in Re Matias Peña Jr. D/B/A Peña Farms ( 2019 )

NUMBER 13-18-00627-CV
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI - EDINBURG
IN RE MATIAS PEÑA JR. D/B/A PEÑA FARMS
On Petition for Writ of Mandamus.
MEMORANDUM OPINION
Before Chief Justice Contreras and Justices Benavides and Longoria
Memorandum Opinion by Chief Justice Contreras
Relator Matias Peña Jr. d/b/a Peña Farms filed a petition for writ of mandamus in
the above cause on November 13, 2018. Through this original proceeding, relator seeks
to compel the trial court to (1) vacate its November 1, 2018 order granting a motion to
extend postjudgment deadlines, and (2) if applicable, vacate any other orders signed after
the expiration of the trial court’s plenary power.1 We conditionally grant the petition for
writ of mandamus.
1 This original proceeding arises from trial court cause number CL-17-0721-A, Edson Amaro v.
Dustin W. Cook and Matias Peña, Jr. d/b/a Peña Farms, in the County Court at Law No. 1 of Hidalgo
County, Texas, and the respondent is the Honorable Rodolfo Gonzalez. See TEX. R. APP. P. 52.2.
I. BACKGROUND
Edson Amaro filed suit against Dustin W. Cook and relator for personal injuries
arising from a schoolyard shooting. The case was submitted to a jury, which returned a
unanimous verdict in favor of the defense, concluding that the negligence of neither
defendant proximately caused the injuries in question. On June 22, 2018, the trial court
signed a take-nothing final judgment based on the jury’s verdict. The court clerk served
counsel for the parties with the signed judgment. At the time, Amaro was represented by
three attorneys: Raul Medina, Ruben Medina, and John R. Griffith. The final judgment
included a correct e-mail address for only one of Amaro’s attorneys, Griffith. The final
judgment included an incorrect e-mail address for Raul Medina and did not include an
email address for Ruben Medina. The final judgment referenced the court’s charge and
jury verdict as “Exhibit 1” and “incorporated [them] by reference for all purposes,” but the
judgment provided to the parties by the court did not include these attachments.
On September 20, 2018, Amaro filed a motion to extend postjudgment deadlines
on grounds that Amaro and his counsel did not receive proper notice of the final judgment.
See generally TEX. R. CIV. P. 306a. The motion requested that the trial court designate
September 17, 2018 as the date on which lead counsel received knowledge of the
judgment.
On October 31, 2018, the trial court held a non-evidentiary hearing on the motion
to extend deadlines. On November 1, 2018, the trial court granted the motion to extend
postjudgment deadlines and ordered that the designated date of the final judgment was
the date of this order.
This original proceeding ensued. By four issues, relator contends: (1) the trial
court abused its discretion by granting the Rule 306a motion and there is not an adequate
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remedy by appeal; (2) the Rule 306a motion did not extend the trial court’s plenary power
in the absence of a verification and prima facie proof of lack of timely notice; (3) the trial
court abused its discretion in granting the Rule 306a motion because its order failed to
comply with Rule 306a; and (4) the trial court abused its discretion by entering a void
order granting a Rule 306a motion outside its plenary power.
Relator argues, in sum, that Texas Rule of Civil Procedure 306a only extends the
trial court’s plenary power and appellate deadlines when a party strictly complies with the
rule and demonstrates that neither the party nor its counsel received timely notice or had
actual knowledge of an appealable judgment. Relator contends that this did not happen
here because (1) Amaro failed to strictly comply with Rule 306a; (2) Amaro’s counsel
Griffith received notice from the court clerk on June 22, 2018 by email and had actual
knowledge the judgment was entered by June 26, 2018; (3) the court’s order granting
Amaro’s motion fails to comply with the purpose of Rule 306a; and (4) at the latest, all of
Amaro’s attorneys had actual notice of the court’s Final Judgment on September 18,
2018; however, Amaro filed no other postjudgment motions extending the court’s plenary
power and because the court did not hear Amaro’s Rule 306a motion until October 31,
2018, and did not grant it until November 1, 2018, the order granting the motion is void.
This Court requested but did not receive a response to the petition for writ of
mandamus from Amaro.
II. STANDARD OF REVIEW
To obtain relief by writ of mandamus, a relator must establish that an underlying
order is void or a clear abuse of discretion and that no adequate appellate remedy exists.
