Linda Jackson and Terry Jackson v. City of Baytown ( 2015 )

Affirmed and Memorandum Opinion filed May 7, 2015.
In The
Fourteenth Court of Appeals
NO. 14-14-00231-CV
LINDA JACKSON AND TERRY JACKSON, Appellants
V.
CITY OF BAYTOWN, Appellee
On Appeal from the 55th District Court
Harris County, Texas
Trial Court Cause No. 2013-09168
MEMORANDUM OPINION
This is a personal-injury case arising from a police pursuit. Appellants Linda
and Terry Jackson were injured when a suspect fleeing from a police car driven by
Baytown Police Officer Aaron Corrales crashed his pickup truck into their car. The
Jacksons sued Aaron Corrales, in his official capacity as an officer with the
Baytown Police Department, and the City of Baytown for negligence and
negligence per se.1 The Jacksons claimed that Baytown waived its sovereign
immunity under the Texas Tort Claims Act. See Tex. Civ. Prac. & Rem. Code
Ann. § 101.021 (West 2011). Baytown filed a plea to the jurisdiction and motion
for summary judgment, asserting sovereign immunity derived from Corrales’s
official immunity. The trial court granted Baytown’s plea to the jurisdiction and
motion for summary judgment. This appeal followed.
The Jacksons present two issues on appeal. In their first issue, the Jacksons
argue that Baytown is not protected from liability by sovereign immunity because
it did not conclusively establish that Corrales was protected by official immunity.
In their second issue, the Jacksons argue in the alternative that their summary-
judgment evidence was sufficient to controvert Baytown’s. Because Baytown’s
evidence conclusively established the good-faith element of their official-immunity
defense and the Jacksons’ evidence did not raise a fact issue on good faith, we
affirm the trial court’s order granting Baytown’s motion for summary judgment.2
I. Standard of Review—Summary Judgment
We review the trial court’s rulings on a motion for summary judgment de
novo. Tittizer v. Union Gas Corp., 171 S.W.3d 857, 860 (Tex. 2005). As the
movant, Baytown had to establish that no genuine issue of material fact exists and
that it is entitled to judgment as a matter of law. Tex. R. Civ. P. 166a(c); White v.
Tackett, 173 S.W.3d 149, 151 (Tex. App.—Fort Worth 2005, no pet.). We view the
summary-judgment evidence and its reasonable inferences in the light most
favorable to the respondents, the Jacksons. Tackett, 173 S.W.3d at 151. We
disregard conflicts in the evidence and accept as true evidence favorable to the
1
The Jacksons nonsuited Corrales.
2
Because summary judgment in Baytown’s favor was proper, we need not determine
whether the court erred in granting Baytown’s plea to the jurisdiction. See Tex. R. App. P. 47.1.
2
respondents. Id. Evidence favorable to the movant will not be considered unless it
is uncontroverted. Id. at 151–52. Uncontroverted evidence from an interested
witness does nothing more than raise a fact issue unless it is clear, positive and
direct, otherwise credible and free from contradictions and inconsistencies, and
could have been readily controverted. Id. at 152.
A defendant is entitled to summary judgment on an affirmative defense such
as official immunity if the defendant conclusively proves all the elements of the
affirmative defense. Id. The defendant must present evidence establishing each
element of the affirmative defense as a matter of law. Id.
II. Applicable Law—Official Immunity
Official immunity is an affirmative defense that shields governmental
employees from personal liability so that they are encouraged to vigorously
perform their official duties. Telthorster v. Tennell, 92 S.W.3d 457, 460–61 (Tex.
2002). Sovereign immunity shields a governmental employer from vicarious
liability when official immunity shields the governmental employee from liability.
Univ. of Hous. v. Clark, 38 S.W.3d 578, 580 (Tex. 2000); see Tex. Civ. Prac. &
Rem. Code Ann. § 101.021. A governmental employee is entitled to official
immunity for (1) the performance of discretionary duties (2) that are within the
scope of the employee’s authority, (3) provided that the employee acts in good
faith. Clark, 38 S.W.3d at 580. To obtain summary judgment on the basis of
official immunity, a governmental employee must conclusively establish each of
these three elements. Id. The Jacksons dispute only the third element—good faith.
