Vasquez, Jose ( 2015 )

PD-0078-15
PD-0078-15 COURT OF CRIMINAL APPEALS
AUSTIN, TEXAS
Transmitted 6/26/2015 12:21:22 PM
Accepted 6/29/2015 3:05:52 PM
ABEL ACOSTA
CLERK
NO. PD-15-0078
IN THE COURT OF CRIMINAL APPEALS
JOSE JESUS VASQUEZ
Appellant
v.
THE STATE OF TEXAS
Appellee
No. 14-12-00096-CR
In the Court of Appeals for the Fourteenth District of Texas
No. 1333231
In the 228th District Court of Harris County, Texas
APPELLANT’S BRIEF ON DISCRETIONARY REVIEW
ORAL ARGUMENT PERMITTED ALEXANDER BUNIN
Public Defender
Harris County, Texas
MARK KRATOVIL
Assistant Public Defender
Texas Bar Number 24076098
1201 Franklin Street, 13th Floor
Houston, Texas 77002
June 29, 2015 Telephone: (713) 274-6728
Facsimile: (713) 437-4339
mark.kratovil@pdo.hctx.net
Counsel for Appellant
IDENTITY OF PARTIES AND COUNSEL
APPELLANT Jose Jesus Vasquez
TDCJ # 01767401
Telford Unit
3899 State Highway 98
New Boston, Texas 75570
DEFENSE COUNSEL AT TRIAL James Stafford
515 Caroline Street
Houston, Texas 77002
Marcy E. Kurtz
711 Louisiana Street, Suite 2300
Houston, Texas 77002
DEFENSE COUNSEL ON APPEAL Alex Bunin
Chief Public Defender
Harris County, Texas
Mark Kratovil
Assistant Public Defender
1201 Franklin Street, 13th Floor
Houston, Texas 77002
STATE COUNSEL AT TRIAL Devon Anderson
District Attorney
Harris County, Texas
Eric Devlin
Assistant District Attorney
1201 Franklin Street, 6th Floor
Houston, Texas 77002
STATE COUNSEL ON APPEAL Eric Kugler
Assistant District Attorney
1201 Franklin Street, 6th Floor
Houston, Texas 77002
PRESIDING JUDGE AT TRIAL The Honorable Marc Carter
228th Judicial District Court
1201 Franklin Street, 16th Floor
Houston, Texas 77002
ii
TABLE OF CONTENTS
IDENTITY OF PARTIES AND COUNSEL .................................................................................. ii
TABLE OF CONTENTS ............................................................................................................ iii
INDEX OF AUTHORITIES ...................................................................................................... vii
STATEMENT OF THE CASE ..................................................................................................... 1
ISSUES PRESENTED ................................................................................................................. 3
STATEMENT OF FACTS............................................................................................................ 3
SUMMARY OF THE ARGUMENT .............................................................................................. 6
ARGUMENT .............................................................................................................................. 8
RESPONSE TO THE STATE'S FIRST ISSUE: The Appellant’s pre-trial
motions alleging that Miranda warnings were withheld, along with the
subject matter explored at the hearing on the motion to suppress and
defense counsel’s oral objection complaining of a “two-step interview,”
preserved the Seibert issue for appellate review... ............................................................ 8
A. Plain English Will Suffice To Preserve Error........................................................ 10
B. This Court Has Previously Held a Seibert Complaint Is Preserved For Appellate
Review When a Motion To Suppress Raises the Issue of Voluntariness And a
Hearing Is Held On the Motion ............................................................................. 10
a. The motion to suppress filed in Hunt v. State, which was held sufficient
to preserve error, contains language almost identical to those filed in the
present case .................................................................................................... 11
b. In holding that error was not preserve, this Court previously advised in
Batiste v. State that language similar to what defense counsel said at the
motion to suppress hearing would preserve error for appellate review of
a Seibert claim .................................................................................................. 13
c. The civil case law relied on by the State is not applicable to the present
case and is factually distinguishable............................................................. 15
iii
C. The State Bears the Burden Of Establishing the Admissibility Of the Appel-
lant's Statement and Compliance With Miranda After the Appellant Carried His
Burden Of Showing the Statement Was the Product of Custodial Interrogation
..................................................................................................................................... 16
D. Defense Counsel's Pre-Trial Motions and Oral Objection Were Sufficient To
Put the Trial Court And the State On Notice As To the Nature of the Com-
plaint ........................................................................................................................... 19
a. The trial court's ruling makes sense in the context of a Seibert objection
made during an Article 38.22 hearing in light of the pre-trial motions to
suppress .......................................................................................................... 20
i. The trial court's ruling indicated that defense counsel's Seibert ob-
jection was overruled and that the unrecorded oral statements
would be suppressed, the latter of which is part of what the Ap-
pellant sought in his second motion to suppress ........................... 21
ii. Because Seibert deals with a statement's voluntariness, an Article
38.22 hearing is the appropriate and only vehicle available to a de-
fendant through which a Seibert challenge can be explored and
raised .................................................................................................... 22
b. The State had the option to request that the trial court reopen testimony
on the motion to suppress, but did not do so ........................................... 24
E. The Majority Was Correct In Holding That Error Was Preserved .................... 26
RESPONSE TO THE STATE'S SECOND ISSUE: The trial court's written
findings of fact explicitly state that the Appellant was subject to custodial
interrogation prior to receiving and waiving his Miranda warnings on the
recorded statement............................................................................................................ 26
A. The Appellant Was Under Arrest, Held In the Homicide Office, And Subjected
To Questioning By Law Enforcement Prior To His Videotaped Statement .... 27
B. The State Has Not Preserved This Claim For Appellate Review ....................... 28
C. The Majority Correctly Held That the Appellant Was the Subject of Custodial
Interrogation .............................................................................................................. 29
iv
RESPONSE TO THE STATE'S THIRD ISSUE: The record is devoid of
evidence showing the Appellant received Miranda warnings prior to the
start of the videotaped statement, and the State failed to carry its burden
demonstrating that a two-step interrogation technique was not deliberately
used. .................................................................................................................................... 30
A. The Trial Court's Findings Are Not Entitled To Deference When They Are
Not Supported By the Record................................................................................. 31
a. The trial court's findings did not turn on a credibility determination, as
there is no evidence in the record to support the finding that the Appel-
lant received off-camera Miranda warnings ................................................ 32
b. The trial court made no findings as to Detective Bolton's testimony that
he learned about the Appellant's unrecorded interview directly from Ser-
geant Padilla ................................................................................................... 34
B. The Burden To Show a Two-Step Interrogation Was Not Deliberately Em-
ployed Falls On the State, And the State Failed To Carry Its Burden ............... 35
C. The Majority Was Correct In Holding the State Failed To Carry Its Burden On
Both the Issues Of the Appellant's Receipt of Unrecorded Miranda Warnings
And That a Two-Step Interrogation Technique Was Not Deliberately Used .. 38
RESPONSE TO THE STATE'S FOURTH ISSUE: The erroneous admission
of the recorded statement contributed to the Appellant's conviction, as
the recorded statement was the primary piece of evidence identifying the
Appellant as the shooter of the complaiant, as opposed to the co-
defendant, and was the only piece of evidence the jury asked to review
during deliberations.. ........................................................................................................ 39
A. A Violation Of Seibert Is Constitutional Error And the Harm Analysis Under
Rule 44.2(a) Is Applied ............................................................................................. 39
B. The Appellant's Statement Was the Primary Piece Of Evidence Identifying
Him As the Shooter .................................................................................................. 41
C. The Appellant's Statement Was Viewed By the Jury On Multiple Occasions
And Was the Only Piece Of Evidence the Jury Asked To Review .................... 42
v
a. The recorded statement was emphasized by the State during closing ar-
guments........................................................................................................... 42
b. The jury asked to view the statement during deliberations ...................... 43
c. The defensive theory that the Appellant acted in self-defense or was
guilty only of the lesser-included offense of murder was undermined by
the recording .................................................................................................. 44
D. The Majority Correctly Held That the Appellant's Recorded Statement Likely
Affected the Jury's Deliberations ............................................................................ 44
PRAYER .................................................................................................................................. 46
CERTIFICATE OF SERVICE .................................................................................................... 47
CERTIFICATE OF COMPLIANCE ........................................................................................... 48
vi
INDEX OF AUTHORITIES
Federal Cases
Anderson v. Bessemer City, 470 U.S. 564 (1985) .................................................................... 33
Miranda v. Arizona, 384 U.S. 436 (1966) ....................................................................... passim
Missouri v. Seibert, 542 U.S. 600 (2003) .......................................................................... passim
State Cases
Amador v. State, 275 S.W.3d 872 (Tex. Crim. App. 2008) ................................................ 32
Batiste v. State, No. AP-76,600, 2013 WL 2424134 (Tex. Crim. App. June 5, 2013) (not
designated for publication) ........................................................................................ 13, 14
Bekendam v. State, 441 S.W.3d 295 (Tex. Crim. App. 2014) ....................................... 23, 24
Black v. State, 362 S.W.3d 626 (Tex. Crim. App. 2012) .............................................. 24, 25
Carmouche v. State, 10 S.W.3d 323 (Tex. Crim. App. 2000) ........................................ 33, 34
Carrillo v. State, 98 S.W.3d 789 (Tex. App.—Amarillo 2003, pet. ref’d) ......................... 13
Carter v. State, 309 S.W.3d 31 (Tex. Crim. App. 2010) .........................................31, 35, 36
Everitt v. State, 407 S.W.3d 259 (Tex. Crim. App. 2013) .................................................. 10
Ford v. State, 305 S.W.3d 530 (Tex. Crim. App. 2009) ...................................................... 19
Gardner v. State, 306 S.W.3d 274, 293-94 (Tex. Crim. App. 2009), cert. denied, 131
S. Ct. 103 (2010) ................................................................................................................. 27
Herrera v. State, 241 S.W.3d 520 (Tex. Crim. App. 2007) ................................................. 17
vii
Hunt v. State, No. PD-0152-12, 2013 WL 3282973 (Tex. Crim. App. June 26, 2013)
(not designated for publication) ..........................................................................11, 12, 13
Lankston v. State, 827 S.W.2d 907 (Tex. Crim. App. 1992) ........................................ 10, 19
Jones v. State, 119 S.W.3d 766 (Tex. Crim. App. 2003) ..................................................... 39
Martinez v. State, 272 S.W.3d 615 (Tex. Crim. App. 2008) ...................................16, 17, 18
Miller v. State, 393 S.W.3d 255 (Tex. Crim. App. 2012) .................................................... 31
McCarthy v. State, 65 S.W.3d 47 (Tex. Crim. App. 2001) ......................................39, 40, 44
Oursbourn v. State, 259 S.W.3d 159 (Tex. Crim. App. 2009) ............................................. 24
Phillips v. Bramlett, 288 S.W.3d 876 (Tex. 2009) ................................................................. 15
State v. Mercado, 972 S.W.2d 75 (Tex. Crim. App. 1998) .................................................. 29
State v. Ross, 32 S.W.3d 853 (Tex. Crim. App. 2000) ........................................................ 31
Swain v. State, 181 S.W.3d 359 (Tex. Crim. App. 2005) .................................................... 14
Vasquez v. State, 411 S.W.3d 918 (Tex. Crim. App. 2013) ........................ 2, 12, 23, 24, 26
Vasquez v. State, 397 S.W.3d 850 (Tex. App.—Houston [14th Dist.] 2013, pet. granted)
...............................................................................................................................2, 5, 12, 27
Vasquez v. State, 453 S.W.3d 555 (Tex. App.—Houston [14th Dist.] 2015, pet. granted)
....................................................................................................................................... passim
Vasquez v. State, 453 S.W.3d 555 (Tex. App.—Houston [14th Dist.] 2015, pet. granted)
....................................................................................................................................... passim
Westbrook v. State, 29 S.W.3d 103 (Tex. Crim. App. 2000) ............................................... 40
viii
Constitional Provisions, Statutes, and Rules
Tex. Code Crim. Proc. art. 38.22 (West 2014) ........................................... 2, 21, 22, 23, 24
Tex. Code Crim. Proc. art. 44.01 (West 2014) .................................................................. 29
Tex. Const. Art. V § 3 .......................................................................................................... 15
Tex. R. App. Proc. 33.1 (West 2014) .....................................................................10, 22, 29
Tex. R. App. Proc. 44.2 (West 2014) ....................................................................... 8, 39, 40
Tex. R. App. Proc. 47.7 (West 2014) ................................................................................. 13
Secondary Sources
LaFave, et. al., 7 Criminal Procedure § 27.6 (3d ed. 2007) ................................................... 40
ix
STATEMENT OF THE CASE
The Harris County District Attorney’s Office charged Jose Jesus Vasquez (“Ap-
pellant”) by indictment with capital murder. Specifically, the Appellant was alleged to
have caused the deaths of Aleksander Lobos and Suu Nguyen. (C.R. at 2).
