Bryan Rocha v. State ( 2013 )

COURT OF APPEALS
EIGHTH DISTRICT OF TEXAS
EL PASO, TEXAS
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BRYAN CURTIS ROCHA, No. 08-11-00352-CR
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Appellant, Appeal from the
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v. 211th Judicial District Court
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THE STATE OF TEXAS, of Denton County, Texas
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Appellee. (TC# F-2010-0925-C)
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OPINION
Bryan Curtis Rocha appeals the trial court’s judgment convicting him of two counts of
aggravated sexual assault and sentencing him to consecutive terms of 25 years’ imprisonment on
each count. In a single issue, Rocha contends that the evidence is insufficient to support his
conviction. We affirm.
FACTUAL AND PROCEDURAL BACKGROUND
On April 29, 2010, Rocha was indicted on three counts of aggravated sexual assault and
two counts of indecency with a child, but was tried on only two assault counts and one indecency
count. As to these three counts, the indictment alleged that they occurred “on or about” June 1,
2007, June 15, 2007, and June 15, 2007, respectively.
At trial, the State acknowledged to the jury that none of its witnesses would be able to
pinpoint with exactitude the dates when the offenses occurred “because it’s been too long.”
Neither the complainant, A.M., nor her mother, Crystal May, could remember if the offenses
occurred in 2005, 2006, or 2007. Despite her efforts, Denton Police Detective Virginia Nichols
was likewise unable to determine in which of these years A.M. was assaulted. Following the
close of evidence, the trial court instructed the jury that “[t]he state is not required to prove the
exact date alleged in the indictment but may prove the offense if any to have been committed at
any time prior to April 29th, 2010.” During closing arguments, both the State and Rocha
reiterated that so long as the State proved that the offenses occurred before the date the indictment
was presented, the State was not required to prove exactly when they occurred.
SUFFCIENCY OF THE EVIDENCE
Rocha argues that there was a material, harmful variance between the dates of the offenses
alleged in the indictment and the proof adduced at trial, which rendered the evidence insufficient to
support his conviction. According to Rocha, he was surprised and misled by the variance,
resulting in his conviction for offenses not presented to a grand jury and his inability to defend
himself against those offenses.1 We disagree.
Standard of Review
In Brooks v. State, the Court of Criminal Appeals abandoned factual sufficiency review in
those cases where the burden of proof is beyond a reasonable doubt. Brooks v. State, 323 S.W.3d
893, 894-95 (Tex.Crim.App. 2010)(finding no meaningful distinction between the legal and
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Rocha also argues that the variance between the dates is fatal to his conviction because “it was unreasonable for the
jury to find [him] guilty beyond a reasonable doubt because the evidence proved it was impossible for [him] to have
access, care, or custody of A.M. because she was in CPS foster care or living with her grandmother on the dates
alleged.” In support of this argument, Rocha directs our attention to evidence in the record that he claims establishes
his alibi defense. But therein lies the rub. By focusing our attention on his defensive strategy to disprove the
timeline of alleged events, Rocha has unwittingly undermined his contention on appeal that he did not know what to
defend against because of the variance.
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factual sufficiency standards and no justification for retaining both standards, therefore overruling
the factual sufficiency review adopted in Clewis v. State, 922 S.W.2d 126, 133 (Tex.Crim.App.
1996)). The legal sufficiency standard articulated in Jackson v. Virginia, 443 U.S. 307, 319, 99
S. Ct. 2781, 2789, 61 L. Ed. 2d 560 (1979), is the only standard a reviewing court applies in
determining whether the evidence is sufficient to support a conviction. Brooks, 323 S.W.3d at
894-95. Therefore, we will review the evidence under the Jackson legal sufficiency standard and
determine whether the evidence is sufficient to support the challenged elements beyond a
reasonable doubt. See id., citing Jackson, 443 U.S. at 319, 99 S. Ct. at 2789.
