Orlando Salinas v. State ( 2013 )

Affirmed and Majority and Concurring and Dissenting Opinions filed
December 5, 2013.
In The
Fourteenth Court of Appeals
NO. 14-12-00378-CR
ORLANDO SALINAS, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 228th District Court
Harris County, Texas
Trial Court Cause No. 1313253
MAJORITY OPINION
Orlando Salinas appeals from his conviction for injury to an elderly person.
A jury found him guilty and the trial court sentenced him to five years in prison.
Appellant contends that the trial court erred by (1) permitting expert testimony on
victim recantation; (2) admitting hearsay testimony under the excited utterance
exception; and (3) assessing an unconstitutional court cost against him. See Tex.
Loc. Gov’t Code § 133.102(a)(1) (Vernon Supp. 2013). We reject appellant’s
contentions and affirm the trial court’s judgment.
BACKGROUND
Appellant was charged with assaulting his 80-year old father, Salvador
Salinas. Several witnesses at trial described the assault, including complainant’s
grandson, Salvador Salinas III, and two of the grandson’s friends, Omar Morales
and Sean Finch.
The altercation occurred at the complainant’s house, where appellant was
staying. Appellant and the complainant argued; according to witnesses, appellant
shoved the complainant to the floor and got on top of him. Appellant also shoved
the complainant against a wall. After the physical confrontation, the complainant
was bleeding from a wound on his arm. Several witnesses said the wound looked
like a bite mark. The complainant’s other son, Salvador Salinas, Jr., arrived at the
home during the dispute and called 9-1-1.
Houston Police Officer Christopher Castellani testified that he arrived on the
scene about six minutes after Salinas, Jr. called 9-1-1. Castellani described the
complainant as being “visibly shocked,” “dazed,” “very upset,” and “very sad.”
Castellani observed that the complainant was bleeding from lacerations on his arm
and called for EMS to treat the wound.
Castellani testified that the complainant initially did not want to speak about
what happened. As the conversation progressed, the complainant explained that he
had argued with appellant and received the wounds on his arm when appellant bit
him twice. According to Castellani, the complainant stated that appellant hit him.
Officer Chris Palla, who also arrived on scene soon after the 9-1-1 call, testified
that the complainant claimed appellant had “jumped on him.” The trial court
overruled hearsay objections to both officers’ testimony.
2
At trial, the complainant testified that appellant did not hit or bite him during
the argument. The complainant denied telling Officer Castellani that appellant had
assaulted him.
The State thereafter called an employee of the Harris County District
Attorney’s Office, Kapriva Johnson Hutchinson, as an expert regarding family
violence. Hutchinson, a caseworker in the Family Criminal Law Division, testified
that she had both a bachelor’s and a master’s degree in social work and had
attended numerous “conferences, trainings and seminars where domestic violence
was the [main] topic.” She has attended seminars relating to minimization and
recantation by domestic abuse victims and reviewed literature on those topics.
Hutchinson detailed her experience working with domestic violence victims and
her familiarity with their tendency to minimize or recant abuse allegations.
Appellant objected to this testimony on relevance grounds, and on grounds that
Hutchinson lacked the necessary qualifications to testify. The trial court overruled
these objections and permitted Hutchinson to opine that it was common for
domestic abuse victims to recant or minimize allegations.
The charge permitted the jury to find appellant guilty of causing injury to an
elderly person if it determined appellant bit the complainant or struck him with a
hand. After the jury found appellant guilty, the trial court sentenced him to five
years in prison.
The trial court assessed court costs against appellant. In the certified bill of
costs, $133 was assessed against appellant as a “consolidated court cost.”
Appellant complained to the trial court regarding these costs in a motion for new
trial, motion in arrest of judgment, and a hearing on the motions. The trial court
overruled these objections.
