the University of Texas - Pan American and the University of Texas System v. Howard Miller ( 2013 )


Menu:
  •       TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
    NO. 03-10-00710-CV
    The University of Texas-Pan American and The University of Texas System, Appellants
    v.
    Howard Miller, Appellee
    FROM THE DISTRICT COURT OF TRAVIS COUNTY, 53RD JUDICIAL DISTRICT
    NO. D-1-GN-09-002541, HONORABLE JOHN K. DIETZ, JUDGE PRESIDING
    MEMORANDUM OPINION
    In this interlocutory appeal, the University of Texas-Pan American (UTPA) and the
    University of Texas System (UT System) complain of the district court’s denial of their plea to the
    jurisdiction. Appellee Howard Miller sued UTPA, his former employer, and the UT System
    pursuant to the Texas Commission on Human Rights Act1 (TCHRA) alleging that he was subjected
    to a hostile work environment and disparate treatment in the form of age, disability, color, and race
    discrimination. See Tex. Lab. Code § 21.051. Miller further alleged that he was wrongfully
    discharged in retaliation for opposing discriminatory practices and reporting misappropriation of
    funds by the president and vice president of UTPA. See 
    id. § 21.055.
    On appeal, UTPA and the
    UT System contend that the district court erred in denying their plea to the jurisdiction as to all of
    Miller’s claims against the UT System because the UT System was not Miller’s employer under the
    1
    See generally Tex. Lab. Code §§ 21.001–.556.
    TCHRA, see 
    id. § 21.002(8),
    and because Miller failed to exhaust his administrative remedies by
    not naming the UT System in his charge of discrimination. See 
    id. §§ 21.201,
    .254. Appellants
    further contend that the district court erred in denying their plea to the jurisdiction as to Miller’s
    hostile work environment claims against both UTPA and the UT System because Miller failed to
    allege facts sufficient to establish jurisdiction over such a claim.2 For the reasons that follow, we
    reverse the district court’s denial of the plea to the jurisdiction as to Miller’s hostile work
    environment claim and dismiss that claim for lack of jurisdiction. We affirm the district court’s
    denial of the plea to the jurisdiction in all other respects.
    FACTUAL AND PROCEDURAL BACKGROUND
    Miller was hired as the chief of police for UTPA in 1992. The UT System authorized
    Miller’s employment at UTPA, he was subject to the rules, regulations, and policies of the
    UT System, and he served at the pleasure of the UTPA president and under the supervision of the
    UTPA vice president for business affairs. As a requirement of his position, Miller was to maintain
    a Texas peace officer license in good standing with the Texas Commission of Law Enforcement
    Office Standards and Education (TCLEOSE). See Tex. Occ. Code §§ 1701.301, .307. TCLEOSE
    standards include the requirement that a licensee demonstrate weapons proficiency to obtain and
    maintain a license. See 
    id. §§1701.307, .308,
    .355.
    Miller was commissioned as a peace officer through appointment with the UT System
    Office of Department of Police (ODOP), which was under the direction of John Slettebo, the director
    2
    The plea to the jurisdiction did not challenge the trial court’s jurisdiction over Miller’s
    retaliatory discharge claim as to UTPA, and it is not a part of this appeal.
    2
    of police of the UT System. See 37 Tex. Admin. Code § 211.1 (Tex. Comm’n on Law Enforcement
    Officer Standards and Educ.; Definitions); Tex. Educ. Code § 51.203. Slettebo was responsible for
    authorizing and approving qualifications of police personnel commissioned as peace officers for the
    UT System and its institutions. Under the UT System’s police inspection program, the ODOP is
    responsible for conducting biannual inspections to evaluate performance and submitting reports
    to the appropriate levels of administration regarding such matters as compliance, efficiency,
    and effectiveness.
    At some time in 2007 or 2008, Miller either personally filed a complaint, or
    forwarded to Slettebo an anonymous complaint he had received, alleging misappropriation of funds
    by the UTPA president and vice president. On September 9 and 10, 2008, in the course of an
    inspection of UTPA’s police department, the ODOP discovered that UTPA’s records did not contain
    a current firearms qualification score for Miller, which was required by both TCLEOSE, see Tex.
    Occ. Code § 1701.355, and ODOP policy. Following further document review and a meeting with
