Jerrod Nicholas Swindell v. the State of Texas ( 2022 )

In The
Court of Appeals
Seventh District of Texas at Amarillo
No. 07-21-00248-CR
No. 07-21-00249-CR
JERROD NICHOLAS SWINDELL, APPELLANT
V.
THE STATE OF TEXAS, APPELLEE
On Appeal from the 251st District Court
Potter County, Texas
Trial Court No. 78,223-C-CR; 78,224-C-CR, Honorable Ana Estevez, Presiding
July 29, 2022
MEMORANDUM OPINION
Before QUINN, C.J., and PARKER and DOSS, JJ.
Jerrod Nicholas Swindell, appellant, was charged in two separate indictments with
the offense of aggravated assault with a deadly weapon.1 Appellant entered an open
plea of guilty to each indictment, waived his right to a jury trial, and elected to have the
trial court assess punishment. By his appeal, appellant contends the trial court abused
1 TEX. PENAL CODE ANN. § 22.02(a)(2).
its discretion in failing to consider the presentence investigation report in assessing
punishment against him. We affirm the judgments of the trial court.
BACKGROUND
Appellant was charged via two separate indictments with aggravated assault with
a deadly weapon. The record indicates that the offenses arose from a traffic altercation
in which appellant followed his ex-girlfriend and her brother in his car in a threatening
manner. He drove right beside their car, flipping them off, and then “cut [them] off” by
getting in front of them. They drove away and approached a traffic light. Appellant rear-
ended their car and when they proceeded through the light, appellant drove right beside
them and hit the side of the car. Part of this interaction was recorded by a police officer
on the patrol car recording system after the officer observed appellant “weaving in and
out of traffic, trying to catch up to this car.” That recording was admitted into evidence.
Appellant pleaded guilty to each charge and pleaded “true” to the enhancement
provisions included within each of the indictments and notices, raising the applicable
range of punishment for each offense to imprisonment for any term of twenty-five to
ninety-nine years or life imprisonment. After appellant pleaded guilty, the trial court
ordered the preparation of a presentence investigation report (PSI).2
Two months later, the trial court held a sentencing hearing. At the outset of the
hearing, the trial court stated, “We are here for an in-person sentencing hearing after Mr.
Swindell pled guilty in both cases, and the Court ordered a PSI. The Court has received
that PSI and reviewed that PSI and takes judicial notice of its file, including the PSI.” The
2 See TEX. CODE CRIM. PROC. ANN. art. 42A.252.
2
trial court then received testimony from several witnesses and heard the arguments of
counsel.
The PSI, a mere two pages long, was admitted into evidence without objection.
Though brief, it included information regarding appellant’s previous criminal history and
his six unsuccessful placements on community supervision that all ended in revocation
and imprisonment. The PSI did not include a specific proposed supervision plan
describing programs and sanctions that the community supervision and corrections
department would provide to appellant if the court suspended the imposition of the
sentence or granted deferred adjudication community supervision.3 However, the PSI did
include a statement that, “[i]f the court should determine granting probation would be in
the best interest of justice, [the Community Supervision Officer] would recommend the
standard conditions of community supervision, jail time, ISF substance abuse track,
SCRAM, GPS, and the TRAS to determine any other programs that would assist him in
success on community supervision.”4 The State also offered testimony that appellant was
previously sentenced to imprisonment for committing the offenses of “assault, domestic
violence, family violence, indecency with a child, and assault impeding breath.”
Several witnesses testified on appellant’s behalf, providing the trial court with
testaments to appellant’s character and to the change in him. In his testimony, appellant
requested the trial court place him on deferred adjudication community supervision.
3 It is undisputed on appeal that appellant was eligible for deferred adjudication community
supervision. See TEX. CODE CRIM. PROC. ANN. arts. 42A.053, .054, .102.
4 These abbreviations relate to specific community supervision programs, the specifics of which
are not relevant to our resolution of this appeal.
3
During closing arguments, the State repeatedly referenced the PSI and noted in it
that appellant blamed his ex-wife and “[h]e denies committing the indecency with the
child, even though he pled guilty, and minimizes his accountability.” In his closing,
defense counsel told the court he believed the court should be more persuaded by the
people who know appellant “on a day-to-day basis and have been willing to interrupt their
daily schedules and appear voluntarily to testify on his behalf” than on the short PSI that
was provided. As such, counsel asked the trial court to place appellant on ten years of
deferred adjudication community supervision to “allow him an opportunity to go forward
and demonstrate that he can and will continue to be a productive, useful member of this
community.”
In rebuttal, the State argued, “[t]he defense says this isn’t a good PSI. So, basically
the court officer that did this [PSI] didn’t do her job, Your Honor.” Defense counsel
objected saying, “I did not say that.” The trial court responded, “You know, I don’t consider
the PSI as far as making my decision at all. It is only—it is recommendations if I put him
on probation. So nobody needs to discuss what they wrote.”
Following closing arguments, the trial court continued, “So, at this point the Court,
having heard all the evidence, the Court at this time—considering the plea and all the
evidence, finds Jerrod Nicholas Swindell guilty” of the offenses to which he pleaded guilty.
