Ward, Derek Clinton ( 2015 )


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  •                                                                                                                     PD-1573-15
    PD-1573-15                                         COURT OF CRIMINAL APPEALS
    AUSTIN, TEXAS
    Transmitted 12/4/2015 12:56:15 PM
    Accepted 12/4/2015 1:45:27 PM
    ABEL ACOSTA
    NO.
    __________________
    CLERK
    IN
    THE
    COURT
    OF
    CRIMINAL
    APPEALS
    OF
    TEXAS
    _________________________________________________________
    DEREK
    CLINTON
    WARD,
    Appellant
    V.
    THE
    STATE
    OF
    TEXAS,
    Appellee
    _________________________________________________________
    APPELLANT’S
    PETITION
    FOR
    DISCRETIONARY
    REVIEW
    __________________________________________________________
    On
    Review
    from
    Cause
    No.
    06-­‐15-­‐00110-­‐CR
    In
    the
    Court
    of
    Appeals
    For
    the
    Sixth
    District
    at
    Texarkana
    __________________________________________________________
    On
    appeal
    from
    Cause
    No.
    42,433-­‐B
    In
    the
    124th
    District
    Court
    of
    Gregg
    County,
    Texas
    Honorable
    Alfonso
    Charles,
    Judge
    Presiding
    HOUGH-­‐LEWIS
    (“LEW”)
    DUNN
    ATTORNEY
    AT
    LAW
    P.O.
    BOX
    2226
    December 4, 2015                                     LONGVIEW,
    TX
    75606
    Tel.
    903-­‐757-­‐6711
    Fax
    903-­‐757-­‐6712
    Email:
    dunn@texramp.net
    Counsel
    for
    Appellant
    APPELLANT
    RESPECTFULLY
    REQUESTS
    ORAL
    ARGUMENT
    IDENTITIES
    OF
    JUDGE,
    PARTIES,
    AND
    COUNSEL
    Pursuant
    to
    Rule
    68.4(a),
    Texas
    Rules
    of
    Appellate
    Procedure,
    a
    complete
    list
    of
    the
    names
    of
    the
    trial
    judge,
    all
    parties,
    and
    counsel
    are
    as
    follows:
    Trial
    Judge:
    Honorable
    Alfonso
    Charles
    Presiding
    Judge,
    124th
    District
    Court
    Gregg
    County,
    Texas
    Attorneys
    for
    Appellant:
    Hough-­‐Lewis
    (“Lew”)
    Dunn
    Counsel
    on
    Petition
    for
    Discretionary
    Review
    P.O.
    Box
    2226
    Longview,
    TX
    75606
    Tim
    Cone
    Counsel
    on
    Direct
    Appeal
    P.O.
    Box
    413
    Gilmer,
    TX
    75644
    Lance
    R.
    Larison
    Trial
    Counsel
    Molly
    Larison
    Pre-­‐Trial
    Counsel
    P.O.
    Box
    232
    Longview,
    TX
    75606
    Attorneys
    for
    the
    State:
    Carl
    Dorrough,
    Criminal
    District
    Attorney
    101
    East
    Methvin,
    Suite
    333
    Longview,
    TX
    75606
    Christopher
    A.
    Parker
    Assistant
    Criminal
    District
    Attorney
    Trial
    Counsel
    Zan
    Colson
    Brown
    Assistant
    Criminal
    District
    Attorney
    State’s
    Counsel
    on
    Appeal
    ii
    TABLE
    OF
    CONTENTS
    TABLE
    OF
    CONTENTS
    …………………….....................................................
    iii
    INDEX
    OF
    AUTHORITIES
    ......................................................................
    v
    STATEMENT
    REGARDING
    ORAL
    ARGUMENT
    ……………………………………
    vii
    STATEMENT
    OF
    THE
    CASE....................................................................
    1
    STATEMENT
    OF
    PROCEDURAL
    HISTORY...............................................
    2
    QUESTIONS
    PRESENTED
    …………….………………………………......................
    2
    FIRST
    QUESTION
    PRESENTED
    FOR
    REVIEW
    DID
    THE
    COURT
    OF
    APPEALS
    ERR
    IN
    FINDING
    NOTHING
    FUNDAMENTALLY
    ERROREOUS
    IN
    THE
    CONDUCT
    OF
    THE
    TRIAL
    COURT
    UNDER
    ALMANZA,
    WHEN
    THE
    RECORD
    SHOWED
    THAT
    THE
    TRIAL
    COURT
    ADOPTED
    THE
    STATE’S
    POSITION
    THAT
    ECONOMIC
    CONSIDERATIONS
    CONTROLLED
    THE
    OUTCOME
    OF
    SENTENCING?
    SECOND
    QUESTION
    PRESENTED
    FOR
    REVIEW
    DID
    THE
    COURT
    OF
    APPEALS
    ERR
    IN
    FAILING
    TO
    FIND
    THAT
    THE
    TRIAL
    COURT
    HAD,
    IN
    ADOPTING
    THE
    STATE’S
    POSITION
    THAT
    ECONOMIC
    CONSIDERATIONS
    CONTROLLED
    THE
    OUTCOME
    OF
    SENTENCING,
    ABROGATED
    THE
    FOURTEENTH
    AMENDMENT
    DUE
    PROCESS
    AND
    EQUAL
    PROTECTION
    CONCERNS
    FOUND
    IN
    BEARDEN
    V.
    GEORGIA?
    iii
    Reason
    for
    Granting
    Review
    In
    reaching
    its
    decision,
    the
    Court
    of
    Appeals
    failed
    to
    follow
    the
    precedent
    of
    Almanza
    v.
    State,
    686
    S.W.2d
    157
    (Tex.
    Crim.
    App.
    1986
    (op.
    on
    reh’g),
    and
    it
    ignored
    principles
    of
    Fourteenth
    Amendment
    Due
    Process
    and
    Equal
    Protection
    of
    the
    Law
    that
    underlie
    the
    ability
    to
    pay
    restitution,
    found
    in
    Bearden
    v.
    Georgia,
    461
    U.S.
    660
    (1983).
    ARGUMENT
    AND
    AUTHORITIES.................................................................
    3
    FACTS
    ………………………………………………………………………………………………..
    4
    LEGAL
    ANALYSIS
    ………………………………………………………………………………..
    9
    PRAYER
    FOR
    RELIEF...................................................................................
    19
    CERTIFICATE
    OF
    SERVICE.........................................................................
    20
    CERTIFICATE
    OF
    COMPLIANCE
    …………………………………………………………
    20
    APPENDIX
    Ward
    v .
    S tate,
    N o.
    0 6-­‐15-­‐00110-­‐CR
    ( Tex.
    A pp.
    –
    T exarkana,
    delivered
    N ovember
    1 0,
    2 015)(Mem.
    O p.)(not
    d esignated
    f or
    publication)
    iv
    INDEX
    OF
    AUTHORITIES
    CASES
    Almanza
    v.
    State,
    686
    S.W.2d
    157
    …………………………………………..
    3,
    4,
    10,
    11
    (Tex.
    Crim.
    App.
    1984)(op.
    on
    reh’g)
    Barton
    v.
    State,
    21
    S.W.3d
    287
    (Tex.
    Crim.
    App.
    2000)
    ……………………………
    17
    Bearden
    v.
    Georgia,
    461
    U.S.
    660
    (1983)
    ……………………
    3,
    4,
    12,
    13,
    14,
    15
    Griffin
    v.
    Illinois,
    351
    U.S.
    12
    (1956)
    ……………………………………………………..
    13
    Lemos
    v.
    State,
    27
    S.W.3d
    42
    (Tex.
    App.
    –
    San
    Antonio
    2000,
    pet.
    ref’d)
    ..
    17
    Lively
    v.
    State,
    338
    S.W.3d
    140
    (Tex.
    App.
    –
    Texarkana
    2011,
    no
    pet.)
    14
    Moreno
    v.
    State,
    900
    S.W.2d
    357
    (Tex.
