in Re Valliance Bank , 2013 Tex. App. LEXIS 3152 ( 2013 )

COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NO. 02-12-00255-CV
IN RE VALLIANCE BANK RELATOR
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ORIGINAL PROCEEDING
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ORDER AND OPINION ON MOTION FOR EN BANC
RECONSIDERATION
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In their motion for en banc reconsideration of our original en banc opinion,
Real Parties in Interest first take issue with our holding that their motion to
reinstate was not sufficiently verified by the unsworn statement titled
“Verification” because it was signed by an individual not identified as a party or
as counsel for Real Parties. Real Parties’ motion for reconsideration explains
that Dan Trammell, who signed the verification, is an attorney, is a friend of their
counsel of record, has been “of counsel” to their counsel of record’s law firm for
many years, and often co-counsels with him. Real Parties argue that the trial
judge was well aware of who Mr. Trammell is and needed no recitation of these
matters for verification. Real Parties argue that, as an officer of the court, Mr.
Trammell has “an affirmative responsibility to tell the truth” and that our holding
that the verification was a nullity because it was not made with all of the
formalities and solemnities of Mr. Trammell’s raising his hand and swearing to tell
the truth exalts form over substance, a practice roundly condemned by the Texas
Supreme Court.
As an appellate court, we may take judicial notice of a proper fact even
when the trial court was not requested to take judicial notice of the fact and the
court made no announcement that it had taken such notice. Zarychta v. State,
44 S.W.3d 155, 164 (Tex. App.—Houston [14th Dist.] 2001, pet ref’d), cert.
denied, 535 U.S. 1105 (2002) (citing McDaniel v. Hale, 893 S.W.2d 652, 673
(Tex. App.—Amarillo 1994, writ denied)). We might even take judicial notice that
Mr. Trammell obtained his law degree from the University of Texas Law School
and was licensed as an attorney in 1972, with a career spanning forty years
including service as a county judge and a county and district attorney, and that
his license is in good standing with the State Bar of Texas. See id. Similarly, we
might take judicial notice that Mr. Trammell’s office address is listed by the State
Bar of Texas as the same as that of Real Parties’ counsel of record who is,
himself, a 1969 graduate of the University of Texas Law School, licensed and in
2
good standing with the State Bar of Texas, with over forty years of experience as
well as being peer-selected and listed since 2008 as a Texas “Super Lawyer.”1
See Maddox v. State, 591 S.W.2d 898, 900 (Tex. Crim. App. [Panel Op.] 1979),
cert. denied, 447 U.S. 909 (1980). However, even if we judicially notice all of the
above-listed facts, and even if we further assume that Mr. Trammell was
authorized to act on behalf of Real Parties in verifying the motion to reinstate, the
verification still was not sworn. Rule 165a requires a timely-filed, sworn
verification “by the movant or his attorney” (or a timely-filed affidavit or other
adequate substitute) as a jurisdictional prerequisite to extend the plenary power
of the trial court beyond thirty days. Tex. R. Civ. P. 165a(3).2
If the unsworn signature of a licensed lawyer in good standing with the
State Bar and well known to the trial judge or in the professional community were
a sufficient substitute for the “verification” of a motion to reinstate, then counsel of
record’s routine signature would, itself, suffice, and rule 165(a)’s requirement for
verification would be rendered meaningless. For us to hold that the signature of
counsel for a party, which is required on all pleadings, sworn or unsworn, is
1
Thomson Reuters, SUPER LAWYERS (2013),
http://www.superlawyers.com/search?q=michael whitten texas&1=texas.
2
We acknowledge that the supreme court in Guest v. Dixon held that the
verification requirement in rule 165a(3) was satisfied by the timely-filed affidavit
of the movant’s former attorney in that case explaining inactivity in the case while
he had represented the movant. See 195 S.W.3d 687, 688–89 (Tex. 2006). But
the affidavit of the former attorney was timely filed together with the motion to
reinstate in that case, as discussed below. See id. at 688 & n.2.