The trial court also found the enhancements paragraphs to be “true.” After asking whether
there was any reason for the court not to proceed to punishment and receiving a negative
answer, the trial court sentenced appellant to concurrent sentences of twenty-five years
of imprisonment. In doing so, the trial court noted that all of the improvements appellant
4
made in the previous two years led to the assessment of the minimum punishment in
these cases.
ANALYSIS
In his sole issue, appellant contends the trial court abused its discretion in failing
to consider the PSI in assessing punishment against him. He argues that this failure was
tantamount to the trial court failing to direct the preparation of a PSI and constituted a
harmful abuse of discretion.
Applicable Law
A PSI is used when a sentence is to be determined by a judge. Stringer v. State,
309 S.W.3d 42, 45 (Tex. Crim. App. 2010). Except in certain situations, article 42A.252
of the Texas Code of Criminal Procedure requires that, “before the imposition of the
sentence by a judge, the judge shall direct a supervision officer to prepare a presentence
report for the judge.” TEX. CODE CRIM. PROC. ANN. art. 42A.252(a).5 The report contains
general punishment-phase information and assists the trial court in determining the
sentence to assess. Stringer, 309 S.W.3d at 45. The report’s contents are prescribed by
statute. See art. 42A.253. An appellant can waive error if he does not object to the trial
court’s failure to order a PSI before imposing sentence or by not objecting to the PSI’s
contents. McRoy v. State, No. 06-06-00146-CR, 2007 Tex. App. LEXIS 2780, at *3–4
(Tex. App.—Texarkana Apr. 12, 2007, pet. ref’d) (mem. op., not designated for
publication) (citations omitted). Likewise, an appellant can waive error by failing to bring
5 Further references to the Texas Code of Criminal Procedure will be by “art. ___.”
5
to the trial court’s attention certain deficiencies in the report. Harris v. State, 416 S.W.3d
50, 52 (Tex. App.—Houston [1st Dist.] 2013, no pet.).
Further, the failure to order a PSI constitutes non-constitutional error subject to the
harmless error provisions of Texas Rule of Appellate Procedure 44.2(b). Davidson v.
State, No. 10-19-00149-CR, 2021 Tex. App. LEXIS 6007, at *2 (Tex. App.—Waco July
28, 2021, no pet.) (mem. op., not designated for publication) (citing Whitelaw v. State, 29
S.W.3d 129, 132 (Tex. Crim. App. 2000); Scarborough v. State, 54 S.W.3d 419, 425–26
(Tex. App.—Waco 2001, pet. ref’d); TEX. R. APP. P. 44.2(b) (“Any other error, defect,
irregularity, or variance that does not affect substantial rights must be disregarded.”)). An
error affects substantial rights if it “had a substantial and injurious effect or influence in
determining the [court’s] verdict.” Id. at *3 (citing Scarborough, 54 S.W.3d at 426).
Application
Assuming without deciding the trial court erred by failing to consider the PSI, we
cannot find the trial court’s alleged failure to consider the PSI affected appellant’s
substantial rights. In assessing how a purported error impacted the trial court’s
punishment decision, reviewing courts consider “the entire record, the nature of the
evidence supporting the punishment decision, the character of the error, and how it might
be considered in connection with other evidence in the case.” Davidson, 2021 Tex. App.
LEXIS 6007, at *2–3 (citing Yarbrough v. State, 57 S.W.3d 611, 619 (Tex. App.—
Texarkana 2001, pet. ref’d)).
Here, prior to sentencing, appellant received a full punishment hearing in which
many witnesses testified, several on appellant’s behalf. Further, the testimony provided
6
at the hearing supplied far more information than what was included in the PSI and
included a wide range of information that was relevant to deferred adjudication community
supervision. Also, the trial court had before it the testimony of several witnesses from
which it could have determined appellant was not suitable for placement on deferred
adjudication community supervision. This is particularly true given appellant’s many failed
attempts at successfully completing supervision in the past. While we acknowledge the
committed offenses and failed attempts at community supervision were several years
prior and that a number of witnesses testified to the improvements appellant had made in
his life, the trial court nevertheless had before it evidence to conclude those strides were
insufficient to make deferred adjudication a suitable resolution in either of these causes.
Appellant makes an alternative argument that the PSI was deficient and the trial
court, as gate keeper, should have ordered a statutorily-compliant report. We disagree
with this contention. First, appellant did not specifically bring any deficiency to the
attention of the trial court nor did he request preparation of a more complete or detailed
PSI. See Harris, 416 S.W.3d at 52. Second, the PSI does address the alleged deficiency
through the statement on page two wherein the report concludes, “[i]f the court should
determine granting probation would be in the best interest of justice, CSO would
recommend the standard conditions of community supervision, jail time, ISF substance
abuse track, SCRAM, GPS, and the TRAS to determine any other programs that would
assist him in success on community supervision.” Appellant had the opportunity to
explore any deficiency through testimony at trial. He did not do so. As such, appellant’s
alternative issue is not preserved for appeal.
7
Consequently, based on the information in the record, we cannot say that any
alleged error regarding the trial court’s failure to consider of the PSI or any deficiencies
within the PSI had a substantial and injurious effect or influence in determining appellant’s
sentences in this matter. TEX. R. APP. P. 44.2(b). We accordingly overrule appellant’s
sole appellate issue.
CONCLUSION
Having overruled appellant’s issue on appeal, we affirm the judgments of the trial
court.
Judy C. Parker
Justice
Do not publish.
8