    Miller to discuss the deficiency, an ODOP inspector filed two written complaints against Miller
    alleging that his firearms qualifications record was not current, he had falsified his qualification
    record, and he had verbally berated the inspectors during the inspection.
    Upon receipt of the complaints, Slettebo assigned the assistant director of police
    Mike Tacker to conduct an internal investigation. Tacker provided Miller with notice of the
    complaints, interviewed him, and invited him to provide a written response, which Miller
    subsequently did. On September 14, 2008, Miller was placed on suspension with pay pending the
    investigation. During the investigation, UTPA received two additional complaints against Miller,
    3
    one alleging that Miller retaliated against an officer who cooperated in the investigation and the other
    involving the use and condition of the university computer Miller had used at home. Following the
    investigation, Slettebo determined that the complaints against Miller should be sustained. On
    September 26, 2008, Slettebo informed Miller that he intended to terminate his commission with
    ODOP and recommend to the vice president for business affairs of UTPA that his employment be
    terminated. Miller was given the opportunity to, and did, respond. On October 2, 2008, Slettebo
    terminated Miller’s commission with ODOP, and the following day UTPA president terminated
    Miller’s appointment as chief of police.
    On March 23, 2009, Miller filed a charge of discrimination with the Texas Workforce
    Commission–Civil Rights Division (TWC). In the complaint, Miller named UTPA as the employer
    who had discriminated against him and alleged that he had been subjected to a hostile work
    environment and disparate treatment in the form of age, disability, color, and race discrimination and
    had been wrongfully terminated in retaliation for reporting misappropriation of funds. In response,
    UTPA filed a position statement denying the charges. The UT System provided information for the
    position statement, which included copies of the UT System’s policy program, the Miller
    investigation report, and witness statements from four UT System employees. On May 26, 2009,
    the TWC closed its file on Miller’s charge, without making any findings, and issued a notice of right
    to file civil action.
    On August 7, 2009, Miller filed suit against UTPA and the UT System asserting the
    same hostile work environment, disparate treatment, and wrongful termination claims made in his
    charge of discrimination. UTPA and the UT System filed a plea to the jurisdiction seeking (1)
    4
    dismissal of all of Miller’s claims against the UT System based on the lack of a direct employment
    relationship and Miller’s failure to exhaust his administrative remedies against the UT System and
    (2) dismissal of Miller’s hostile work environment claims against both UTPA and the UT System
    for failure to plead facts sufficient to support such a claim. The district court denied the plea to the
    jurisdiction, and this appeal followed.
    DISCUSSION
    Standard of Review
    A plea to the jurisdiction is a dilatory plea that seeks dismissal of a case for lack of
    subject matter jurisdiction. See Harris Cnty. v. Sykes, 
    136 S.W.3d 635
    , 638 (Tex. 2004). Sovereign
    immunity deprives a trial court of subject matter jurisdiction in suits against the state and certain
    governmental units unless the state consents to suit and is therefore properly asserted in a plea to the
    jurisdiction. Texas Dep’t of Parks & Wildlife v. Miranda, 
    133 S.W.3d 217
    , 223, 226 (Tex. 2004).
    “For a suit to proceed against a governmental unit under a statute [that waives sovereign immunity],
    the court must first look to the terms of the Act to determine the scope of its waiver and then
    ‘consider the particular facts of the case . . . to determine whether it comes within that scope.’” Texas
    Dep’t of Criminal Justice v. Cooke, 149 S.W.3d 700,704 (Tex. App.—Austin 2004, no pet.) (quoting
    Texas Dep’t of Criminal Justice v. Miller, 
    51 S.W.3d 583
    , 587 (Tex. 2001)).
    Because subject matter jurisdiction presents a question of law, we review a trial
    court’s ruling on a plea to the jurisdiction de novo. Westbrook v. Penley, 
    231 S.W.3d 389
    , 394 (Tex.
    2007). When a plea to the jurisdiction challenges the pleadings, we must determine if the pleader
    has alleged sufficient facts to affirmatively demonstrate the trial court’s jurisdiction to hear the cause.
    5
    