Voir dire began on January 23, 2012 and a jury was seated the following morn-
ing. (2 R.R. at 200-201). Prior to trial, the defense filed two motions to suppress seek-
ing to exclude the videotaped statement the Appellant made to homicide detectives as
well as unrecorded oral statements that were not recorded. (C.R. at 54-58, 76-79).
These motions were not immediately ruled on. Instead, the trial judge made a nota-
tion on the defense’s proposed orders stating that the hearing would be held during
the trial, but outside the presence of the jury. (C.R. at 58, 79). This hearing was con-
ducted on January 25, 2012 after the commencement of testimony. (4 R.R. at 79-108).
The trial judge ultimately ruled that the defense’s motion would be granted in part and
that “any statements that [the Appellant] makes outside the video, outside of the Mi-
randa warnings that were stated on the video do not come in,” but that “The video it-
self is admissible.” (4 R.R. at 106).
The Appellant was convicted on January 26, 2012 of capital murder. Because
the State did not elect to seek the death penalty, an automatic sentence of life without
parole was assessed. (5 R.R. at 106-107). No post-judgment motions were filed and
1
The Appellant’s notice of appeal was certified by the trial court on January 26, 2012.
(C.R. at 151-152).
On this cases first appearance before the Fourteenth Court of Appeals, in a
unanimous and published opinion authored by Justice Jamison, the Court of Appeals
held the trial court erred in admitting the Appellant’s videotaped statement and that
this erroneous admission caused the Appellant harm. Thus, the Appellant’s convic-
tion was reversed and remanded to the trial court. Vasquez v. State, 397 S.W.3d 850
(Tex. App.—Houston [14th Dist.] 2013, pet. granted).
The State sought discretionary review from this Court. In a unanimous opinion
authored by Judge Womack, this Court declined to rule on the merits of the case and
remanded the case to the trial court with instructions to enter written findings of fact
pursuant to Texas Code of Criminal Procedure article 38.22 section 6. Vasquez v. State,
411 S.W.3d 918 (Tex. Crim. App. 2013). Pursuant to this opinion, the trial court en-
tered written findings of fact on May 7, 2014. (Supp. C.R. at 19-26).
The case then returned to the Fourteenth Court of Appeals, where the Appel-
lant prevailed a second time. Vasquez v. State, 453 S.W.3d 555 (Tex. App.—Houston
[14th Dist.] 2015, pet. granted). The opinion of the Court of Appeals was not unan-
imous in this second appearance, as Chief Justice Frost authored a dissent which
would have held that the Appellant did not preserve error. Id. at 577-580 (Frost, C.J.,
dissenting). Again, the State sought discretionary review from this Court.
2
ISSUES PRESENTED
RESPONSE TO THE STATE'S FIRST ISSUE: The Appellant’s
pre-trial motions alleging that Miranda warnings were with-
held, along with the subject matter explored at the hearing
on the motion to suppress and defense counsel’s oral ob-
jection complaining of a “two-step interview,” preserved
the Seibert issue for appellate review.
RESPONSE TO THE STATE'S SECOND ISSUE: The trial
court’s written findings of fact explicitly state that the Ap-
pellant was subject to custodial interrogation prior to re-
ceiving and waiving his Miranda warnings on the recorded
statement.
RESPONSE TO THE STATE'S THIRD ISSUE: The record is
devoid of evidence showing the Appellant received Miranda
warnings prior to the start of the videotaped statement, and
the State failed to carry its burden demonstrating that a
two-step interrogation technique was not deliberately used.
RESPONSE TO THE STATE'S FOURTH ISSUE: The errone-
ous admission of the recorded statement contributed to the
Appellant’s conviction, as the recorded statement was the
primary piece of evidence identifying the Appellant as the
shooter of the complainants, as opposed to the co-
defendant, and was the only piece of evidence the jury
asked to review during deliberations.
STATEMENT OF FACTS
This case concerns the admissibility of the videotaped statement the Appellant
provided to homicide detectives with the Houston Police Department. On the even-
ing of April 1, 2010, Walter Gallo sought to acquire a pound of hydroponic marijuana.
In the pursuit of this venture, Gallo contacted Walter Martinez, a former co-worker
of his. (3 R.R. at 193-195). Martinez then contacted Alexander Lobos and Suu Ngu-
yen—the complainants in the present case—and arranged for the delivery of the mari-
3
juana. (4 R.R. at 48-50). Gallo testified that once he arrived at Martinez’s house to re-
trieve the marijuana, Martinez and the Appellant informed him that they had just shot
two people. (4 R.R. at 214). A warrant was subsequently issued for the Appellant’s
arrest and he was taken into custody approximately two weeks later on April 16, 2010.
(5 R.R. at 65-72).
After the Appellant had been apprehended by police at approximately 2:00
p.m., (4 R.R. at 74, 95), he was transported to the homicide squad’s offices and was
placed in an interview room at sometime before 5:15 p.m. on April 16, 2010. (4 R.R>
at 79-81, 89). Although Detective Richard Bolton eventually recorded a one-on-one
interview he conducted with the Appellant, at least two other officers, (4 R.R. at 89),
and as possibly as many as four interviewed and questioned the Appellant prior to the
recorded interview. (4 R.R. at 90, 97). This interview was conducted in an interview
room in the homicide division where video and audio equipment enabled officers not
present in the interview room to monitor what was transpiring behind closed doors.
(4 R.R. at 87-89).
Detective Bolton began his unrecorded interview with the Appellant at approx-
imately 10:00 p.m. and testified that during the course of this interview, the Appellant
admitted his involvement in the deaths of the complainants. (4 R.R. at 91). Once De-
tective Bolton had extracted this confession, he exited the room and spoke with two
other officers who advised him that “we need to get it on video.” Id. Upon Detective
Bolton’s reentry into the interview room, the video recording commenced. (4 R.R. at
4
91-92). At the start of the recording, Detective Bolton can be seen and heard reading
the Appellant his Miranda rights. Id. Although Detective Bolton testified that he had
read the Appellant his legal rights and warnings and that the Appellant appeared to
understand them, it is apparent from Detective Bolton’s testimony that this was a ref-
erence to the warnings Detective Bolton can be observed reading to the Appellant on
the videotape. (4 R.R. at 81-82). The recording contains numerous instances wherein
Detective Bolton requests that the Appellant repeat certain statements that Detective
Bolton says the Appellant had told him in their previous unrecorded interview. (4 R.R.
at 92).1
Although the Appellant elected not to testify during the guilt-innocence phase
of the trial, he did provide testimony during the suppression hearing. According to
the Appellant, he was not given his Miranda warnings until after his initial unrecorded
confession to Detective Bolton. (4 R.R. at 97-98).
Following testimony from Detective Bolton and the Appellant—the only two
witnesses presented at the suppression hearing—defense counsel put a finer point on
his objection to the admission of the Appellant’s videotaped statement to police.
Specifically, defense counsel’s argument was that this was an impermissible “two-
step” interview where a confession was first obtained during questioning conducted
1
See also State’s Exhibit 150 (video recording of the Appellant’s statement to Detective Bolton);
Vasquez, 397 S.W.3d at 857 n. 12.
5
prior to the giving of Miranda warnings, and that the Appellant was read his Miranda
rights for the first time once the recording had begun. (4 R.R. at 105-106). The trial
court granted the defense’s motion in part, by suppressing the unrecorded statements
made by the Appellant prior to the start of the video recording, but ruling that “[o]nly
the video statements are admissible.” (4 R.R. at 106).