    App.
    –
    Texarkana
    1995,
    no
    pet.)
    10
    Miller
    v.
    State,
    343
    S.W.3d
    499
    (Tex.
    App.
    –
    Waco
    2011,
    pet.
    ref’d)
    ……
    17
    Tate
    v.
    Short,
    401
    U.S.
    395
    (1971)
    ……………………………………………………….
    13
    Williams
    v.
    Illinois,
    399
    U.S.
    235
    (1970)
    ……………………………………………..
    13
    OPINIONS
    JM-­‐917
    (1988)
    ……………………………………………………………………………………
    14
    STATUTES
    U.
    S.
    CONSTITUTION
    Fourteenth
    Amendment
    Due
    Process
    ……………
    3,
    4,
    12,
    13,
    14,
    15,
    16,
    18
    v
    STATUTES
    (CONT’D)
    U.
    S.
    CONSTITUTION
    Fourteenth
    Amendment
    Equal
    Protection
    of
    the
    Law
    ….
    3,
    4,
    12,
    13,
    14,
    15,
    16,
    18
    TEX.
    CONST.
    ART.
    1,
    §19
    …………………………………………………………………………………………
    9
    ART.
    1,
    §30(b)(4)
    …………………………………………………………………………………
    17
    CODES
    ART.
    42.037(k),
    TEX.
    CODE
    CRIM.
    P.
    ……………………………………………………..
    17
    ART.
    42.12
    §21(c),
    TEX.
    CODE
    CRIM.
    P.
    …………………………………………………
    13
    TEX.
    LABOR
    CODE,
    §201
    et.
    seq.
    …………………………………………………
    11
    TEX.
    PENAL
    CODE
    §
    31.03(e)(4)(A)
    ………………………………………………………
    1
    RULES
    TEX.
    R.
    APP.
    P.
    33.1(a)(1)
    and
    (2)
    ………………………………………………………..
    9
    OTHER
    MAGNA
    CARTA,
    Article
    40
    (1215)
    ………………………………………………………
    14
    vi
    STATEMENT
    REGARDING
    ORAL
    ARGUMENT
    The
    opinion
    of
    the
    Court
    of
    Appeals
    impermissibly
    narrows
    the
    precedent
    of
    Almanza
    on
    the
    concept
    of
    what
    is
    fundamentally
    erroneous.
    Moreover,
    the
    ability
    to
    pay
    restitution,
    rooted
    in
    concepts
    of
    Due
    Process
    and
    Equal
    Protection,
    implicates
    fundamental
    rights
    that
    cannot
    be
    disregarded
    and
    set
    aside
    when
    the
    court
    of
    appeals
    is
    called
    upon
    to
    review
    the
    actions
    of
    the
    trial
    court
    in
    assessing
    punishment.
    The
    opinion
    of
    the
    court
    of
    appeals
    sets
    a
    questionable
    precedent
    on
    the
    issues
    of
    judicial
    impartiality
    and
    of
    restitution
    in
    sentencing,
    something
    that
    affects
    victims
    and
    defendants
    statewide.
    Oral
    argument
    will
    help
    delineate
    those
    concerns.
    vii
    NO.
    __________________
    IN
    THE
    COURT
    OF
    CRIMINAL
    APPEALS
    OF
    TEXAS
    _________________________________________________________
    DEREK
    CLINTON
    WARD,
    Appellant
    V.
    THE
    STATE
    OF
    TEXAS,
    Appellee
    _________________________________________________________
    APPELLANT’S
    PETITION
    FOR
    DISCRETIONARY
    REVIEW
    __________________________________________________________
    TO
    THE
    HONORABLE
    JUDGES
    OF
    THE
    COURT
    OF
    CRIMINAL
    APPEALS:
    NOW
    COMES
    Derek
    Clinton
    Ward,
    Appellant
    in
    this
    matter,
    by
    and
    through
    his
    attorney
    of
    record,
    Hough-­‐Lewis
    Dunn,
    and
    pursuant
    to
    the
    provisions
    of
    Texas
    Rules
    of
    Appellate
    Procedure
    66,
    et
    seq,
    urges
    this
    Court
    to
    grant
    discretionary
    review,
    and
    in
    support
    will
    show
    as
    follows:
    STATEMENT
    OF
    THE
    CASE
    Appellant
    was
    indicted
    for
    the
    offense
    of
    theft
    of
    property,
    valued
    at
    an
    amount
    not
    less
    than
    $1,500
    but
    no
    more
    than
    $20,000,
    namely,
    a
    welding
    machine,
    a
    state
    jail
    felony.
    TEX.
    PENAL
    CODE
    §31.03(e)(4)(A)
    (West
    2012)
    (CR
    4).
    Appellant
    waived
    jury
    trial
    and
    entered
    a
    plea
    of
    1
    “guilty”
    to
    the
    trial
    court
    on
    or
    about
    April
    9,
    2015
    (RR
    4:
    4),
    and
    thereafter
    on
    May
    21,
    2015,
    was
    sentenced
    to
    22
    months
    in
    a
    state
    jail
    facility
    (RR
    5:
    41)(CR
    50).
    Appellant
    timely
    filed
    his
    pro
    se
    “Notice
    of
    Appeal”
    on
    or
    about
    June
    10,
    2015
    (CR
    37).
    STATEMENT
    O F
    P ROCEDURAL
    H ISTORY
    Petitioner
    perfected
    appeal
    to
    the
    Sixth
    Court
    of
    Appeals
    in
    Texarkana.
    The
    Sixth
    Court
    of
    Appeals
    affirmed
    the
    judgment
    of
    the
    trial
    court,
    issuing
    its
    Memorandum
    Opinion
    in
    Ward
    v.
    State,
    No.
    06-­‐15-­‐
    00110-­‐CR,
    (Tex.
    App.
    –
    Texarkana,
    delivered
    November
    10,
    2015)
    (Mem.
    Op.)
    (not
    designated
    for
    publication).
    No
    Motion
    for
    Rehearing
    was
    filed.
    From
    that
    affirmance
    Appellant
    now
    brings
    this
    Petition
    for
    Discretionary
    Review.
    GROUNDS
    FOR
    REVIEW
    QUESTIONS
    PRESENTED
    FIRST
    QUESTION
    PRESENTED
    FOR
    REVIEW
    DID
    THE
    COURT
    OF
    APPEALS
    ERR
    IN
    FINDING
    NOTHING
    FUNDAMENTALLY
    ERRONEOUS
    IN
    THE
    CONDUCT
    OF
    THE
    TRIAL
    COURT
    UNDER
    ALMANZA,
    WHEN
    THE
    RECORD
    SHOWED
    THAT
    THE
    TRIAL
    COURT
    ADOPTED
    THE
    STATE’S
    POSITION
    THAT
    ECONOMIC
    CONSIDERATIONS
    CONTROLLED
    THE
    OUTCOME
    OF
    SENTENCING?
    2
    SECOND
    QUESTION
    PRESENTED
    FOR
    REVIEW
    DID
    THE
    COURT
    OF
    APPEALS
    ERR
    IN
    FAILING
    TO
    FIND
    THAT
    THE
    TRIAL
    COURT
    HAD,
    IN
    ADOPTING
    THE
    STATE’S
    POSITION
    THAT
    ECONOMIC
    CONSIDERATIONS
    CONTROLLED
    THE
    OUTCOME
    OF
    SENTENCING,
    ABROGATED
    THE
    FOURTEENTH
    AMENDMENT
    DUE
    PROCESS
    AND
    EQUAL
    PROTECTION
    CONCERNS
    FOUND
    IN
    BEARDEN
    V.
    GEORGIA?
    Reason
    for
    Granting
    Review
    In
    reaching
    its
    decision,
    the
    Court
    of
    Appeals
    failed
    to
    follow
    the
    precedent
    of
    Almanza
    v.
    State,
    686
    S.W.2d
    157
    (Tex.
    Crim.
    App.