To establish good faith in a police pursuit case, an officer must conclusively
prove that a reasonably prudent officer in the same or similar circumstances could
agree that the need to immediately apprehend the suspect outweighed the risk of
harm to the public in continuing the pursuit, taking into account all the factors of
3
Wadewitz v. Montgomery, 951 S.W.2d 464, 467 (Tex. 1997). Clark, 38 S.W.3d at
583. The officer must prove only that a reasonably prudent officer might have
believed he should have continued the pursuit. Clark, 38 S.W.3d at 581. An officer
acts in bad faith only if he could not have reasonably reached the decision in
question. Id.
[G]ood faith depends on how a reasonably prudent officer could have
assessed both the need to which an officer responds and the risks of
the officer’s course of action, based on the officer’s perception of the
facts at the time of the event. The “need” aspect of the test refers to
the urgency of the circumstances requiring police intervention. In the
context of an emergency response, need is determined by factors such
as [1] the seriousness of the crime or accident to which the officer
responds, [2] whether the officer’s immediate presence is necessary to
prevent injury or loss of life or to apprehend a suspect, and [3] what
alternative courses of action, if any, are available to achieve a
comparable result. The “risk” aspect of good faith, on the other hand,
refers to the countervailing public safety concerns: [1] the nature and
severity of harm that the officer’s actions could cause (including
injuries to bystanders as well as the possibility that an accident would
prevent the officer from reaching the scene of the emergency), [2] the
likelihood that any harm would occur, and [3] whether any risk of
harm would be clear to a reasonably prudent officer.
Wadewitz, 951 S.W.2d at 467 (internal citations omitted).
Police pursuits require a continued assessment of need and risk because
information known to a public official may change rapidly and offer little time for
deliberation. Clark, 38 S.W.3d at 582–83. An officer is not required to
affirmatively negate the existence of all circumstances or risks that did not actually
exist. Id. at 586. The balancing of need versus risk does not prevent the officer
from pursuing a suspect for traffic violations or in residential or other populated or
high traffic areas. Id. at 583.
If the officer conclusively establishes good faith, the plaintiff must
4
controvert the officer’s evidence to avoid summary judgment. To rebut an officer’s
prima facie showing of good faith, a plaintiff must establish that no reasonable
person in the defendant’s position could have thought the facts were such that they
justified the defendant’s acts. City of Pasadena v. Belle, 297 S.W.3d 525, 530–31
(Tex. App.—Houston [14th Dist.] 2009, no pet.). “If officers of reasonable
competence could disagree on this issue, the officer acted in good faith as a matter
of law.” Telthorster, 92 S.W.3d at 465. The plaintiff cannot controvert the
defendant’s good-faith evidence by showing that the defendant was negligent or
that reasonably competent officers could disagree on the issue. Id. at 467. The
plaintiff must do more than show that a reasonably prudent officer could have
decided to stop the pursuit. City of Lancaster v. Chambers, 883 S.W.2d 650, 657
(Tex. 1994).
III. Discussion
A. The evidence presented by Baytown conclusively established that
Corrales acted in good faith.
1. Baytown’s Summary-Judgment Evidence
In this case, the facts related to what occurred during the attempted traffic
stop and ensuing high-speed pursuit are essentially undisputed because the
dashboard camera footage was part of the summary-judgment evidence. In addition
to the video, Baytown provided: Officer Corrales’s affidavit; an excerpt from
Corrales’s deposition testimony; the General Offense Report for the fleeing
suspect, which included Corrales’s narrative of what happened; the deposition
testimony of Officer Chad Johnson; findings from a Pursuit Incident Data Form
submitted by Corrales’s supervisor, Officer Mark Freeman; and the affidavit of
Freeman. Officer Johnson did not observe the pursuit and his testimony contained
little on the subject of the actual circumstances faced by Corrales; therefore,
5
Johnson’s testimony has little bearing on whether Officer Corrales acted in good
faith. Although a prima facie showing of good faith in a summary-judgment setting
can be established from affidavits of co-defendants or supervisors, Ho v. Univ. of
Tex. at Arlington, 984 S.W.2d 672, 688 (Tex. App.—Amarillo 1998, pet. denied),
we need not consider Freeman’s affidavit because we conclude Corrales’s
affidavit, his deposition testimony, his written narrative as found in the offense
report, and the video footage are sufficient to establish that he acted in good faith.3
See City of La Joya v. Herr, 41 S.W.3d 755, 761 (Tex. App.—Corpus Christi 2001,
no pet.) (good faith can be established by officer’s own testimony). This evidence
shows the following:
At 11:34 p.m. on Friday, March 12, 2012, Corrales was on patrol traveling
south on Garth Road when he clocked a northbound pickup truck traveling twenty
miles per hour faster than the posted speed limit. The weather was clear, visibility
was good, and the roads were dry. Corrales turned his car around and initiated a
routine traffic stop. He activated his emergency lights and sirens and accelerated
towards the pickup truck. The driver, who was later identified as Codey
Krustchinsky, pulled over and slowed down as if to stop but then accelerated away
from Corrales. Corrales notified dispatch and called pursuit of the fleeing pickup
truck.