SUMMARY OF THE ARGUMENT
This case turns almost entirely on the proceedings in the trial court during a
hearing on the defense’s two motions to suppress. (4 R.R. at 79-108; C.R. at 54-57,
76-79). Put succinctly, the State failed to carry its burden during this hearing demon-
strating that the Appellant’s videotaped statement was admissible in two ways. First,
the State offered no evidence or testimony demonstrating that the Appellant received
his Miranda warnings prior to the start of the recorded statement. Second, the State
did not present any evidence showing that law enforcement had not deliberately used
a two-step interrogation technique of the kind specifically prohibited by the United
States Supreme Court in Missouri v. Seibert, 542 U.S. 600 (2003).
Although the trial court found in its written findings of fact that the State had
carried its burden on both of these issues, (Supp. C.R. at 23-26), the record is devoid
of evidence to support the trial court’s findings in this respect. The testimony cited by
both the trial court and the State in support of these findings is, at best, implausible
on its face and based on internally inconsistent testimony. At worst, the testimony re-
lied on by the trial court and the State simply does not say what these parties assert
6
that it does. Under these circumstances, the Fourteenth Court of Appeals acted
soundly in holding that the trial court’s findings on these issues did not find support
in the record. Vasquez, 453 S.W.3d at 569.
The issue of law enforcement’s use of a two-step interrogation technique was
preserved for appellate review because defense counsel raised the issue of voluntari-
ness, coercion, and the withholding of Miranda warnings in two pre-trial motions to
suppress. (C.R. at 54-57, 76-79). In addition, defense counsel extensively explored the
issue of when the Appellant received his legal warnings during the hearing, and then
lodged a specific oral objection and argued that the Appellant’s recorded statement
was the product of a “two-step interview.” (4 R.R. at 105-106).
There seems to be little doubt that the Appellant was the subject of custodial
interrogation prior to the start of his recorded statement. The trial court found as
much in its written findings of fact. (Supp. C.R. at 25). In this instance, the trial
court’s finding has ample support in the record and the State has failed to point any
evidence that could lead to the conclusion that the Appellant was not the subject of
custodial interrogation.
Finally, because of the indelible nature of a defendant’s recorded confession,
combined with the jury’s repeated viewing of the statement—it was played for the ju-
ry on three separate occasions: during its original publication, during the State’s clos-
ing arguments, and at the request of the jury during its deliberations, (4 R.R. at 115; 5
R.R. at 101, 104; C.R. at 134)—it cannot be said that the statement’s admission did
7
not contribute to the Appellant’s conviction beyond a reasonable doubt. Tex. R. App.
Proc. 44.2(a). While there was some evidence against the Appellant, it was far from
overwhelming.
ARGUMENT
RESPONSE TO THE STATE'S FIRST ISSUE: The Appellant’s
pre-trial motions alleging that Miranda warnings were with-
held, combined with the subject matter explored at the
hearing on the motion to suppress and defense counsel’s
oral objection complaining of a “two-step interview,” pre-
served the Seibert issue for appellate review.2
Two pre-trial motions to suppress the Appellant’s videotaped statement to po-
lice were filed. The first, entitled “Defendant’s Motion to Suppress the Confession,”
was filed a year-and-a-half before trial and alleged that:
Said confession was involuntary and was coerced and enticed from the
Defendant. The Defendant was arrested around 11 a.m. and he didn’t
give a video statement until almost twelve hours later. He was not giv-
en his Miranda warnings and had requested an attorney. The officers
persistently and coercively interviewed him and wore down his resistance
and force[d] him to make a statement.
[. . .]
The Defendant was not given a warning of his constitutional and statu-
tory rights as guaranteed by the United States Constitution and the Code
of Criminal Procedure of the State of Texas by the person to whom the
Defendant allegedly made the written/oral confession.
2
The specific wording of the first issue granted for review by this Court is as follows: “The lower
court’s majority opinion erred in holding that the appellant preserved his two-step interrogation
complaint for appellate review.”
8
(C.R. at 54) (emphasis added). The second motion, entitled “Motion to Suppress Oral
Statements,” was filed thirteen days before trial and alleged that:
It is alleged that your Defendant may have made oral statements after his
arrest and the use of same on the trial of this matter is prohibited by the
Texas Code of Criminal Procedure Article 38.22, Section 3.
The defense submits that there has been a fact issue raised as to the vol-
untariness of an alleged oral statement made by the accused. In accord-
ance with Article 38.22 of the Code of Criminal Procedure the Defend-
ant will submit that the accused[‘s] alleged statement does not fall within
any of the exceptions listed under that article.
(C.R. 76). The proposed orders on both motions contain handwritten notations from
the trial court, stating that the motion “Will be heard outside jury but with trial,” and
“Will be heard outside of jury but after jury sworn in.” (C.R. at 58, 79).
During the course of the suppression hearing, the issue of when the Appellant
received Miranda warnings was consistently explored by defense counsel through both
Detective Bolton and the Appellant. (4 R.R. at 86-92, 97-102). At the close of the
suppression hearing, trial counsel for the defense made the following objection:
And my next approach, Judge, is I’m contending this is a two-step inter-
view. And because of the two-step interview, that they -- they inter-
viewed him. And once they got him to say what they wanted him to say,
they took him in and videoed him and gave his Miranda warning and he
told the story again.
And I’m suggesting under the existing case law, that’s illegal and the
statement should be suppressed.
(4 R.R. at 105-106). The trial court subsequently ruled that “Only the video state-
ments are admissible. Statements that he made that were not videoed are not admissi-
ble in the State’s case in chief.” (4 R.R. at 106).
9
These facts combined lead the majority to correctly hold that the Seibert issue
was preserved for appellate review. Vasquez, 453 S.W.3d at 566-67. This Court should
affirm the majority’s holding.
A. Plain English Will Suffice To Preserve Error
It has long been the case in Texas jurisprudence that “Straightforward commu-
nication in plain English will always suffice,” to preserve error. Lankston v. State, 827
S.W.2d 907, 909 (Tex. Crim. App. 1992). There are no hyper-technical requirements
for preservation. See Everitt v. State, 407 S.W.3d 259, 263 (Tex. Crim. App. 2013).
Defense counsel stated in plain English the colloquial name for his objection
and went on to describe with more specificity what it was. (4 R.R. at 105-106). In ad-
dition, the two pre-trial motions to suppress raised the issue of the voluntariness of
the Appellant’s videotaped statement and made the specific claim that Miranda warn-
ings had been withheld. (C.R. at 54-55, 76-77). Per the requirements of Texas Rules
of Appellate Procedure 33.1, defense counsel went on to receive an adverse ruling
from the trial court, which ruled that the videotaped statement was admissible. (4 R.R.
at 106).
B. This Court Has Previously Held a Seibert Complaint Is Preserved For
Appellate Review When a Motion To Suppress Raises the Issue Of Vol-
untariness And a Hearing Is Held On the Motion
The State does not address in its brief one of the most salient points made by
the majority opinion on the issue of preservation. As noted by the majority, this
Court has previously addressed the issue of preservation in the context of a Seibert vio-
10
lation in two unpublished opinions. See Vasquez, 453 S.W.3d at 565 n. 7. A brief re-
view of these cases is instructive on the issue currently before this Court.
a. The motion to suppress filed in Hunt v. State, which was held suf-
ficient to preserve error, contains language almost identical to
those filed in the present case
In Hunt v. State, No. PD-0152-12, 2013 WL 3282973 (Tex. Crim. App. June 26,
2013) (not designated for publication), trial counsel for Hunt filed a motion to sup-
press that alleged “any statements made by [appellant] were involuntary and coerced
and enticed from [appellant],” and that “’the statements made by [appellant] were
tainted by the illegal and unlawful detention and arrest,’ in violation of his rights under
the United States and Texas Constitutions and Article 38.23 of the Texas Code of
Criminal Procedure.” Id. at *5. This Court also noted that at the hearing on Hunt’s
motion to suppress that counsel for Hunt “extensively questioned the officers” re-
garding the use of the unwarned statement to elicit the warned statement. Id. In the
trial court’s written findings of fact, the trial court noted that “the second confession
is not so tainted as to make it inadmissible.” Id. Finally, this Court found it telling that
“The court of appeals recognized that appellant had raised a Seibert issue and cited to
that case in its analysis in both its 2009 and 2011 opinions. Clearly, that court had no-
tice of appellant’s Seibert complaint in the context of the voluntariness issue.” Id. (in-
ternal citations omitted).
The facts of Hunt are highly analogous to the Appellant’s case. The pre-trial
motions filed by defense counsel largely mirrored the language of the motion to sup-
11
press filed in Hunt. (C.R at 54-55, 76-77). At the hearing on the Appellant’s motion to
suppress, defense counsel questioned Detective Bolton and the Appellant about the
timing of Miranda warnings, whether they were withheld, and the use of the unwarned
and unrecorded statement to elicit the second warned and recorded statement. (4 R.R.
at 86-92, 97-102). The trial court’s written findings of fact on remand make findings
directly relevant to a Seibert challenge.3 (Supplemental C.R. at 25-26). And at no point
before either of this case’s two appearances before the Fourteenth Court of Appeals
was there any confusion as to the nature of the claim the Appellant was raising on di-
rect appeal. Both opinions from the Fourteenth Court of Appeals—and indeed, this
Court’s own opinion remanding the case to the trial court—conduct a review of the
case law applicable to a Seibert challenge. See Vasquez v. State, 411 S.W.3d 918 (Tex.
Crim. App. 2013); Vasquez, 453 S.W.3d at 563-565; Vasquez v. State, 397 S.W.3d 850,
854-57 (Tex. App.—Houston [14th Dist.] 2013, pet. granted). At no point during the
proceedings before the appellate courts was there any confusion about the nature of
the claim the Appellant was pursuing.4 And indeed, there is no explicit indication in
3
As the majority opinion notes, on remand the trial court “made no finding that it had not been
aware of appellant’s Seibert challenge at the time of the suppression hearing.” Vasquez, 453 S.W.3d at
566 n. 9.
4
It is worth noting that the State’s preservation argument was not presented to the Fourteenth
Court of Appeals on original submission or before this Court on the State’s first Petition for Discre-
tionary Review. See Vasquez, 411 S.W.3d 918; Vasquez, 397 S.W.3d 850. The State’s claim that error
was not preserved was raised for the first time two days before oral argument before the Fourteenth
Court of Appeals in a supplemental brief. See Vasquez, 453 S.W.3d at 565; Case Detail, Fourteenth
Court of Appeals, No. 14-12-00096-CR, http://www.search.txcourts.gov/Case.aspx?cn=14-12-
12
the record from either the trial court or a representative of the State appearing before
the trial court that there was confusion about the nature of the Appellant’s objection.