    1986
    (op.
    on
    reh’g),
    and
    it
    ignored
    principles
    of
    Fourteenth
    Amendment
    Due
    Process
    and
    Equal
    Protection
    of
    the
    Law
    that
    underlie
    the
    ability
    to
    pay
    restitution,
    found
    in
    Bearden
    v.
    Georgia,
    461
    U.S.
    660
    (1983).
    ARGUMENT
    AND
    AUTHORITIES
    QUESTIONS
    PRESENTED
    FOR
    REVIEW
    FIRST
    QUESTION
    PRESENTED
    FOR
    REVIEW
    DID
    THE
    COURT
    OF
    APPEALS
    ERR
    IN
    FINDING
    NOTHING
    FUNDAMENTALLY
    ERROREOUS
    IN
    THE
    CONDUCT
    OF
    THE
    TRIAL
    COURT
    UNDER
    ALMANZA,
    WHEN
    THE
    RECORD
    SHOWED
    THAT
    THE
    TRIAL
    COURT
    ADOPTED
    THE
    STATE’S
    POSITION
    THAT
    ECONOMIC
    CONSIDERATIONS
    CONTROLLED
    THE
    OUTCOME
    OF
    SENTENCING?
    3
    SECOND
    QUESTION
    PRESENTED
    FOR
    REVIEW
    DID
    THE
    COURT
    OF
    APPEALS
    ERR
    IN
    FAILING
    TO
    FIND
    THAT
    THE
    TRIAL
    COURT
    HAD,
    IN
    ADOPTING
    THE
    STATE’S
    POSITION
    THAT
    ECONOMIC
    CONSIDERATIONS
    CONTROLLED
    THE
    OUTCOME
    OF
    SENTENCING,
    ABROGATED
    THE
    FOURTEENTH
    AMENDMENT
    DUE
    PROCESS
    AND
    EQUAL
    PROTECTION
    CONCERNS
    FOUND
    IN
    BEARDEN
    V.
    GEORGIA?
    Reason
    for
    Granting
    Review
    In
    reaching
    its
    decision,
    the
    Court
    of
    Appeals
    failed
    to
    follow
    the
    precedent
    of
    Almanza
    v.
    State,
    686
    S.W.2d
    157
    (Tex.
    Crim.
    App.
    1986
    (op.
    on
    reh’g),
    and
    it
    ignored
    principles
    of
    Fourteenth
    Amendment
    Due
    Process
    and
    Equal
    Protection
    of
    the
    Law
    that
    underlie
    the
    ability
    to
    pay
    restitution,
    found
    in
    Bearden
    v.
    Georgia,
    461
    U.S.
    660
    (1983).
    [Appellant
    will
    address
    both
    the
    First
    and
    Second
    Questions
    here.]
    The
    Court
    of
    Appeals
    opinion
    sets
    out
    the
    facts
    in
    its
    opinion.
    Ward
    v.
    State,
    No.
    06-­‐15-­‐00110-­‐CR,
    (Tex.
    App.
    –
    Texarkana,
    delivered
    November
    10,
    2015)
    (Mem.
    Op.)
    (not
    designated
    for
    publication).
    FACTS
    Briefly
    summarizing
    the
    record,
    however:
    Appellant
    pleaded
    guilty
    to
    the
    indictment
    of
    theft
    of
    a
    welding
    machine
    (RR
    4:
    4).
    The
    controversy
    was
    confirmed
    at
    the
    sentencing
    hearing
    where
    the
    victim
    (Appellant’s
    former
    employer),
    one
    Newberry
    (RR
    5:
    5),
    testified
    about
    alleged
    (but
    unsubstantiated)
    charges
    to
    credit
    cards
    (RR
    5:
    6),
    and
    4
    Appellant’s
    taking
    and
    pawning
    of
    a
    welding
    machine
    (RR
    5:
    7-­‐8);
    also
    how
    Newberry
    withheld
    Appellant’s
    paycheck
    in
    connection
    with
    his
    allegations
    about
    the
    credit
    card
    abuse
    (RR
    5:
    12).
    Appellant
    testified
    that,
    though
    he
    had
    worked
    for
    nine
    months,
    he
    had
    recently
    been
    laid
    off
    with
    the
    turn-­‐down
    in
    the
    oil
    industry
    (RR
    5,
    13-­‐14);
    had
    filed
    for
    unemployment
    (RR
    5:
    14-­‐15);
    had
    dependents
    he
    was
    trying
    to
    support
    (RR
    5:
    15-­‐16);
    had
    been
    through
    some
    physical
    as
    well
    as
    mental
    difficulties
    since
    the
    date
    of
    the
    offense
    back
    in
    September
    2012
    (RR
    5:
    18-­‐19).
    Appellant
    stated
    that
    he
    took
    the
    welding
    machine
    because
    he
    was
    “sore
    about”
    how
    Newberry
    had
    withheld
    his
    wages
    in
    the
    controversy
    over
    the
    alleged
    credit
    card
    charges,
    something
    he
    denied
    doing
    (RR
    5:
    22-­‐23).
    Appellant,
    with
    the
    help
    of
    his
    mother,
    had
    brought
    $1,000
    to
    court
    that
    day
    to
    be
    paid
    toward
    restitution
    (RR
    5:
    27).
    Under
    questioning
    from
    the
    trial
    court,
    Appellant
    stated
    that
    he
    had
    lost
    his
    job
    on
    April
    11,
    2015,
    about
    40
    days
    before
    he
    came
    to
    that
    session
    of
    court
    for
    sentencing
    on
    May
    21
    ,
    but
    had
    filed
    for
    unemployment
    benefits
    (RR
    5:
    28).
    Age
    36,
    he
    had
    had
    four
    spinal
    surgeries
    in
    his
    young
    life
    (RR
    5:
    17).
    5
    At
    that
    point
    the
    trial
    court
    questioned
    Appellant,
    and
    had
    this
    comment
    about
    Appellant’s
    filing
    for
    unemployment:
    “And
    so
    knowing
    that
    the
    State’s
    recommendation
    is
    going
    to
    be
    two
    years
    State
    Jail,
    you
    decide
    instead
    of
    finding
    a
    job
    to
    collect
    restitution,
    that
    you’re
    going
    to
    take
    a
    vacation
    for
    a
    month
    and
    a
    half”
    (RR
    5:
    28).
    Finally,
    Mrs.
    Linda
    Lee
    (Appellant’s
    mother)
    testified
    (RR
    5:
    31
    ff).
    She
    spoke
    about
    the
    efforts
    Appellant
    had
    made
    to
    turn
    his
    life
    around
    and
    accept
    his
    responsibilities
    to
    his
    dependents
    and
    to
    try
    to
    come
    up
    with
    restitution,
    but
    that
    his
    chances
    for
    employment
    in
    the
    oil
    industry
    had
    been
    affected
    by
    the
    downturn;
    that
    she
    had,
    through
    her
    employment,
    the
    expectation
    of
    having
    the
    entire
    amount
    of
    restitution
    available
    within
    the
    next
    month
    (RR
    5:
    32-­‐33).
    At
    instances
    during
    the
    proceedings,
    the
    State
    made
    statements
    that
    tied
    its
    recommendation
    for
    probation
    to
    a
    specific
    amount
    of
    money
    to
    be
    paid
    in
    restitution.
    There
    is
    this,
    from
    the
    hearing
    on
    the
    guilty
    plea
    of
    April
    9,
    2015,
    in
    anticipation
    of
    the
    date
    set
    for
    sentencing:
    6
    STATE:
    And,
    Your
    Honor,
    in
    this
    case,
    Mr.
    Larison
    and
    I
    have
    spoken,
    as
    well
    as
    with
    the
    victim,
    Mr.
    Newberry,
    there’s
    an
    expectation
    that
    a
    certain
    figure
    will
    be
    brought
    to
    court
    that
    date.
    And
    that
    is
    the
    basis
    of
    what
    our
    agreement
    or
    future
    agreement
    is
    based
    upon,
    Your
    Honor.
