in the Interest of J.M.G., J.G. III, and J.X.G., Children ( 2021 )


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  •                            NUMBER 13-20-00268-CV
    COURT OF APPEALS
    THIRTEENTH DISTRICT OF TEXAS
    CORPUS CHRISTI – EDINBURG
    IN THE INTEREST OF J.M.G., J.G. III, AND J.X.G., CHILDREN
    On appeal from the 319th District Court
    of Nueces County, Texas.
    MEMORANDUM OPINION
    Before Chief Justice Contreras and Justices Benavides and Silva
    Memorandum Opinion by Chief Justice Contreras
    Appellant, the Office of the Attorney General (OAG), brings this restricted appeal
    challenging an order modifying the parent-child relationship that eliminated appellee J.G.
    Jr.’s (J.G.) obligation to pay child and medical support arrears to appellee J.M.O. on
    behalf of their minor children. By five issues, OAG argues that: (1) the OAG satisfied the
    jurisdictional requirements to bring a restricted appeal; and (2–5) error is apparent on the
    face of the record because, among other things, the order was entered over OAG’s
    objections and without a hearing. We dismiss for want of jurisdiction. See TEX. R. APP. P.
    42.3(a), 43.2(f).
    I.     BACKGROUND
    In 2007, the trial court appointed J.M.O. and J.G. joint managing conservators of
    their children, awarded J.M.O. the right to designate the children’s primary residence, and
    ordered J.G. to pay $245.00 per month in child support and $91.00 per month in cash
    medical support to J.M.O. In July 2011, the OAG filed a motion for enforcement of child
    and medical support, alleging that J.G. owed $9,768.51 in child support arrears and
    $4,247.66 in medical support arrears. The trial court granted the motion in favor of OAG
    in November 2011.
    In 2014, J.G. moved for an order modifying the parent-child relationship to award
    him the exclusive right to designate the children’s primary residence. The trial court
    ordered all relief requested in favor of J.G. and further ordered that neither J.G. nor J.M.O.
    was obligated to continue paying child support. In 2016, J.G. again petitioned the court
    for an order modifying the parent-child relationship. In 2017, J.G. and J.M.O. attended
    mediation which resulted in a mediated settlement agreement providing, among other
    things, that any child support arrears owed by J.G. to J.M.O. would be waived.
    In March 2018, the OAG filed a petition in intervention in the case, asserting that it
    is a necessary party to the action because J.G.’s action seeks to “establish, modify, or
    enforce a support right assigned to the [OAG] pursuant to Texas Family Code Chapter
    231.” See TEX. FAM. CODE ANN. §§ 231.001–.309. In its filing, OAG sought a modification
    of the 2014 order and a judgment verifying J.G.’s child support arrears as $2,196.57 and
    medical support arrears as $3,718.17.
    2
    In June 2018, J.M.O. and J.G. submitted, and the trial court signed, a temporary
    order consistent with their 2017 mediated settlement agreement. On December 27, 2019,
    J.G. and J.M.O. filed a proposed final order, which included as one of its terms the waiver
    of J.G.’s child support arrears. Three days later, the OAG filed its objection to the
    proposed order, asserting that the “proposed order does not contain a signature from a
    representative of the [OAG] . . . and the OAG is a necessary party with active pleadings
    on file.” The OAG further contended that “the proposed order was not previously
    submitted to the OAG for review before filing with the Court,” and that “the OAG is not in
    agreement with the Order in its current form.” The OAG requested “that the Court grant
    the objection of the OAG and require the OAG[‘s] approval and signature of any Order
    submitted to this Court.”
    On January 8, 2020, the trial court adopted J.G. and J.M.O.’s December 27, 2019
    proposed order and signed a final judgment in the case. Five months later, on June 11,
    2020, the OAG filed its notice of restricted appeal from the trial court’s January 8 order. 1
    II.     RESTRICTED APPEAL
    Subject to limited exceptions, a party seeking to appeal a trial court’s judgment
    must file a notice of appeal within thirty days after the judgment is signed. See TEX. R.
    APP. P. 26.1. One such exception is a restricted appeal. See id. R. 26.1(c), 30. To
    establish its entitlement to a restricted appeal, an appellant must prove that: (1) it filed its
    notice of restricted appeal within six months after the judgment was signed; (2) it was a
    party to the underlying suit; (3) it did not participate in the hearing that resulted in the
    1 J.G. has filed an appellee’s brief. Pro se appellee J.M.O. was given an opportunity to file a brief
    but did not do so.
    3
    complained-of judgment and did not file any post-judgment motions or request findings of
    fact and conclusions of law; and (4) error is apparent on the face of the record. See id. R.