    Miranda, 133 S.W.3d at 226
    . To make this determination, we look to the pleader’s intent, construe
    the pleadings liberally in favor of jurisdiction, and accept the allegations in the pleadings as true.
    
    Westbrook, 231 S.W.3d at 405
    ; 
    Miranda, 133 S.W.3d at 226
    . When the pleadings do not allege
    sufficient facts to affirmatively demonstrate the trial court’s jurisdiction but do not affirmatively
    demonstrate an incurable jurisdictional defect, the issue is one of pleading sufficiency, and the
    plaintiff should be given an opportunity to amend. 
    Miranda, 133 S.W.3d at 226
    –27. However, a
    pleader must be given an opportunity to amend in response to a plea to the jurisdiction only if it is
    possible to cure the pleading defect. See Baylor Univ. v. Sonnichsen, 
    221 S.W.3d 632
    , 635 (Tex.
    2007). In addition, if the pleadings affirmatively negate the existence of jurisdiction, then a plea to
    the jurisdiction may be granted without allowing the plaintiff an opportunity to amend. 
    Id. at 227.
    If a plea to the jurisdiction challenges the existence of jurisdictional facts, we may
    consider relevant evidence submitted by the parties and must do so when necessary to
    resolve the jurisdictional issue. 
    Miranda, 133 S.W.3d at 223
    , 227; Bland Indep. Sch. Dist. v. Blue,
    
    34 S.W.3d 547
    , 554–55 (Tex. 2000); Good Shepherd Med. Ctr. v. State, 
    306 S.W.3d 825
    , 831 (Tex.
    App.—Austin 2010, no pet.). Where, as here, the challenge to jurisdictional facts does not implicate
    the merits of the case, and the facts are undisputed, the trial court rules on the plea to the jurisdiction
    as a matter of law, and the appellate court reviews the ruling de novo.3 
    Miranda, 133 S.W.3d at 226
    –27; University of Tex. v. Poindexter, 
    306 S.W.3d 798
    , 806 (Tex. App.—Austin 2009, no pet.).
    3
    If the jurisdictional facts are disputed, the court must make the necessary findings to
    resolve the issue. Texas Dep’t of Parks & Wildlife v. Miranda, 
    133 S.W.3d 217
    , 227–28 (Tex.
    2004); Good Shepherd Med. Ctr. v. State, 
    306 S.W.3d 825
    , 831–32 (Tex. App.—Austin 2010, no
    pet.). These findings may be challenged for legal and factual sufficiency, and we review the trial
    court’s jurisdictional decision based on found facts de novo. Good Shepherd Med. 
    Ctr., 306 S.W.3d at 832
    ; University of Tex. v. Poindexter, 
    306 S.W.3d 798
    , 806–07 (Tex. App.—Austin 2009, no
    pet.). When the challenge to a jurisdictional fact implicates the merits of the action, there is a
    different standard. See 
    Miranda, 133 S.W.3d at 227
    –28; 
    Poindexter, 306 S.W.3d at 806
    .
    6
    UTPA’s and the UT System’s issues also involve matters of statutory construction,
    which we review de novo. See Texas Mun. Power Agency v. Public Util. Comm’n, 
    253 S.W.3d 184
    ,
    192 (Tex. 2007). Of primary concern is the express statutory language. See Galbraith Eng’g
    Consultants, Inc. v. Pochucha, 
    290 S.W.3d 863
    , 867 (Tex. 2009). We apply the plain meaning of
    the text unless a different meaning is supplied by legislative definition or is apparent from the
    context, or the plain meaning leads to absurd results. Marks v. St. Luke’s Episcopal Hosp.,
    
    319 S.W.3d 658
    , 663 (Tex. 2010).
    Suit Against Party Other Than Direct Employer
    In their first issue, UTPA and the UT System contend that the district court erred in
    denying their plea to the jurisdiction as to the UT System on the ground that, because the UT System
    was not Miller’s employer, Miller has failed to establish that the UT System waived its sovereign
    immunity under the TCHRA. As a governmental unit, the UT System enjoys sovereign immunity
    unless it is waived by statute. See 
    Miranda, 133 S.W.3d at 224
    ; Texas Dep’t of Transp. v. Jones,
    