During his flight, Krustchinsky performed a series of maneuvers that were
illegal and dangerous to himself, his passenger, and others on the road. He ran
multiple red lights and a stop sign. He drove on the wrong side of the road. He
passed cars on the shoulder. According to Corrales, Krustchinsky reached speeds
in excess of 100 miles per hour. Based on Krustchinsky’s behavior, Corrales
3
Because we do not consider Freeman’s affidavit in determining whether Corrales acted
in good faith, we do not reach the Jacksons’ sub-issue pertaining to the admissibility of
Freeman’s affidavit. See Tex. R. App. P. 47.1.
6
determined that Krustchinsky might be intoxicated and that he posed a serious
threat to public safety. Corrales concluded that Krustchinsky needed to be stopped.
Corrales noted in his affidavit that he considered the traffic conditions and
the number of pedestrians present. The video shows that no pedestrians were
present at any time during the pursuit. The video also shows that traffic was
moderate during the initial phases of the pursuit. The pursuit began in a
commercial area that was well lit. Corrales asserted that he considered terminating
the pursuit, but he observed a decrease in the amount of traffic after he and
Krustchinsky passed the intersection of Garth Road and Interstate 10. Based on the
change in traffic conditions, Corrales decided to continue the pursuit.
Corrales testified that he approached Krustchinsky’s pickup to obtain the
license plate number but was unable to acquire a positive identification. Corrales
stated that he believed Harris County law-enforcement personnel were deploying
spike strips, but he never received confirmation that these alternative measures had
in fact been deployed.
The pursuit continued northbound on Garth Road until Garth Road
intersected with F.M. 1942. Krustchinsky turned west onto F.M. 1942, running a
stop sign in the process. The video shows that Corrales slowed down at the stop
sign before proceeding through the intersection. Near the end of the pursuit,
Krustchinsky attempted to pass two cars. He passed the first car on the westbound
shoulder and tried to pass a second car, which was driven by the Jacksons, by
veering from the westbound shoulder into the eastbound traffic lanes. During this
maneuver, Krustchinsky rear-ended the Jacksons’ car, sending it careening off the
road and seriously injuring the Jacksons. Corrales was far enough behind
Krustchinsky that he avoided the accident. Krustchinsky stopped his pickup shortly
after the collision, and Corrales detained Krustchinsky and his passenger. The
7
pursuit lasted approximately six minutes.
2. Analysis
The evidence presented by Baytown shows that Corrales assessed the need
for police intervention. Corrales observed Krustchinsky speeding in moderate
traffic in a commercial area late on a Friday night. Corrales initiated a traffic stop.
Krustchinsky pulled over as if to stop but then accelerated away from Corrales.
Krustchinsky violated multiple traffic laws in an effort to evade Corrales.
According to Corrales, Krustchinsky was driving recklessly. Corrales suspected
that Krustchinsky was intoxicated. Krustchinsky’s commission of multiple traffic
violations that put other drivers at risk and—given the day of the week and the
time of night—the possibility that Krustchinsky was intoxicated demonstrated a
need for Corrales to apprehend Krustchinsky. See Tex. Dep’t of Public Safety v.
Rodriguez, 344 S.W.3d 483, 496 (Tex. App.—Houston [1st Dist.] 2011, no pet.)