In re Nationwide Ins. Co. of Am., 494 S.W.3d 708, 712 (Tex. 2016) (orig. proceeding); In
re Prudential Ins. Co. of Am., 148 S.W.3d 124, 135–36 (Tex. 2004) (orig. proceeding);
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Walker v. Packer, 827 S.W.2d 833, 839–40 (Tex. 1992) (orig. proceeding). An abuse of
discretion occurs when a trial court’s ruling is arbitrary and unreasonable or is made
without regard for guiding legal principles or supporting evidence. In re Nationwide, 494
S.W.3d at 712; Ford Motor Co. v. Garcia, 363 S.W.3d 573, 578 (Tex. 2012). We
determine the adequacy of an appellate remedy by balancing the benefits of mandamus
review against the detriments. In re Essex Ins. Co., 450 S.W.3d 524, 528 (Tex. 2014)
(orig. proceeding); In re Prudential Ins. Co. of Am., 148 S.W.3d at 136. When an order
is void, the relator need not show the lack of an adequate appellate remedy, and
mandamus relief is appropriate. In re Vaishangi, Inc., 442 S.W.3d 256, 261 (Tex. 2014)
(orig. proceeding); In re Sw. Bell Tel. Co., 35 S.W.3d 602, 605 (Tex. 2000) (orig.
proceeding) (per curiam); In re Merino, 542 S.W.3d 745, 747 (Tex. App.—Houston [14th
Dist.] 2018, orig. proceeding).
III. NOTICE OF JUDGMENT
Amaro argued that he lacked timely notice that the trial court had signed the
judgment. Texas Rule of Civil Procedure 306a(3) requires the clerk of the court to provide
notice regarding the entry of judgments or appealable orders. See TEX. R. CIV. P. 306a(3).
The rule states, in relevant part:
When the final judgment or other appealable order is signed, the clerk of
the court shall immediately give notice to the parties or their attorneys of
record by first-class mail advising that the judgment or order was signed.
Failure to comply with the provisions of this rule shall not affect the periods
mentioned in paragraph (1) of this rule, except as provided in paragraph (4).
Id. Paragraph (1), as referenced in the rule, provides that the deadline for filing
postjudgment motions, such as a motion for new trial or motion to reinstate a case, begins
to run on the date the judgment is signed. See id. R. 306a(1). Paragraph (4) addresses
what happens, as here, when a party does not immediately receive notice of a judgment.
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See id. R. 306a(4). It provides that, when more than twenty days have passed between
the date that the trial court signs the judgment or appealable order and the date that a
party receives notice or acquires actual knowledge of the signing, the periods referenced
in paragraph (1) will begin on the earlier of the date the party received notice or acquired
actual knowledge of the signing, but in no event will the period begin more than ninety
days after the judgment was signed. Id.; see TEX. R. APP. P. 4.2(a)(1); Pilot Travel Ctrs.,
LLC v. McCray, 416 S.W.3d 168, 176 (Tex. App.––Dallas 2013, no pet.); see also John
v. Marshall Health Servs., Inc., 58 S.W.3d 738, 740 (Tex. 2001).
To obtain an extension of postjudgment deadlines under Rule 306a(4), the party
must prove in the trial court, on sworn motion and notice: (1) the date the party received
notice or actual knowledge of the signing; and (2) that this date was more than twenty but
less than ninety-one days after the judgment was signed. See TEX. R. CIV. P. 306a(5);
TEX. R. APP. P. 4.2(a)(1); Estate of Howley v. Haberman, 878 S.W.2d 139, 140 (Tex.
1994); In re J.S., 392 S.W.3d 334, 337 (Tex. App.—El Paso 2013, no pet.); Nathan A.
Watson Co. v. Employers Mut. Cas. Co., 218 S.W.3d 797, 800 (Tex. App.—Fort Worth
2007, no pet.). The purpose of a sworn motion is to establish a prima facie case that the
party lacked timely notice of the judgment to reinvoke a trial court’s jurisdiction for the
limited purpose of conducting an evidentiary hearing to determine the date on which the
party or its counsel first received notice or acquired knowledge of the judgment. In re
Estrada, 492 S.W.3d 42, 50 (Tex. App.—Corpus Christi 2016, orig. proceeding); In re
J.S., 392 S.W.3d at 337; Nathan A. Watson Co., 218 S.W.3d at 800–01; Carrera v. Marsh,
847 S.W.2d 337, 342 (Tex. App.—El Paso 1993, no writ). Compliance with the provisions
of Rule 306a(5) is a jurisdictional prerequisite to extending the time to file postjudgment
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motions. Mem’l Hosp. v. Gillis, 741 S.W.2d 364, 365 (Tex. 1987); In re Estrada, 492
S.W.3d at 50; In re J.S., 392 S.W.3d at 337; Carrera, 847 S.W.2d at 342.
