David Cook v. State ( 2012 )

COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NO. 02-10-00338-CR
DAVID COOK APPELLANT
V.
THE STATE OF TEXAS STATE
----------
FROM THE 211TH DISTRICT COURT OF DENTON COUNTY
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OPINION
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In one point, appellant David Cook appeals his sentence of six years‘
confinement for manslaughter.1 We reverse the trial court‘s judgment on
punishment only and remand for a new trial on punishment. See Tex. R. App. P.
43.2(d), 43.3(a).
1
See Tex. Penal Code Ann. § 19.04(a) (West 2011) (―A person commits an
offense if he recklessly causes the death of an individual.‖). Appellant does not
ask us to reverse his conviction but requests that we modify the trial court‘s
sentence and judgment.
Background Facts
A Denton County grand jury indicted appellant for manslaughter, which is a
second-degree felony.2 The parties filed various pretrial documents, including
appellant‘s election for the jury to determine his punishment and his written
request for the jury to place him on community supervision upon his conviction.
At trial, appellant pled not guilty. The jury convicted him and found that he
had used his car as a deadly weapon. The jury heard several witnesses testify
during the punishment phase, including appellant, who stated that he had not
been convicted of any crime previously and asked the jury to recommend his
placement on community supervision. The parties made closing arguments.
During the State‘s argument, the prosecutor attempted to persuade the jury to
give appellant a high sentence without recommending community supervision.
After the jury began deliberating, it sent a note to the court that asked,
―Can we recommend a specific amount of time in prison and another amount of
time on probation?‖ The trial court responded to the note by instructing the jury
to refer to its charge and continue deliberating.3 Eventually, the trial court
2
See Tex. Penal Code Ann. § 19.04(b). Because appellant‘s point
concerns only events occurring at the end of the trial court‘s proceedings, we will
not detail the facts of appellant‘s crime or procedural matters that are unrelated
to the disposition of this appeal. See Tex. R. App. P. 47.1. To summarize, one
afternoon in April 2009, appellant recklessly drove his car at a high speed and
collided with another car, killing the other car‘s driver, Kirk Wyborg.
3
The charge explained that the jury could assess punishment at a range of
two and twenty years‘ confinement. It then stated,
2
received the jury‘s verdict, which was signed by the presiding juror and which
originally read,
We, the jury, having found the Defendant, DAVID COOK,
guilty of the offense of Manslaughter, assess his punishment at
confinement . . . for 6 years. . . .
We further find the defendant has never been convicted of a
felony in this State or any other State, and we recommend probation
of the penitentiary time.[4]
The trial judge asked if that was the unanimous verdict of the jury, and the
presiding juror said, ―It is.‖ The judge then told the jury,
You are now discharged from the instructions I gave you earlier.
You are free to discuss the case if you want to, but you are under no
obligation to discuss the case with anyone. Sometimes the
attorneys want to talk to you after the fact just . . . to find out what
your thoughts are and your impressions about the process are.
You‘re free to do that if you want to, but you do not have to.
You‘re now discharged. Thank you very much.
Our statute provides that where a person is charged with a
felony offense, the jury finds him guilty[,] and assesses his
punishment . . . for any term of years not more than ten, and they
further find that the defendant has never been convicted of a felony
in this State or in any other State, they may in their discretion,
recommend probation for the defendant . . . .
Probation shall be granted by the Court if the jury
recommends it in their verdict . . . .
....
If you do not desire to grant probation to this defendant, you
will say nothing in your verdict concerning the same.
4
Jury recommended community supervision is available for a defendant
who is convicted of manslaughter and is sentenced to ten years‘ confinement or
less. See Tex. Code Crim. Proc. Ann. art. 42.12, § 4(d) (West Supp. 2011).
3
The jury left the courtroom at 4:30 p.m. The trial court then sentenced
appellant by stating,
Mr. Cook, a jury having found . . . you guilty and set your
punishment at . . . a six-year confinement, probated, I am going to
now impose sentence as set by the jury. I‘m sentencing you to six
years[‘] confinement . . . . I will probate that for a period of six
years. . . .