    (RR
    4:
    12)
    See
    also:
    RR
    5:
    9,
    where
    State’s
    counsel,
    in
    questioning
    Newberry
    says:
    “…we
    would
    either
    accept
    the
    restitution
    and
    reach
    a
    plea
    agreement
    for
    probation
    or
    the
    State
    was
    going
    to
    ask
    for
    two
    years
    in
    State
    Jail.”
    Then
    in
    cross-­‐examining
    Appellant
    (RR
    5:
    24),
    there
    was
    this
    exchange
    with
    State’s
    counsel:
    STATE:
    What
    did
    you
    understand
    the
    State
    was
    going
    to
    do
    at
    this
    hearing?
    APPELLANT:
    That
    the
    sentence
    would
    be
    given.
    STATE:
    If
    you
    brought
    the
    money,
    the
    restitution
    owed
    on
    the
    case,
    the
    State
    was
    going
    to
    agree
    to
    probation;
    is
    that
    correct?
    APPELLANT:
    Yes,
    sir.
    STATE:
    If
    you
    didn’t
    bring
    the
    money,
    what
    was
    the
    State
    going
    to
    recommend?
    APPELLANT:
    Well,
    the
    Judge
    –
    from
    my
    understanding,
    the
    Judge
    would
    then
    have
    it
    either
    which
    way,
    probation
    or
    –
    7
    STATE:
    You
    knew
    the
    State
    would
    be
    asking
    for
    prison,
    right?
    I
    don’t
    know
    if
    you
    remember
    it
    or
    not?
    APPELLANT:
    I
    don’t.
    STATE:
    You
    understood
    that
    was
    definitely
    what
    you
    were
    facing,
    what
    you
    were
    risking?
    You
    were
    facing
    jail
    time
    if
    you
    didn’t
    bring
    the
    restitution,
    you
    know
    that,
    right?
    APPELLANT:
    I
    knew
    that
    was
    a
    possibility.
    At
    the
    guilty
    plea
    hearing
    the
    trial
    court
    at
    first
    stated
    that
    it
    was
    not
    bound
    by
    any
    such
    agreements,
    but
    then
    went
    on
    to
    state:
    “Now,
    if
    you
    do
    bring
    the
    restitution,
    then
    that
    may
    put
    this
    in
    a
    different
    situation.”
    (RR
    4:
    13).
    At
    the
    sentencing
    hearing,
    the
    trial
    court
    stated
    (referring
    to
    the
    guilty
    plea):
    “The
    plea
    was
    based
    on
    some
    possibilities
    including
    restitution
    where
    the
    State
    would
    have
    a
    different
    offer.”
    (RR
    5:
    4).
    When
    it
    came
    time
    to
    assess
    a
    sentence,
    the
    trial
    court
    stated:
    “When
    you
    pled
    guilty
    on
    April
    the
    9th,
    you
    knew
    what
    the
    State’s
    recommendation
    was.
    You
    knew
    that
    your
    obligation
    under
    that
    recommendation
    was
    to
    come
    to
    Court
    today
    with
    $3,750
    and
    the
    State
    would
    recommend
    a
    probated
    sentence.
    You
    personally
    came
    to
    Court
    with
    zero
    dollars.”
    (RR
    5:
    39).
    The
    trial
    court
    went
    on
    to
    say:
    “I
    promise
    8
    you
    if
    you
    had
    gone
    out
    and
    flipped
    burgers
    and
    showed
    me
    you
    were
    working,
    I
    would
    make
    a
    different
    decision
    than
    I’m
    about
    to
    make.
    But
    you
    didn’t.
    No,
    rest
    my
    back.
    I’m
    going
    to
    see
    how
    much
    unemployment
    pays
    me
    instead
    of
    going
    out
    and
    working.
    That’s
    the
    problem
    with
    today’s
    society.
    We
    have
    a
    lot
    of
    people
    who
    are
    willing
    to
    see
    what
    the
    government
    is
    going
    to
    pay
    them
    instead
    of
    working”
    (RR
    5:
    41).
    LEGAL
    ANALYSIS
    On
    appeal
    Appellant’s
    sole
    point
    was
    this:
    that
    the
    trial
    court
    did
    not
    act
    as
    a
    neutral
    and
    detached
    fact
    finder,
    taking
    on
    the
    role
    of
    prosecutor,
    thereby
    violating
    Fourteenth
    Amendment
    Due
    Process
    and
    Texas
    Due
    Course
    of
    the
    Law,
    TEX.
    CONST.
    ART.
    1
    §19.
    The
    Court
    of
    Appeals
    reached
    two
    conclusions
    essential
    to
    its
    determination
    of
    the
    appeal:
    First,
    it
    determined
    that
    the
    issue
    raised
    by
    Appellant
    was
    not
    preserved
    by
    objection
    and
    a
    ruling
    at
    trial
    ,
    as
    required
    by
    TEX.
    R.
    APP.
    P.
    33.1(a)(1)
    and
    (2)
    (Opinion,
    p.
    6).
    Second,
    it
    held
    that
    the
    conduct
    of
    the
    trial
    court
    was
    not
    such
    that
    it
    would
    have
    qualified
    as
    “fundamentally
    erroneous”
    under
    the
    standards
    9
    found
    in
    Almanza
    v.
    State,
    686
    S.W.2d
    157
    (Tex.
    Crim.
    App.
    1984)(op.
    on
    reh’g)
    (Opinion,
    pp.6-­‐7).
    Elaborating
    further,
    the
    Court
    of
    Appeals
    cited
    to
    Moreno
    v.
    State,
    900
    S.W.2d
    357,
    359
    (Tex.
    App.
    –
    Texarkana
    1995,
    no
    pet.)
    for
    the
    proposition
    that
    the
    lack
    of
    an
    objection
    (and
    ruling
    thereon)
    is
    not
    necessary
    for
    appellate
    review
    if
    the
    alleged
    conduct
    of
    the
    trial
    court
    was
    “so
    harmful
    that
    the
    defendant
    was
    denied
    a
    fair
    trial”
    (Opinion,
    p.
    7).
    The
    Court
    of
    Appeals,
    using
    that
    as
    a
    standard,
    found
    that
    the
    comments
    of
    the
    trial
    court
    in
    the
    case
    at
    bar
    “were
    neither
    egregiously
    harmful
    nor
    did
    they
    operate
    to
    deny
    Ward
    a
    fair
    trial”
    (id.).
    After
    a
    review
    of
    the
    evidence
    from
    the
    sentencing
    hearing,
    the
    Court
    of
    Appeals
    concluded
    that
    the
    trial
    court
    did
    not
    abandon
    its
    role
    and
    act
    as
    advocate
    for
    the
    State
    (Opinion,
    p.
    8).
    However,
    the
    Court
    of
    Appeals
    failed
    to
    delve
    into
    the
    overriding
    concerns,
    both
    from
    the
    State
    and
    also
    the
    trial
    court,
    with
    the
    economic
    considerations
    that
    dominated
    the
    direction
    and
    outcome
    of
    the
    sentencing
    hearing.
    Indeed,
    the
    trial
    court
    did,
    in
    fact,
    abandon
    its
    neutral
    and
    detached
    role,
    and
    justified
    its
    sentencing
    on
    the
    very
    economic
    posture
    that
    the
    State
    had
    made
    its
    hallmark
    for
    either
    probation
    or
    jail
    time.
    10
    Contrary
    to
    allowable
    conduct
    of
    filing
    for
    unemployment
    benefits,
    something
    sanctioned
    and
    encouraged
    under
    State
    law
    (see,
    TEX.
    LABOR
    CODE,
    201
    et
    seq.),
    the
    trial
    court
    viewed
    that
    as
    somehow
    akin
    to
    “taking
    a
    vacation”,
    concluding
    with
    the
    following
    remark:
    “That’s
    the
    problem
    with
    today’s
    society.