Although Hunt is not binding on this Court as it was an unpublished opinion,
its reasoning remains sound. See Tex. R. App. Proc. 47.7(a); Carrillo v. State, 98 S.W.3d
789, 794 (Tex. App.—Amarillo 2003, pet. ref’d) (“The effect of the rule is to afford
parties more flexibility in pointing out such opinions and the reasoning employed in
them rather than simply arguing, without reference, that same reasoning.”). As was
the case in Hunt, this Court should again hold that the Appellant’s challenge to the use
of a two-step interrogation was preserved due to the factual and procedural similari-
ties of the cases.
b. In holding that error was not preserved, this Court previously ad-
vised in Batiste v. State that language similar to what defense
counsel said at the motion to suppress hearing would preserve er-
ror for appellate review of a Seibert claim
The majority opinion notes that this Court held in Batiste v. State, No. AP-
76,600, 2013 WL 2424134 (Tex. Crim. App. June 5, 2013) (not designated for publica-
tion), that a Seibert issue was not preserved for appeal, but that the Appellant’s case
does not bear a close resemblance to the situation seen in Batiste. See Vasquez, 453
S.W.3d at 565 n. 7. In Batiste, this Court noted that the appellant “did not make any
00096-CR&coa=coa14 (last visited June 23, 2015) (noting that the State’s supplemental brief was
filed on September 23, 2014, while oral arguments were held and the case submitted on September
25, 2014).
13
reference to Seibert, Carter, ‘two-step questioning,’ ‘question first, warn later,’ or any
other argument that might raise an issue under Seibert.” Batiste, 2013 WL 2424134, at
*16. This Court also noted that no claim of involuntariness “under the Fifth or Sixth
Amendments or under Article 38.22,” were presented on appeal. Id. at *16 n. 94.
From this language in Batiste, it appears this Court may have held that the Seibert
claim was preserved if trial counsel had been more specific with his objection. Such a
situation now presents itself to this Court in the present case, as trial counsel objected
and used the phrase “two-step interview” and explained what he meant by that term
of art. (4 R.R. at 105-106). Additionally, the first pre-trial motion to suppress filed by
defense counsel specifically noted that his objection was based in part on the allega-
tion that the Appellant “was not given his Miranda warnings,” and that he “was not
given a warning of his constitutional and statutory rights as guaranteed by the United
States Constitution and the Code of Criminal Procedure of the State of Texas by the
person to whom the Defendant allegedly made the written/oral confession.” (C.R. at
54-55). Defense counsel’s oral objection to the trial court and written motion to sup-
press are thus not the “global” arguments that “contained little more than citations to
constitutional and statutory provisions,” that this Court has previously held are insuf-
ficient to preserve error. Swain v. State, 181 S.W.3d 359, 365 (Tex. Crim. App. 2005).
14
c. The civil case law relied on by the State is not applicable to the
present case and is factually distinguishable
In arguing that the Appellant’s pre-trial motions and oral objections were not
sufficient to preserve error, the State cites in its brief to the civil case5 of Phillips v.
Bramlett, 288 S.W.3d 876 (Tex. 2009). (State’s brief at 17-18). According to the Texas
Supreme Court, the objection made by trial counsel “without more, did not preserve er-
ror in this case.” Id. at 883. (emphasis added). But in the Appellant’s case, there was
substantially more than an imprecise one-sentence objection.
As previously detailed, there were two pre-trial motions to suppress which spe-
cifically asserted that the Appellant had been denied his Miranda warnings, that the
Appellant’s videotaped statement was the product of coercion, and that the Appel-
lant’s statement was not voluntarily made. (C.R. at 54-55, 76-77). The question of
whether the Appellant had received Miranda warnings from other officers prior to the
videotaped statement was a subject broached by defense counsel when cross-
examining Detective Bolton. (4 R.R. at 87-88). The Appellant’s testimony on direct
examination described a near-text book example of a two-step interrogation, with the
Appellant testifying that the first time he received his Miranda warnings was “After I
confessed.” (4 R.R. at 97-98). To cap everything off, defense counsel stated with
5
As this Court is undoubtedly aware, the Texas Constitution explicitly states that the Texas Supreme
Court has no appellate jurisdiction over criminal law matters. See Tex. Const. Art. V § 3(a) (“[The
Texas Supreme Court’s] jurisdiction shall be coextensive with the limits of the State and its determi-
nations shall be final except in criminal law matters. Its appellate jurisdiction shall be final and shall
extend to all cases except in criminal law matters and as otherwise provided in this Constitution or
by law.”).
15
specificity that he was objecting to the interview as the product of an illegal “two-step
interview.” (4 R.R. at 105-106). Needless to say, the single sentence objection at issue
in Phillips is a far cry from the situation at issue in the Appellant’s case.
C. The State Bears the Burden Of Establishing the Admissibility Of the
Appellant’s Statement And Compliance With Miranda After the Appel-
lant Carried His Burden Of Showing the Statement Was the Product of
Custodial Interrogation
The dissent asserts—and the State in its brief seemingly agrees (State’s brief at
18-19)—that Martinez v. State, 272 S.W.3d 615, 623-24 (Tex. Crim. App. 2008), stands
for the proposition that the State’s burden proving admissibility “does not arise unless
the defendant first timely presents to the trial court a complaint that the police delib-
erately employed a ‘question first, warn later’ interrogation technique.” Vasquez, 453
S.W.3d at 578 (Frost, C.J., dissenting). The Appellant must respectfully disagree with
the dissent’s interpretation of Martinez in this regard.
This Court stated in Martinez that “The state, as the proponent of the evidence
of appellant’s confession, bears the burden of establishing its admissibility. Further,
we have long held that the prosecution bears the burden of proving admissibility
when a Miranda violation is found.” Martinez, 272 S.W.3d at 623 (internal citations
omitted). In his concurring opinion, Judge Price noted that “Once a defendant has
shown that his statement was made as a result of custodial interrogation, the State has
the burden to establish compliance with Miranda.” Id. at 627-28 (Price, J., concurring).
Even Judge Hervey’s dissent in Martinez seemingly agrees with the procedural frame-
16
work of the majority’s opinion—that the “heavy burden” to show compliance with
Miranda shifts to the State once the defense satisfies an initial showing—but disagrees
that the initial showing was met by Martinez in that particular case. Id. at 643 (Her-
vey, J., dissenting).
The shifting burden can therefore be summarized as follows: the defense car-
ries the initial burden to show “that the setting is one of custodial interrogation”; the
burden then shifts to the State “to establish that Miranda warnings were given and that
the defendant voluntarily waived those rights and voluntarily responded to custodial
questioning.” Herrera v. State, 241 S.W.3d 520, 533-34 (Tex. Crim. App. 2007)
(Cochran, J., concurring). What the dissent in the present case proposes—that the
State’s burden to show compliance with Miranda in the context of a Seibert violation
does not arise until the talismanic phrase “question first, warn later” is uttered—is
therefore a departure from what this Court held in Martinez.
Applying the shifting burden generally applied to Miranda violations and reaf-
firmed in Martinez reveals the following: the Appellant met his initial burden to estab-
lish that his both his recorded and unrecorded statements were the product of custo-
dial interrogation in two ways. First, Detective Bolton testified that the Appellant was
arrested earlier in the day, was in custody, and was not free to leave.6 (4 R.R. at 81).
6
It is unclear whether Detective Bolton is referring to the Appellant being in custody and not free to
leave for the videotaped statement only, or both the videotaped statement and the unrecorded
statement. The trial court later entered a written finding of fact determining that “the defendant’s
17
Second, the Appellant himself testified that he had been placed under arrest, trans-
ported directly to the homicide office, was continuously held in the same room at the
homicide office, and was not read his Miranda rights until after he made an incriminat-
ing statement. (4 R.R. at 95-99). Once the defense successfully carried its burden to
demonstrate that the Appellant’s statement was the product of custodial interrogation,
the burden then shifted to the State to show compliance with Miranda. Martinez, 272
S.W.3d at 623-24.
But rather than present any further evidence or testimony7 to meet its “heavy
burden” to show compliance with Miranda—which would necessarily include demon-
strating that the protections of Miranda were not intentionally subverted through a
two-step interrogation technique by withholding Miranda warnings until the Appellant
original, unrecorded interview was custodial in nature.” (Supp. C.R. at 25). Even assuming that De-
tective Bolton’s testimony can be read to apply only to the videotaped statement, there is other tes-
timony which would lead to the conclusion that the Appellant’s unrecorded statements were also the
product of custodial interrogation. Specifically, the fact that the Appellant was arrested pursuant to
a warrant and was in continuous custody from that point on, (4 R.R. at 36, 39, 64-65, 72, 76), was
transported directly to the homicide office where the interview occurred following his arrest, (4 R.R.
at 77, 81), had been interviewed by at least two other law enforcement officers prior to Detective
Bolton’s interviews, (4 R.R. at 86, 89-90), and that Detective Bolton had conducted an unrecorded
interview with the Appellant immediately prior to the recorded interview. (4 R.R. at 91-92).
7
Investigator Padilla, one of the other members of law enforcement who conducted unrecorded
interviews with the Appellant, was present in court on the day of the motion to suppress hearing
and was available to testify. In fact, Investigator Padilla was in the court during the State’s direct
examination and for a portion of defense counsel’s cross-examination of Detective Bolton. It was
not until defense counsel broached the topic of whether Detective Bolton heard or saw Investigator
Padilla’s unrecorded interview with the Appellant that the State informed the trial court of Investiga-
tor Padilla’s presence in the court’s gallery. After being informed of Padilla’s presence, the trial
court asked him to step outside of the courtroom in the event that he was called as a witness. (4 R.R.
at 86-87).
18
made incriminating statements, as the Appellant’s testimony alleged—the State did
not seek to call any other witnesses, introduce any other evidence, and agreed to pro-
ceed directly to arguments. (4 R.R. at 103-109). After receiving a favorable ruling
from the trial court, (4 R.R. at 106), the State did not seek to reopen the motion to
suppress hearing. The Appellant should not be faulted for not prodding the State to
meet its heavy burden to show compliance with the requirements of Miranda, particu-
larly after the issue of voluntariness was twice raised in pretrial motions, (C.R. at 54-
55, 76-77), the withholding of Miranda warnings was explored during the cross-
examination of both Detective Bolton and the Appellant during the hearing, (4 R.R. at
87-88, 97-102) and a specific oral objection was made by defense counsel. (4 R.R. at
105-106).