    8 S.W.3d 636
    , 638 (Tex. 1999). The TCHRA provides a limited waiver by including counties,
    municipalities, state agencies, and state instrumentalities in the definition of “employer.” See Tex.
    Lab. Code 21.202(a). Generally, only employers may be liable for unlawful employment practices
    under the TCHRA. See 
    id. §§ 21.051,
    .055. Because it is undisputed that Miller did not have a
    direct employment relationship with the UT System, the issue turns on whether it can be sued under
    the TCHRA in the absence of such a relationship. See 
    Cooke, 149 S.W.3d at 704
    .
    Miller contends that his claims against the UT System can be maintained in the
    absence of a direct employment relationship under the standard articulated by the supreme court in
    7
    NME Hosps., Inc. v. Rennels, 
    994 S.W.2d 142
    (Tex. 1999). In Rennels, the supreme court adopted
    the reasoning of the D.C. Circuit in Sibley Mem’l Hosp. v. Wilson, 
    488 F.2d 1338
    (D.C. Cir. 1973),
    that a direct employment relationship is not required if the plaintiff can show that an employer used
    its position of power and control, adversely and wrongfully, to interfere with the plaintiff’s
    employment relationship with a third party. 
    Id. at 147;
    see 
    Sibley, 488 F.2d at 1341
    –43. Adapting
    these elements to the TCHRA, the supreme court established a three-pronged test for Sibley standing:
    A plaintiff must show that (1) the defendant is an employer within the statutory definition, (2) an
    employment relationship exists between the plaintiff and a third party, and (3) the defendant
    controlled access to the plaintiff’s employment opportunities and denied or interfered with that
    access based on unlawful criteria. 
    Rennels, 994 S.W.2d at 147
    .
    The parties do not dispute that the first two elements are met in this case. The UT
    System is an employer under the definition in the TCHRA, see Tex. Lab. Code § 21.002(8), and
    Miller was an employee of a third party, UTPA. The parties, however, join issue as to the third
    prong. UTPA and the UT System challenge the jurisdictional fact of whether the UT System
    controlled access to Miller’s employment and denied or interfered with that access based on unlawful
    criteria. Because this issue involves a challenge to the existence of jurisdictional facts, we must
    consider the relevant evidence submitted by the parties at the hearing on the plea to the jurisdiction.
    See 
    Miranda, 133 S.W.3d at 227
    –28; 
    Blue, 34 S.W.3d at 555
    . The evidence included Miller’s
    charge filed with the TWC, UTPA’s position statement filed in response, a letter from Slettebo
    informing Miller of his intention to terminate his commission, a letter from Slettebo terminating
    Miller’s commission, and a letter to Miller from UTPA’s president terminating Miller’s employment.
    8
    The undisputed evidence shows that the UT System ODOP was in a position to and
    did exert control over UTPA’s employment decisions. Miller’s employment with UTPA was
    dependent on his being commissioned through appointment with the UT System ODOP. See 37 Tex.
    Admin. Code § 211.1 (defining “commissioned” as “hav[ing] been given the legal power to act as
    a peace officer . . . .”). When Slettebo terminated Miller’s commission, Miller was no longer legally
    qualified to act as police chief for UTPA. See 
    id. Moreover, in
    his letter indicating his intention to
    terminate Miller’s commission, Slettebo also stated that he was forwarding the letter to the vice
    president of UTPA “with a recommendation that [Miller’s] employment with the University of Texas
    at Pan Am be terminated.” The relationship between the UT System ODOP, whereby the ODOP
    commissions the peace officers employed by the various institutions comprising the UT System,
    coupled with the legal requirement that an officer be commissioned, see 
    id., put the
    UT System in
    a position to control whether Miller was qualified to maintain his employment with UTPA. The
    evidence also shows that Slettebo exerted that control by terminating Miller’s commission and
    recommending termination of his employment and that UTPA terminated Miller’s employment on
    the day following Slettebo’s recommendation.
    On this record, we conclude that Miller has shown that the UT System both controlled
    Miller’s access to employment with UTPA and interfered with that access and that he is entitled to
    Sibley standing under the TCHRA. See 
    Rennels, 994 S.W.2d at 147
    (plaintiff showing defendant
    was in position to interfere with employment relationship with third party had Sibley standing).
    Therefore, Miller has established that the UT System’s immunity is waived under the TCHRA, and
    the district court properly denied the plea to the jurisdiction on this ground. See Miranda,
    
    9 133 S.W.3d at 228
    ; 
    Rennels, 994 S.W.2d at 147
    . We overrule UTPA’s and the UT System’s
    first issue.
    Exhaustion of Remedies
    In their second issue, UTPA and the UT System contend that the trial court erred in
    refusing to dismiss Miller’s claims against the UT System because Miller failed to exhaust his
    administrative remedies against the UT System. It is well settled that an action under the TCHRA
    requires an exhaustion of administrative remedies. See Hoffmann-La Roche, Inc., v. Zeltwanger,
    
