Gerald Perry Bailey v. State ( 2012 )

IN THE
TENTH COURT OF APPEALS
No. 10-11-00431-CR
GERALD PERRY BAILEY,
Appellant
v.
THE STATE OF TEXAS,
Appellee
From the 19th District Court
McLennan County, Texas
Trial Court No. 2011-1553-C1
MEMORANDUM OPINION
In three issues, which can be categorized as two, appellant, Gerald Perry Bailey,
argues that the trial court erred in: (1) accepting his guilty plea because the evidence in
support of the plea was insufficient with respect to article 1.15 of the Texas Code of
Criminal Procedure; and (2) instructing the jury that it could assess a maximum fine of
$20,000 and assessing a $15,000 fine. See TEX. CODE CRIM. PROC. ANN. art. 1.15 (West
2005). We affirm as modified.
I. BACKGROUND
Bailey was charged by indictment with unlawful possession with intent to
deliver methamphetamine in an amount greater than one gram but less than four grams
in a drug-free zone, a second-degree felony. See TEX. HEALTH & SAFETY CODE ANN. §§
481.112(c), 481.134(b) (West 2010 & Supp. 2011). Bailey pleaded guilty to the charged
offense and went to the jury for punishment.1
Several witnesses, including Bailey, testified at the punishment hearing. At the
conclusion of the hearing, the jury assessed punishment at fifteen years’ incarceration in
the Institutional Division of the Texas Department of Criminal Justice with a $15,000
fine. The trial court certified Bailey’s right to appeal, and this appeal ensued.
II. BAILEY’S GUILTY PLEA
In his first issue, Bailey argues that the trial court erred in accepting his guilty
plea because the evidence in support of the plea was insufficient to comply with article
1.15 of the code of criminal procedure. See TEX. CODE CRIM. PROC. ANN. art. 1.15. The
State responded that the trial court did not err “because the judicial confession was
1 It is undisputed that the trial court initially took Bailey’s guilty plea; however, after the jury was
seated and before evidence was introduced, the State read the indictment in open court and Bailey
pleaded guilty to the charged offense before the jury.
In addition, on November 7, 2011, Bailey signed a written judicial confession stating the
following:
With full understanding of the consequences, and having fully waived my
Federal and State Constitutional rights against self-incrimination, under oath I agree and
stipulate that the following facts constitute evidence in this case. I am pleading GUILTY
because I am GUILTY of and JUDICIALLY CONFESS to the offense(s) as alleged in the
INDICTMENT/INFORMATION, in violation of Texas law, and all lesser[-]included
offenses thereof, exactly as alleged in the INDICTMENT/INFORMATION, or any
modifications or amendments thereto. I stipulate that this offense was committed in
McLennan County, Texas.
Bailey v. State Page 2
sufficient, there was other evidence to support the guilty plea, and Appellant waived
any error by confessing during punishment.” In his reply brief, Bailey recognizes that
“[a] felony plea of guilty before the jury admits the existence of all elements necessary
to establish guilty [sic], thereby precluding any argument on appeal regarding the
sufficiency of the evidence.” And as such, Bailey concedes that his argument in this
issue “may not be well-taken.”
When a defendant knowingly, intelligently, and voluntarily enters a plea of
guilty, the traditional standard of review for sufficiency of the evidence does not apply.
Ex parte Martin, 747 S.W.2d 789, 791 (Tex. Crim. App. 1988). A plea of guilty is an
admission of guilt of the offense charged. See, e.g., Roberts v. State, No. 11-10-00201-CR,
2012 Tex. App. LEXIS 2693, at *1 (Tex. App.—Eastland Apr. 5, 2012, no pet. h.) (mem.
op., not designated for publication). However, when a defendant pleads guilty before
the trial court to a non-capital felony offense, a conviction is not authorized unless there
is evidence offered to support such plea and the judgment to be entered. TEX. CODE
CRIM. PROC. ANN. art. 1.15 (“[I]n no event shall a person charged be convicted upon his
plea without sufficient evidence to support the same.”); see Menefee v. State, 287 S.W.3d
9, 13 (Tex. Crim. App. 2009); cf Dinnery v. State, 592 S.W.2d 343, 352-54 (Tex. Crim. App.
1980) (stating that if a defendant testifies that he has read the indictment and that it is
“true and correct” or that the allegations in the indictment are “true and correct,” this
testimony constitutes a judicial admission of the offense charged, is sufficient to support
a guilty plea and judgment, and meets the requirements of article 1.15 of the code of
criminal procedure). When the defendant enters a guilty plea, there is no requirement
Bailey v. State Page 3
that the supporting evidence prove the defendant’s guilt beyond a reasonable doubt.
Ex parte Martin, 747 S.W.2d at 792; Staggs v. State, 314 S.W.3d 155, 159 (Tex. App.—
Houston [1st Dist.] 2010, no pet.); McGill v. State, 200 S.W.3d 325, 330 (Tex. App.—
Dallas 2006, no pet.). Rather, in reviewing the sufficiency of the State’s evidence, we
will affirm the trial court’s judgment if the evidence embraces every essential element of
the offense charged. Stone v. State, 919 S.W.2d 424, 427 (Tex. Crim. App. 1996). A
judicial confession will suffice to support a guilty plea as long as the confession covers
all of the elements of the charged offense. Menefee, 287 S.W.3d at 13. A conviction
rendered without sufficient evidence to support a guilty plea constitutes trial error. Id.
at 14.