D. Defense Counsel’s Pre-Trial Motions And Oral Objection Were Suffi-
cient To Put the Trial Court and the State On Notice As To the Nature
of the Complaint
Under the test this Court set forth in Lankston, 827 S.W.2d at 909, an objection
preserves error if it is “sufficiently clear to provide the trial judge and opposing coun-
sel an opportunity to address and, if necessary, correct the purported error.” Ford v.
State, 305 S.W.3d 530, 533 (Tex. Crim. App. 2009). In addition, “the context in which
the complaint was made and the parties’ understanding of the complaint at the time,”
must also be taken into consideration. Id.
To establish the context of what the hearing on the motion to suppress was lit-
igating, the written pre-trial motions make the subject matter immediately apparent.
19
In the defense’s pre-trial motions to suppress, several references were made to the
failure of law enforcement to properly Mirandize the Appellant. In the Defendant’s
Motion to Suppress the Confession, defense counsel claimed that “He was not given
his Miranda warnings,” “The officers persistently and coercively interviewed him and
wore down his resistance and force[d] him to make a statement,” and that “The De-
fendant was not given a warning of his constitutional and statutory rights as guaran-
teed by the United States Constitution and the Code of Criminal Procedure of the
State of Texas by the person to whom the Defendant allegedly made the written/oral
confession.” (C.R. at 54-55). Therefore, both the State and the trial court were put on
notice that the defense sought to litigate whether the Appellant had been properly Mi-
randized, whether Miranda warnings had been withheld, and whether the Appellant’s
statement was made voluntarily or was the product of coercion.
a. The trial court’s ruling makes sense in the context of a Seibert ob-
jection made during an Article 38.22 hearing in light of the pre-trial
motions to suppress
A large part of the State’s argument that error was not preserved rests on the
assumption that “the trial court did not understand the nature of the objection.”
(State’s brief at 14). The State argues that the trial court’s ruling does not make sense
in the context of a Seibert motion. (State’s brief at 16). But it is clear from the context
of the trial court’s ruling that defense counsel’s Seibert objection was overruled and
that the Appellant was receiving at least some of the relief sought in his pre-trial mo-
tions to suppress.
20
i. The trial court’s ruling indicated that defense counsel’s
Seibert objection was overruled and that the unrecorded oral
statements would be suppressed, the latter of which is part
of what the Appellant sought in his second motion to sup-
press
The trial court’s ruling notes that “Only the video statements are admissible.
Statements that he made that were not videoed are not admissible in the State’s case
in chief.” (4 R.R. at 106). In addition, the trial court states that “I guess what I’m do-
ing is I’m granting your motion in part.” Id. It is apparent that the “part” that the trial
court was granting was the suppression of the unrecorded oral statements, which were
objected to in defense counsel’s pre-trial motion to suppress. (C.R. at 76).
Specifically, the second motion to suppress filed by defense counsel is titled
“Motion to Suppress Oral Statements,” indicating that there are multiple oral state-
ments that defense counsel sought to suppress and not just the videotaped statement.
The body of this motion further clarifies that this is the case. The motion states that
it is seeking to suppress “any and all oral statements made by the Defendant,” and
that the Appellant “may have made oral statements after his arrest and the use of
same on the trial of this matter is prohibited by Texas Code of Criminal Procedure,
Article 38.22, Section 3.” (C.R. at 76). This allegation is contained in a separate para-
graph from the portion of the motion that seeks to suppress the videotaped state-
ment. There were therefore two things that defense counsel sought to suppress: 1)
the unrecorded oral statements made by the Appellant; and 2) the videotaped inter-
view. And the trial court specifically stated that it was “granting your motion in part,”
21
(4 R.R. at 106), further solidifying the fact that the trial court was ruling on the motion
to suppress and not specifically responding to defense counsel’s Seibert objection.
It cannot be presupposed that the mere existence of Article 38.22 and its ban
on the use of unrecorded oral statements would have prevented the State from at-
tempting to introduce or elicit testimony about those statements at trial. It was in-
cumbent on defense counsel to object and attempt to suppress the unrecorded state-
ments, which is precisely what he did.
While the trial court does not explicitly say that it is overruling defense coun-
sel’s “two-step interview” objection, it was implicitly overruled by the fact that the tri-
al court ruled the videotaped statement was admissible. See Tex. R. App. Proc.
33.1(a)(2)(A) (error is preserved if the trial court “ruled on the request, objection, or
motion either expressly or implicitly”) (emphasis added). Viewed through the prism of
defense counsel’s second motion to suppress, the trial court’s ruling does indeed make
sense.
ii. Because Seibert deals with a statement’s voluntariness, an
Article 38.22 hearing is the appropriate and only vehicle
available to a defendant through which a Seibert challenge
can be explored and raised
The State proposes that the Appellant’s pre-trial motions to suppress raising
the issue of voluntariness and requesting an Article 38.22 hearing in combination with
the defense counsel’s use of the term “two-step interview,” (4 R.R. at 105-106), must
now be parsed as raising two separate issues. But the core concern of Seibert is the ef-
22
fect on the voluntariness of a defendant’s statement caused by the withholding of Mi-
randa warnings. This means any objection to the use of a two-step interrogation tech-
nique must necessarily involve an Article 38.22 hearing contesting the voluntariness of
a statement. See Vasquez, 411 S.W.3d at 919 (“This undermines Miranda's primary pur-
pose: to guarantee that confessions are voluntary.”) (citing Seibert, 542 U.S. at 608,
617). And on this case’s first appearance before this Court, there seemed to be no
question that a Seibert challenge is appropriately raised through an Article 38.22 hear-
ing. Vasquez, 411 S.W.3d at 919-20 (“In Missouri v. Seibert, a fractured Supreme Court
held that Miranda was violated, because the confession was involuntary, when police
used a ‘question first, warn later’ interrogation technique. . . We have held that if a
statement is involuntary as a matter of federal constitutional law, it is also involuntary
for purposes of article 38.22. This, essentially, means that the requirement for 38.22
findings applies whenever there is a challenge to a statement's voluntariness.”).
There is simply no other procedural mechanism available to a defendant to
raise a Seibert challenge other than through an Article 38.22 hearing. The State’s pro-
posal of parsing the Appellant’s objection into separate voluntariness and Seibert chal-
lenges is therefore precisely the sort of “hyper-technical analysis” that this Court has
repeatedly rejected. See Bekendam v. State, 441 S.W.3d 295, 301 (Tex. Crim. App. 2014)
(“[I]t would be error to distinguish ‘between admissibility based on relevance and ad-
missibility based on reliability. Under Rule 702 and our precedent, both relevance and
reliability of the expert testimony are components of a trial court's Daubert/Kelly ruling
23
on admissibility.’ We additionally stated that the ‘parsing of appellant's objections is
the kind of hyper-technical analysis that we have repeatedly rejected.’”) (quoting
Everitt v. State, 407 S.W.3d 259, 263 (Tex. Crim. App. 2010)).
The State thus misses the mark when it asserts that “the trial court’s response
showed that it mistakenly believed that the appellant was still objecting based on Arti-
cle 38.22.” (State’s brief at 18). Because defense counsel was asserting that the Appel-
lant’s statement was involuntary as a matter of federal constitutional law pursuant to
Seibert, he necessarily was also asserting that it was involuntary under Article 38.22. See
Vasquez, 411 S.W.3d at 920 (“We have held that if a statement is involuntary as a mat-
ter of federal constitutional law, it is also involuntary for purposes of article 38.22.”);
Oursbourn v. State, 259 S.W.3d 159, 169 (Tex. Crim. App. 2009) (“A statement that is
‘involuntary’ as a matter of constitutional law is also ‘involuntary’ under Article 38.22,
but the converse need not be true.”).
b. The State had the option to request that the trial court reopen tes-
timony on the motion to suppress, but did not do so
The trial court has discretion to reopen and supplement evidence in a hearing
on a motion to suppress. Indeed, if the prosecutor at trial had any doubt about
whether the evidence the State had presented at the motion to suppress would carry
its burden, the State could and should have requested that the trial court reopen the
hearing on the Appellant’s motion to suppress. In Black v. State, 362 S.W.3d 626 (Tex.
Crim. App. 2012), such a scenario played out. After the trial court had denied the de-
24
fense’s motion to suppress following a hearing, the State began to present testimony
as part of its case-in-chief. In the midst of its case-in-chief, the State requested that
the trial court “re-open, supplement, whatever the case may be, the motion to sup-
press, for the record that you're able to consider so that it properly shows the truth
and the facts in this case.” Id. at 629. The State was then permitted by the trial court
to present testimony from another witness on the defense’s motion to suppress. On
review before this Court, it was held that trial courts have “the discretionary authority
to reopen the hearing on the appellant's motion to suppress evidence, even mid-trial,
to allow the State to present additional evidence in support of the trial court's initial,
interlocutory ruling to deny the motion.” Id. at 635.
Thus, the State in the present case could have requested the opportunity to re-
open testimony on the Appellant’s motion to suppress, but chose not to.8 The dis-
sent’s argument that trial counsel for the defense’s objection was untimely and there-
fore “did not allow the trial court or the State the opportunity to remove the basis for
the objection or to correct the alleged error,” is incorrect. Vasquez, S.W.3d at 578
(Frost, C.J., dissenting). Rather, the State had the opportunity to correct the alleged
error by requesting that the trial court reopen testimony on the suppression hearing.
However, the State made no attempt to avail itself of this opportunity.
8
This fact was noted by the majority: “We find the State’s complaint that this objection was not
raised until ‘closing argument at the suppression hearing’ to be inconsequential. At that point in the
hearing, the State could have requested to put on more evidence regarding this issue, but it did not
do so.” Vasquez, 453 S.W.3d at 566 n. 9.
25
E. The Majority Was Correct In Holding That Error Was Preserved
In sum, the majority was correct in holding that the Appellant’s Seibert issue was
preserved for review. Vasquez, 453 S.W.3d at 567. The Appellant respectfully prays
that this Court affirms the majority’s opinion.