You will be required to complete the maximum amount of
community service . . . .
....
. . . I‘m sentencing you to 180 days[‘] confinement in the
Denton County Jail as a condition of your probation. That sentence
is to begin immediately.
After a brief recess, seven minutes after the jury left the courtroom, for
reasons that the record does not expressly reflect, the trial judge brought the jury
back into the courtroom and said,
It has been brought to my attention that the jury had some
question about perhaps the verdict or the verdict form.[5] I‘m going
to read -- well, I‘m going to restate what I read here that you have
assessed. You have assessed as punishment at six years[‘]
confinement in the penitentiary. However, you recommended that
that time be probated.
That is the sentence that I have imposed, so I‘m going to ask
you individually if that, in fact, was the sentence that you intended
and that you voted for?
....
5
It seems that the jury‘s communication with the trial court did not comply
with the code of criminal procedure. See Tex. Code Crim. Proc. Ann. art. 36.27
(West 2006) (―Any communication relative to the cause must be written, prepared
by the foreman and shall be submitted to the court through the bailiff. The court
shall answer any such communication in writing . . . .‖).
4
All right. As I read your name, I need you to either say yes or
no, no meaning that was not the sentence you intended.
The judge then queried four jurors, who each responded, ―No.‖ The judge said,
―What I‘m going to do at this point is to send you back to the juryroom to continue
deliberating.‖ Appellant asked for a mistrial. Without further discussion, the trial
court denied the motion. More than thirty minutes later, the jury returned to the
courtroom and delivered a verdict assessing six years‘ confinement without
recommending community supervision. The court polled the jury, and each juror
responded that the second verdict was their true verdict. The trial court
sentenced appellant accordingly, and he brought this appeal, claiming that the
trial court erred by reconvening the jury after discharge at punishment and by
accepting its new punishment verdict.
The Propriety of the Trial Court’s Decision to Reconvene the Jury
A ―verdict‖ is a written declaration by a jury of its decision of the issue
submitted to it in the case. Tex. Code Crim. Proc. Ann. art. 37.01 (West 2006).
Generally, when the jury agrees upon a verdict that is in proper form, it ―shall be
entered upon the minutes of the court.‖ Id. art. 37.04 (West 2006); see Ex parte
McIver, 586 S.W.2d 851, 854 (Tex. Crim. App. [Panel Op.] 1979) (―Courts have
no power to change a jury verdict unless it is with the jury‘s consent and before
they have dispersed.‖). On each verdict ―of acquittal or conviction, the proper
judgment shall be entered immediately.‖ Tex. Code Crim. Proc. Ann. art. 37.12
5
(West 2006); see Garner v. State, 214 S.W.3d 705, 706 (Tex. App.—Waco 2007,
no pet.).
Almost thirty years ago, however, the court of criminal appeals affirmed a
judgment that, as in this case, resulted from a jury‘s redeliberation after the jury
had been discharged. See Webber v. State, 652 S.W.2d 781, 782 (Tex. Crim.
App. 1983). In Webber, after the jury had deliberated on punishment and had
delivered a verdict to the court, the trial judge stated, ―The jury has found the
Defendant guilty of the offense of kidnapping and assesses punishment at four
years[‘] confinement in the Texas Department of Corrections.‖ Id. at 782. The
judge discharged the jurors, but before they left the courtroom, the judge said,
―Now, the portion that you have filled out and signed here, it says,
‗We, the jury, find the Defendant guilty of kidnapping and assess
punishment at four years, and we further find he has never been
convicted in this or any other state of a felony and recommend
punishment to be probated.‘ Was that not your verdict?‖
The Foreman said: ―That was not our verdict.‖
Id. Over the defendant‘s objection, the trial court polled the jury, and each juror
agreed with the foreman that recommending probation was not intended to be
part of their original verdict. Id. The trial court sent the jury back to deliberate
again, and after two minutes, the jury returned a verdict that did not include the
probation recommendation. Id. In analyzing the legal significance of these facts
and affirming Webber‘s conviction and sentence, the court of criminal appeals
stated,
6
When the jury has not separated or have only momentarily
separated and are still in the presence of the court and it appears
that no one has talked to the jurors about the case, the court may
recall the jurors to correct their verdict. . . . The record does not
show that the jury had separated, even though the court had told the
jurors they were excused, and they had not been out of the
presence of the court when they were reconvened to correct the
verdict.[6]
Id. (emphasis added) (citing West v. State, 170 Tex. Crim. 317, 319, 340 S.W.2d
813, 815 (1960)).