    We
    have
    a
    lot
    of
    people
    who
    are
    willing
    to
    see
    what
    the
    government
    is
    going
    to
    pay
    them
    instead
    of
    working.”
    The
    sum
    total
    of
    that
    sort
    of
    rhetoric
    and
    its
    disregard
    for
    a
    legitimate
    resource
    for
    those
    who
    are
    unemployed,
    the
    orientation
    of
    the
    trial
    court
    adopting
    the
    State’s
    stance
    on
    how
    the
    sentencing
    turned
    on
    the
    question
    of
    economics:
    in
    its
    totality
    it
    qualifies
    as
    Almanza
    fundamental
    error.
    Both
    the
    State
    and
    the
    trial
    court
    based
    the
    possibility
    of
    probation
    in
    this
    case
    on
    economic
    considerations,
    without
    regard
    to
    the
    financial
    circumstances
    of
    Appellant.
    Each
    of
    them
    said
    that
    probation
    was
    dependent
    on
    restitution
    being
    paid
    by
    Appellant.
    The
    trial
    court
    denounced
    Appellant
    for
    filing
    for
    unemployment
    compensation,
    though
    such
    a
    step
    is
    certainly
    approved
    of
    by
    the
    Legislature
    as
    an
    appropriate
    remedy
    for
    joblessness
    by
    the
    statutes
    of
    our
    State.
    See,
    TEX.
    LABOR
    CODE,
    201
    et
    seq.
    By
    so
    doing,
    fundamental
    11
    Fourteenth
    Amendment
    Due
    Process
    and
    Equal
    Protection
    considerations
    were
    ignored,
    resulting
    in
    fundamental
    error.
    That
    error
    was
    compounded
    by
    the
    fact
    that
    nowhere
    in
    Newberry’s
    testimony
    did
    he
    offer
    a
    figure
    on
    the
    amount
    of
    restitution,
    as
    promised
    earlier
    by
    the
    State.
    Economic
    considerations
    underlie
    the
    process
    of
    determining
    whether
    or
    not
    a
    defendant
    has
    complied
    with
    the
    terms
    of
    probation.
    The
    lead
    case
    is
    Bearden
    v.
    Georgia,
    461
    U.S.
    660
    (1983).
    There
    the
    U.S.
    Supreme
    Court
    held
    that,
    “if
    the
    State
    determines
    a
    fine
    or
    restitution
    to
    be
    the
    appropriate
    and
    adequate
    penalty
    for
    the
    crime,
    it
    may
    not
    thereafter
    imprison
    a
    person
    solely
    because
    he
    lacked
    the
    resources
    to
    pay
    it.”
    Id.,
    at
    667-­‐68.
    And
    then
    further:
    “Only
    if
    alternate
    measures
    are
    not
    adequate
    to
    meet
    the
    State’s
    interests
    in
    punishment
    and
    deterrence
    may
    the
    court
    imprison
    a
    probationer
    who
    has
    made
    bona
    fide
    efforts
    to
    pay.
    To
    do
    otherwise
    would
    deprive
    the
    probationer
    of
    his
    conditional
    freedom
    because,
    through
    no
    fault
    of
    his
    own,
    he
    cannot
    pay
    the
    fine.
    Such
    a
    deprivation
    would
    be
    contrary
    to
    the
    fundamental
    fairness
    required
    by
    the
    Fourteenth
    Amendment.”
    Id.,
    at
    672-­‐73.
    12
    In
    Bearden
    v.
    Georgia,
    the
    Supreme
    Court
    was
    not
    writing
    on
    a
    blank
    slate
    on
    the
    issue
    of
    how
    economic
    considerations
    can
    impinge
    upon
    the
    Due
    Process
    and
    Equal
    Protection
    rights
    of
    a
    defendant.
    Precedents
    included
    Williams
    v.
    Illinois,
    399
    U.S.
    235
    (1970)
    (holding:
    State
    cannot
    subject
    a
    certain
    class
    of
    convicted
    defendants
    to
    a
    period
    of
    imprisonment
    beyond
    the
    statutory
    maximum
    solely
    because
    they
    are
    too
    poor
    to
    pay
    the
    fine)
    and
    Tate
    v.
    Short,
    401
    U.S.
    395
    (1971)
    (holding:
    State
    cannot
    convert
    a
    fine
    imposed
    fine-­‐only
    statute
    into
    a
    jail
    term
    solely
    because
    the
    defendant
    is
    indigent
    and
    cannot
    immediately
    pay
    the
    fine
    in
    full).
    See
    also,
    Griffin
    v.
    Illinois,
    351
    U.S.
    12
    (1956)
    (holding:
    State
    could
    not
    deny
    appellate
    review
    to
    those
    who
    were
    indigent
    but
    grant
    it
    to
    those
    who
    could
    afford
    a
    trial
    transcript).
    Writing
    for
    the
    majority,
    Justice
    O’Connor
    found
    that
    “Due
    Process
    and
    equal
    protection
    principles
    converge
    in
    the
    Court’s
    analysis
    in
    these
    cases”
    Bearden
    v.
    Georgia,
    at
    665.
    Those
    constitutional
    principles
    are
    codified
    in
    ART.
    42.12
    §21(c),
    TEX.
    CODE
    CRIM.
    P.,
    where
    probation
    revocation
    is
    prohibited
    for
    failure
    to
    pay
    money,
    and
    where
    the
    burden
    of
    proof
    is
    on
    the
    State
    to
    prove
    the
    ability
    to
    pay,
    coupled
    with
    a
    failure
    to
    pay.
    It
    has
    been
    held
    that
    even
    a
    plea
    of
    “true”
    to
    an
    allegation
    for
    13
    revocation
    does
    not
    waive
    a
    Bearden
    v.
    Georgia
    violation.
    See,
    Lively
    v.
    State,
    338
    S.W.3d
    140,
    145
    (Tex.
    App.
    –
    Texarkana
    2011,
    no
    pet.).
    Appellant
    contends
    that
    the
    Court
    of
    Appeals
    committed
    a
    two-­‐fold
    failure:
    first
    it
    failed
    to
    see
    that
    the
    trial
    court
    did
    abandon
    its
    neutral
    position
    when
    it
    made
    economic
    considerations
    the
    overriding
    basis
    upon
    which
    it
    determined
    sentence
    and,
    second,
    it
    failed
    to
    recognize
    a
    nonwaivable
    right
    at
    issue:
    namely,
    that
    a
    person’s
    freedom
    is
    not
    dependent
    upon
    whether
    or
    not
    a
    person
    can
    pay
    money.
    That
    is
    the
    core
    consideration
    in
    Bearden
    v.
    Georgia,
    embedded
    in
    Fourteenth
    Amendment
    Due
    Process
    considerations,
    as
    well
    as
    in
    the
    Equal
    Protection
    Clause.
    Id.,
    at
    665.
    Going
    back
    for
    centuries,
    there
    is
    a
    principle
    of
    English
    law
    found
    in
    MAGNA
    CARTA,
    Article
    40
    (2015):
    “To
    no
    one
    will
    we
    sell,
    to
    no
    one
    deny
    or
    delay
    right
    or
    justice.”1
    In
    an
    opinion
    holding
    unconstitutional
    a
    statute
    that
    imposed
    a
    $10
    fee
    for
    the
    dismissal
    of
    a
    charge
    of
    failure
    to
    maintain
    proof
    of
    financial
    responsibility
    for
    those
    who
    were
    innocent
    of
    the
    offense,
    Attorney
    General
    Mattox
    cited
    to
    MAGNA
    CARTA,
    Article
    40,
    saying
    that
    the
    statute
    was
    “contrary
    to
    our
    notions
    of
    due
    process
    and
    the
    law
    of
    the
    land
    since
    Magna
    Carta.”
    TEX.
    ATT’Y
    GEN.
    OP.
    NO.
    JM-­‐917
    (1988).
    1
    “Nulli
    vendemus,
    nulli
    negabimus
    aut
    differemus
    rectum
    aut
    justiciam.”