When reviewing the sufficiency of the evidence to support a criminal conviction, we view
the evidence in the light most favorable to the verdict to determine whether, based on that evidence
and reasonable inferences therefrom, a rational juror could have found the essential elements of the
offense beyond a reasonable doubt. Hooper v. State, 214 S.W.3d 9, 13 (Tex.Crim.App. 2007),
quoting Jackson, 443 U.S. at 318-19, 99 S.Ct. at 2788-89. Under a legal sufficiency review, we
may not substitute our judgment for that of the jury, who is the exclusive judge of the facts, the
credibility of the witnesses, and the weight to be given to the evidence. Williams v. State, 235
S.W.3d 742, 750 (Tex.Crim.App. 2007). We therefore defer to the jury’s resolution of these
issues and to its responsibility to draw reasonable inferences from basic facts to ultimate facts.
Hooper, 214 S.W.3d at 13, citing Jackson, 443 U.S. at 318-19, 99 S.Ct. at 2788-89. In resolving
what the facts are and what reasonable inferences may be drawn from them, the jury may accept
one version of the facts and reject another, and it may reject any part of a witness’s testimony, even
if uncontradicted. See Margraves v. State, 34 S.W.3d 912, 919 (Tex.Crim.App. 2000), overruled
on other grounds, Laster v. State, 275 S.W.3d 512 (Tex.Crim.App. 2009); Henderson v. State, 29
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S.W.3d 616, 623 (Tex.App.--Houston [1st Dist.] 2000, pet. ref’d).
Applicable Law
A “variance” occurs when there is a discrepancy between the allegations in the indictment
and the proof presented at trial. Gollihar v. State, 46 S.W.3d 243, 246 (Tex.Crim.App. 2001). In
a case where a variance is raised, “the State has proven the defendant guilty of a crime, but has
proven its commission in a manner that varies from the allegations in the [indictment].” Id.
Such a variance may render the evidence insufficient to sustain the conviction, but only if the
variance is material. Id. at 247, 257. Under the materiality test adopted by the Court of Criminal
Appeals in Gollihar, a variance between the wording of an indictment and the evidence presented
at trial constitutes a “fatal variance” mandating reversal only if it is material and prejudices the
defendant’s substantial rights. Id. at 257. A variance between the indictment and the proof is
material and prejudicial if the indictment, as written, fails to inform the defendant of the charge
against him sufficiently to allow him to prepare an adequate defense at trial and subjects the
defendant to the risk of being prosecuted later for the same crime. Id.
Discussion
Contrary to Rocha’s assertions, there is no fatal variance between the dates alleged in the
indictment and proved at trial because the State is not required to prove the specific dates alleged
in the indictment. The Court of Criminal Appeals has determined that unless time is a material
element of an offense, as when a statute bans the sale of alcohol on a specific day or date, an
indictment is not required to specify the precise date when a charged offense occurred, nor a
window of time within which the offense must have occurred, in order to satisfy constitutional
notice requirements. See TEX.PEN.CODE ANN. § 1.07(a)(22)(West Supp. 2012); Garcia v. State,
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981 S.W.2d 683, 685-86 (Tex.Crim.App. 1998). When an indictment alleges that an offense
occurred “on or about” a certain date, the State is not bound by the date alleged and may prove
within the period covered by the applicable statute of limitations any offense of the character
alleged. See Sledge v. State, 953 S.W.2d 253, 255-56 (Tex.Crim.App. 1997); Thomas v. State,
753 S.W.2d 688, 692 (Tex.Crim.App. 1988). However, the State is not required to prove the
specific date the offense occurred when an “on or about” date is alleged within the indictment.
See Klein v. State, 273 S.W.3d 297, 303 n.5 (Tex.Crim.App. 2008); Wright v. State, 28 S.W.3d
526, 532 (Tex.Crim.App. 2000), cert. denied, 531 U.S. 1128, 121 S. Ct. 885, 148 L. Ed. 2d 793
(2001). The evidence need only prove the offense occurred within the statutory-limitation period
applicable to the charged offense and on a date prior to the presentment of the indictment. See
TEX.CODE CRIM.PROC.ANN. art. 21.02(6)(West 2009); Klein, 273 S.W.3d at 303; Wright, 28
S.W.3d at 532; Garcia, 981 S.W.2d at 685.