3
ANALYSIS
I. Expert Testimony
Appellant contends that the trial court erred by permitting Hutchinson to
testify as an expert because she was not shown to be qualified and her testimony
was not relevant. The parties examined Hutchinson extensively on voir dire
regarding her qualifications. Her testimony before the jury was relatively brief; it
consisted almost entirely of a statement of her qualifications, and her opinion that
domestic abuse victims frequently recant or minimize their accusations. She did
not offer an opinion specifically regarding the complainant’s testimony or any
other facts of this case.
We review the admission of expert testimony under an abuse of discretion
standard. Coble v. State, 330 S.W.3d 253, 272 (Tex. Crim. App. 2010). A court
abuses its discretion if it acts without reference to any guiding rules and principles.
Montgomery v. State, 810 S.W.2d 372, 380 (Tex. Crim. App. 1990). The trial
court is given a “limited right to be wrong” as long as it does not act in an arbitrary
or capricious manner. Id. We will not reverse unless we determine that the trial
court’s ruling was so wrong as to fall outside the zone within which reasonable
people might disagree. Tillman v. State, 354 S.W.3d 425, 435 (Tex. Crim. App.
2011).
Texas Rule of Evidence 702 allows a witness qualified by knowledge, skill,
experience, training, or education to testify on scientific, technical, or other
specialized subjects if the testimony would assist the trier of fact in understanding
or determining a fact issue. Before admitting expert testimony under Rule 702, the
trial court must be satisfied that (1) the witness qualifies as an expert by reason of
her knowledge, skill, experience, training, or education; (2) the subject matter is an
appropriate one for expert testimony; and (3) admitting the expert testimony will
4
actually assist the factfinder in deciding the case. Davis v. State, 329 S.W.3d 798,
813 (Tex. Crim. App. 2010), cert. denied, 132 S. Ct. 128 (2011). These
requirements are commonly referred to as qualifications, reliability, and
relevance. Id. (citing Vela v. State, 209 S.W.3d 128, 131 (Tex. Crim. App. 2006)).
Each requirement raises distinct questions and issues, and an objection based on
one requirement does not preserve error as to another. Shaw v. State, 329 S.W.3d
645, 655–56 (Tex. App.—Houston [14th Dist.] 2010, pet. ref’d).
Appellant first challenges Hutchinson’s qualifications because she had only
“one frame of reference” and “one type of training and belief” after working for 12
years in the district attorney’s office. Appellant cites no authority suggesting that a
witness must work with more than one employer to qualify as an expert. In any
event, Hutchinson stated that she has worked in internships in a group home, a
hospital, and another health care facility. She testified that she has two degrees in
social work and has attended numerous “conferences, trainings and seminars where
domestic violence was the [main] topic,” along with seminars relating to
minimization and recantation by domestic abuse victims. She also has reviewed
literature on these topics.
The record gives no indication that Hutchinson’s education, training, and
experience were too limited or “one-sided” to prevent her from qualifying as an
expert. Hutchinson detailed her experience working with victims of domestic
violence and dealing with their tendency to minimize or recant allegations of
abuse. On this record, the trial court acted within its discretion in determining that
Hutchinson was qualified to testify as an expert. See Duckett v. State, 797 S.W.2d
906, 917, 920 (Tex. Crim. App. 1990) (social worker was qualified to testify as an
expert regarding why victim of sexual abuse changed her testimony and appeared
confused), disapproved on other grounds by Cohn v. State, 849 S.W.2d 817, 819
5
(Tex. Crim. App. 1993).
Appellant additionally complains that Hutchinson “could not remember any
classes or seminars or even books she had read about the subject.” This appears to
be a misreading of the record. Hutchinson testified that she has attended seminars
and reviewed research articles on recantation; she was not asked to name any
specific classes, seminars, or books.