    14
    Admittedly,
    Bearden
    v.
    Georgia
    was
    a
    case
    that
    focused
    on
    probation
    revocation.
    The
    case
    held
    that,
    in
    determining
    a
    defendant’s
    initial
    sentence,
    the
    trial
    court
    is
    not
    bound
    by
    the
    economic
    status
    of
    a
    defendant
    and
    may
    impose
    the
    maximum
    penalty.
    Id.,
    at
    670.
    However,
    in
    the
    case
    at
    bar,
    both
    the
    trial
    court
    and
    the
    State
    made
    the
    payment
    (and
    lack
    of
    payment)
    of
    restitution,
    as
    well
    as
    the
    legitimate
    seeking
    of
    unemployment
    benefits
    (both
    economic
    factors)
    the
    determining
    consideration
    in
    that
    initial
    sentence
    of
    imprisonment,
    rather
    than
    probation.
    Therein
    lies
    the
    constitutional
    issue
    before
    this
    Honorable
    Court,
    the
    issue
    that
    was
    overlooked
    and
    disregarded
    by
    the
    Court
    of
    Appeals.
    As
    a
    corollary
    to
    the
    Fourteenth
    Amendment
    Due
    Process
    and
    Equal
    Protection
    of
    the
    Law
    issues
    raised
    in
    Bearden
    v.
    Georgia,
    there
    is
    this
    additional
    fundamental
    concern
    at
    work
    in
    the
    case
    at
    bar:
    Where
    the
    trial
    court
    accepts
    the
    State’s
    position
    on
    punishment,
    deciding
    to
    withhold
    consideration
    of
    probation
    from
    a
    defendant
    because
    he
    has
    not
    brought
    with
    him
    funds
    that
    the
    said
    court
    has
    deemed
    sufficient
    for
    restitution,
    and
    when
    it
    disparages
    and
    holds
    against
    a
    defendant
    his
    reliance
    upon
    legitimate
    economic
    support
    approved
    by
    State
    law,
    then
    15
    the
    decision
    has
    run
    afoul
    of
    Fourteenth
    Amendment
    Due
    Process
    and
    Equal
    Protection
    of
    the
    Law.
    Punishment
    no
    longer
    is
    meted
    out
    depending
    on
    the
    facts
    of
    the
    offense,
    but
    on
    the
    economic
    ability
    of
    the
    offender
    to
    pay
    money.
    That
    certainly
    runs
    counter
    to
    Fourteenth
    Amendment
    Equal
    Protection
    considerations,
    since
    an
    offender
    who
    can
    pay
    the
    restitution
    gets
    probation,
    but
    one
    who
    does
    not
    -­‐-­‐
    one
    who
    is
    compelled
    to
    rely
    upon
    State
    assistance
    to
    live
    -­‐-­‐
    gets
    incarcerated.
    It
    has
    all
    the
    earmarks
    of
    dispensing
    justice
    according
    to
    the
    economic
    circumstances
    of
    the
    offender.
    Compounding
    that
    error
    was
    the
    fact
    that,
    nowhere
    in
    the
    record
    during
    the
    hearing
    on
    punishment
    did
    Newberry
    testify
    as
    to
    the
    value
    of
    the
    welding
    machine.
    The
    trial
    court
    referred
    to
    the
    sum
    of
    $3,750,
    but
    that
    is
    nowhere
    in
    the
    record
    from
    the
    sentencing
    hearing,
    as
    promised
    by
    the
    State
    at
    the
    conclusion
    of
    the
    guilty
    plea
    (RR
    4:
    12).
    The
    figure
    of
    $3,250
    is
    mentioned
    in
    a
    police
    report
    as
    the
    value
    of
    the
    welding
    machine
    (RR
    6:
    7);
    and
    in
    that
    same
    report
    the
    figure
    of
    $250.00
    is
    placed
    on
    a
    pair
    of
    cables
    (RR
    6:
    7).
    However,
    at
    the
    low
    end
    of
    valuation,
    the
    machine
    was
    pawned
    for
    $425.00
    (RR
    6:
    9);
    on
    that
    same
    page
    Newberry
    gave
    a
    value
    on
    the
    machine
    of
    $3,500.
    Id.
    Then
    in
    another
    report
    (Call
    Sheet
    Report
    dated
    16
    12/29/2012)
    Newberry
    reported
    (on
    the
    high
    end
    of
    valuation)
    that
    he
    had
    “about
    6-­‐10,000
    dollars
    worth
    of
    equipment”
    stolen
    (RR
    6:
    14).
    ART.
    42.037(k),
    TEX.
    CODE
    CRIM.
    P.,
    places
    the
    burden
    of
    proving
    the
    amount
    of
    restitution
    on
    the
    State.
    The
    statute
    says,
    in
    relevant
    part:
    “The
    burden
    of
    demonstrating
    the
    amount
    of
    the
    loss
    sustained
    by
    a
    victim
    as
    a
    result
    of
    the
    offense
    is
    on
    the
    prosecuting
    attorney.”
    The
    Judgment
    recites
    an
    amount
    of
    restitution
    as
    $3,750,
    payable
    to
    the
    victim
    Newberry,
    but
    does
    not
    say
    how
    or
    when
    that
    amount
    must
    be
    paid
    (CR
    50-­‐51).
    See,
    Miller
    v.
    State,
    343
    S.W.3d
    499,
    502
    (Tex.
    App.
    –
    Waco
    2011,
    pet.
    ref’d),
    where
    the
    reviewing
    court
    held
    that
    the
    amount
    of
    restitution
    must
    be
    just
    and
    supported
    by
    a
    factual
    basis
    within
    the
    record.
    The
    State
    did
    not
    elicit
    testimony
    from
    Newberry
    at
    the
    sentencing
    hearing.
    The
    evidence
    from
    the
    State’s
    exhibits
    was,
    at
    best,
    ambiguous.
    See
    also,
    Barton
    v.
    State,
    21
    S.W.3d
    287
    (Tex.
    Crim.
    App.
    2000);
    Lemos
    v.
    State,
    27
    S.W.3d
    42,
    45
    (Tex.
    App.
    –
    San
    Antonio
    2000,
    pet.
    ref’d).2
    2
    Victim’s
    right
    to
    restitution:
    see,
    TEX.
    CONST.
    ART.
    1,
    §30(b)(4).
    17
    Appellant,
    with
    the
    assistance
    of
    his
    mother,
    had
    brought
    some
    money
    to
    court:
    $1,000.
    In
    the
    opinion
    of
    the
    State
    and
    of
    the
    trial
    court,
    it
    fell
    short.
    So
    the
    principle
    at
    work
    was
    this:
    either
    bring
    all
    the
    money
    or
    go
    to
    prison.
    The
    Court
    of
    Appeals
    failed
    to
    grasp
    the
    fundamental,
    nonwaivable,
    issue
    at
    work
    in
    the
    appeal
    in
    its
    consideration
    of
    whether
    the
    trial
    court
    had
    erred
    in
    its
    determination
    of
    punishment,
    namely,
    that
    the
    trial
    court
    departed
    from
    its
    neutral
    and
    detached
    role,
    adopting
    instead
    the
    position
    of
    the
    State
    toward
    punishment,
    thereby
    imposing
    an
    unconstitutional
    burden
    of
    financial
    means
    upon
    Appellant
    in
    deciding
    his
    sentence.
    That
    burden
    ran
    afoul
    of
    Fourteenth
    Amendment
    Due
    Process
    and
    Equal
    Protection
    of
    the
    Law.
    18
    PRAYER
    FOR
    RELIEF
    WHEREFORE,
    PREMISES
    CONSIDERED,
    Derek
    Clinton
    Ward,
    Appellant,
    prays
    that
    the
    Honorable
    Court
    of
    Criminal
    Appeals
    will
    grant
    discretionary
    review
    and,
    after
    full
    briefing
    on
    the
    merits,
    issue
    an
    opinion
    reversing
    the
    Court
    of
    Appeals’
    judgment
    and
    remand
    for
    further
    proceedings
    consistent
    with
    the
    Court’s
    opinion.