    144 S.W.3d 438
    , 446 (Tex. 2004) (exhaustion of remedies mandatory prerequisite to filing civil
    action under the TCHRA). It is also clear that the failure to exhaust the TCHRA’s administrative
    remedies is a jurisdictional defect. City of Waco v. Lopez, 
    259 S.W.3d 147
    , 154 (Tex. 2008)
    (noncompliance with Commission procedures deprives courts of subject matter jurisdiction). Under
    the TCHRA, the exhaustion of administrative remedies begins when a party files a complaint with
    the TWC. See Tex. Lab. Code § 21.201; Waffle House, Inc. v. Williams, 
    313 S.W.3d 796
    , 804
    (Tex. 2010).
    UTPA and the UT System do not contend that Miller failed to file a section 21.201
    complaint. Rather, their argument is based on the undisputed fact that Miller did not expressly name
    the UT System as an employer who discriminated against him in his complaint. Section 21.201,
    however, does not require that a complaint state the name of the employer. See Tex. Lab. Code
    § 21.201(c)(3); Overstreet v. Underwood, 
    300 S.W.3d 905
    , 909 (Tex. App.—Amarillo 2009, pet.
    denied). Section 21.201 provides only that a complaint state “facts sufficient to enable the [TWC]
    to identify the respondent.” Tex. Lab. Code § 21.201(c)(3) (emphasis added). “Respondent means
    10
    the person charged in a complaint under [Chapter 21] and may include an employer, employment
    agency, labor organization, or joint labor-management committee that controls an apprenticeship or
    other training or retraining program, including an on-the-job training program.” 
    Id. § 21.002(13).
    Thus, it appears from the plain language of the statute that a party may be identifiable as a
    “respondent” charged in the complaint without being expressly named. See Tex. Lab. Code
    § 21.201(c)(3), .002(13); 
    Marks, 319 S.W.3d at 663
    .
    In interpreting section 21.201, we are also guided by federal law. The TCHRA was
    enacted to “provide for the execution of the policies of Title VII of the Civil Rights Act of 1964 and
    its subsequent amendments,” Tex. Lab. Code § 21.001(1), and is “modeled after federal civil rights
    law.” 
    Rennels, 994 S.W.2d at 144
    . Because one of the primary goals of the TCHRA is to coordinate
    state and federal employment discrimination law, in interpreting section 21.201(c)(3), we may look
    to federal law interpreting analogous Title VII provisions as authority. See In re United Servs. Auto.
    Ass’n, 
    307 S.W.3d 299
    , 308 (Tex. 2010) (analogous federal statutes and cases interpreting them
    guide courts’ reading of TCHRA); Speciality Retailers, Inc. v. DeMoranville, 
    933 S.W.2d 490
    , 492
    (Tex. 1996) (per curiam) (because purpose of TCHRA is to bring Texas law in line with federal law,
    federal case law may be cited as authority); Austin State Hosp. v. Kitchen, 
    903 S.W.2d 83
    , 87–88
    (Tex. App.—Austin 1995, no writ) (court looks to analogous federal law when appropriate); cf.
    Prairie View A&M Univ. v. Chatha, 
    381 S.W.3d 500
    , 503, 509 (Tex. 2012) (when amendment to
    Title VII enacted and similar amendment to TCHRA not enacted, Title VII and TCHRA no longer
    analogous as to subject of amendment and Texas Supreme Court looks solely to its precedent).
    11
    Like the TCHRA, Title VII requires that “a person claiming to be aggrieved” must
    exhaust his administrative remedies by filing a charge with the Equal Employment Opportunity
    Commission (EEOC) before seeking judicial relief. 42 U.S.C. § 2000e-5(b). Generally, only parties
    previously identified as respondents in charges filed with the EEOC are subject to liability under
    Title VII. Terrell v. United States Pipe & Foundry, Co., 
    644 F.2d 1112
    , 1122 (5th Cir. 1981); Ajaz
    v. Continental Airlines, 
    156 F.R.D. 145
    , 147 (S.D. Tex. 1994). However, because most complaints
    are made by persons unfamiliar with the technicalities of formal pleadings, federal courts applying
    section 2000e-5(b) construe the complaint liberally and “look slightly beyond its four corners, to its
    substance rather than its label.” Pacheco v. Mineta, 
    448 F.3d 783
    , 788–89 (5th Cir. 2006); accord
    Bostic v. Wall, 
    588 F. Supp. 994
    , 997 (W.D.N.C. 1984), aff’d 
    762 F.2d 997
    (4th Cir. 1985);
    Kern v. General Elec., No. 3-02-CV-2435-L, 2003 US. Dist. LEXIS 10331, at *16 (N.D. Tex.
    June 17, 2003); Bartosh v. Sam Houston State Univ., 
    259 S.W.3d 317
    , 321 (Tex. App.—Texarkana
    2008, pet. denied) (citing Preston v. Dep’t of Family & Prot. Servs., 222 Fed. App’x 353, 356 (5th
    Cir. 2007)). “The Courts have, therefore, recognized exceptions to the general rule that a defendant
    must be named in the charge before he can be sued.” 
    Bostic, 588 F. Supp. at 997
    ; accord Romero
    v. Union Pac. R.R., 
    615 F.2d 1303
    , 1311 (10th Cir. 1980); Burrell v. Truman Med. Ctr., Inc.,
    