    30; Ex parte E.H., 
    602 S.W.3d 486
    , 495 (Tex. 2020). The first three requirements are
    jurisdictional. Ex parte E.H., 602 S.W.3d at 495. Failure to satisfy any of the three
    requirements precludes an appellate court’s ability to entertain the appeal. Id. at 497.
    It is undisputed that OAG filed a notice of the restricted appeal within six months
    after the judgment was signed and, as the state’s Title IV-D agency, 2 was a party to the
    underlying lawsuit. Accordingly, we proceed to consider the non-participation
    requirement—OAG’s first issue on appeal.
    III.    NON-PARTICIPATION
    By its first issue, OAG contends that it met the non-participation requirement to
    bring a restricted appeal. Specifically, it argues that its filing of an objection to J.G. and
    J.M.O.’s proposed final order did not constitute “participation” because the trial court
    acted outside “its authority to enter a final order in a [suit affecting the parent-child
    relationship] without holding a hearing, receiving evidence, or making a record.” J.G.
    contends that OAG’s December 30, 2019 filing objecting to J.G. and J.M.O.’s proposed
    final order amounted to participation for purposes of a restricted appeal, and, as such,
    notwithstanding any “purported errors in the January 8 Order,” OAG should have brought
    a timely appeal or timely filed a motion to modify or correct the judgment.
    A.      Applicable Law
    A restricted appeal is limited to a “party who did not participate—either in person
    2 “The OAG is the designated [Title] IV-D agency in Texas and has the power to enforce child
    support orders and collect and distribute support payments.” Office of Att’y Gen. v. Scholer, 
    403 S.W.3d 859
    , 862 (Tex. 2013) (citing TEX. FAM. CODE ANN. §§ 231.001, .101(a)(5)–(6)).
    4
    or through counsel—in the hearing that resulted in the judgment complained of . . . .” TEX.
    R. APP. P. 30. The “policy behind the non[-]participation requirement is to deny appeal by
    writ of error[ 3] to those who should reasonably resort to the quicker method of appeal.”
    Texaco, Inc. v. Cent. Power & Light Co., 
    925 S.W.2d 586
    , 590 (Tex. 1996) (citing Lawyers
    Lloyds v. Webb, 
    152 S.W.2d 1096
    , 1098 (Tex. 1941)); see TEX. R. APP. P. 26.1. “Those
    who participate in the trial leading up to the rendition of judgment are familiar with the
    record, and are therefore in position to prepare for appeal on short notice; whereas, those
    who do not so participate . . . and are therefore unfamiliar with the record, may need
    additional time . . . to [so] familiarize themselves” and prepare for appeal. Texaco, 925
    S.W.2d at 590; see also Cox v. Cox, 
    298 S.W.3d 726
    , 731 (Tex. App.—Austin 2009, no
    pet.).
    What exactly “participat[ion] . . . in the hearing” consists of under Rule 30 requires
    a case-by-case, fact-specific determination. See TEX. R. APP. P. 30. The Texas Supreme
    Court has ruled that the primary inquiry is “whether the appellant has participated in ‘the
    decision-making event’ that results in judgment adjudicating the appellant’s rights.”
    Texaco, 925 S.W.2d at 589–90. “[B]ecause trial courts decide cases in a wide variety of
    procedural settings,” “[t]he nature and extent of participation that precludes appeal by
    [restricted appeals] in any particular case is a matter of degree.” Id. at 589 (citing Stubbs
    v. Stubbs, 
    685 S.W.2d 643
    , 645 (Tex. 1985), abrogated on other grounds by Ex parte
    E.H., 602 S.W.3d at 486). Accordingly, the focus of our analysis is on whether the record
    3The issue in Texaco arose in the context of a writ of error. See Texaco, Inc. v. Cent. Power &
    Light Co., 
    925 S.W.2d 586
    , 590 (Tex. 1996). Writ of error practice in Texas was replaced by that of restricted
    appeals in 1997. See TEX. R. APP. P. 30 (“Restricted appeals replace writ of error appeals to the court of
    appeals. Statutes pertaining to writ of error appeals to the court of appeals apply equally to restricted
    appeals.”).
    5
    reflects that OAG participated in the relevant “decision-making event.” 
    Id.
     at 589–90. We
    conclude that it does.