IV. ANALYSIS
As stated previously, relator contends generally that the trial court abused its
discretion by granting the Rule 306a motion and that he lacks an adequate remedy by
appeal.2 Relator specifically contends that Amaro’s Rule 306a motion did not extend the
trial court’s plenary power because he failed to file a verified motion with prima facie proof
that he lacked timely notice of the judgment.
Here, Amaro’s motion to extend postjudgment deadlines was not verified, but was
instead supported by affidavits provided by Amaro, Raul Medina, Ruben Medina, and
John Griffith. Each of the affiants “swore on oath” that the facts in their affidavits were
true. The Texas Supreme Court has held that affidavits of counsel may suffice in the
absence of a proper verification for a Rule 306a motion. See Guest v. Dixon, 195 S.W.3d
687, 688 (Tex. 2006) (per curiam). This holding is based on the appellate doctrine that
we construe rules reasonably but liberally so that appellate decisions turn on substance
rather than procedural technicalities. See id. However, when, as here, a sworn motion
is a requirement to establish jurisdiction, the motion must be “sufficiently verified” to
invoke the trial court’s power to act. City of Laredo v. Schuble, 943 S.W.2d 124, 126
2 In support of this issue, relator contends that Griffith’s timely receipt of the judgment was sufficient
to defeat the Rule 306a motion. Relator cites no authority in support of his position that notice to one
attorney for a party satisfies the requirements of Rule 306a and our review of the rules suggests otherwise.
See TEX. R. CIV. P. 306a (stating that the clerk “shall immediately give notice to the parties or their attorneys
of record”); id. R. 8 (“All communications from the court or other counsel with respect to a suit shall be sent
to the attorney in charge.”); see, e.g., Cannon v. ICO Tubular Servs., Inc., 905 S.W.2d 380, 388 (Tex.
App.—Houston [1st Dist.] 1995, no writ) (“Rules 165a and 306a specifically require the clerk of the court to
send notice of the court’s intent to dismiss a case for want of prosecution and order of dismissal to each
attorney of record.”), abrogated on other grounds by Lane Bank Equip. Co. v. Smith S. Equip., Inc., 10
S.W.3d 308, 308 (Tex. 2000). Based on the record before the Court, it appears that Raul Medina was the
attorney in charge for this case because his signature first appears on Amaro’s original petition. See TEX.
R. CIV. P. 8. However, given our disposition of the relator’s other arguments, we need not further address
this matter here.
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(Tex. App.—San Antonio 1997, no writ); see In re Simpson, 932 S.W.2d 674, 677 (Tex.
App.—Amarillo 1996, orig. proceeding). To meet this requirement, the affidavit or
verification must state directly and unequivocally that the facts alleged are true and within
the personal knowledge of the affiant. See Humphreys v. Caldwell, 888 S.W.2d 469, 470
(Tex. 1994); Burke v. Satterfield, 525 S.W.2d 950, 954–55 (Tex. 1975); In re Simpson,
932 S.W.2d at 677; see also City of Laredo, 943 S.W.2d at 126 n.2.
Amaro’s affidavit stated that he “first learned and had actual knowledge” of the
judgment on September 19, 2018 when Raul Medina told him it had been signed. Amaro
stated that he had read the motion to extend postjudgment deadlines and “believe[d] it to
be true.”
Raul Medina’s affidavit stated that he first had actual knowledge of the judgment
on September 18, 2018 when Ruben Medina “advised [him] that he had gone to the online
case docket” and discovered that the judgment had been signed. Raul Medina stated
that he had read the motion and “believe[d] it to be true.”
Ruben Medina’s affidavit also stated that he first had actual knowledge of the
judgment on September 18, 2018 when he “personally went to the court’s online case
docket and looked up the case and discovered that the Final Judgment had been signed
on June 22, 2018.” He also stated that he had read the motion and “believe[d] it to be
true.”
Griffith’s affidavit stated that prior to receiving the signed judgment, he and Raul
Medina had discussed the fact that Raul and his nephew, Ruben, would be “determining
whether to file a motion for new trial in conjunction with the client and would handle the
case going forward.” He stated that when he received the signed judgment on June 26,
2018, he “noted that it was forwarded to Raul Medina and did not take any other actions.”
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We agree with relator that the motion failed to constitute prima facie evidence
regarding the date that Amaro and his counsel allegedly received notice of the judgment.