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sufficient to satisfy the requirement of verification under rule 165a(3) would be
tantamount to rewriting the rules of procedure to eliminate that requirement, not
only under that rule but under similar rules of civil procedure, notably rule
306a(5). That rule requires a “sworn motion” with proof that notice or knowledge
of judgment was not received within twenty days after judgment was signed in
order to invoke the trial court’s jurisdiction to extend post-judgment deadlines.
Tex. R. Civ. P. 306a(5); see Tex. R. App. P. 4.2(b) (providing procedure to
extend appellate deadlines to perfect appeal governed by rule 306a(5)); see also
Mem’l Hosp. v. Gillis, 741 S.W.2d 364, 365 (Tex. 1987) (holding compliance with
provisions of 306a is a “jurisdictional prerequisite” to extend trial court’s plenary
power); Carrera v. Marsh, 847 S.W.2d 337, 341 (Tex. App.—El Paso 1993, orig.
proceeding) (op. on reh’g) (noting that motions to reinstate under rule 165a and
motions for new trial under rule 306a are “procedurally identical in that both
require that the motions seeking relief be verified,” and holding unverified motion
for new trial filed under rule 306a failed to extend appellate timetable).3 The
3
Generally, an attorney’s statements must be under oath to constitute
evidence. Banda v. Garcia, 955 S.W.2d 270, 272 (Tex. 1997). However, lack of
an oath is waived by failure to object when the opponent knew or should have
known an objection was required. Id.; Russ v. Titus Hosp. Dist., 128 S.W.3d
332, 338 (Tex. App.—Texarkana 2004, pet. denied). We also note that the
Texas Government Code defines “affidavit” as a statement in writing of facts
“signed by the party making it, sworn to before an officer authorized to administer
oaths, and officially certified to by the officer under his seal of office.” Tex. Gov’t
Code Ann. § 312.011(1) (West 2005). A jurat is not essential for an affidavit to
meet the definition of “affidavit” in section 312.011(1) if there is some other
indication in the record that the purported affidavit was sworn to by the affiant,
but the supreme court has recently held that a complaint that an affidavit fails to
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supreme court, and not this court, is vested with the rulemaking power in civil
cases. See Tex. Gov’t Code Ann. § 22.004(a) (West Supp. 2012).
In their motion for reconsideration, Real Parties also re-urge their reliance
on Guest. They argue that Guest compels a different result in this case, not only
because of the admonition by the supreme court to construe the rules liberally (of
which we are mindful), but also because the supreme court held that the
petitioner’s motion to reinstate, supported only by an affidavit of her former
attorney rather than her then-current counsel, was sufficient to extend the trial
court’s plenary power. Real Parties now point to a curious footnote in Guest that
refers to the court of appeals’s opinion and states that “[a]s the court of
appeals’[s] opinion reflects, the motion [to reinstate] was filed 32 days after the
judgment was signed. The record does not reflect whether the motion was
timely. Neither Dixon nor the court of appeals asserts that the motion was not
timely.” Id. at 688 n.2 (citation omitted). Real Parties contend that the supreme
meet the requirements of section 312.011(1) must be preserved in the trial court
or it is waived. Mansions in the Forest, L.P. v. Montgomery Cnty., 365 S.W.3d
314, 317 (Tex. 2012). Possibly, the supreme court could similarly alleviate the
harshness of the effect of an unverified motion to reinstate by holding that an
objection and opportunity to cure are required to preserve error. However,
neither Russ nor Mansions in the Forest involved a jurisdictional requirement for
a document to be sworn, as required by rule 165a in this case, to extend plenary
power of the trial court. Moreover, Relator’s counsel did object in writing both to
the lack of verification of the motion to reinstate and to the untimeliness of the
affidavit in this case, and the trial court overruled those objections in its order
granting reinstatement.