In West, the trial court received a verdict that the foreman had signed
twice, indicating that the jury had found the defendant guilty and had also found
him not guilty. 170 Tex. Crim. at 318, 340 S.W.2d at 814. After the trial court
read the portion of the verdict in which the jury found the defendant guilty and
some jurors took two or three steps from their position, the trial court discovered
the error in the verdict and instructed the jurors to return to the jury room to make
any corrections that the jury deemed proper. Id. The defendant‘s counsel
objected to the reassembling of the jury, but after the trial court overruled that
objection, the jury returned and delivered a guilty verdict. Id. at 318, 340 S.W.2d
at 814–15. The court of criminal appeals held that the trial court had acted
properly, explaining, ―A momentary separation of the jury in the presence of the
court will not preclude the court from recalling them to correct their verdict where
6
Appellant cites cases predating Webber that concern juries‘ correction of
illegal, incomplete, or unenforceable verdicts. But as appellant concedes, the
original verdict in Webber was not unenforceable; thus, we conclude that a trial
court‘s authority to reconvene a discharged jury is not dependent only on the
unenforceability of the original verdict.
7
it appears that no one talked to the jurors about the case.‖ Id. at 319, 340
S.W.2d at 815; see also Jones v. State, 511 S.W.2d 514, 516 (Tex. Crim. App.
1974) (holding that a trial court properly required the jury to redeliberate when the
court discovered a mistake in the verdict while the jury remained in the
courtroom).
The circumstances described in Webber and West represent narrow
exceptions to the principle that when a jury has been discharged, it loses its
identity as a jury, and it therefore may not redeliberate and assess a different
punishment. See West, 170 Tex. Crim. at 319, 340 S.W.2d at 815 (stating the
general rule that a ―court is not authorized to recall the jury after they have been
discharged and have separated and have them correct their verdict‖); Allison v.
State, 143 Tex. Crim. 4, 6, 156 S.W.2d 527, 528 (1941) (―The State‘s Attorney
goes on the theory that when the jury was discharged it lost its identity as a jury
. . . . We agree with the conclusion reached by State‘s Attorney.‖).
But the facts in this case do not match those in Webber and West. In each
of those cases, when the trial court ordered the jury to reconvene, the jurors were
still within eyesight of the trial court so that the trial court knew, and the record
affirmatively disclosed, where the jurors had been and who they had talked to.
Here, the jurors separated from the visual presence of the trial court, were
instructed that they were free to discuss the case with outsiders, and may have
been susceptible to outside influence. The code of criminal procedure provides,
―No person shall be permitted to be with a jury while it is deliberating. No person
8
shall be permitted to converse with a juror about the case on trial except in the
presence and by the permission of the court.‖ Tex. Code Crim. Proc. Ann. art.
36.22 (West 2006); see also Tex. R. App. P. 21.3(f) (stating that a defendant
must be granted a new trial ―when, after retiring to deliberate, the jury has
received other evidence . . . [or] when a juror has talked with anyone about the
case‖). Unlike in Webber and in West, the record here does not affirmatively
establish that the jurors remained in the trial court‘s visual presence and that no
one influenced the jurors, so we hold that we cannot rely on those cases to
support the trial court‘s decision to require the jury to redeliberate. See Webber,
652 S.W.2d at 782 (―When the jury has not separated or have only momentarily
separated and are still in the presence of the court and it appears that no one
has talked to the jurors about the case, the court may recall the jurors to correct
their verdict.‖) (emphasis added);7 see also State v. Dudley, 223 S.W.3d 717,
721–23 (Tex. App.—Tyler 2007, no pet.) (holding that the trial court did not err by
refusing to change its sentence when days after the jury‘s verdict, the State filed
affidavits from eleven jurors stating that the verdict they had rendered was not
what they had intended); Wood v. State, 87 S.W.3d 735, 738–39 (Tex. App.—
Texarkana 2002, no pet.) (holding that it would have been improper for the trial
7
We note, however, that in Webber, jurors communicated with the
defendant‘s counsel, albeit in the trial court‘s presence, after they were
discharged. Id. at 784 (Teague, J., dissenting).