The evidence adduced at trial was sufficient to prove that the two sexual assault offenses
for which Rocha was convicted occurred on dates anterior to the presentment of the indictment and
within the statutory period of limitations then in effect. Testimony from both A.M., who was
born January 7, 1999, and May established that they met Rocha in 2005 or 2006 and that during
one hot summer in 2005, 2006, or 2007, all three moved from a mobile home to a storage unit.
A.M. testified that Rocha sexually assaulted her on three separate occasions during that summer,
once before moving and twice afterwards. Detective Nichols testified that although she could not
determine during which summer in 2005, 2006, or 2007 the assaults occurred, she believed they
occurred in 2007 based on information from “the interview [with A.M.’s sister and grandmother]
and from later talking with . . . Rocha.” When viewed in the light most favorable to the jury’s
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verdict, the evidence establishes that Rocha committed aggravated sexual assaults on or about
June 1, 2007 and June 15, 2007, dates anterior to the presentment of the indictment on April 29,
2010 and within the then-statutory-limitation period of ten years from the victim’s eighteenth
birthday. See TEX.PEN.CODE ANN. § 22.021(e)(West Supp. 2012)(noting that aggravated sexual
assault is a first-degree felony); Act of April 20, 2001, 77th Leg., R.S., ch. 12, § 1, art. 12.01, 2001
TEX.GEN.LAWS 20; amended by Act of June 17, 2001, 77th Leg., R.S., ch. 1479, § 1, art. 12.01,
2001 TEX.GEN.LAWS 5264; Act of June 17, 2001, 77th Leg., R.S., ch. 1482, § 1, art. 12.01, 2001
TEX.GEN.LAWS 5269, 5270; Act of June 18, 2003, 78th Leg. R.S., ch. 371, § 6, art. 12.01, 2003
TEX.GEN.LAWS 1584, 1586-87; Act of June 21, 2003, 78th Leg., R.S., ch. 1276, § 5.001, art.
12.01, 2003 TEX.GEN.LAWS 4158, 4171; Klein, 273 S.W.3d at 303 n.5; Wright, 28 S.W.3d at 532;
Garcia, 981 S.W.2d at 685.
Even if there was a variance between the dates alleged in the indictment in this case and the
facts proved at trial, the variance is not material and therefore does not warrant an acquittal. First,
the alleged variance did, in no way, diminish Rocha’s ability to prepare a defense. Although
Rocha claims now on appeal that he was misled as to what he was called on to defend against, the
record belies his assertion. Rocha defended himself with an alibi defense. He denied
committing the offenses and maintained that he could not have done so on the dates alleged in the
indictment because A.M. was either living in foster care or with her grandmother then. Rocha
also defended himself by attacking A.M.’s credibility. He thoroughly cross-examined A.M.
regarding apparent inconsistencies between her statements during the investigation and her trial
testimony, insinuating that A.M. had been coached by the prosecution. In addition, he sought to
show the jury through his cross-examination of A.M. that she was unable to remember when many
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important events occurred in her life. These included the year she was sexually assaulted; how
much time elapsed between events; what information she imparted to others; and what information
was imparted to her regarding the assaults. Significantly, never once did Rocha claim in the trial
court that the indictment failed to provide sufficient notice of when the acts of sexual assault
occurred. There was, therefore, no surprise to Rocha as to the offenses he allegedly committed.
Second, the alleged variance now at issue does not subject Rocha to the risk of being
prosecuted later for the same crimes. Here, the State brought forth every conceivable charge
stemming from Rocha’s contacts with A.M. Although Rocha claims the jury convicted him of
offenses not brought before a grand jury, there is no evidence the testimony presented to the grand
jury related to offenses other than those proved at trial. As admitted by the prosecutor during voir
dire, in many sexual assault cases involving children, the State picks a date on which the acts
occurred because the victims are unable to remember specifically when they were assaulted, but
the State is nonetheless required to prove that the acts occurred. During opening statements, the
prosecutor described the offenses alleged in the indictment and asked the jury to find Rocha guilty
of those offenses. “The clear implication is that the offenses alleged in the indictment were the
same as the offenses designated pre-trial and then later proven at trial.” Sledge, 953 S.W.2d at
256. Based on the record before us, Rocha is in no danger of being prosecuted again for the same
offenses that were proved at trial.