RESPONSE TO THE STATE'S SECOND ISSUE: The trial court’s
written findings of fact explicitly state that the Appellant was sub-
ject to custodial interrogation prior to receiving and waiving his
Miranda warnings on the recorded statement.9
Per the order of this Court, the trial court entered written findings of fact ad-
dressing four specific questions. Vasquez, 411 S.W.3d at 920. The first of these four
questions asked the trial court to determine “whether the original, unrecorded inter-
view was custodial in nature.” Id. In complying with this Court’s order, the trial court
stated in its written findings of fact “that the defendant’s original, unrecorded inter-
view was custodial in nature.” (Supp. C.R. at 25). This finding was acknowledged by
the majority’s opinion.10 Vasquez, 453 S.W.3d at 563. The majority further noted that
“[I]t is undisputed that appellant was in custody when he made his statements.”11 Id.
at 571.
9
The specific wording of the second issue granted for review by this Court is as follows: “The lower
court’s majority opinion erred in holding that the appellant was subject to custodial interrogation
prior to receiving and waiving his legal rights.”
10
Chief Justice Frost’s dissenting opinion addresses only the preservation issue and does not find
fault with any other aspect of the majority’s opinion. See Vasquez, 453 S.W.3d at 577-580 (Frost, C.J.,
dissenting).
11
The Appellant must point out that the State’s brief on this case’s second appearance before the
Fourteenth Court of Appeals does indeed dispute whether the Appellant was subject to custodial
26
A. The Appellant Was Under Arrest, Held In the Homicide Office, And
Subjected To Questioning By Law Enforcement Prior To His Vide-
otaped Statement
Even if this Court does not hold that the trial court’s written finding of fact is
immediately dispositive of this issue, the record is replete with evidence that leads to
the conclusion the Appellant was subject to custodial interrogation prior to his vide-
otaped statement. To begin with, the Appellant was arrested by an officer with the
Houston Police Department pursuant to a warrant. (4 R.R. at 62-74). Immediately
after his arrest, the Appellant was transported to the homicide office. (4 R.R. at 73-
74). Because the Appellant was the subject of a formal arrest, his Fifth Amendment
protections were triggered and he was entitled to Miranda warnings. See Gardner v.
State, 306 S.W.3d 274, 293-94 (Tex. Crim. App. 2009), cert. denied, 131 S. Ct. 103
(2010). At no time during the suppression hearing or the body of the trial did any law
enforcement officer who testified define the Appellant’s status as anything less than
custodial.
There is no controversy that the Appellant was questioned by several detectives
before the recorded statement, as it is a fact both Detective Bolton and the Appellant
testified to. Specifically, Detective Bolton testified that two other law enforcement
officers—Sergeant Padilla and Detective Evans—had been interviewing the Appel-
interrogation. However, on this case’s original submission to the Fourteenth Court of Appeals, the
State conceded that the Appellant was in custody. See Vasquez, 397 S.W.3d 850 at 857 n. 10 (“The
State argued otherwise in its brief but admitted during oral argument that appellant was in custody
for purposes of Miranda.”).
27
lant, the co-defendant, and a witness. (4 R.R. at 86). Immediately before Detective
Bolton entered the interrogation room at approximately 10:00 p.m., Sergeant Padilla
had concluded his own separate interview of the Appellant, although the record is de-
void of information regarding their discussion. (4 R.R. at 90). Regarding Detective
Bolton’s interview of the Appellant, there is no doubt that the deaths of the com-
plainants were discussed at some point, as Detective Bolton testified that both the
Appellant and the co-defendant initially denied any involvement. (4 R.R. at 87). Per-
haps most importantly, information that the Appellant provided before the videotape
begins is referred to several times on the recorded statement. Detective Bolton
agreed that he repeated questions on the videotape that he had asked in the unrecord-
ed interview to facilitate the Appellant’s recorded confession. (4 R.R. at 92).
The Appellant’s own testimony bolsters the conclusion that he was subjected
to custodial interrogation. According to the Appellant, four officers in total came
through the interview room to speak with him, including Detective Bolton. (4 R.R. at
97). The moment when the Appellant finally agreed to deliver a confession occurred
off-camera when Detective Bolton stated to the Appellant that he had to provide
some sort of statement if he wanted to avoid the death penalty. (4 R.R. at 99-100).
B. The State Has Not Preserved This Claim For Appellate Review
Because the trial court found that the Appellant was subject to custodial inter-
rogation prior to his recorded statement, the State is actually taking issue with the ac-
tion of the trial court, rather than with the decision of the Fourteenth Court of Ap-
28
peals. Arguably, the State could be procedurally entitled to appeal the trial court’s
finding that the Appellant was subject to custodial interrogation prior to his recorded
statement. See Tex. Code Crim. Proc. art. 44.01(c) (“The state is entitled to appeal a
ruling on a question of law if the defendant is convicted in the case and appeals the
judgment.”). However, the record does not demonstrate that the State lodged an ob-
jection to the trial court’s written findings of fact in any respect. Therefore, the
State’s claim that the trial court erred in finding that the Appellant was subject to cus-
todial interrogation, and that the Court of Appeals subsequently erred in adopting this
finding, is not preserved for appellate review. See Tex. R. App. Proc. 33.1(a)(1); State v.
Mercado, 972 S.W.2d 75, 78 (Tex. Crim. App. 1998) (“Ordinary notions of procedural
default should apply equally to the defendant and the State. . . [T]he basic principle of
appellate jurisprudence that points not argued at trial are deemed to be waived applies
equally to the State and the defense.”).
C. The Majority Correctly Held That the Appellant Was the Subject of Cus-
todial Interrogation
The State has pointed to nothing in the record that would lead to the conclu-
sion that the Appellant was not the subject of custodial interrogation prior to his rec-
orded statement. On the merits of this point of error, this Court should affirm the
opinion of the Fourteenth Court of Appeals. Alternatively, this Court should hold
that the State has procedurally defaulted this claim.
29
RESPONSE TO THE STATE'S THIRD ISSUE: The record is devoid of ev-
idence showing the Appellant received Miranda warnings prior to the
start of the videotaped statement, and the State failed to carry its burden
demonstrating that a two-step interrogation technique was not deliber-
ately used.12
The majority correctly held that the record demonstrated that a two-step inter-
rogation was deliberately employed by law enforcement in interviewing the Appellant.
Vasquez, 453 S.W.3d at 567-73. At best, Detective Bolton’s initial testimony is confus-
ing and unclear. But a plain reading of the record reveals that there is no evidence or
testimony to support the trial court’s finding that the Appellant received Miranda
warnings at any time prior to the start of the videotaped statement.
The indicators that a two-step interrogation method was deliberately employed
by law enforcement are apparent in the present case. Detective Bolton is an experi-
enced peace officer who was aware of the need for Miranda warnings. (4 R.R. at 91-92,
109-11). There was significant overlap between the pre-warning statement and the
post-warning statement per Detective Bolton’s own admission. (4 R.R. at 92). The
statements were separated by a short break lasting only long enough for Detective
Bolton to visit the restroom. (4 R.R. at 91-92). And finally, none of the numerous cu-
rative measures that might save an otherwise inadmissible statement were employed
by law enforcement. Vasquez, 453 S.W.3d at 573-575.
12The specific wording of the third issue granted for review by this Court is as follows: “The lower
court’s majority opinion erred in holding that a two-step interrogation technique was deliberately
employed by the police.”
30
A. The Trial Court’s Findings Are Not Entitled To Deference When They
Are Not Supported By the Record
Although the trial court’s written findings of fact state that Detective Bolton
observed Sergeant Padilla administer Miranda warnings to the Appellant prior to the
start of the recorded interview, there is no evidence in the record to support this find-
ing. (Supp. C.R. at 23). No matter how much the State may insist that Detective Bol-
ton testified that he witnessed Sergeant Padilla read the Appellant his Miranda warn-
ings, this testimony is simply not present in the record.13 (4 R.R. at 87; States brief at
20). On the contrary, there is clear, straightforward, and conclusive testimony from
Detective Bolton establishing that he did not see any portion of Sergeant Padilla’s in-
terview with the Appellant, a fact which was noted in the majority’s opinion. (4 R.R.
at 89-90); Vasquez, 453 S.W.3d at 56-68. This later clearer testimony renders any find-
ing that Detective Bolton witnessed Sergeant Padilla interviewing the Appellant im-
plausible on its face and based on internally inconsistent testimony. See Carter v. State,
309 S.W.3d 31, 38-39 n. 39 (Tex. Crim. App. 2010). The findings of the trial court in
this regard are therefore not entitled to any deference and constitute clear error. See,
e.g., Miller v. State, 393 S.W.3d 255, 263 (Tex. Crim. App. 2012); State v. Ross, 32 S.W.3d
853, 855 (Tex. Crim. App. 2000).
13
Because this portion of Detective Bolton’s testimony is critical to the resolution of this case, it is
reproduced below:
Yes, I was there. I was in the monitoring room. When they entered the room,
you know, they read the defendant - - and when they interviewed Mr. Mar-
tinez, they also read him his legal warnings as well.
31
a. The trial court’s findings did not turn on a credibility determina-
tion, as there is no evidence in the record to support the finding
that the Appellant received off-camera Miranda warnings
Because Detective Bolton did not testify that he had observed the Appellant
receive Miranda warnings from Sergeant Padilla and the Appellant testified that he had
not received Miranda warnings until the start of the videotaped statement, there is no
controversy to resolve with a credibility determination. (4 R.R. at 87-90, 97-98). The
trial court was free to find that the entirety of Detective Bolton’s testimony was com-
pletely credible and that the Appellant’s testimony was not credible at all. Amador v.