    B.     Analysis
    The decision-making event in this case was the trial court’s January 8, 2020 order
    modifying the parent-child relationship. As detailed above, the record reflects that the
    January 8 order was based on J.G. and J.M.O.’s proposed final order filed on December
    27, 2019. OAG filed its objection to the proposed order on December 30, 2019, in which
    it argued that the “proposed order does not contain a signature from a representative of
    the [OAG],” “OAG is a necessary party with active pleadings on file,” “the proposed order
    was not previously submitted to the OAG for review before filing with the Court,” and “the
    OAG is not in agreement with the Order in its current form.” The OAG requested “that the
    Court grant the [OAG’s] objection.” On January 8, 2020, with both parties’ filings before
    it, the trial court adopted J.G. and J.M.O.’s December 27 proposed order and rendered
    final judgment in the case.
    In arguing that its written objection does not constitute participation, OAG cites
    Phagan v. Aleman, 
    29 S.W.3d 632
     (Tex. App.—Houston [1st Dist.] 2000, no pet.) and
    Attorney General of Texas v. Orr, 
    989 S.W.2d 464
     (Tex. App.—Austin 1999, no pet.) for
    the proposition that “‘non-participation’ is satisfied when the trial court does not convene
    proceedings required by law.” We find Phagan and Orr distinguishable and, in fact,
    detrimental to OAG’s argument in this case.
    The courts in Phagan and Orr both encountered issues regarding child support
    orders. See Phagan, 
    29 S.W.3d at 633
    ; Orr, 
    989 S.W.2d at 466
    . In both of those cases,
    however, the trial courts referred the matters to associate judges, as authorized by the
    6
    Texas Family Code. See generally TEX. FAM. CODE ANN. §§ 201.001–.209; Phagan, 
    29 S.W.3d at 633
    ; Orr, 
    989 S.W.2d at 466
    . The associate judges held evidentiary hearings
    on the parties’ motions and issued reports and recommendations for the referring courts’
    review. Phagan, 
    29 S.W.3d at 633
    ; Orr, 
    989 S.W.2d at 467
    . Under Texas Family Code
    §§ 201.015 (de novo hearing before referring court) and 201.1042 (de novo hearing
    before referring court in Title IV-D cases), a party may appeal the associate judge’s report
    to the referring court. 4 See TEX. FAM. CODE ANN. §§ 201.015, .1042. A party who files a
    timely appeal is entitled to a de novo hearing before the referring court. See
    id. § 201.015(f) (“The referring court, after notice to the parties, shall hold a de novo
    hearing”); § 201.1042(a).
    The courts in Phagan and Orr held that parties who participate in a hearing before
    an associate judge, but not before the referring court after a request for de novo hearing,
    have not participated for purposes of a restricted appeal because the relevant “decision-
    making event” is the second, de novo hearing. Phagan, 
    29 S.W.3d at
    634–35; Orr, 
    989 S.W.2d at 468
    . In other words, the appealing parties took no part in the relevant decision-
    making events because they (1) were entitled to a “new and independent action” before
    the referring court, Orr, 898 S.W.2d at 467, and (2) presented no arguments and filed no
    pleadings before the referring court on that action.
    Further, the courts in both Phagan and Orr noted that “if, notwithstanding the timely
    filing of a notice of appeal, the referring court renders judgment without holding a de novo
    4 “Judicial review by trial de novo is not a traditional appeal, but a new and independent action
    characterized by all the attributes of an original civil action.” Attorney General of Texas v. Orr, 
    989 S.W.2d 464
    , 467 (Tex. App.—Austin 1999, no pet.) (citing Key W. Life Ins. Co. v. State Bd. of Ins., 
    350 S.W.2d 839
    , 846 (Tex. 1961)).
    7
    hearing, the ‘hearing’ that leads to the judgment [for purposes of a restricted appeal]
    occurs when the referring court considers the matter.” Orr, 
    989 S.W.2d at 468
    ; see also
    Phagan, 
    29 S.W.3d at
    634–35. That is because, unless expressly required by the
    language of a rule, “the word ‘hearing’ does not necessarily contemplate either a personal
    appearance before the court or an oral presentation to the court.” Orr, 
    989 S.W.2d at
    468
    n.3 (citing Martin v. Martin, Martin & Richards, Inc., 
    989 S.W.2d 357
    , 359 (1998); Gulf
    Coast Inv. Corp. v. Nasa 1 Bus. Ctr., 
    754 S.W.2d 152
    , 153 (Tex. 1988) (per curiam)).