9
court to allow redeliberation on the issue of a defendant‘s guilt after the jury had
been discharged and had separated overnight).
We acknowledge, as appellant has, that the ―record does not affirmatively
reflect that the jurors were subject to outside influences.‖ Although appellant
asserts that the jury members separated from each other, the record does not
establish this fact, and it does not indicate where the jury went after exiting the
courtroom or that they necessarily interacted with anyone other than each other
or the trial court. We also agree with the State that the trial court was in a better
position than we are to surmise where the jurors had been and who they might
have come in contact with. Furthermore, we recognize that in other
circumstances, it would be improper for us to infer that outside influence occurred
from a silent record. See Tex. R. Evid. 606(b) (stating that a juror may testify
about outside influence); Ocon v. State, 284 S.W.3d 880, 886 (Tex. Crim. App.
2009) (explaining that ―the party alleging juror misconduct, not the State nor the
court, should initiate juror questioning‖); Cleaver v. State, 498 S.W.2d 945, 949
(Tex. Crim. App. 1973) (―Appellant labored under the burden of establishing jury
misconduct as a fact.‖).8 Finally, we note that the trial court‘s decision to allow
the jury to redeliberate was an attempt to produce the verdict that the jury had
8
We note, however, that when a juror had separated from other jurors for
fifteen to thirty minutes during a suspension of a trial, the court of criminal
appeals held that the ―burden [was] upon the state then to show that nothing
improper took place.‖ Somers v. State, 73 Tex. Crim. 549, 550, 166 S.W. 1156,
1160 (1914).
10
originally intended.9 But despite these concessions, the facts and holdings in
Webber and West compel us to hold that the trial court‘s decision to reconvene
the jury under the particular facts in this case was improper. See Webber, 652
S.W.2d at 782; West, 170 Tex. Crim. at 318, 340 S.W.2d at 815; see also Sierra
v. State, 157 S.W.3d 52, 60 (Tex. App.—Fort Worth 2004) (op. on reh‘g)
(explaining that we are bound by the precedent of the court of criminal appeals
and have no authority to disregard or overrule it), aff’d, 218 S.W.3d 85 (Tex.
Crim. App. 2007).10
Concluding that the trial court erred, we must now assess the issue of
harm. Nonconstitutional error that does not affect substantial rights must be
disregarded. Tex. R. App. P. 44.2(b). As a result of the trial court‘s error
allowing the jury to redeliberate, the jury substantively changed its written verdict
from one that recommended community supervision to one that did not. An error
9
The four polled jurors‘ answers to the trial court‘s question indicate that in
the seven minutes that they were discharged, they did not change their minds
from one intended result to another. Instead, those jurors each affirmed that the
originally announced verdict was not the verdict that they had intended or had
voted for. Then, after redeliberating, all twelve jurors agreed that their second
verdict was their true verdict. It apparently took the jury approximately thirty
minutes to decide to change the written verdict upon redeliberation. Cf. Webber,
652 S.W.2d at 782 (―The jury deliberated for two minutes and returned a verdict
showing that the punishment was not to be probated.‖).
10
We also note that in 1998, the Tennessee Court of Criminal Appeals
surveyed cases from other jurisdictions, including Webber, before stating that
―the majority of cases permitting reassembly of the jury have done so where the
jury remained in the courtroom or even in the jury box itself, and hence in the
presence and control of the trial court, following verbal dismissal.‖ State v.
Green, 995 S.W.2d 591, 612 (Tenn. Crim. App. 1998).