(indicating that officer’s assertion that suspect was driving recklessly could satisfy
the need aspect of the balancing test); see, e.g., City of San Antonio v. Trevino, 217
S.W.3d 591, 595–96 (Tex. App.—San Antonio 2006, no pet.) (need aspect
satisfied when officer saw a car parked in front of a house known for drug and
stolen-vehicle trafficking; the car sped away as the officer approached to
investigate; and the officer later observed the suspect violate numerous traffic
laws).4
4
See also Mem’l Villages Police Dep’t v. Gustafson, No. 01-10-00973-CV, 2011 WL
3612309, at *6 (Tex. App.—Houston [1st Dist.] Aug. 18, 2011, no pet.) (mem. op.) (need aspect
satisfied when the fleeing suspect was unidentified and a person of interest in a string of
burglaries); Royal v. Harris Cnty., No. 14-08-00551-CV, 2010 WL 610604, at *4–*5 (Tex.
App.—Houston [14th Dist.] Feb. 23, 2010, pet. denied) (mem. op.) (need aspect satisfied when
officer observed a vehicle traveling the wrong direction on a toll road at a high rate of speed,
believed the driver was intoxicated, and knew the driver had recently caused an accident); City of
Richmond v. Rodriguez, No. 01-08-00471-CV, 2009 WL 884810, at *5 (Tex. App.—Houston
[1st Dist.] April 2, 2009, no pet.) (mem. op.) (need aspect satisfied when officer observed a
8
The evidence shows that Corrales considered available alternatives. This
factor may be satisfied when the evidence shows that the officer was unable to
obtain the fleeing suspect’s license plate number or otherwise identify the fleeing
suspect. See Clark, 38 S.W.3d at 585; Trevino, 217 S.W.3d at 595–96; Tackett, 173
S.W.3d at 154. Here, Corrales testified that he approached Krustchinsky’s vehicle
but was unable to obtain a complete license plate number. Officer Corrales also
considered the use of spike strips as another alternative means of apprehending
Krustchinsky. He testified to requesting spike strips but was never told whether the
spike strips were deployed. Finally, Corrales acknowledged during his deposition
that ramming the suspect and requesting a roadblock were possible alternatives,
but he noted that these methods were not available because they violated
department policy.
The evidence shows that Corrales assessed the risks of the pursuit. Corrales
acknowledged in his affidavit that pursuits present a risk to public safety. He stated
that he considered the weather and driving conditions as well as the amount of
traffic in deciding whether to pursue Krustchinsky. The video showed that
visibility was good; the weather was clear; and the pavement was dry. When the
pursuit commenced, the streets were well-lit and traffic was moderate. Corrales
motorcycle travelling at night without a headlight at a high rate of speed, posing a danger to
himself, other motorists, and nearby property); Tackett, 173 S.W.3d at 154–55 (need aspect
satisfied when officer considered (1) the fleeing suspect’s speed, (2) unlawful attempts to evade
detention for a mere traffic stop, (3) both suspects’ appearances in comparison to the luxury car
they were in, and (4) the high-crime nature of the area where the officer first observed the
suspects); City of Dallas v. Garcia, No. 05-97-00805-CV, 1998 WL 130060, at *3–*4 (Tex.
App.—Dallas March 24, 1998, no pet.) (not designated for publication) (need aspect satisfied
when officers observed a car run a red light, believed the car might be stolen, and observed the
car violate multiple traffic laws during the pursuit). But see Loftin v. Morales, 187 S.W.3d 533,
541–42 (Tex. App.—Tyler 2005, no pet.) (need aspect was not satisfied when officers pursued a
speeding vehicle for twenty-seven minutes; believed the car was stolen; knew who the car was
registered to and that the car was not reported stolen; and pursued the vehicle at high speeds
through a neighborhood).
9
activated his lights and siren when the pursuit began and kept them on throughout
the pursuit. The video also shows that Corrales consistently slowed down as he
approached intersections with red lights or stop signs, indicating that he was
considering the possibility of a collision and taking precautions to avoid one.
The evidence shows that Corrales continued to assess both the need and the
risks of the pursuit. Corrales testified that he considered terminating the pursuit
near the intersection of Garth Road and I-10. He chose not to do so because traffic
significantly lightened after the intersection. The video confirms his testimony.
During the course of the pursuit, Corrales observed Krustchinsky continue to
violate traffic laws and put other drivers at risk—heightening the need to
apprehend Krustchinsky.