Appellant makes no specific arguments on appeal challenging the relevance
of Hutchinson’s testimony. Hutchinson testified that it is common for domestic
abuse victims to recant or minimize allegations of abuse. Other evidence
suggested that the complainant in this case had made allegations against appellant,
but complainant denied at trial that appellant had assaulted him. The trial court did
not err in determining that Hutchinson’s testimony was relevant to understanding
why the complainant may have changed his account of the incident that led to
appellant’s prosecution. See Duckett, 797 S.W.2d at 920 (social worker’s
testimony regarding reasons for sexual abuse victim’s changed testimony was
relevant); Fielder v. State, 756 S.W.2d 309, 319 (Tex. Crim. App. 1988)
(psychologist’s testimony regarding reasons for remaining in an abusive marriage
was relevant); Scugoza v. State, 949 S.W.2d 360, 363 (Tex. App.—San Antonio
1997, no pet.) (testimony on recantation from program director of battered
women’s shelter was relevant).
II. Hearsay Statements
Appellant contends that the trial court erred in permitting Castellani to
testify regarding the complainant’s statements made shortly after the alleged
assault occurred. Appellant raised several hearsay objections to this testimony; it
appears that the the trial court overruled these objections under the excited
utterance exception. See Tex. R. Evid. 801, 802, and 803(2).
6
We review a trial court’s ruling on the admission or exclusion of
evidence for an abuse of discretion. Tillman v. State, 354 S.W.3d 425, 435 (Tex.
Crim. App. 2011). A trial court abuses its discretion only if its decision “lies
outside the zone of reasonable disagreement.” Martinez v. State, 327 S.W.3d 727,
736 (Tex. Crim. App. 2010).
In determining whether a statement falls within the excited utterance
exception, a court must assess whether (1) the statement was the product of a
startling event that produced a state of nervous excitement; (2) the declarant was
dominated by the excitement of the event; and (3) the statement related to the
circumstances of the startling event. Jackson v. State, 110 S.W.3d 626, 633 (Tex.
App.—Houston [14th Dist.] 2003, pet. ref’d). The court also may consider other
factors such as the amount of time elapsed and whether the statement was a
response to a question. Salazar v. State, 38 S.W.3d 141, 154 (Tex. Crim. App.
2001). The most important consideration is whether the declarant was still
dominated by the emotions, excitement, fear, or pain of the event when the
statements were made. King v. State, 953 S.W.2d 266, 269 (Tex. Crim. App.
1997).
In support of his contention that complainant’s out-of-court statements were
inadmissible, appellant emphasizes that these statements were prompted by
Castellani’s questioning; complainant was sitting calmly in a chair when the
statements were made; complainant already had spoken to other officers and was
slow to “open up” to Castellani; complainant stated that he did not remember much
about the altercation; and the statements were clear and chronological.
While these factors arguably weigh against admission, other circumstances
support application of the excited utterance exception in this case.
Castellani testified that he arrived on the scene within six minutes of the 9-1-
7
1 call; although it is not clear how much time elapsed before Castellani spoke to
complainant, the trial court reasonably could have concluded that no significant
amount of time elapsed between Castellani’s arrival and his conversation with
complainant. Castellani described the complainant as being “visibly shocked,”
“dazed,” “very upset,” and “very sad.” Castellani also observed that complainant
was bleeding from lacerations on his arm. These factors put this case well within
the range of circumstances justifying application of the excited utterance
exception. See, e.g., Vinson v. State, 221 S.W.3d 256, 260-61 (Tex. App.—
Houston [1st Dist.] 2006) (exception applied because complainant was visibly
shaken and injured after attack), rev’d on other grounds, 252 S.W.3d 336 (Tex.
Crim. App. 2008); Hudson v. State, 179 S.W.3d 731, 737 (Tex. App.—Houston
[14th Dist.] 2005, no pet.) (exception applied because complainant was “visibly
shaken and highly upset when [officers] arrived within five minutes of receiving
assault call”).
Accordingly, the trial court acted within its discretion in overruling the
hearsay objection.
III. Consolidated Court Cost
Appellant contends that the trial court’s assessment of a “consolidated court
cost” against him violates the Texas Constitution.
The trial court assessed the cost pursuant to section 133.102(a)(1) of the
Texas Local Government Code, which mandates that a person convicted of a
felony must pay $133 “as a court cost, in addition to all other costs.” See Tex. Loc.