    Respectfully
    submitted,
    /S/
    Hough-­‐Lewis
    Dunn
    HOUGH-­‐LEWIS
    (“LEW”)
    DUNN
    TEXAS
    STATE
    BAR
    NO.
    02644600
    201
    E.
    METHVIN
    STREET,
    SUITE
    102
    P.O.
    BOX
    2226
    LONGVIEW,
    TX
    75606
    903-­‐757-­‐6711
    903-­‐757-­‐6712
    dunn@texramp.net
    ATTORNEY
    FOR
    APPELLANT
    19
    CERTIFICATE
    OF
    COMPLIANCE
    This
    petition
    complies
    with
    the
    typeface
    requirements
    of
    TEX.
    R.
    APP.
    P.
    9.4(e),
    because
    it
    has
    been
    prepared
    in
    a
    conventional
    typeface
    no
    smaller
    than
    14-­‐point
    for
    text
    and
    12-­‐point
    for
    footnotes.
    This
    document
    complies
    with
    the
    word-­‐count
    limitations
    of
    TEX.
    R.
    APP.
    P.
    9.4(i)
    because
    it
    contains
    3,702
    words,
    excluding
    the
    parts
    exempted
    by
    TEX.
    R.
    APP.
    P.
    9.4(i)(1).
    /S/
    Hough-­‐Lewis
    Dunn
    CERTIFICATE
    OF
    SERVICE
    I
    certify
    the
    foregoing
    Petition
    for
    Discretionary
    Review
    was
    served
    upon
    the
    State
    of
    Texas
    by
    sending
    a
    true
    and
    correct
    copy
    to
    the
    Criminal
    District
    Attorney
    of
    Gregg
    County
    and
    the
    State
    Prosecuting
    Attorney
    via
    mail
    to:
    Hon.
    Zan
    Colson
    Brown,
    Assistant
    Criminal
    District
    Attorney
    for
    Gregg
    County,
    101
    E.
    Methvin
    St.
    Suite
    333,
    Longview,
    TX
    75601,
    and
    Hon.
    Lisa
    C.
    McMinn,
    State
    Prosecuting
    Attorney,
    P.O.
    Box
    13046,
    Austin,
    TX
    78711-­‐3046
    on
    the
    4th
    day
    of
    December
    2015.
    /S/
    Hough-­‐Lewis
    Dunn
    20
    APPENDIX
    In The
    Court of Appeals
    Sixth Appellate District of Texas at Texarkana
    No. 06-15-00110-CR
    DEREK CLINTON WARD, Appellant
    V.
    THE STATE OF TEXAS, Appellee
    On Appeal from the 124th District Court
    Gregg County, Texas
    Trial Court No. 42433-B
    Before Morriss, C.J., Moseley and Burgess, JJ.
    Memorandum Opinion by Justice Moseley
    MEMORANDUM OPINION
    After Derek Clinton Ward entered an open plea of guilty to the state jail felony of theft of
    property valued at $1,500.00 or more but less than $20,000.00,1 the trial court sentenced Ward to
    twenty-two months’ incarceration. Ward has appealed, arguing that the trial court abandoned its
    duty to remain impartial in the sentencing process. We reject this argument and affirm the trial
    court’s judgment and sentence.
    I.       Procedural Background
    Ward entered an open plea of guilty to the charged offense of theft April 9, 2015,2 and
    returned for sentencing on May 21, 2015. It appears that although Ward had entered an open plea,
    there was something of an informal agreement between Ward and the State wherein the State
    would recommend that Ward would avoid incarceration if he appeared at the sentencing hearing
    with $3,750.00 in restitution. However, when Ward appeared at the sentencing hearing, he did not
    have the $3,750.00 in restitution; the only money proffered on his behalf was $1,000.00 brought
    by Ward’s mother. After a hearing, the trial court sentenced Ward to twenty-two months’
    incarceration in a state jail facility.
    1
    Act of May 24, 1973, 63d Leg., R.S., ch. 399, § 1, sec. 31.03, 1973 Tex. Gen. Laws 883, 929–30 (amended 1975,
    1977, 1981, 1983, 1985, 1987, 1989, 1991, 1993, 1995, 1997, 2001, 2003, 2007, 2009, 2011, 2015) (current version
    at TEX. PENAL CODE ANN. § 31.03 (West Supp. 2015)).
    2
    The theft charge arose because Ward had taken an expensive welding machine from his then-employer. Initially, the
    employer was being reimbursed by withholding at least a portion of Ward’s paycheck. However, the employer then
    indicated that Ward had also committed significant credit card abuse against the employer, and the informal repayment
    plan was abandoned. The credit card abuse case was not thereafter pursued due to problems with the loss of evidence,
    and Ward denied his culpability.
    2
    During the hearing on punishment, Ward related that he had become unemployed in the
    days immediately following the early April plea hearing, his job as an oil-field drilling hand having
    been eliminated during the downturn in the oil market. Ward (then thirty-six years old) testified
    that he elected to seek unemployment benefits rather than pursue employment. He went on to
    relate that he had had four back surgeries over the years and told the court about the physically
    demanding nature of his career choice. In doing so, Ward stated,
    [I]t was kind of nice to just let my back have a rest for a minute anyways. Working
    on a drilling rig when you’re 36 years old and had as many spinal surgeries that I
    have had takes a toll on your body. I kind of looked at it as just taking a second off
    and giving my body a little rest.
    Ward testified that in the weeks between losing his job and the sentencing hearing, he had applied
    for unemployment benefits, but that a few days before the hearing, he had been notified that he
    failed to include certain information with his application and that he was waiting for paperwork to
    be sent to him. He also said that although he had obtained job applications, he had not submitted
    them to prospective employers. He said he only took ibuprofen for his back pain, after successfully
    battling addiction to prescription pain medication. As for the job from which he had been laid off,
    he was “absolutely” eligible to be re-hired, and he already had “the paperwork” establishing that
    eligibility.
    After the parties’ examination of Ward drew to a close, the trial court asked him several
    questions. During this exchange, the trial court referred to the time intervening between Ward’s
    plea hearing and the sentencing hearing as a “vacation.” Although Ward did not object to that
    characterization at the time the trial court uttered it, Ward now objects to it on appeal. For the
    context in which this was said, we quote some of the trial court’s statements as made during Ward’s
    3
    sentencing hearing. After verifying the date that Ward had been terminated from his last job, the
    trial court said, “And so knowing that the State’s recommendation is going to be two years state
    jail, you decide instead of finding a job to collect restitution, that you’re going to take a vacation
    for a month and a half.” Ward responded by protesting that the condition of his back had been the
    reason for not seeking employment.3 The trial court then asked Ward why he should receive a
    suspended sentence. Ward answered, “Because I’ll stick to the probation, complete the probation
    and give you no reason for feeling like I did anything unjust, sir.”
    Ward then called his mother (a loan officer for a mortgage company) to testify. She
    indicated that she was able and willing to pay $1,000.00 toward Ward’s restitution at that time and
    that she could pay the remaining portion of the restitution on June 15, less than a month away.
    After a short recess, the trial court accepted Ward’s guilty plea and found him guilty as
    charged of theft of property valued at $1,500.00 or more, but less than $20,000.00. The court then
    described to Ward the factors taken into account in deciding the proper sentence:
    I have to decide if you deserve State Jail time, or do you deserve a shot at
    probation?
    When you pled guilty on April 9th, you knew what the State’s
    recommendation was. You knew that your obligation under that recommendation
    was to come to Court today with $3,750 and the State would recommend a probated
    sentence.
    You personally came to Court with zero dollars.