A “prima facie case” has a traditional legal meaning and refers to “evidence sufficient as
a matter of law to establish a given fact if it is not rebutted or contradicted.” In re Lipsky,
460 S.W.3d 579, 590 (Tex. 2015) (orig. proceeding). It is the “minimum quantum of
evidence necessary to support a rational inference that the allegation of fact is true.” Id.(quoting In re E.I. DuPont de Nemours & Co., 136 S.W.3d 218, 223 (Tex. 2004) (per
curiam)). In accordance with Lipsky, we review the record to determine whether Amaro
provided, for the essential elements of his claims, the “minimum quantum” of
“unambiguous,” “explicit” evidence “necessary to support a rational inference that the
allegation of fact is true.” Id.Here, the motion and affidavits contain conflicting statements regarding when
Amaro and his counsel first had notice of the judgment. The motion states that “Raul
Medina first acquired actual knowledge of the signing of the Final Judgment on
September 17, 2018” and requests the trial court to “designate September 17, 2018 as
the new date of Final Judgment, based on [the] date [that he] first acquired knowledge of
the signed Final Judgment.” However, Raul Medina’s affidavit expressly states that he
“first learned and had actual knowledge” of the judgment “on September 18, 2018.” And,
Griffith’s affidavit clearly provides that he received timely notice of the judgment. The
motion to extend postjudgment deadlines and supporting affidavits are neither
unambiguous nor explicit regarding the factual underpinnings for the allegations that
Amaro received untimely notice of the judgment, and thus do not constitute prima facie
evidence sufficient to invoke a Rule 306a hearing. See id.8
And, even if we were to conclude otherwise, relator also argues that the trial court
abused its discretion in granting the Rule 306a motion because it entered an order that
fails to meet the Rule 306a requirements. Here, the order states that Amaro’s motion to
extend postjudgment deadlines is “granted” and orders “that the designated date of Final
Judgment is the date of this Order,” and the order was executed on November 1, 2018.
However, Rule 306a(5) specifically requires the movant to prove in the trial court, on
sworn motion and notice, the date on which the party or his attorney first either received
a notice of the judgment or acquired actual knowledge of the signing and that this date
was more than twenty days after the judgment was signed. See TEX. R. CIV. P. 306a(5).
The trial court’s “Order Granting Plaintiff’s Motion to Extend Postjudgment Deadlines”
does not include a finding or ruling regarding when Amaro or his attorneys received notice
or actual knowledge of the judgment. See id. As the Texas Supreme Court recognized,
when a trial court fails to specifically find the date of notice, the finding may be implied
from the trial court’s judgment, unless there is no evidence supporting the implied finding
or the party challenging the judgment establishes as a matter of law an alternate notice
date. In re Lynd, 195 S.W.3d 682, 686 (Tex. 2006) (orig. proceeding) (comparing the
requirements under rule of civil procedure 306a, which allow for an implied finding, with
the requirements for a written order under appellate rule 4.2); Hanash v. Walter Antiques,
Inc., 551 S.W.3d 920, 926 (Tex. App.—El Paso 2018, pet. denied). However, we cannot
make any such implication when there is an actual finding, and there is simply no
evidence in the record before us supporting a finding that Amaro or his counsel received
notice or actual knowledge of the judgment on November 1, 2018. And in any event,
November 1, 2018 is well beyond ninety days after the judgment was signed. See TEX.
R. CIV. P. 306a(4).
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We conclude that Amaro did not establish the date on which he or his attorneys
first either received notice of the judgment or acquired actual knowledge of the signing of
the judgment pursuant to Rule 306a. Therefore, Amaro did not reinvoke the trial court’s
jurisdiction after its jurisdiction expired, rendering void the trial court’s order granting the
motion to extend postjudgment deadlines. We conclude that the trial court abused its
discretion by entering a void order granting the Rule 306a motion. Because the order
granting Amaro’s motion was void, relator does not have to show that he lacks an
adequate remedy by appeal. See In re Sw. Bell Tel. Co., 35 S.W.3d at 605.
Based on the foregoing, we sustain the first three issues presented by relator, and
we need not address his remaining issue in support of his request for relief. See TEX. R.
APP. P. 47.4.
V. CONCLUSION
The Court, having examined and fully considered the petition for writ of mandamus,
the record presented, and the applicable law, is of the opinion that the relator has met his
burden to obtain mandamus relief. Accordingly, we conditionally grant the writ of
mandamus and we direct the trial court to vacate its November 1, 2018 order and, if
necessary, vacate any order rendered after expiration of its plenary power. Our writ will
issue only if the trial court fails to comply.
DORI CONTRERAS
Chief Justice
Delivered and filed the
26th day of February, 2019.
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