Gov’t Code § 133.102(a)(1). The collected amounts must be remitted to the state
comptroller, who in turn must allocate this money to fourteen specified “accounts
and funds:”
8
(1) abused children’s counseling
(2) crime stoppers assistance
(3) breath alcohol testing
(4) Bill Blackwood Law Enforcement Management Institute
(5) law enforcement officers standards and education
(6) comprehensive rehabilitation
(7) operator’s and chauffeur’s license
(8) criminal justice planning
(9) an account in the state treasury to be used only for the establishment and
operation of the Center for the Study and Prevention of Juvenile Crime and
Delinquency at Prairie View A&M University
(10) compensation to victims of crime fund
(11) emergency radio infrastructure account
(12) judicial and court personnel training fund
(13) an account in the state treasury to be used for the establishment and
operation of the Correctional Management Institute of Texas and Criminal
Justice Center Account, and
(14) fair defense account.
Id. §§ 133.102(b), (e) (Vernon Supp. 2013). Subsection (e) provides that the
designated funds “may not receive less than” certain specified percentages of the
collected amounts. Id. Section 133.058 permits a municipality or county to retain
10 percent of collected amounts as a “service fee.”
Appellant maintains that section 133.102(a)(1) is facially unconstitutional
under the separation of powers clause of the Texas Constitution:
9
DIVISION OF POWERS; THREE SEPARATE DEPARTMENTS;
EXERCISE OF POWER PROPERLY ATTACHED TO OTHER
DEPARTMENTS. The powers of the Government of the State of
Texas shall be divided into three distinct departments, each of which
shall be confided to a separate body of magistracy, to wit: Those
which are Legislative to one; those which are Executive to another,
and those which are Judicial to another; and no person, or collection
of persons, being of one of these departments, shall exercise any
power properly attached to either of the others, except in the instances
herein expressly permitted.
Tex. Const. art. II, § 1.
According to appellant, the uses specified in section 133.102(e) for the court
cost collected under section 133.102(a)(1) include uses that are not properly
characterized as “costs of court;” therefore, appellant contends that section
133.102(a)(1) impermissibly requires the judicial branch to perform an executive
function by collecting a tax.
Appellant argues that only two of the uses specified in section 133.102(e)
“have a direct link to the function of criminal court system operations . . . .” He
says these two permissible uses are the “judicial and court personnel training fund”
and the “fair defense account.” See Tex. Loc. Gov’t Code § 133.102(e)(12), (14).
Appellant says the remaining 12 uses specified in section 133.102(e) “are unrelated
to the criminal court system.” He thus contends that the statute impermissibly
compels courts to collect a “tax” in violation of separation of powers principles
“[b]ecause the consolidated court cost is primarily used to fund non-court
programs.”
Appellant raised this contention in the trial court in a motion for new trial,
motion in arrest of judgment, and at a hearing on these motions. But the trial court
did not rule on the motion in arrest of judgment; nor is it clear that either motion is
an appropriate vehicle for making a complaint regarding court costs. See Landers
10
v. State, 402 S.W.3d 252, 254-55 (Tex. Crim. App. 2013) (reserving question of
whether a motion for new trial is an appropriate vehicle); Crittendon v. State, 923
S.W.3d 632, 634 (Tex. App.—Houston [1st Dist.] 1995, no pet.) (“A motion in
arrest of judgment is essentially a post-trial motion to quash the indictment.”); see
also Landers, 402 S.W.3d at 256 (Keller, P.J., concurring) (discussing possible
alternative method of challenging costs); Thomas v. State, No. 01-12-00487-CR,
2013 WL 1163980, at *2 (Tex. App.—Houston [1st Dist.] March 21, 2013, no
pet.) (same). Under the circumstances of this case, however, we conclude that the
substantive grounds appellant relies upon and the relief sought were brought to the
trial court’s attention timely and with adequate specificity. See Tex. R. App. P.
