to (1) recognize that
Esmeralda did not require a cesarean section, (2) determine and document Esmeralda’s
pelvic capacity, and (3) evaluate and treat Esmeralda’s post-delivery symptoms of anemia.
We conclude that because Halbridge’s knowledge, education, training and experience
qualifies him as an expert on issues of obstetrics and gynecology, he was qualified to opine
as to the standard of care applicable to Barrera. See Sanjar, 252 S.W.3d at 464-65.
Accordingly, the trial court did not abuse its discretion in denying Barrera’s motion to
dismiss on the grounds that Halbridge was not qualified to render an expert opinion.
C. Causation
Barrera also contends that Halbridge’s expert report “offers only a conclusory stab
at causation” by “fail[ing] to establish the required causal link between [Barrera]’s alleged
breaches of the standard of care and Plaintiff’s injuries.” Halbridge’s supplemental expert
report reads in pertinent part:
The following are the departures from the standard by Dr. Barrera during his
treatment of Esmeralda Sarmiento:
1. The failure of Dr. Barrera to administer a prophylactic antibiotic at the
time of the Caesarean [sic] section on 10/5/07.
The standard of care requires the administration of a prophylactic
antibiotic at the time of Caesarean [sic] section. . . .
The Anesthesia Record as well as the Intraoperative Nursing Record
demonstrates that no antibiotic was administrated to the patient during the
Caesarean [sic] section. . . .
The failure of Dr. Barrera to administer the prophylactic antibiotic at
the time of the Caesarean [sic] section directly resulted in:
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a) The elimination of the benefit of prophylaxsis.
b) Infection at the placental site resulting in its subinvolution th[at]
directly led to chronic blood loss, severe anemia, hypovolemic shock, and
death.
c) Abscess formation it [sic] the abdominal wall caused by Group B
Streptococci and Staph aureus organisms. . . .
2. The failure of Dr. Barrera to recognize that the risk of infection and its
complications are for [sic] greater after a Caesarean [sic] section than
following a vaginal delivery.
The failure of Dr. Barrera to recognize that the risk of uterine infection
after Caesarean [sic] section was between 5-38 times higher than for a
vaginal delivery directly led to his decision to perform the unnecessary
Caesarean [sic] section on Esmeralda Sarmiento that resulted in:
a) The failure to provide antiobiotic prophylaxsis.
b) Infection in the placental site that caused subinvolution of the
placental site with chronic, excessive blood loss.
c) Severe anemia
d) Hypovolemic shock and death. . . .
3. The failure of Dr. Barrera to recognize during the postoperative office
visit on 10/12/07 that Esmeralda Sarmiento suffered with:
a) Severe anemia
b) Hypovolemia
c) Low blood pressure
d) Abdominal wall abscess
e) Excessive vaginal bleeding
The standard of [c]are requires that a physician carefully examine and
evaluate a patient who has had a Caesarean [sic] section seven days earlier.
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The items that are to [sic] evaluated include:
a) A comparison of the patient’s preoperative and postoperative blood
pressure.
b) Questioning the patient regarding the number of perineal pads she
has used per day to absorb the vaginal bleeding.
c) Is she experiencing clotting with the vaginal bleeding?
d) Obtaining a CBC complete blood count[.]
e) Examination of the abdominal wall including palpation to determine
if the wound is infected, if an abscess is present, and to see if the wound is
indurated or inflamed.
Dr. Barrera failed on 10/12/07 in the following ways:
a) The blood pressure during the office visit on 10/12/07 was 110/60.
The blood pressure during the last prenatal visit was 132/72; the blood
pressure on 10/5/07 the day of surgery was 132/78. . . . [Dr. Barrera] should
have recognized that the lowered blood pressure was likely due to lowered
blood volume.
b) During the office visit on 10/12/07, Dr. Barrera should have asked
the patient regarding how many pads she was using per day to absorb the
vaginal flow of blood. Asking the above question would have told Dr. Barrera
that the patient who was known to be anemic on 10/6/07, was experiencing
an abnormally heavy blood flow.