In sum, the evidence shows that Corrales assessed both the need to
apprehend the suspect and the risk of harm to the public when he initiated pursuit
of the suspect and when he chose to continue the pursuit. See Clark, 38 S.W.3d at
581. Corrales addressed the need to stop the suspect based on the seriousness of the
situation as a whole. He stated that he believed the suspect, who was unidentified
at the time, might be intoxicated and was attempting to evade identification and
arrest. Corrales discussed his evaluation of the risks to the public. He observed the
weather and traffic conditions. Based on his evaluation of the needs and risks,
Corrales believed the need to initiate and continue his pursuit of the suspect
outweighed the risk of harm to the public. See id. at 586. The evidence regarding
Corrales’s ongoing balancing of both the need for and the risks associated with the
pursuit conclusively establishes that a reasonable officer in Corrales’s
circumstances could have believed that the need to apprehend the suspect
outweighed a clear risk of harm to the public in continuing, rather than terminating,
10
the pursuit. See Tackett, 173 S.W.3d at 155 (citing Clark, 38 S.W.3d at 587–88).5
We overrule the Jacksons’ first issue.
C. The evidence presented by the Jacksons did not raise a fact issue on
Corrales’s good faith.
We now consider whether the evidence presented by the Jacksons raised a
fact issue on Corrales’s good faith. The Jacksons had to show that no reasonable
officer in Corrales’s position could have believed that the circumstances justified
his conduct. Telthorster, 92 S.W.3d at 466–67. To refute Baytown’s evidence of
good faith, the Jacksons rely primarily on the expert report and deposition
testimony of Dr. George L. Kirkham and a Baytown Police Department General
Order regarding emergency driving and pursuit procedures.
Dr. Kirkham opined in his report that “no reasonably competent law
enforcement officer could possibly conclude that continued pursuit of the suspect
vehicle in this case was justified based on the circumstances described by Officer
Corrales himself and confirmed to exist by the dash camera mounted in his patrol
car.” In support of his conclusion, Dr. Kirkham first asserted that Corrales’s
actions violated the Baytown Police Department’s pursuit policy. An officer’s
5
The Jacksons argue that Corrales’s affidavit and deposition testimony are not valid
summary-judgment evidence because his testimony is contradictory. They first contend
Corrales’s affidavit indicates that he suspected Krustchinsky was intoxicated, but Corrales’s
deposition testimony indicated that he “had no idea what offense [Krustchinsky] might have
committed, if anything at all, other than evading the traffic stop for speeding.” The Jacksons are
mistaken. Corrales asserted in his deposition testimony and in his affidavit that he suspected
Krustchinsky might be intoxicated.
The Jacksons next argue that Corrales’s affidavit and deposition testimony were
contradictory on the subject of his ability to identify Krustchinsky. The salient point in
Corrales’s affidavit and deposition testimony is that he attempted, but was unable, to identify
Krustchinsky during the pursuit. On this record, we cannot say that Corrales’s testimony was
contradictory. Cf. Tex. Dep’t of Public Safety v. Cordes, 85 S.W.3d 342, 347–48 (Tex. App.—
Austin 2002, no pet.) (official immunity not established when officer stated in affidavit that
stopped car did not obstruct his view of intersection but stated in deposition that stopped car did
obstruct his view).
11
good faith is not rebutted merely by evidence that he violated the law or
department policy in making his response. Johnson v. Campbell, 142 S.W.3d 592,
596 (Tex. App.—Texarkana 2004, pet. denied); Williams v. Hous. Firemen’s Relief
& Ret. Fund, 121 S.W.3d 415, 436 (Tex. App.—Houston [1st Dist.] 2003, no pet.);
see Royal, 2010 WL 610604, at *9. Rather, the test of good faith is one of
objective legal reasonableness—that is, whether a reasonable officer could have
believed his or her conduct to be lawful in light of clearly established law and the
information possessed by the officer at the time the conduct occurred. City of
Lancaster, 883 S.W.2d at 656; Williams, 121 S.W.3d at 436.
Section 2.01 of the policy at issue provided:
B. Officers shall balance the need for pursuit and apprehension
against the probability and severity of damage or injury. The
Officer shall consider the seriousness of the offense which the
evader or reckless evader committed.