33.1(a)(1)(A). We therefore consider the substance of appellant’s motions rather
than their titles. Ex Parte Caldwell, 58 S.W.3d 127, 130 (Tex. Crim. App. 2000).
As a threshold matter, we reject the State’s contention that this issue is not
ripe because the Texas Department of Criminal Justice has not attempted to collect
the costs from appellant. The trial court assessed costs against appellant, and a bill
of costs has issued. Appellant therefore owes the costs regardless of whether an
attempt to collect has been made. See Tex. Code. Crim. Proc. 103.001 (Vernon
2006) (cost is not payable until a written bill is produced or is ready to be
produced); Johnson v. State, 389 S.W.3d 513, 516 (Tex. App.—Houston [14th
Dist.] 2012, pet. granted) (costs issue was ripe where trial court had ordered
defendant to pay costs of a certain amount in the judgment). This is not an
abstract, hypothetical or contingent issue.
In addressing a constitutional challenge, this court “must begin with the
presumption that the statute is valid and that the Legislature did not act arbitrarily
or unreasonably in enacting it.” State v. Rosseau, 396 S.W.3d 550, 557 (Tex.
Crim. App. 2013). The party challenging the statute “has the burden to establish
11
its unconstitutionality.” Id. “[T]o prevail on a facial challenge, a party must
establish that the statute always operates unconstitutionally in all possible
circumstances.” Id.
Appellant principally relies on Ex parte Carson, 143 Tex. Crim. 498, 159
S.W.2d 126, 127 (1942), to meet this burden. Carson invalidated a statute
requiring the collection of $1 in costs in civil and criminal cases in certain counties
to fund law libraries in those counties. Id. The Court of Criminal Appeals
invalided the statute because (1) the $1 cost was “neither necessary nor incidental
to the trial of a criminal case [and thus was] not a legitimate item to be so taxed”
against a criminal defendant; (2) the statute was a local or special law, which the
state legislature was not authorized to enact; and (3) collection of this cost only
from defendants in certain counties was discriminatory. Id. at 127, 129-30.
There is room to discuss whether Carson can bear the weight appellant
would have it carry. Carson’s passing discussion of whether the $1 fee constitutes
a “tax” is both abbreviated and bereft of citations to supporting authority. The
opinion’s analysis focuses primarily on whether this fee, which was assessed only
in certain counties, “is unconstitutional as being a local or special law passed in
contravention of Section 56 of Article 3 of the Constitution of the State of Texas . .
. .” Id.
In any event, appellant’s facial constitutional challenge to section
133.102(a)(1) fails for at least two reasons.
The first reason is that appellant failed to satisfy his burden because he
proffered no evidence in conjunction with his motion for new trial, his motion in
arrest of judgment, or the hearing on motion for new trial to establish what the
funds designated in section 133.102(e) actually do. Appellant draws inferences
from the titles of these funds and invites us to do the same. We decline this
12
invitation. Any discussion about what the designated funds do with the money is
speculative in the absence of evidence addressing the purposes of these funds and
the manner in which these funds seek to fulfill those purposes.
The second reason is that appellant fails to address severability principles
when he argues that the consolidated court cost amounts to an impermissible “tax”
because it is “primarily used to fund non-court programs.”
It is useful in addressing severability to focus on the precise remedy
appellant seeks from this court. Appellant is not seeking to prevent the distribution
of court costs to particular funds that he deems to be insufficiently court-related,
and to direct those sums instead to funds that he finds unobjectionable. Rather,
appellant asks this court to foreclose collection of section 133.102(a)(1)’s $133
court cost in its entirety even though at least some of the designated uses for this
sum are, by appellant’s own admission, permissible.
Section 133.102 does not contain a severability provision. In this
circumstance, the Code Construction Act provides as follows: “[I]f any provision
of the statue or its application to any person or circumstance is held invalid, the
invalidity does not affect other provisions or applications of the statute that can be
given effect without the invalid provision or application, and to this end the
provisions of the statute are severable.” Tex. Gov’t Code Ann. § 311.032(c)
(Vernon 2013); see also Salas v. State, 365 S.W.2d 174, 175 (Tex. Crim. App.