As applied to pleas before the jury, the Texas Court of Criminal Appeals, in Ex
parte Williams, stated that:
In felony cases[,] a plea of guilty before the jury admits the existence of all
necessary elements to establish guilt, and in such cases, the introduction of
testimony by the State is to enable the jury to intelligently exercise the
discretion which the law vests in them touching on the penalty to be
assessed. In such cases[,] there is no question of the sufficiency of the
evidence on appeal, or on collateral attack.
Ex parte Williams, 703 S.W.2d 674, 678 (Tex. Crim. App. 1986) (internal citations
omitted); see Renesto v. State, 452 S.W.2d 498, 499 n.1 (Tex. Crim. App. 1970). The Texas
Court of Criminal Appeals has also noted that “the provisions of Art. 1.15 are
inapplicable when a plea of guilty is taken before a jury.” Ex parte Taylor, 480 S.W.2d
692, 693 (Tex. Crim. App. 1972).
Bailey v. State Page 4
Here, after the jury was seated, the State read the indictment in open court, and
Bailey pleaded guilty before the jury. On appeal, Bailey does not assert that his guilty
plea was entered unknowingly, unintelligently, and involuntarily. See Ex parte Martin,
747 S.W.2d at 791. Therefore, because Bailey pleaded guilty to the charged offense
before the jury, we conclude that Bailey admitted to the existence of all necessary
elements to establish guilt. See Ex parte Williams, 703 S.W.2d at 678; see also Renesto, 452
S.W.2d at 499 n.1. As such, we hold that the provisions of article 1.15 of the code of
criminal procedure are inapplicable in this case. See Ex parte Williams, 703 S.W.2d at 678;
Renesto, 452 S.W.2d at 499 n.1.; see also Ex parte Taylor, 480 S.W.2d at 693. Accordingly,
we overrule Bailey’s first issue.
III. BAILEY’S FINE
In his second issue, Bailey complains about the $15,000 fine imposed in this case.
Specifically, Bailey contends that he was egregiously harmed by the trial court’s jury
instructions, which authorized the imposition of a maximum $20,000 fine. He also
argues that the jury’s $15,000 fine is not authorized by law. The State concedes that the
trial court erroneously instructed the jury as to the fine amount and that the $15,000 fine
is not authorized by law.
In the present case, the trial court instructed the jury on section 481.134(c) of the
health and safety code, even though Bailey was charged by indictment with violating
section 481.134(b) of the same code. See TEX. HEALTH & SAFETY CODE ANN. § 481.134(b)-
(c). Section 481.134(c) allows for a $20,000 fine, whereas section 481.134(b) authorizes a
fine corresponding to a second-degree felony—a maximum $10,000 fine. See id. §
Bailey v. State Page 5
481.134(b)-(c); see also TEX. PENAL CODE ANN. § 12.33(b) (West 2011) (“In addition to
imprisonment, an individual adjudged guilty of a felony of the second degree may be
punished by a fine not to exceed $10,000.”). After receiving the trial court’s instructions,
the jury imposed a $15,000 fine. The jury’s $15,000 fine exceeds the maximum allowed
under section 481.134(b) of the health and safety code and section 12.33(b) of the penal
code. See TEX. HEALTH & SAFETY CODE ANN. § 481.134(b); see also TEX. PENAL CODE ANN.
§ 12.33(b).
When the jury assesses punishment in a case and, in the verdict, assesses both
punishment that is authorized by law for the offense and punishment that is not
authorized by law for the offense, the reviewing court shall reform the verdict to show
the punishment authorized by law and to omit the punishment not authorized by law.
TEX. CODE CRIM. PROC. ANN. art. 37.10(b) (West 2006). In reforming the jury’s verdict, at
least one Texas court has held that:
We do not believe the legislature intended punishment, whether fine or
imprisonment, should be reduced to nothing when the jury assessed
punishment in excess of that allowed by law. The obvious intent of article
37.10(b) is to authorize the court to reduce the punishment to that which is
allowed by law.
Howard v. State, 766 S.W.2d 907, 908 (Tex. App.—Fort Worth 1989, no pet.); see Vance v.
State, 970 S.W.2d 130, 132 (Tex. App.—Dallas 1998, no pet.) (agreeing with the Howard
court’s analysis). We agree.
Therefore, based on the foregoing, we modify the trial court’s judgment to reflect
a fine that is allowable by law—a $10,000 fine. See TEX. CODE CRIM. PROC. ANN. art.
37.10(b); see also Vance, 970 S.W.2d at 132 (reducing a 730-day jail term to 365 days);
Bailey v. State Page 6
Howard, 766 S.W.2d at 908 (reducing a fine of $2,000 to $1,000). As such, we sustain
Bailey’s second issue.
IV. CONCLUSION
Because the trial court’s judgment includes a fine in excess of that allowed by
law, we modify the judgment to reflect that which is allowable by law—a $10,000 fine.
See TEX. CODE CRIM. PROC. ANN. art. 37.10(b); see also Vance, 970 S.W.2d at 132; Howard,
766 S.W.2d at 908. We affirm the judgment as modified.
AL SCOGGINS
Justice
Before Chief Justice Gray,
Justice Davis, and
Justice Scoggins
Affirmed as modified
Opinion delivered and filed June 27, 2012
Do not publish
[CR25]
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