    721 F. Supp. 230
    , 233 (W.D. Mo. 1989).
    One recognized exception is the “actual notice exception.” 
    Burrell, 721 F. Supp. at 233
    ; accord Greenwood v. Ross, 
    778 F.2d 448
    , 451 (8th Cir. 1985); Marks v. Prattco, Inc.,
    
    607 F.2d 1153
    , 1156 (5th Cir. 1979); David v. Weidner, 
    596 F.2d 726
    , 729 (7th Cir. 1979); 
    Bostic, 588 F. Supp. at 997
    . A primary purpose of the charge is to trigger an investigation so that voluntary
    12
    compliance is achieved through a conciliatory process. 
    Pacheco, 448 F.3d at 788
    –89. Therefore,
    suit is not barred against an unnamed party who has been provided adequate notice of the charge and
    given the opportunity to participate in conciliation proceedings. 
    Greenwood, 778 F.2d at 451
    (“The
    filing of an EEOC charge is unnecessary where an unnamed party has been provided with adequate
    notice of the charge, under circumstances where the party has been given the opportunity to
    participate in conciliation proceedings aimed at voluntary compliance.”); 
    Bostic, 588 F. Supp. at 997
    ;
    Bernard v. ATC Vancom, No. 3:04-CV-1820-D, 
    2005 U.S. Dist. LEXIS 881
    , at *14 (N.D. Tex.
    Jan. 20, 2005); Morris v. Drs. Coney, Husbands, McCullough, Oliver, Vines, & Assocs., P.A.,
    No. 3:96-CV-2464-D, 
    1998 U.S. Dist. LEXIS 1587
    , at*8 (N.D. Tex. Feb. 9, 1998).
    In this case, after identifying UTPA as the employer who discriminated against him,
    Miller’s complaint alleges acts of discrimination by three individuals: the president and vice
    president of UTPA and “UT Police System Director of Police, John Slettebo.”4 The complaint
    further alleges that “John Slettebo, Director of Police” notified Miller of his termination.5 The
    record shows that there was a relationship between the UT System ODOP and UTPA regarding the
    commissioning, employment, and supervision of police officers.            Although UTPA and the
    UT System deny receiving notice “from the [TWC]” or “participat[ing] in conciliation,” the evidence
    shows that the UT System received actual notice, presumably from UTPA, and not only had the
    4
    We observe that the TCHRA creates a cause of action only against an employer and not
    against supervisors or individual employees. See Tex. Lab. Code §§21.051–.059, .117, .119; City
    of Austin v. Gifford, 
    824 S.W.2d 735
    , 742 (Tex. App.—Austin 1992, no writ).
    5
    This statement requires clarification. The record shows that Slettebo notified Miller that
    his commission was terminated and the UTPA president notified him that his employment
    was terminated.
    13
    opportunity to, but actually did, participate in the TWC’s conciliation proceedings by compiling and
    providing information for the response to Miller’s complaint. Based on the undisputed facts, and
    construing the complaint liberally, see 
    Pacheco, 448 F.3d at 788
    –89, we conclude that the
    UT System was provided adequate notice of the charge and opportunity to participate in conciliation
    and Miller did not fail to exhaust his administrative remedies as to the UT System. See 
    Greenwood, 778 F.2d at 451
    ; 
    Bostic, 588 F. Supp. at 997
    . Therefore, we hold that the district court did not err
    in denying UTPA’s and the UT System’s plea to the jurisdiction as to the UT System. See 
    Miranda, 133 S.W.3d at 228
    ; Good Shepherd Med. 