C. Officers shall not engage in pursuit when it reasonably appears
that the potential harm to person or property arising from such
pursuit outweighs the potential harm threatened by the escaping
offender. In the absence of an outweighing danger to persons or
property, a peace officer shall not engage in pursuit whenever it
reasonably appears that apprehension of the escaping offender
by other means is likely.
The language of the policy suggests that compliance requires a balancing of
interests similar to that required by Wadewitz to establish whether an officer acted
in good faith. The evidence in this case shows that Corrales conducted the
necessary balancing and acted reasonably when deciding to initiate and continue
the pursuit. Therefore, Dr. Kirkham’s assertion that Corrales violated the policy is
not sufficient to show that no reasonable officer could have believed that he
complied with the policy.
Dr. Kirkham next implied that Corrales did not need to pursue Krustchinsky
12
because the basis for the initial stop was a minor traffic infraction. This conclusion
does not alone establish that no reasonable officer could have decided to pursue
Krustchinsky under the particular circumstances confronting Corrales—namely,
that Krustchinsky pretended to pull over; may have committed a felony when he
fled from Corrales, see Tex. Penal Code Ann. § 38.04 (West Supp. 2014)6; violated
numerous traffic regulations; and put the public at risk in his attempt to avoid
apprehension. See Johnson, 142 S.W.3d at 596 (good faith judged on the basis of
what the officer perceived at the time); see also Clark, 38 S.W.3d at 583
(balancing of need-risk factors does not prevent officers from pursuing suspects for
traffic violations).
With regard to other factors pertinent to Corrales’s good faith, Dr. Kirkham
tended to agree with Corrales’s assessment of the situation, which supports a
conclusion that Corrales acted in good faith. For instance, Dr. Kirkham
acknowledged in his deposition that no pedestrians were present during the pursuit.
He conceded that the traffic was lighter once the pursuit passed the intersection of
Garth Road and I-10. He further conceded that the road was dry and the weather
was clear. And, he acknowledged that Corrales was unable to identify
Krustchinsky.7
Dr. Kirkham recognized in his report that Corrales did consider the use of
spike strips as an alternative to continuing the pursuit, but he claimed that Officer
6
The record does not indicate whether Krustchinsky was charged or convicted of any
crimes.
7
The Jacksons contend that the video evidence “demonstrates the truck’s make and
model was likely able to be determined.” To the extent this argument attempts to raise a fact
issue as to whether Corrales was able to identify Krustchinsky during the pursuit, Dr. Kirkham’s
own testimony negates the Jacksons’ position. Dr. Kirkham agreed that Officer Corrales was
never able to identify the vehicle. Cf. Loftin, 187 S.W.3d at 541–42 (officers could have
identified driver when they had the name of the registered owner and knew that car was not
reported stolen).
13
Corrales could have ended the pursuit safely if he had waited for the spike strips to
be deployed. Testimony that a reasonably prudent officer could have decided to
stop the pursuit, however, is not sufficient to controvert an officer’s good faith. See
Chambers, 883 S.W.2d at 657. Furthermore, the evidence indicates only that spike
strips were requested, not that they had been deployed.
Indulging every reasonable inference in favor of the Jacksons, we conclude
that the Jacksons’ evidence is insufficient to controvert Baytown’s proof on good
faith. See Clark, 38 S.W.3d at 587. We overrule the Jacksons’ second issue.
IV. Conclusion
Baytown conclusively established that Corrales acted in good faith. The
Jacksons did not controvert Baytown’s evidence of good faith. Because Corrales is
protected from personal liability based on official immunity, Baytown is protected
from liability under the Texas Tort Claims Act. See Tex. Civ. Prac. & Rem. Code
Ann. § 101.021; Clark, 38 S.W.3d at 580. Therefore, summary judgment in favor
of Baytown was proper. See Harris Cnty. v. Ochoa, 881 S.W.2d 884, 890 (Tex.
1994). We affirm the trial court’s judgment.8
/s/ Marc W. Brown
Justice
Panel consists of Justices Jamison, Busby, and Brown.
8
We need not address the city’s argument regarding whether the Jacksons’ injuries arose
from Corrales’s operation or use of a motor-driven vehicle. See Tex. R. App. P. 47.1.
14