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court in that footnote thereby “clearly indicated that strict adherence to the filing
deadlines of Rule 165a(3) is not a jurisdictional death blow.”
The court of appeals’s opinion in Guest states that the trial court signed the
judgment of dismissal for want of prosecution on January 25, 2003, and that the
motion to reinstate, along with the attorney’s affidavit, was filed on February 26,
2003. 153 S.W.3d 466, 467 (Tex. App.—Amarillo 2004), rev’d, 195 S.W.3d 687
(Tex. 2006). If these dates controlled, the motion to reinstate (and affidavit)
would have been filed two days late, after the plenary power of the trial court had
expired. We have looked to the briefs of the parties in that case for
enlightenment. The petitioner’s brief on the merits in the supreme court states
that “the motion [to reinstate] was mailed on February [24, 2003,] and ‘deemed
filed’ that day. The timeliness of the motion, as opposed to its effectiveness, is
not at issue.”4 The response to the petition for review acknowledges that “Guest
filed her Motion to Reinstate on February 24, 2003.”5 Accordingly, despite the
date of filing as apparently shown in the record, the motion to reinstate and
supporting affidavit to petitioner’s motion to reinstate were timely filed in that
4
Brief for Petitioner at 1 n.1, Guest v. Dixon, 195 S.W.3d 687 (Tex. 2006)
(No. 04-0128) (citation omitted). The briefs in that case are not available online.
Paper copies were obtained directly from the Clerk’s Office of the Supreme Court
of Texas.
5
Response to Petitioners’ Petition for Review at 9, Guest v. Dixon, 195
S.W.3d 687 (Tex. 2006) (No. 04-0128) (adopted as Respondent’s Brief on the
Merits).
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case, within thirty days of the date the judgment was signed on January 25,
2003, under the “mailbox rule” as provided in rule 5. See Tex. R. Civ. P. 5.
In light of the foregoing, and mindful of the supreme court’s qualifying
language merely “assuming” the continued viability of its prior decisions holding
that timely verification and filing of a motion to reinstate are jurisdictional, we do
not read Guest as implicitly relaxing the thirty-day deadline under rule 165a. As
an intermediate court, we have exhausted every option to avoid allowing literal
compliance with rule 165a to control over substance, and we remain bound by
the rule as written and the supreme court’s decisions in Butts and McConnell to
hold that, because the motion to reinstate, although timely filed, was not properly
verified and because Real Parties’ counsel’s later affidavit was not timely filed,
the trial court lost plenary power thirty days after the dismissal order was signed,
and that the trial court’s order purporting to grant reinstatement after that time is
void. See McConnell v. May, 800 S.W.2d 194, 194 (Tex. 1990) (orig.
proceeding) (granting mandamus relief to set aside order reinstating case more
than thirty days after dismissal on unverified motion); Butts v. Capitol City
Nursing Home, Inc., 705 S.W.2d 696, 697 (Tex. 1986); see also In re Dickason,
987 S.W.2d 570, 570–71 (Tex. 1998) (orig. proceeding) (holding trial court order
granting new trial signed after expiration of plenary power had expired is void);
Emerald Oaks Hotel/Conf. Ctr., Inc. v. Zardenetta, 776 S.W.2d 577, 578 (Tex.
1989) (orig. proceeding) (holding that no written order of reinstatement having
been signed during court’s plenary period, the judgment of dismissal became
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final); Walker v. Harrison, 597 S.W.2d 913, 915 (Tex. 1980) (orig. proceeding)
(“This court has repeatedly held that the time limits provided in rule 165a are
mandatory and jurisdictional and that orders of reinstatement entered after their
expiration are void.”).
Accordingly, we deny Real Parties’ motion for en banc reconsideration of
our judgment and opinion of November 15, 2012.
ANNE GARDNER
JUSTICE
EN BANC
DELIVERED: March 21, 2013
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