In the alternative, Rocha argues that the evidence is insufficient to support his conviction
because there is no proof that he “committed any crime against A.M. on a date reasonably near
those alleged when the hypothetical and constitutionally correct federal jury charge is used.”
According to Rocha, the charge should have included an instruction on “on or about” modeled on
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the pattern jury charge promulgated by the U.S. Fifth Circuit. 2 See FIFTH CIRCUIT DISTRICT
JUDGES ASSOCIATION PATTERN JURY INSTRUCTIONS (Criminal Cases) § 1.18 (2012). We
disagree.
As established above and as acknowledged by Rocha, Texas law is clear that the State is
not required to allege a specific date in the indictment nor prove the date alleged in the indictment,
so long as the date proved is anterior to presentment of the indictment and within the statutory
period of limitations. See Klein, 273 S.W.3d at 303 n.5; Wright, 28 S.W.3d at 532; Garcia, 981
S.W.2d at 685. Nevertheless, Rocha asserts that Texas law is unconstitutional and “conflict[s]
with firmly established federal precedents.”3 Rocha cites several cases from lower federal courts
in support of his assertion that when the State relies upon the “on or about” language in the
indictment to prosecute a defendant, the Constitution requires the State to prove that the date of the
alleged offense is reasonably near the date alleged in the indictment. See, e.g., United States v.
Ross, 412 F.3d 771, 774-75 (7th Cir. 2005)(finding fatal variance where the indictment charged
unlawful possession of a weapon in 2002 but the jury was instructed that it could convict if it found
possession any time after 1998); United States v. Tsinhnahijinnie, 112 F.3d 988, 990, 991-92 (9th
Cir.1997)(finding fatal variance where the indictment charged sexual abuse in 1992 but the
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The instruction reads: “You will note that the indictment charges that the offense was committed on or about a
specified date. The government does not have to prove that the crime was committed on that exact date, so long as the
government proves beyond a reasonable doubt that the defendant committed the crime on a date reasonably near
_____ (repeat date), the date stated in the indictment.”
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Rocha’s argument in his original brief that Texas law is unconstitutional is found in one line and unaccompanied by
reasoned analysis. In his reply brief, Rocha expounds on his argument, characterizing it as an as-applied challenge
and providing citation to authority and reasoned analysis in support of it. Disregarding for the moment whether we
can consider the new arguments raised by Rocha in his reply brief, Rocha waived his challenge to the constitutionality
of the statute as applied to him by not alleging any constitutional violation in the trial court. See Briggs v. State, 789
S.W.2d 918, 924 (Tex.Crim.App. 1990)(holding even constitutional errors may be waived); Karenev v. State, 281
S.W.3d 428, 434 (Tex.Crim.App. 2009)(appellant may not raise for first time on appeal facial challenge to
constitutionality of statute); Curry v. State, 910 S.W.2d 490, 496 (Tex.Crim.App. 1995)(appellant waived as-applied
challenge by failing to object at trial).
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evidence at trial addressed conduct in 1994). However, we are not bound by lower federal court
interpretations of a federal constitutional right. See Guzman v. State, 85 S.W.3d 242, 249 n.24
(Tex.Crim.App. 2002)(“[W]e are not required to follow lower federal court interpretations of a
federal constitutional right . . . .”).
Having concluded that the evidence is sufficient to support Rocha’s convictions, we
overrule Rocha’s single issue on appeal.
CONCLUSION
The trial court’s judgment is affirmed.
August 14, 2013
YVONNE T. RODRIGUEZ, Justice
Before McClure, C.J., Rivera, and Rodriguez, JJ.
(Do Not Publish)
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