Jose Maldonado v. State ( 2010 )

NO. 07-09-00168-CR

IN THE COURT OF APPEALS

FOR THE SEVENTH DISTRICT OF TEXAS

AT AMARILLO

PANEL C

 MARCH 11, 2010

JOSE MALDONADO, APPELLANT

v.

THE STATE OF TEXAS, APPELLEE

 FROM THE 69TH DISTRICT COURT OF DALLAM COUNTY;

NO. 4045; HONORABLE RICHARD DAMBOLD, JUDGE

Before QUINN, C.J., and HANCOCK and PIRTLE, JJ.

MEMORANDUM OPINION

Appellant, Jose Maldonado, entered a plea of guilty to indecency with a child and was placed on deferred adjudication community supervision for a period of 10 years.  Appellant has appealed alleging that the transfer hearing held by the juvenile court was not recorded as required and service of notice of the hearing on the transfer was defective, thereby denying jurisdiction to the district court.  We reverse and remand.

Procedural History

            On November 7, 2007, the State filed a petition alleging that appellant had engaged in delinquent conduct.  Prior to any adjudication of the allegations against appellant, the State filed a motion requesting that the juvenile court waive jurisdiction of appellant’s case and transfer the matter to the 69^th District Court of Dallam County, Texas.  The State then issued a summons for appellant’s parents, Dina Maldonado and Simon Maldonado, to appear on January 24, 2008 at 2:30 p.m. when the court would consider the matter of the discretionary transfer of appellant’s juvenile case to the district court.  The clerk’s record reflects that Dina Maldonado was not served with the summons until January 29, 2008 at 4:26 p.m., some five days after the hearing. Appellant and his father, Simon Maldonado, were served at 2:21 p.m. on January 24, 2008, some nine minutes before the hearing.  On January 24, 2008, the juvenile court entered an order transferring the matter to the district court for trial as an adult.  Subsequently, appellant entered a plea of guilty and was granted deferred adjudication community supervision for a period of 10 years.  Appellant timely filed this appeal.

Analysis

            A juvenile proceeding is governed by Title 3 of the Texas Family Code.  See Tex. Fam. Code Ann. tit. 3 (Vernon 2007).[1]  A voluntary transfer of a case from a juvenile court to a district court is governed by section 54.02.  Section 54.02(b) requires that the notice provisions found in other sections of the Code must be satisfied.  Specifically, the requirements of section 53.07 must be met.  See § 54.02(b).  This provision requires that a summons be served on a person at least two days prior to the hearing in question.  See § 53.07(a). The record reflects that none of the parties required to be served in the underlying juvenile action, prior to the transfer to district court, were served in a timely manner.  The State has confessed this error in its letter brief filed with this Court.  As a result of the failure to serve the summons in question in a timely manner, the juvenile court was deprived of its jurisdiction to transfer this matter to the district court and, therefore, the district court never acquired jurisdiction over appellant.  See  Carlson v. State, 151 S.W.3d 643, 646 (Tex.App.—Eastland 2004, no pet.); Alaniz v. State, 2 S.W.3d 451, 452 (Tex.App.—San Antonio 1999, no pet.).  We sustain appellant’s second issue.

Conclusion

            Because the juvenile court did not have jurisdiction to transfer the case to the district court, we reverse the conviction of appellant and remand this matter to the juvenile court for further proceedings. Because of our resolution of appellant’s second issue, we need not address appellant’s first issue concerning the failure to record the transfer hearing.

                                                                                                Mackey K. Hancock

Justice

Do not publish. 

---

[1] Further reference to the Texas Family Code will be by reference to “section ___” or “ §___.”

an>The trial court found that, at trial, three witnesses positively identified appellant as the person attempting to break into the residence at 1104 Kellum.  The State cites to evidence that the witnesses knew appellant from prior business-related dealings.  Further, the trial court found that appellant was arrested at the scene. Deferring to the trial court’s finding, it is apparent that appellant was at the scene.  He admits such in his motion and his brief.  He denies, however, having used the knife to pry open the windows of the residence in question.  In both his motion and brief, appellant maintains that he was only in the area to gain entry to the vacant house next door so that he could sleep there. He maintains that DNA testing would show that he never handled the knife in question and, therefore, did not use it to try to gain entry into the residence at 1104 Kellum, and he further asserts that the results of DNA testing would show that witnesses were lying about seeing him undertake such actions.

            That being the state of the contentions, the trial court’s conclusion that identity was not and is not an issue in this case is well-founded.  The issues appellant raises are not ones of identity.  He does not point to evidence that, as he was attempting to break into the house at 1100 Kellum, another person was attempting to gain entry into the residence next door at 1104 Kellum. He does not assert that witnesses mistakenly identified him as that person who was attempting to break into the residence at 1104 Kellum.  That is, this is not a case of mistaken identity. As appellant’s own account and representations suggest, this is a case of denying having done what witnesses say he did.  The issues appellant hopes to resolve through DNA testing are ones related to intent, conduct, and credibility of the witnesses.  That identity could become an issue pending the results of the requested DNA testing is irrelevant.  See Bell v. State, 90 S.W.3d 301, 308 (Tex.Crim.App. 2002).

            The issue of identity as it pertains to Chapter 64 is not raised solely by a plea of not guilty.  Prible v. State, 245 S.W.3d 466, 470 (Tex.Crim.App. 2008).  From the limited record before us, it appears identification of appellant was not controverted at trial.  We add that it would appear that appellant did not challenge the identity issue on direct appeal.  See Jones, 170 S.W.3d at 774; see also Wilson v. State, 185 S.W.3d 481, 485 (Tex.Crim.App. 2006) (observing that, in number of proceedings, appellant never challenged the issue of identity).  Appellant’s motion does not cite evidence that would suggest this was a case of misidentification; he merely asserts that he was trying to break into the residence next door and did not use the knife to pry open the window on the residence at issue.  By failing to show that identity was or is an issue in the underlying case, appellant has failed to satisfy this requirement.  See Tex. Code Crim. Proc. Ann. art. 64.03 (a)(1)(B).  The trial court did not err by concluding that identity was and is not an issue in this case.