1963).
Appellant seeks to invalidate section 133.102(a)(1)’s court cost in its entirety
based on the identity of the recipient funds designated in section 133.102(e). He
asked the trial court to reform the judgment ordering appellant to pay $304 in court
costs, and to reduce that amount by $133 corresponding to the court cost mandated
by section 133.102(a)(1). But appellant does not contend that all of the recipient
13
funds designated in section 133.102(e) are impermissible. To the contrary,
appellant concedes that directing a portion of the fee to the “judicial and court
personnel training fund” and the “fair defense account” as specified in subsection
133.102(e) is permissible. He states: “Money used to train judges and court
personnel serves to better prepare the government actors involved in the trial of
criminal cases.” He further states that a program for payment of court-appointed
attorneys to represent indigent defendants in the trial of criminal cases “is
necessary to the trial of a criminal case.”
Even if it is assumed solely for argument’s sake that at least some of the
fund recipients identified in subsection 133.102(e) are invalid, appellant identifies
no reason why section 133.102(a)(1)’s $133 court cost cannot be collected and
distributed in accordance with severability principles to the admittedly appropriate
funds specified in subsections 133.102(e)(12) and (14). This circumstance
involving a single amount used for multiple purposes distinguishes this case from
Carson, 159 S.W.2d at 127, which involved a single amount designated for a
single impermissible purpose.
The specified percentages in section 133.102(e) set only a minimum or floor
amount that must be distributed to particular funds.1 Therefore, the statute as
1
The dissent contends that subsection (e)’s “not . . . less than” language
applies only to fees collected in connection with offenses committed before
January 1, 2004. Nothing in subsection (e) expressly makes this language
applicable only to pre-2004 offenses. Assuming the dissent’s reading to be a
plausible reading of a subsection that is, as the dissent observes, “not a model of
statutory clarity,” the appellant’s constitutional challenge still fails under the
longstanding precept that statutes susceptible to multiple constructions will be
interpreted so as to render them constitutional. See, e.g., Newsom v. State, 372
S.W.2d 681, 683 (Tex. Crim. App. 1963). In keeping with this precept, it is
appropriate to read subsection (e)’s “not less . . . than” language to apply to fees
collected in connection with offenses committed on or after January 1, 2004.
14
written can accommodate distribution of larger amounts to a smaller number of
permissible recipients if other recipients are deemed to be impermissible. See Tex.
Gov’t Code Ann. § 311.032(c); see also Road Dist. No. 4, Shelby Cnty. v. Allred,
123 Tex. Crim. 77, 68 S.W.2d 164, 171 (Tex. 1934) (orig. proceeding) (provision
of statute impermissibly donated state funds amounting to a “mere gratuity” to
road district; invalidity of this provision’s designated use of funds did not
invalidate statute’s other provisions allowing distribution of funds for permissible
purposes because “the unconstitutionality of section 12 does not render the entire
act void. It is a workable act with section 12 stricken.”); Ex Parte Mehlman, 127
Tex. Crim. 257, 75 S.W.2d 689, 691 (Tex. Crim. App. 1934) (“If that part of the
act relating to the appropriation of the receipts should be held invalid — and we
disclaim any intention of so holding — the remainder of the act would not be
affected.”).
Because the admittedly valid uses are severable and are not foreclosed by
other assertedly invalid uses to which the challenged court cost is put, appellant
has not established that section 133.102(a)(1)’s $133 court cost always operates
unconstitutionally as a tax or that it must be deleted in its entirety from the trial
court’s judgment.
CONCLUSION
We overrule appellant’s issues and affirm the trial court’s judgment.
/s/ William J. Boyce
Justice
Panel consists of Justices Boyce, Jamison, and Busby. (Jamison, J., concurring and
dissenting).
Publish — Tex. R. App. P. 47.2(b).
15