    3
    During this exchange, it was developed that Ward’s driver’s license had been re-activated after paying “some fees
    from a D.W.I.” The trial court also asked Ward about a DWI charge from Shelby County, and Ward responded that
    that case had been dismissed. Ward admitted to the State that he had been charged with arson and assault/family
    violence (these charges arising from one incident with Ward’s girlfriend), but claimed that the State had dropped the
    arson allegation while continuing prosecution of the assault case.
    4
    The factors I have to consider or send somebody to prison include their
    criminal history, obviously. If I was to consider just your criminal history, my
    decision is pretty easy. I would send you to prison, but I look at other factors, also.
    I look at changes that they may have made, when the criminal history was.
    I look at several factors. Criminal history does vote against you. Your felony
    offense was long ago, so that helps you some.
    I looked at the facts and circumstances of the offense.
    I can’t really consider much on the credit card abuse allegations, just
    because of the lack of proof before me. I do consider the statements you made to
    Investigator Mitchell and other factors.
    Here’s where it really comes down to my decision that I’m going to make
    today.
    You pled guilty on April the 9th knowing that your part of the obligation
    was $3,750. You say you lost your job April 10th or 11th. Instead of going out
    and finding a new job whether it’s flipping burgers at McDonald’s for minimum
    wage or anything else, you testified that you wanted to take a month-and-a-half
    vacation to rest your back. It’s not until recently, the last few days that you’ve even
    filed for unemployment. You come in here today and expect me to grant you
    probation. You expect me to grant you probation, and, say, well, I’m hoping that
    my mom’s $1,000 is enough to bail me out. It’s not this time.
    I promise you if you had gone out and flipped burgers and showed me you
    were working, I would make a different decision than I’m about to make. But you
    didn’t. No, rest my back. I’m going to see how much unemployment pays me
    instead of going out and working. That’s the problem with today’s society. We
    have a lot of people who are willing to see what the government is going to pay
    them instead of working.
    It’s not going to work here. 22 months State Jail. I will give you credit for
    time served.
    Ward argues that the trial court abandoned its duty to remain a neutral and detached fact-finder;
    Ward complains of the trial court’s use of the term “vacation” to describe the period between his
    being laid off and the sentencing hearing. Ward further points to the trial court’s statement that he
    5
    would be unlikely to grant Ward much relief when the court was called upon to consider whether
    any of Ward’s sentence would be reduced as a result of diligent participation in applicable
    programs while incarcerated.4
    II.     Failure to Preserve Argument
    As previously mentioned, Ward lodged no objection to the trial court’s use of the word
    “vacation” or any of the court’s other statements at any time during the sentencing hearing (not
    while the trial court was questioning Ward, during the statement he gave in explaining his
    reasoning for the sentence that was announced, or during any other part of the hearing). In almost
    every circumstance, in order to preserve a complaint for our review, a party must first present to
    the trial court a timely request, objection, or motion stating the specific grounds for the desired
    ruling if not apparent from the context. TEX. R. APP. P. 33.1(a)(1). Further, the trial court must
    have ruled on the request, objection, or motion, either expressly or implicitly, or the complaining
    party must have objected to the trial court’s refusal to rule. TEX. R. APP. P. 33.1(a)(2).
    Although Ward attempts to invoke due process claims in his assertion that the trial court
    abandoned his role as judge for that of prosecutor, Ward offers no explanation or argument as to
    why we should address this unpreserved issue. In a somewhat similar situation, we observed that
    un-objected to “remarks and conduct of the [trial] court may not be subsequently challenged unless
    they are fundamentally erroneous.” Moreno v. State, 
    900 S.W.2d 357
    , 359 (Tex. App.—Texarkana
    1995, no pet.) (citing Brewer v, State, 
    572 S.W.2d 719
    , 721 (Tex. Crim. App. [Panel Op.] 1978)).
    4
    This was apparently a reference to Article 42.12, Section 15(h)(5) of the Texas Code of Criminal Procedure. See
    TEX. CODE CRIM. PROC. ANN. art. 42.12, § 15(h)(5) (West Supp. 2014).
    6
    In such a situation, we used the egregious harm standard from Almanza v. State, 
    686 S.W.2d 157
    (Tex. Crim. App. 1984) (op. on reh’g), to determine if fundamental error had occurred. The alleged
    error must be “so harmful that the defendant was denied a fair and impartial trial.” Moreno, 900
    S.W.2d at 359. If we were to look at Ward’s brief in the most generous light possible, we might
    say that he has claimed fundamental (or plain) error, i.e., the kind that obviates the need to preserve
    it at the time of trial. An appellate court may, in criminal cases, “tak[e] ‘notice of fundamental
    errors affecting substantial rights although they were not’ brought to the attention of the [trial]
    court.” Boler v. State, 
    177 S.W.3d 366
    , 373 (Tex. App.—Houston [1st Dist.] 2005, pet. ref’d)
    (quoting Jasper v. State, 
    61 S.W.3d 413
    , 420 (Tex. Crim. App. 2001)). “No objection is required
    when the error is so egregious that it rises to constitutional dimensions.” Id. (citing Jasper, 61
    S.W.3d at 421).
    The trial court’s comments were neither egregiously harmful nor did they operate to deny
    Ward a fair and impartial trial. Certainly, the comments did not rise to the status of a complaint
    of constitutional dimension. Read in context, the trial court was commenting on Ward’s behavior
    between the time of the plea hearing and the sentencing hearing. When he took Ward’s plea of
    guilty, the trial court admonished him of the full range of punishment, including a probated
    sentence with community supervision. Based on comments by the court and the State at the two
    hearings, it is clear that some informal agreement had been reached to the effect that if Ward
    brought the full restitution amount to the sentencing hearing, the State would recommend a
    probated sentence. However, if there was no such restitution, then there would be no such
    recommendation. At the plea hearing, the trial court warned Ward that it was not bound by any
    7
    plea negotiations the parties might have, but also told Ward, “[I]f you do bring the restitution, then
    that may put this in a different situation. But right now it is an open plea, so you have certain
    obligations you need to meet.” When testimony developed at the sentencing hearing that Ward
    had worked most of his adult life in the oil-field business but made a conscious decision not to
    seek employment just days after the plea hearing (even after the discussions which had evidently
    taken place regarding leniency if Ward were to make restitution), the trial court was left to draw
    conclusions about Ward’s suitability for community supervision and regarding Ward’s
    commitment to fulfill potential obligations.
    The sentencing hearing occurred before the trial court, so there was no jury that could have
    been confused or influenced by the court’s characterization of how Ward spent his time between
    the hearings. See Moreno, 900 S.W.2d at 359. It also does not appear that the trial court abandoned
    its role and acted as an advocate for the State. See id. The trial court’s decision process should
    not be hindered by a constraint on its ability to explain the rationale behind its decision. The
    fairness of the proceedings was not impugned. Even if error had occurred, it would not have been
    in the nature of plain or fundamental error. Accordingly, absent such error, it was incumbent upon
    Ward to preserve these issues for our review. We overrule Ward’s point of error.
    8
    We affirm the trial court’s judgment and sentence.
    Bailey C. Moseley
    Justice
    Date Submitted:     November 9, 2015
    Date Decided:       November 10, 2015
    Do Not Publish
    9
    Court of Appeals
    Sixth Appellate District of Texas
    JUDGMENT
    Derek Clinton Ward, Appellant                         Appeal from the 124th District Court of
    Gregg County, Texas (Tr. Ct. No. 42433-B).
    No. 06-15-00110-CR         v.                         Memorandum Opinion delivered by Justice
    Moseley, Chief Justice Morriss and Justice
    The State of Texas, Appellee                          Burgess participating.
    As stated in the Court’s opinion of this date, we find no error in the judgment of the court
    below. We affirm the judgment of the trial court.
    We note that the appellant, Derek Clinton Ward, has adequately indicated his inability to
    pay costs of appeal. Therefore, we waive payment of costs.
    RENDERED NOVEMBER 10, 2015
    BY ORDER OF THE COURT
    JOSH R. MORRISS, III
    CHIEF JUSTICE
    ATTEST:
    Debra K. Autrey, Clerk