Impact of Exculpatory Results

            Even if we were to accept appellant’s assertion that his denial of the actions raised the issue of identity,[3] he fails to satisfy another of article 64.03’s requirements.  In his brief, appellant asserts that he “know[s] for a fact that he would not [have] been found guilty of” the offense if the knife had been subject to DNA testing. More specifically, appellant maintains that DNA testing on the knife would reveal that he did not use the knife to try to gain entry through the window at 1104 Kellum.  Testing would reveal that none of his DNA was on the knife, he asserts.  Rather, the results of DNA testing would show someone else’s DNA and would prove that the other person was the true perpetrator of the crime.  We disagree with appellant’s contentions.

            It was incumbent on appellant to show by a preponderance of the evidence that, if the results of the DNA testing showed what he desired the testing show, he would not have been convicted of the offense alleged.  See Tex. Code Crim. Proc. Ann. art. 64.03 (a)(2)(A); Sepeda v. State, 301 S.W.3d 372, 375–76 (Tex.App.—Amarillo 2009, pet. denied).  This means that, under article 64.03, “[t]he defendant must prove that, had the results of the DNA test been available at trial, there is a 51% chance that the defendant would not have been convicted.”  Routier, 273 S.W.3d at 257 (quoting Smith v. State, 165 S.W.3d 361, 364 (Tex.Crim.App. 2005)).  For purposes of this inquiry, we assume, without deciding, that the results of all of the post-conviction DNA testing to which appellant is entitled would prove favorable to him.  Id. We must then determine whether there is a greater than 50% chance that the jury hearing the case would not have convicted him had it been aware of those presumptively favorable test results. Id.

            The absence of appellant’s DNA on the knife or the presence of another person’s DNA on the knife is not affirmative evidence of appellant’s innocence.  See Prible, 245 S.W.3d at 470 (citing Bell, 90 S.W.3d at 306, for its observation that mere presence of another person’s DNA at crime scene does not constitute affirmative evidence of defendant’s innocence). Even if DNA testing revealed that appellant’s DNA was not present on the knife and that another person’s DNA was present, such results would fail to create a reasonable inference that another person was there at the scene using the knife to try to gain entry to one residence as appellant tried to gain entry to the residence next door.  See id. (concluding that, in light of other evidence, presence of third-party DNA would not establish by a preponderance of the evidence that appellant would not have been convicted).  “[I]f DNA testing would not determine the identity of the person who committed the offense or would not exculpate the accused, then the requirement of Article 64.03(a)(2)(A) has not been met.” Id.

            The trial court concluded that, if DNA from another person were found on the knife, “such would not prove that [appellant] did not use the same to try to burglarize the house or exonerate him in any way.”  Assuming that DNA testing would yield the results proposed by appellant, those results would, at most, “merely muddy the waters,” and, generally, such a showing is insufficient.  See Rivera, 89 S.W.3d at 59; Yarbrough, 258 S.W.3d at 210.  So, the trial court did not err by concluding that appellant failed to show by a preponderance of the evidence that exculpatory results would have meant that the jury would not have convicted him.

            Because appellant has failed to satisfy the requirements of article 64.03 that would entitle him to DNA testing of the knife, we overrule his points of error.[4]

Conclusion

            Having overruled appellant’s points of error, we affirm the trial court’s order denying appellant’s motion for post-conviction DNA testing.

                                                                                                Mackey K. Hancock

                                                                                                            Justice

Do not publish. 

---

[1] See Tex. Code Crim. Proc. Ann. arts. 64.01–.05 (West 2007 & Supp. 2010).

[2] See Tex. Penal Code Ann. §§ 15.01, 30.02 (West 2003).

[3] We are cognizant of the holding outlined in Blacklock v. State, 235 S.W.3d 231, 233 (Tex.Crim.App. 2007), and reaffirmed, perhaps modified, in Esparza v. State, 282 S.W.3d 913, 922 (Tex.Crim.App. 2009), that the victim’s testimony that she knew appellant and identified him as her attacker was irrelevant to the inquiry whether appellant’s motion for DNA testing made identity an issue when “language and legislative history of Article 64.03(a)(1)(B) make it very clear that a defendant, who requests DNA testing, can make identity an issue by showing that exculpatory DNA tests would prove his innocence.”  Because Blacklock is factually distinguishable from our case in that Blacklock involved testing of a DNA sample known to be available and because we will conclude, independent of any eyewitness identification, that appellant also has failed to satisfy the “exculpatory results” requirement of article 64.03(a)(2)(A), we do not believe our conclusion conflicts with Blacklock’s holding in this regard.

            However, if Blacklock does not merge the two inquiries at issue here–identity as an issue and the impact of exculpatory results–it, at least, points to a close relation between those two issues.  Given Blacklock’s treatment of these two issues, we will address both of appellant’s contentions.

[4] The State also points out that appellant failed to sufficiently allege in his motion that the knife could not have been tested at the time of trial.  See Tex. Code Crim. Proc. Ann. art. 64.01(b); Leal v. State, 303 S.W.3d 292, 295 (Tex.Crim.App. 2009).  Due to our disposition of the points appellant raises, we need not address the merits of the State’s position on these facts. We note only that a failure to make a sufficient showing of the requirements under article 64.01(b) may serve as an independent basis for denying appellant’s motion for post-conviction DNA testing.  See Routier, 273 S.W.3d at 249–51.