State, 275 S.W.3d 872, 878 (Tex. Crim. App. 2008). And indeed, the trial court did
precisely that in its written findings of fact. (Supp. C.R. at 22-25). But this does not
change the content of the testimony elicited at the hearing. Either Detective Bolton
testified that he witnessed Sergeant Padilla read the Appellant his Miranda warnings, or
he did not. The only testimony that the State can point to in this regard is so opaque
that it is rendered meaningless, (4 R.R. at 87), particularly in light of the later testimo-
ny Detective Bolton gave only moments later that leaves no room for doubt he did
not witness any part of Sergeant Padilla’s interview of the Appellant. (4 R.R. at 89-90);
Vasquez, 453 S.W.3d at 568. Even reviewing Detective Bolton’s testimony in the light
most favorable to the trial court’s findings, his testimony remains internally incon-
sistent and incoherent. Under these circumstances, a court of appeals is permitted to
32
find that the trial court’s findings are clear error, even if the trial court attributes the
findings to a credibility determination.14
The State takes the position that the Fourteenth Court of Appeals held that
there was “’indisputable’ evidence to the contrary of the trial court’s findings.” (State’s
brief at 19). But this is in fact not the case. Rather, the majority held that “the trial
court’s finding that appellant received his Miranda warnings before making incriminat-
ing statements is not supported by the record. To the contrary, the State failed to pre-
sent evidence that appellant received such warnings.” Vasquez, 453 S.W.3d at 569
(emphasis added). Indeed, the majority confirms that this wording was intentional, as
it repeated this holding in a footnote, stating “we conclude the State did not present
evidence of when the original warnings were given and thus whether it was before
Bolton elicited the first confession.” Id. at 575 n. 16. The Fourteenth Court of Ap-
peals was under not under the impression that the type of indisputable video evidence
presented in Carmouche v. State, 10 S.W.3d 323 (Tex. Crim. App. 2000), was present in
this case. Rather, the problem in the Appellant’s case—as made clear by the majority’s
14
See Anderson v. Bessemer City, 470 U.S. 564, 575 (1985) (“This is not to suggest that the trial judge
may insulate his findings from review by denominating them credibility determinations, for factors
other than demeanor and inflection go into the decision whether or not to believe a witness. Docu-
ments or objective evidence may contradict the witness' story; or the story itself may be so internally
inconsistent or implausible on its face that a reasonable factfinder would not credit it. Where such
factors are present, the court of appeals may well find clear error even in a finding purportedly based
on a credibility determination. But when a trial judge's finding is based on his decision to credit the
testimony of one of two or more witnesses, each of whom has told a coherent and facially plausible
story that is not contradicted by extrinsic evidence, that finding, if not internally inconsistent, can
virtually never be clear error.”).
33
holding on this issue—was that the record was devoid of evidence to support the trial
court’s findings on this issue, not that there was a contradiction in evidence. See Car-
mouche, 10 S.W.3d at 332 (“[T]he videotape presents indisputable visual evidence con-
tradicting essential portions of Williams’ testimony.”). And as detailed previously, the
majority’s conclusion in this regard is well founded.
b. The trial court made no findings as to Detective Bolton’s testimo-
ny that he learned about the Appellant’s unrecorded interview di-
rectly from Sergeant Padilla
It is worth briefly mentioning that in the trial court’s written findings of facts,
the trial court finds “that any statements indicating that Padilla had not given the de-
fendant his legal warnings prior to questioning him are not credible.” (Supp. C.R. at
23). Unlike most of the other paragraphs in the findings of fact, there is no citation to
any part of the record. This is notable because there is no testimony or other evidence
in the record that specifically states Sergeant Padilla had or had not given the Appel-
lant his legal warnings. The record is entirely silent in this regard. Instead, what the
record does contain is testimony from Detective Bolton where he states he did not
witness any part of Sergeant Padilla’s interview with the Appellant, which logically
leads to the conclusion that he did not observe Sergeant Padilla deliver Miranda warn-
ings. (4 R.R. at 89-90). Further, the information Detective Bolton testified to regard-
ing his knowledge of Sergeant Padilla giving Miranda warnings to Martinez—the co-
defendant who was also being interviewed at the homicide offices—was relayed to
34
him by Sergeant Padilla and Investigator Evans through conversation and was not ob-
tained through the viewing of the interview in the monitoring room. (4 R.R. at 90).
The trial court’s written findings make no explicit mention of Detective Bol-
ton’s later testimony stating that he did not monitor the interview and makes no de-
termination as to the credibility of this testimony. (4 R.R. at 89-90). Instead, the writ-
ten findings cite to the earlier unclear testimony of Detective Bolton for the proposi-
tion that he had “monitored the interview,” a finding which this testimony does not
support. 15 (Supp. C.R. at 23; 4 R.R. at 87). And to reiterate, the Fourteenth Court of
Appeals agreed with this interpretation of Detective Bolton’s testimony by holding
that “the State failed to present evidence that appellant received such warnings.”
Vasquez, 453 S.W.3d at 569.
B. The Burden To Show a Two-Step Interrogation Was Not Deliberately
Employed Falls On the State, And the State Failed To Carry Its Burden
A review of a trial court’s determination as to whether law enforcement delib-
erately used a two-step interrogation turns not only on the officer’s testimony, but al-
so on the surrounding circumstances. Carter, 309 S.W.3d at 39. Because Detective Bol-
15
Defense counsel had just asked Detective Bolton “And when any other officers read them their
Miranda warnings, you don’t know or if they were read at all ‘cause you weren’t there?” Detective
Bolton responded “Yes, I was there. I was in the monitoring room.” (4 R.R. at 87). Detective Bolton
makes no mention of whether he had monitored the interview and states only that he was present in
the monitoring room. This answer makes sense in light of defense counsel’s question as to whether
Detective Bolton was there at the homicide offices, particularly in light of earlier testimony Detec-
tive Bolton delivered explaining that he was not assisting with the Appellant’s case until after the
Appellant had been in the homicide offices for several hours at 5:15 p.m. and that he “was leaving at
5:00 o’clock.” (4 R.R. at 85-88).
35
ton did not directly testify as to his subjective intent, the only method by which a de-
termination can be made as to whether a two-step interrogation was deliberately used
is to examine the totality of the circumstances surrounding the Appellant’s interroga-
tion. Id.
As the majority correctly noted, the burden falls on the State as the proponent
of the evidence to demonstrate that the statement is admissible. And as also noted by
the majority, as part of proving the statement’s admissibility, the State carries the bur-
den of showing that a two-step interrogation technique was not deliberately em-
ployed. Vasquez, 453 S.W.3d at 570 (citing Martinez, 272 S.W.3d at 623-24). The ma-
jority also points out that other jurisdictions have placed this same burden on the
government to prove that the two-step interrogation technique was not deliberately
employed. Id. at 570 n. 12. On this issue, the State again failed to carry its burden by
producing no evidence to show that law enforcement was not deliberately employing
the “gamesmanship” of a two-step interrogation. See Carter, 309 S.W.3d at 41.
The sole piece of evidence in the record that the State now points to in at-
tempting to show that a two-step interrogation tactic was not deliberately used is De-
tective Bolton’s reference to rapport building with the Appellant. (State’s brief at 23; 4
R.R. at 88; Supp. C.R. at 25-26). But the State’s reliance on this testimony is mis-
placed, as Detective Bolton’s testimony regarding rapport building did not have any-
thing to do with explaining a delay in administering Miranda warnings. Instead, Detec-
tive Bolton was responding to a question from defense counsel asking “Why don’t
36
you audio the whole thing?” (4 R.R. at 88). In fact, defense counsel explicitly removes
the presence or absence of Miranda warnings from the equation in the run up to this
question by prefacing his question by saying “And if it comes to a point whether the Mi-
randa warnings were read or not, y’all talked to him for almost eight hours and then all the
sudden decide to start audio.” Id. (emphasis added). The majority’s opinion held that
under the circumstance of this question, it was apparent that Detective Bolton’s refer-
ence to rapport building addressed only the issue of why the Appellant’s eight hour
stay in the homicide offices produced a recording consisting of less than half-an-hour
and did not explain the delay in delivering Miranda warnings in any way. Vazquez, 453
S.W.3d at 572. A plain reading of the record supports the holding of the majority on
this issue.
In its brief, the State relies on the same two foreign jurisdiction cases for the
proposition that rapport building is a permissible reason to delay Miranda warnings
that the Fourteenth Court of Appeals distinguished from the circumstances of the
present case. Vasquez, 453 S.W.3d at 572-73. (State’s brief at 23). While the analysis of
the Fourteenth Court of Appeals in this regard is entirely legally sound and the cases
cited by the State are certainly distinguishable in significant ways, there is one aspect
to the majority’s analysis that the Appellant would add. Specifically, the majority’s
opinion notes that the record is silent as to what subjects were discussed during the
Appellant’s unrecorded interviews. Vasquez, 453 S.W.3d at 573. And while this is
mostly the case in that the specific questions and answers from these unrecorded in-
37
terviews are not in the record, there is evidence that demonstrates Detective Bolton
questioned the Appellant about the deaths of the complainants during the unrecorded
interviews. For example, Detective Bolton testified that the Appellant initially stated
that he was not involved in the incident and did not know what Detective Bolton was
talking about. (4 R.R. at 87). Further, Detective Bolton confirmed that he was asking
the Appellant to repeat certain information and incriminating statements that the Ap-
pellant had provided to him during their unrecorded interview once the video record-
ing began. (4 R.R. at 92). It is reasonable to conclude from this information that De-
tective Bolton asked at least some questions to the Appellant about the deaths of the
complaints, outside of whatever rapport building that was going on. Outside of this
small aspect, the majority was correct to distinguish the cases cited by the State.
Vasquez, 453 S.W.3d at 572-73.
C. The Majority Was Correct In Holding the State Failed To Carry Its Bur-
den On Both the Issues Of the Appellant’s Receipt Of Unrecorded Mi-
randa Warnings And That a Two-Step Interrogation Technique Was Not
Deliberately Used
Because the record is devoid of evidence demonstrating that the Appellant re-
ceived Miranda warnings outside of the recorded statement, the Fourteenth Court of
Appeals correctly held that the State did not carry its burden to demonstrate the vide-
otaped statement was admissible. Id. at 569. Likewise, the majority correctly held that
the State did not carry its burden to show that a two-step interrogation technique was
38
not deliberately employed. Id. at 573. This Court should affirm the majority’s holding
on this issue.
RESPONSE TO THE STATE'S FOURTH ISSUE: The erroneous ad-
mission of the recorded statement contributed to the Appellant’s
conviction, as the recorded statement was the primary piece of ev-
idence identifying the Appellant as the shooter of the complain-
ants, as opposed to the co-defendant, and was the only piece of
evidence the jury asked to review during deliberations.16
A. A Violation Of Seibert Is Constitutional Error And the Harm Analysis
Under Rule 44.2(a) Is Applied
Because a violation of Seibert’s ban on the two-step interrogation technique
amounts to constitutional error, the appropriate harm analysis is found in Texas Rules
of Appellate Procedure 44.2(a). See Jones v. State, 119 S.W.3d 766, 777 (Tex. Crim. App.