11
affects the defendant‘s substantial rights when it has a substantial and injurious
effect or influence in determining the jury=s verdict. King v. State, 953 S.W.2d
266, 271 (Tex. Crim. App. 1997) (citing Kotteakos v. United States, 328 U.S. 750,
776, 66 S. Ct. 1239, 1253 (1946)). Thus, applying rule 44.2(b) to the trial court‘s
error in this case, we must conclude that appellant suffered harm. See Tex. R.
App. P. 44.2(b).
For all of these reasons, we sustain appellant‘s only point.
Proper Remedy and Conclusion
In discerning the proper remedy for the error and harm discussed above,
we must first look to the error asserted at trial, here on punishment only. On
appeal, appellant claims that the trial court erred in reconvening jurors seven
minutes after it had discharged the jurors. Appellant never moved for judgment
on the jury‘s first verdict. He now asks this appellate court to reform the
judgment and enter the jury‘s first verdict that granted probation. At trial,
appellant objected to reconvening the jury by seeking a mistrial. He sought no
other relief and, if the court had granted a mistrial, the remedy would have been
to grant a new trial on punishment.
Texas Rule of Appellate Procedure 21.1(b) authorizes the granting of a
new trial on punishment on a defendant‘s motion. Tex. R. App. P. 21.1(b). And
rule 21.3 states that a defendant must be granted a new trial on punishment
when the trial court has ―misdirected the jury about the law or has committed
some other material error likely to injure the defendant‘s rights‖ or when a jury
12
received information by talking with someone about the case. Tex. R. App. P.
21.3(b), (f). ―A mistrial is an appropriate remedy in ‗extreme circumstances‘ for a
narrow class of highly prejudicial and incurable errors.‖ Ocon, 284 S.W.3d at
884. The necessity of a mistrial is determined by the facts of the case. Id. A
court‘s denial of a mistrial is reviewed for an abuse of discretion. Id.; see
Marchbanks v. State, 341 S.W.3d 559, 561 (Tex. App.—Fort Worth 2011, no
pet.). We must view ―the evidence in the light most favorable to the trial court‘s
ruling, considering only those arguments before the court at the time of the
ruling.‖ Ocon, 284 S.W.3d at 884 (emphasis added).11 Based on the
discrepancy between the relief sought by appellant at trial (mistrial) and the relief
sought on appeal (judgment on the jury‘s first, unintended, verdict), we cannot
11
Furthermore, one may not affirmatively ask for certain relief and later
complain on appeal that such action would result in error. Prystash v. State, 3
S.W.3d 522, 531 (Tex. Crim. App. 1999), cert. denied, 529 U.S. 1102 (2000);
Marin v. State, 851 S.W.2d 275, 280 (Tex. Crim. App. 1993), overruled on other
grounds by Cain v. State, 947 S.W.2d 262, 264 (Tex. Crim. App. 1997).
13
impose a modified or reformed judgment. See Tex. R. App. P. 43.3(a). We
therefore affirm appellant‘s conviction, reverse the trial court‘s judgment on
punishment only, and remand for a new trial on punishment only.
TERRIE LIVINGSTON
CHIEF JUSTICE
PANEL: LIVINGSTON, C.J.; DAUPHINOT, J.; and DIXON W. HOLMAN (Senior
Justice, Retired, Sitting by Assignment).
DAUPHINOT, J., filed a dissenting opinion.
PUBLISH
DELIVERED: February 9, 2012
14
COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NO. 02-10-00338-CR
DAVID COOK APPELLANT
V.
THE STATE OF TEXAS STATE
----------
FROM THE 211TH DISTRICT COURT OF DENTON COUNTY
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DISSENTING OPINION
----------
The jury returned a proper punishment verdict recommending community
supervision and stated that the verdict was unanimous, and the trial court
accepted the jury‘s punishment verdict and discharged the jury.