    Indeed, in myriad procedural settings, Texas courts have found “participation” in the
    restricted appeal context even in the absence of personal appearances or oral
    presentations before a court’s entry of final judgment. See, e.g., Lake v. McCoy, 
    188 S.W.3d 376
    , 378 (Tex. App.—Dallas 2006, no pet.) (holding that appellant participated in
    the decision-making event when he filed a response to a motion for summary judgment,
    even though he did not attend a hearing); Starks v. Tex. Dep’t of Crim. Just., 
    153 S.W.3d 621
    , 624 (Tex. App.—Amarillo 2004, no pet.) (concluding that an inmate participated in
    the decision-making event, dismissal for a frivolous complaint, even without a hearing,
    when he made at least nine filings prior to trial, including a motion to consolidate
    complaints and an application to proceed in forma pauperis); see also Orr v. Barrett,
    Burke, Wilson, Castle, Daffin & Frappier, L.L.P., No. 09-03-073-CV, 
    2004 WL 637898
    , at
    *3 (Tex. App.—Beaumont Apr. 1, 2004, no pet.) (mem. op.) (concluding that appellants
    participated in the decision-making event, even without a hearing, when they filed their
    motion to retain their cause on the court’s docket, since the trial court dismissed the suit
    by ruling on that motion); Bonton v. Wittmer, No. 14-03-00932-CV, 
    2004 WL 906492
    , at
    *1 (Tex. App.—Houston [14th Dist.] Apr. 29, 2004, pet. denied) (mem. op.) (concluding
    8
    that appellant’s motion in response to a motion to dismiss constituted participation for
    purposes of restricted appeal, even without a hearing).
    In this case, unlike in Phagan and Orr, there was no such split hearing process—
    the trial court retained the case to which OAG was a party for over eight years without
    referring it to an associate judge. Most relevantly, unlike in Phagan and Orr, the OAG
    made a filing in the hearing leading to the final judgment—its objection to J.G. and
    J.M.O.’s proposed final order. As in Phagan and Orr, notwithstanding the fact that no
    personal appearance or oral presentation occurred in this case, the hearing for purposes
    of a restricted appeal occurred when the trial court considered the parties’ filings on the
    proposed final order. 5 Phagan, 
    29 S.W.3d at
    634–35; Orr, 
    989 S.W.2d at 468
    .
    Accordingly, OAG’s argument that “‘non-participation’ is satisfied when the trial court does
    not convene proceedings required by law” is inapposite, as the relevant proceeding
    occurred here.
    In sum, the relevant inquiry in this case is whether OAG participated in the
    “decision-making event.” See Texaco, 925 S.W.2d at 589–90. The requisite amount of
    participation for purposes of a restricted appeal is “a matter of degree.” Id. at 589. Here,
    OAG’s filing of an objection to J.G. and J.M.O.’s proposed final order, the same proposed
    5 We note that Texas Family Code § 105.003 does not expressly call for personal appearances or
    oral hearings. See TEX. FAM. CODE ANN. § 105.003. In suggesting that there is such a requirement, OAG
    cites Ex parte E.M.P., 
    572 S.W.3d 361
    , 364 (Tex. App.—Amarillo 2019, no pet.). However, that case is
    distinguishable in at least two respects. First, Ex parte E.M.P. arose in the context of an expunction order,
    which, unlike § 105.003, has been interpreted to disallow a ruling on the pleadings. Id. (citing Tex. Dep’t of
    Pub. Safety v. Moran, 
    949 S.W.2d 523
    , 526 (Tex. App.—San Antonio 1997, no writ); Tex. Dep’t of Pub.
    Safety v. Steele, 
    56 S.W.3d 352
    , 353 (Tex. App.—Beaumont 2001, no pet.)); see TEX. FAM. CODE ANN.
    § 105.003. Second, unlike this case, where the OAG filed both an intervention and an objection to J.G. and
    J.M.O.’s proposed final order, the pleading in Ex parte E.M.P. consisted of only an answer. Ex parte E.M.P.,
    572 S.W.3d at 364; see Stubbs v. Stubbs, 
    685 S.W.2d 643
    , 646 (Tex. 1985) (“Filing an answer . . . is not
    participation [for purposes of a restricted appeal].”).
    9
    order the trial judge adopted in disposing of the case two weeks later, constituted
    sufficient “participation” for purposes of restricting this Court’s jurisdiction to entertain
    OAG’s appeal. We also conclude such a finding is consistent with Rule 30’s underlying
    policy considerations, given OAG’s ongoing relationship with this case for a span of over
    eight years. See TEX. R. APP. P. 30; Texaco, 925 S.W.2d at 590. Accordingly, we cannot
    reach the merits of OAG’s appeal, as we lack jurisdiction to do so. See Ex parte E.H., 602
    S.W.3d at 497.
    III.   CONCLUSION
    We dismiss the appeal for want of jurisdiction. See TEX. R. APP. P. 42.3(a), 43.2(f).
    DORI CONTRERAS
    Chief Justice
    Delivered and filed on the
    7th day of October, 2021.
    10