    Ctr., 306 S.W.3d at 831
    –32; 
    Poindexter, 306 S.W.3d at 806
    . We overrule UTPA’s and the UT System’s second issue.
    Hostile Work Environment Claim
    In their third issue, UTPA and the UT System assert that the trial court erred in failing
    to dismiss Miller’s hostile work environment claim against both defendants because Miller’s
    pleadings failed to allege facts sufficient to establish jurisdiction. “A hostile work environment
    claim entails ongoing harassment, based on the plaintiff’s protected characteristic, so sufficiently
    severe or pervasive that it has altered the conditions of employment and created an abusive working
    environment.” 
    Bartosh, 259 S.W.3d at 324
    . Such a claim is a continuing violation composed of a
    series of separate acts that collectively constitute one unlawful employment practice. Santi
    v. University of Tex. Health Sci. Ctr. at Houston, 
    312 S.W.3d 800
    , 805 (Tex. App.—Houston [1st
    Dist.] 2009, no pet.); 
    Bartosh, 259 S.W.3d at 324
    . It is not sufficient for the plaintiff to show a series
    of discriminatory acts. Huckabay v. Moore, 
    142 F.3d 233
    , 239 (5th Cir. 1998). Rather, a plaintiff
    must show an organized scheme leading to and including a present violation such that it is the
    14
    cumulative effect of the discriminatory practice, rather than any discrete occurrence, that gives rise
    to the cause of action. Id.; 
    Santi, 312 S.W.3d at 805
    . The continuing violation doctrine applies when
    an unlawful employment practice manifests itself over time, 
    Santi, 312 S.W.3d at 804
    –05, and a
    complaint is timely if an act contributing to the claim occurred within the statutory filing period.
    National R.R. Passenger Corp. v. Morgan, 
    536 U.S. 101
    , 117 (2002); Sasse v. United States Dep’t
    of Labor, 
    409 F.3d 773
    , 783 (6th Cir. 2005).
    Because hostile environment claims are based on the cumulative effect of repeated
    acts, they are different in nature from claims based on discrete acts. 
    Morgan, 536 U.S. at 115
    .
    One-time events such as termination, failure to hire or promote, denial of transfer, or demotion are
    discrete acts that are conceptually different from hostile environment claims and “cannot be lumped
    together with the day-to-day pattern of racial harassment . . . .” 
    Huckabay, 142 F.3d at 240
    ; Olivarez
    v. The Univ. of Tex. at Austin, No. 03-05-00781-CV, 2009 Tex. App. LEXIS 3796, at *7, 13 (Tex.
    App.—Austin May 21, 2009, no pet.) (mem. op.) (citing Huckabay); see also 
    Santi, 312 S.W.3d at 805
    –06 (decision not to renew contract and denial of attempt to license materials were two discrete
    acts that did not constitute allegation of continuing violation). “ Each discrete discriminatory act
    starts a new clock for filing charges alleging that act.” 
    Morgan, 536 U.S. at 113
    .
    Here, Miller alleges only two specific acts of discrimination—his suspension and his
    termination. Although he generally asserts that he was subjected to a hostile work environment
    during the last six months of his employment, he identifies no other acts in support of his claim.
    Suspension and termination are the kind of easily identifiable discrete acts to which the continuing
    violation doctrine does not apply. See 
    Morgan, 536 U.S. at 114
    ; O’Connor v. City of Newark,
    15
    