An abnormally heavy blood flow following a Caesarean [sic] section
is due to uterine infection or retained products of conception. Dr. Barrera
would have then been required to be [sic] hospitalize the patient, culture for
infection, treat with antibiotics, and tranfuse with blood products. The failure
of Dr. Barrera to do all of the above items was the direct and proximate
cause of Esmeralda Sarmiento’s avoidable death.
c) After the CBC on 10/12/07 was drawn, Dr. Barrera made no
attempt to obtain the results on the same day. If had had [sic] called the
laboratory he would have learned that the patient’s hematocrit had dropped
to 20%. Armed with this knowledge, he would have been required to
hospitalize the patient, culture the uterus, and check for retained products of
conception, treat with antibiotics, and transfuse with blood products. The
failure of Dr. Barrera to do all of the above items was the direct and
proximate cause of Esmeralda Sarmiento’s avoidable death.
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d) On 10/12/07 Dr. Barrera did not perform an adequate examination
of the Caesarean [sic] section wound and the adjacent abdominal wall. If the
wound & the abdominal was [sic] had been palpated Dr. Barrera would have
recognized . . . the inflamation, induration, and the underlying abscess at the
incision site.
The failure of Dr. Barrera to palpate the incision site on 10/12/07
directly resulted in this failure of [sic] recognize the abscess cavity and
adjacent abdominal wall infection.
If Dr. Barrera had palpated the abdominal wall incision on 10/12/07
and recognized the abscess and adjacent infection, he could have admitted
the patient to the hospital where her severe amenia would have bee[n]
discovered by performing a CBC. Furthermore, she would have been
treated with an antibiotic therapy and transfused with blood products.
Thusly, her life would have been saved.
In summary[,] the departures from the standard of care by Dr. Barrera
were the direct and proximate cause of the avoidable death suffered by
Esmeralda Sarmiento.
We conclude that Halbridge’s report establishes the causal links between the
alleged negligence and Esmeralda’s injuries. Halbridge’s report states that Barrera
breached the standard of care by failing to recognize the increased risk of infections and
complications associated with a cesarean section which lead to an unnecessary cesarean
section. Halbridge then states that Barrera breached the standard of care by failing to
administer a prophylactic antibiotic at the time of the cesarean section and that this breach
caused “[i]nfection at the placental site resulting in its subinvolution th[at] directly led to
chronic blood loss, severe anemia, hypovolemic shock, and death.”
Halbridge’s report also sets out the standard of care required in a post-delivery
evaluation by detailing “items” that must be evaluated. Halbridge states that Barrera failed
to meet the standard of care required in a post-delivery evaluation by failing to: (1)
recognize the significance of Esmeralda’s low blood pressure; (2) ask pertinent questions
to determine whether Esmeralda was experiencing heavy vaginal blood flow; (3) obtain the
results of Esmeralda’s CBC; and (4) adequately examine the cesarean section wound and
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abdomen wall. According to Halbridge’s report, Barrera’s breaches resulted in a failure to
administer appropriate treatment and caused Esmeralda’s death.
In light of the foregoing, we cannot conclude that the trial court abused its discretion
in denying Barrera’s motion to dismiss. Sarmiento’s expert report adequately sets forth the
applicable standard of care, identifies how Barrera breached the standard of care, and
explains how the breach caused the injuries claimed by Sarmiento. See Palacios, 46
S.W.3d at 878. The report put Barrera on notice of the specific conduct complained of and
provided the trial court a basis on which to determine the claims have merit. See id.
Barrera’s sole issue is overruled.2
III. CONCLUSION
Having overruled Barrera’s sole issue, we affirm the trial court’s order denying his
motion to dismiss.
ROGELIO VALDEZ
Chief Justice
Delivered and filed
the 24th day of November, 2009.
2
Having determ ined that the trial court did not abuse its discretion in denying Barrera’s m otion to
dism iss Sarm iento’s claim s, we need not address Barrera’s argum ent regarding attorney’s fees. See T EX .
R. A PP . P. 47.1.
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