2003) (applying Rule 44.2(a) harm analysis to an Elstad violation prior to the Supreme
Court’s decision in Seibert). When constitutional error is present in a criminal case, re-
versal is appropriate “unless the court determines beyond a reasonable doubt that the
error did not contribute to the conviction or punishment.” Tex. R. App. Proc. 44.2(a).
As stated by this Court, “If there is a reasonable likelihood that the error materially
affected the jury’s deliberations, then the error is not harmless beyond a reasonable
doubt.” McCarthy v. State, 65 S.W.3d 47, 55 (Tex. Crim. App. 2001). The ultimate
question which must be answered is not “whether the jury could have convicted
16The specific wording of the fourth issue granted for review by this Court is as follows: “The lower
court’s majority opinion erred in holding that the appellant was harmed by the admission of his
statement when there was overwhelming evidence of the appellant’s guilt independent of his state-
ment to police.”
39
without regard to the error, or whether the appellate court itself would have convicted
without the error, but to the historical question whether the error had influenced the
jury in reaching its verdict.” LaFave, et. al., 7 Criminal Procedure § 27.6(e) (3d ed. 2007).
As noted by the majority’s opinion, this Court has previously stated that “[a]
defendant’s statement, especially a statement implicating her in the commission of the
charged offense, is unlike any other evidence that can be admitted against the defend-
ant.” McCarthy v. State, 65 S.W.3d 47, 55-56 (Tex. Crim. App. 2001) (citing Arizona v.
Fulminate, 499 U.S. 279, 296 (1991)); Vasquez, 453 S.W.3d at 576. Indeed, this Court
has previously reversed a sentence of death in McCarthy, 65 S.W.3d at 56, based on the
erroneous admission of a defendant’s confession where there otherwise may have
been enough evidence for the jury to reach the same verdict without the defendant’s
statement. But even if this Court believes that the evidence against the Appellant is
significant, this is only one factor that can be considered in a Rule 44.2(a) harm analy-
sis. See Westbrook v. State, 29 S.W.3d 103, 120 (Tex. Crim. App. 2000) (“While the most
significant concern must be the error and its effects, the presence of overwhelming
evidence supporting the finding in question can be a factor in the evaluation of harm-
less error. . . . Stated in an interrogatory context, a reviewing court asks if there was a
reasonable possibility that the error, either alone or in context, moved the jury from a
state of nonpersuasion to one of persuasion as to the issue in question.”) (internal ci-
tations omitted).
40
B. The Appellant’s Statement Was the Primary Piece of Evidence Identify-
ing Him As the Shooter
In holding that the Appellant was harmed by the erroneous admission of his
videotaped statement, the majority reviewed the entirety of the evidence presented
against the Appellant. Vasquez, 453 S.W.3d at 576. The State’s brief cites to multiple
instances where two witnesses testified that the Appellant was heard “bragging about
having shot and killed two people for a bag of weed.” (State’s brief at 24). But the ma-
jority analyzed the testimony that the State has again pointed to and held that it was
not overwhelming. Vasquez, 453 S.W.3d at 576. A review of the testimony pointed to
by the State reveals that the majority was correct in holding that the witnesses repeat-
ed references to “they” was too vague to constitute overwhelming evidence. Id.
This testimony constituted the majority of the evidence used to convict the
Appellant, outside of the videotaped confession. The State’s case was lacking in nu-
merous respects. A murder weapon was never recovered that would tie the Appellant
to the shooting of the complainants. (3 R.R. at 150-152). No useable fingerprints were
recovered from the car in which one of the complainants had been shot, or from oth-
er pieces of evidence including a bag of marijuana that would have directly tied the
Appellant to the shooting. (3 R.R. at 102- 104, 127-128). No DNA evidence linking
the Appellant to scene of the crime was recovered. (3 R.R. at 100, 121-122, 135-138).
A neighbor in the area of the shooting who saw activity in the area was unable to
identify the Appellant. (3 R.R. at 180-181).
41
C. The Appellant’s Statement Was Viewed By the Jury On Multiple Occa-
sions And Was the Only Piece Of Evidence the Jury Asked To Review
In addition to the fact that the videotaped statement was the primary piece of
evidence identifying the Appellant as the shooter, harm caused to the Appellant can
be demonstrated in three additional ways. First, it was emphasized by the State during
closing arguments. Second, the jury demonstrated the importance the statement held
to its deliberations by asking to have it played again in the course of deliberating.
Third, the defensive theory that the Appellant had acted in self-defense or that he had
committed murder, and not capital murder, was undermined by the statements con-
tent.
Combining the indelible impact that the Appellant’s videotaped statement had
on the jury with the portions of the record described below demonstrating the state-
ment’s importance to the trial, the logical conclusion is that the Fourteenth Court of
Appeals was correct to hold the Appellant suffered harm. Vasquez, 453 S.W.3d at 576.
a. The recorded statement was emphasized by the State during clos-
ing arguments
In its closing argument to the jury, the State emphasized that based on the Ap-
pellant’s statement there was no question that he was the guilty party:
Now, my belief obviously when I charged it is that he did every
single bit of these, every single part. And from the very begin-
ning, there’s been no argument that he killed both Aleksander
Lobos and Suu Nguyen. He shot and killed both of them. How
do we know that? That’s from his own words. You got to see it
right there on the screen. And what’s even more, if you really
want to see it again, it’s in evidence. You just ask and that’ll go
42
back there and they can play every bit of it. I’m going to play a lit-
tle bit of it for you in a minute.
(5 R.R. at 93).
A short time later, the State fulfilled its promise to revisit the statement and
played a 45 second excerpt from it to demonstrate that the Appellant did not act in
self-defense. (5 R.R. at 101).
b. The jury asked to view the statement during deliberations
During deliberations, the jury sent out two notes.17 The first note asked
“Could we please have the recorded statement of Jose Vasquez?” In its answer, the
trial court wrote “heard in court.” (C.R. at 134). Following the receipt of this note,
the trial court paused the jury’s deliberations, brought them back into the courtroom,
and played the Appellant’s recorded statement for the assembled jury. (5 R.R. at 103-
104). This viewing of the Appellant’s recorded statement during jury deliberations
marked the third time that the video had been played for the jury, with the other two
viewings occurring during its original publication, and the second time during the
State’s closing arguments. (4 R.R. at 115; 5 R.R. at 101, 104).
Because this was the only note the jury sent out requesting to see a particular
piece of evidence or revisit any witness’s testimony, the jury’s note illustrates the high
importance the statement had on the jury’s deliberations.
17
The second note asked “Does the judge read our requests out loud to the court?” to which the
trial court responded “I inform the lawyers of all requests made by the jury.” (C.R. at 135).
43
c. The defensive theory that the Appellant acted in self-defense or
was guilty only of the lesser-included offense of murder was un-
dermined by the recording
The strategy of the defense at trial was not an all-or-nothing approach. Rather,
the defense requested and received a lesser included charge of murder, as well as in-
structions on self-defense and defense of a third person. (C.R. at 149-153). Based on
the contents of the Appellant’s statement that was contained on the recording, any
prospect that the defense may have had of obtaining an acquittal based on self-
defense was completely eliminated, as the Appellant denied seeing either of the com-
plaints wielding a deadly weapon. (State’s Exhibit 150).
D. The Majority Correctly Held That the Appellant’s Recorded Statement
Likely Affected the Jury’s Deliberations
If the evidence in dispute were something other than the Appellant’s vide-
otaped confession, the issue of harm might be a closer call. But because a defendant’s
confession is a rarified type of evidence, the presence of sufficient evidence to convict
the Appellant does not prevent a holding that the Appellant suffered harm. McCarthy,
65 S.W.3d at 56 (“Regardless of whether there was, apart from appellant's statement,
sufficient evidence to conclude that the outcome of the trial was proper, we find it
impossible to say there is no reasonable likelihood that the State's use of appellant's
statement materially affected the jury's deliberations.”). This is particularly true in light
of the jury’s request to view the Appellant’s statement during deliberations, and that
44
this was the only piece of testimony or evidence that the jury asked to view. (5 R.R. at
103-104; C.R. at 134).
The majority was correct in holding that the erroneous admission of the Appel-
lant’s recorded statement caused him harm and likely materially affected the jury’s de-
liberations. Vasquez, 453 S.W.3d at 576. This Court should affirm the majority’s hold-
ing on this issue.
45
PRAYER
Jose Jesus Vasquez asks this Honorable Court to affirm the majority opinion of
the Fourteenth Court of Appeals and remand the case to the trial court for further
proceedings.
Respectfully submitted,
ALEXANDER BUNIN
Chief Public Defender
Harris County, Texas
/s Mark Kratovil
MARK KRATOVIL
Assistant Public Defender
Texas Bar Number 24076098
1201 Franklin Street, 13th Floor
Houston, Texas 77002
Telephone: (713) 274-6728
Facsimile: (713) 437-4339
mark.kratovil@pdo.hctx.net
46
CERTIFICATE OF SERVICE
I certify that I provided a copy of the foregoing brief to Eric Kugler at the
Harris County District Attorney’s Office by electronic service through eFile Texas on
June 26, 2015. A copy of this brief was also served to the State Prosecuting Attorney
on the same day through eFile Texas.
/s Mark Kratovil
MARK KRATOVIL
47
CERTIFICATE OF COMPLIANCE
Pursuant to Rule 9.4(i)(3), undersigned counsel certifies that this brief complies
with the type-volume limitations of Tex. R. App. Proc. 9.4(e)(i).
1. Exclusive of the portions exempted by Tex. R. App. Proc. 9.4 (i)(1), this brief
contains 12,930 words printed in a proportionally spaced typeface.
2. This brief is printed in a proportionally spaced typeface using Garamond 14
point font in text and Garamond 12 point font in footnotes.
3. Upon request, undersigned counsel will provide an electronic version of this
brief and/or a copy of the word printout to the Court.
4. Undersigned counsel understands that a material misrepresentation in complet-
ing this certificate, or circumvention of the type-volume limits in Tex. R. App. Proc.
9.4(j), may result in the Court's striking this brief and imposing sanctions against the
person who signed it.
/s Mark Kratovil
MARK KRATOVIL
48