    440 F.3d 125
    , 127 (3rd Cir. 2006); 
    Santi, 312 S.W.3d at 805
    ; 
    Bartosh, 259 S.W.3d at 324
    (“Termination does not qualify as a predicate act supporting the hostile-work-environment claim;
    termination is not itself harassing conduct.”). Both constitute “separate actionable ‘unlawful
    employment practice[s],’” see Pegram v. Honeywell, Inc., 
    361 F.3d 272
    , 280 (5th Cir. 2003) (quoting
    
    Morgan, 536 U.S. at 114
    ), and even if based on discriminatory criteria, “cannot properly be
    characterized as part of a continuing hostile work environment.” 
    Sasse, 409 F.3d at 783
    ; accord
    
    Huckabay, 142 F.3d at 240
    ; 
    Santi, 312 S.W.3d at 805
    –06.
    In addition, of these two discrete acts, only Miller’s termination occurred within
    180 days prior to his complaint, the statutory limitations period. See Tex. Lab. Code § 21.202(a)
    (complaint must be filed within 180 days after alleged unlawful conduct). Miller contends that his
    timely complaint regarding termination operates to bring his otherwise time-barred allegation based
    on suspension into the scope of his hostile environment claim. However, “discrete discriminatory
    acts are not actionable if time barred, even when they are related to acts alleged in timely filed
    charges.” 
    Pegram, 361 F.3d at 279
    ; accord 
    Sasse, 409 F.3d at 783
    . Nor do discrete acts that fall
    within the statutory time period make timely acts that fall outside the time period. 
    Morgan, 536 U.S. at 112
    . Therefore, Miller “cannot use a termination that fell within the limitations period to pull in
    the time-barred act [of suspension]” in an effort to characterize them as part on an ongoing violation.
    See 
    Morgan, 536 U.S. at 113
    . Even considering the intent of Miller’s pleadings and accepting the
    allegations as true, we conclude that he has not alleged facts sufficient to raise the issue of a
    continuing scheme as required for a hostile work environment claim and the district court erred in
    denying UTPA’s and the UT System’s plea to the jurisdiction with respect to Miller’s hostile work
    16
    environment claim. See 
    Miranda, 133 S.W.3d at 226
    (plaintiff has initial burden to plead facts
    affirmatively showing trial court has jurisdiction); Good Shepherd Med. 
    Ctr., 306 S.W.3d at 831
    (same); 
    Morgan, 536 U.S. at 113
    –114; 
    Santi, 312 S.W.3d at 805
    –06. Further, repleading cannot
    cure Miller’s failure to timely file a charge complaining of any act that is part of a hostile work
    environment. See Tex. Lab. Code § 21.202(a); 
    Morgan, 536 U.S. at 118
    ; 
    Sonnichsen, 221 S.W.3d at 635
    . We sustain UTPA’s and the UT System’s third issue.
    CONCLUSION
    We reverse the district court’s denial of the plea to the jurisdiction as to Miller’s
    hostile work environment claim and dismiss that claim for lack of jurisdiction. We affirm the district
    court’s denial of the plea to the jurisdiction in all other respects.
    __________________________________________
    Melissa Goodwin, Justice
    Before Chief Justice Jones, Justices Goodwin and Field
    Affirmed in part; Reversed and Dismissed in part
    Filed: August 28, 2013
    17
    

Document Info

Docket Number: 03-10-00710-CV

Filed Date: 8/28/2013

Precedential Status: Precedential

Modified Date: 9/17/2015

Authorities (35)

City of Waco v. Lopez , 51 Tex. Sup. Ct. J. 1129 ( 2008 )

Harris County v. Sykes , 47 Tex. Sup. Ct. J. 618 ( 2004 )

Barbara MARKS and Shirley Johnson, Plaintiffs-Appellees, v. ... , 607 F.2d 1153 ( 1979 )

City of Austin v. Gifford , 1992 Tex. App. LEXIS 293 ( 1992 )

Austin State Hospital v. Kitchen , 903 S.W.2d 83 ( 1995 )

19-fair-emplpraccas-668-19-empl-prac-dec-p-9118-dr-judith-m-davis , 596 F.2d 726 ( 1979 )

Hoffmann-La Roche Inc. v. Zeltwanger , 47 Tex. Sup. Ct. J. 981 ( 2004 )

Pacheco v. Mineta , 448 F.3d 783 ( 2006 )

James D. O'COnnOr Jeannette C. O'COnnOr v. City of Newark ... , 440 F.3d 125 ( 2006 )

Sibley Memorial Hospital v. Verne Wilson , 488 F.2d 1338 ( 1973 )

Marks v. St. Luke's Episcopal Hospital , 319 S.W.3d 658 ( 2010 )

GOOD SHEPHERD MEDICAL CENTER, INC. v. State , 2010 Tex. App. LEXIS 1184 ( 2010 )

22-fair-emplpraccas-338-22-empl-prac-dec-p-30679-abraisto-vincent , 615 F.2d 1303 ( 1980 )

johnny-greenwood-v-dr-robert-ross-happy-mahfouz-chancellor-and-athletic , 778 F.2d 448 ( 1985 )

Westbrook v. Penley , 50 Tex. Sup. Ct. J. 949 ( 2007 )

25 Fair empl.prac.cas. 1262, 26 Empl. Prac. Dec. P 31,856 , 644 F.2d 1112 ( 1981 )

Bostic v. Wall , 762 F.2d 997 ( 1985 )

Waffle House, Inc. v. Williams , 53 Tex. Sup. Ct. J. 809 ( 2010 )

Bostic v. Wall , 588 F. Supp. 994 ( 1984 )

Burrell v. Truman Medical Center, Inc. , 721 F. Supp. 230 ( 1989 )

View All Authorities »