Contrary to the majority‘s claim that we cannot tell from the record whether
anyone talked to the discharged jury, the trial court made clear that someone
who was not a former juror in this case had improperly communicated with at
least one former juror in this case. The trial court stated, ―It has been brought to
my attention that the jury had some question about perhaps the verdict or the
verdict form.‖ Someone told the trial court that at least one former juror in this
case had a question. If a former juror in this case told the trial court, then the trial
court communicated with one of the members of the discharged jury. If someone
else brought the trial court the message that at least one of the former jurors had
a question, then that unknown person communicated with at least one member
of the discharged jury. No note memorializing their communication appears in
the record, nor was any such note read in open court in the presence of the
lawyers and the defendant; the code of criminal procedure requires that such
communication be memorialized in the record.1
The group of people who rendered the second punishment verdict after the
improper communication was no longer under oath and no longer bound by the
instructions governing jurors. Their second punishment verdict was but the act of
a collection of individuals who had previously been members of the jury.
Consequently, I agree with the majority that the second punishment verdict was
unlawful. In fact, it was no verdict at all.
But I disagree with the majority‘s disposition of this case. Appellant does
not ask this court to reverse this judgment; he asks only that it be modified.
Specifically, he asks only for the punishment to which the trial court sentenced
him after accepting the only proper punishment verdict returned by the lawfully
1
See Tex. Code Crim. Proc. Ann. art. 36.27 (West 2006).
2
impaneled and sworn jury. He believes that it is the only lawful punishment. I
agree.
Cases interpreting article 44.29 of the Texas Code of Criminal Procedure
have held that retrial on punishment is appropriate only for errors ―literally‖
occurring in the punishment stage.2 This statute is analogous to the holding in
Beedy v. State and its progeny that the remedy for an improper cumulation order
is deletion of the order and not retrial on punishment.3 Soon after it handed down
Beedy, the Texas Court of Criminal Appeals explained in a similar case,
In Beedy[,] . . . [w]e held that an unlawful cumulation order did
not constitute reversible error under . . . art. 44.29 and that the
proper remedy for the unlawful cumulation order was to reform the
judgment to delete the cumulation order . . . .
. . . [A]s in Beedy, the trial judge simply did not have the
authority to enter the order he did. Beedy controls this case. The
court of appeals appropriately deleted the unlawful portion and left
the lawful portion of the order intact, notwithstanding the trial court‘s
pronouncement of an alternative sentence.4
Further, rule 43.3 of the rules of appellate procedure provides, ―When
reversing a trial court‘s judgment, the court must render the judgment that the
2
See Tex. Code Crim. Proc. Ann. art. 44.29(b) (West Supp. 2011); Carson
v. State, 6 S.W.3d 536, 539 (Tex. Crim. App. 1999).
3
See Beedy v. State, 250 S.W.3d 107, 113 (Tex. Crim. App. 2008).
4
Morris v. State, 301 S.W.3d 281, 295–96 (Tex. Crim. App. 2009) (citations
omitted).
3
trial court should have rendered, except when . . . a remand is necessary for
further proceedings or the interests of justice require a remand for another trial.‖5
Here, no error was made during the punishment phase of the trial. The
error was made after the punishment hearing and after the jury decided the
punishment issue. The problem with remanding this case for a new trial on
punishment is that the jury had finished its job of assessing Appellant‘s
punishment before the trial court erred. The jurors determined guilt and
determined punishment in a proper form. The trial court accepted the verdict and
imposed the jury‘s punishment in open court. Appellant‘s sentence was
probated, and he did not ask for a new trial. The trial had ended. Then the trial
court erroneously changed the punishment from a probated sentence to a prison
term. How many times must Appellant be placed in jeopardy in the same case?
The majority would have him placed in jeopardy for a third time.
Rather than placing Appellant in jeopardy for the third time by remanding
for a new punishment hearing when the original punishment hearing ended
without reversible error,6 I would modify the judgment to delete the unlawful
sentence and to instead correct the judgment to reflect the sentence lawfully
pronounced in open court before the jury was unlawfully recalled. 7 Because the
5
Tex. R. App. P. 43.3.
6
See Morris, 301 S.W.3d at 295–96.
7
See Tex. R. App. P. 43.3.
4
majority has chosen to place Appellant in jeopardy for a third time by remanding
for a new trial on punishment, even though there was no reversible error in the
lawful punishment phase of the trial,8 I respectfully dissent.
LEE ANN DAUPHINOT
JUSTICE
PUBLISH
DELIVERED: February 9, 2012
8
See Morris, 301 S.W.3d at 295–96.
5