Maria Saldana-Fountain v. Chavez Law Firm, Enrique Chavez, Jr., and Chavez Law, P. C. , 2014 Tex. App. LEXIS 12746 ( 2014 )


Menu:
  •                                  COURT OF APPEALS
    EIGHTH DISTRICT OF TEXAS
    EL PASO, TEXAS
    §
    MARIA SALDANA-FOUNTAIN,                                      No. 08-12-00322-CV
    §
    Appellant,                                 Appeal from the
    §
    v.                                                           384th District Court
    §
    CHAVEZ LAW FIRM, ENRIQUE                                   of El Paso County, Texas
    CHAVEZ, JR., AND CHAVEZ LAW,                    §
    P.C.,                                                         (TC# 2011-2939)
    §
    Appellees.
    OPINION
    In this case, we must determine whether a legal malpractice claimant who alleges her
    attorney failed to file an employment discrimination lawsuit within the statute of limitations
    period can survive summary judgment absent expert testimony speaking to the viability of her
    original underlying claim. We hold she cannot.
    BACKGROUND
    Factual History
    This case arises out of an underlying racial discrimination claim pro se Appellant Maria
    Saldana-Fountain wished to prosecute against her former employer, William Beaumont Army
    Medical Center (“the Hospital”).1 Appellant alleged that she hired an attorney to help her file a
    complaint with the Equal Employment Opportunity Commission (“EEOC”). While her EEOC
    complaint was pending, the attorney died. The EEOC subsequently ended its investigation and
    issued her a right-to-sue letter. Appellant then sought out the legal services of Appellees Enrique
    Chavez, Jr., the Chavez Law Firm, and Chavez Law, P.C. (individually and collectively
    “Chavez”) to proceed with a lawsuit against the Hospital. Neither side disputes that the statute
    of limitations for Appellant’s federal discrimination claims expired on January 3, 2011. The
    evidence is also undisputed that on November 23, 2010, Appellant approached Chavez about
    filing an employment discrimination lawsuit against the Hospital in federal court.                             What
    happened following this meeting is in dispute.
    Appellant alleged she entered into a legal services contract with Chavez on November 23.
    Appellant further alleged that when she contacted Chavez on January 3, 2011, the day the statute
    of limitation expired, his employees assured her the case had been filed. It is undisputed that
    Chavez never filed Appellant’s case in federal court. Chavez contended that a letter in the
    summary judgment record dated November 24, 2010, the day after the initial consultation, shows
    that he never formed an attorney-client relationship with Appellant. The letter states that Chavez
    declined to take the case and that Appellant should consult with other attorneys if she wished to
    pursue her claim. Appellant claims this letter was backdated and that she actually received the
    letter on March 24, 2011, following the expiration of the statute of limitations.
    Procedural History
    1
    In her brief, Appellant made numerous factual allegations about matters that do not appear in the record and
    attempted to present documents to this Court which were not presented to the trial court below. Chavez moved to
    strike large parts of Appellant’s brief and an attached appendix on this basis. In deciding this appeal, we reviewed
    only that evidence which properly appeared in the record. As such, we deny Chavez’s motion to strike as moot.
    Appellant’s motion in opposition to Chavez’s motion to strike is also denied as moot.
    2
    Prior to the deadline set by the agreed discovery order, Appellant did not provide any
    expert affidavits in support of her legal malpractice claim or her employment discrimination
    claim. Chavez filed a hybrid motion for summary judgment on two grounds. First, Chavez
    contended that Appellant failed to provide any expert evidence on each element of her legal
    malpractice and breach of fiduciary duty claims. Second, Chavez alternatively argued that he
    prevailed under the traditional standard because Appellant failed to raise material fact issues on
    those same elements through the use of expert testimony. The trial court granted Chavez’s
    motion without specifying the grounds underpinning its judgment.
    This appeal followed.
    DISCUSSION
    The ultimate question presented here is whether Appellant can maintain her legal
    malpractice suit against Chavez absent expert testimony. Appellant lodges two multifarious
    complaints in her brief. We begin by addressing Issue Two, in which Appellant raises numerous
    objections to the trial court’s continuance and discovery rulings.2 Challenges to those rulings are
    outside the scope of this appeal, which deals only with the trial court’s ruling on summary
    judgment disposing of all claims. See Capitol Indem. Corp. v. Kirby Rest. Equip. & Chem.
    Supply Co., Inc., 
    170 S.W.3d 144
    , 146 (Tex.App.--San Antonio 2005, pet. denied)(scope of
    summary judgment review limited to issues presented in written motion).                          Further, we are
    without jurisdiction to entertain interlocutory appeals of the trial court’s discovery rulings absent
    statutory authorization.         See TEX.CIV.PRAC. & REM.CODE ANN. § 51.014 (West Supp.
    2014)(interlocutory appeal statute). Issue Two is overruled.
    2
    Appellant also purports to raise constitutional arguments in Issue Two, and frames Sub-Issues A and C in terms of
    “due process.” However, our review of her brief shows that Appellant spends those sub-issues reiterating the
    summary judgment points she makes in Issue One. As such, we read these sub-issues as subsumed by Issue One
    and decline to address them separately, since duplicative discussion of these points is unnecessary to the resolution
    of this appeal. See TEX.R.APP.P. 47.1.
    3
    We next turn to Appellant’s remaining point. In Issue One, Appellant contends that
    under the “common knowledge doctrine,” she was not required to submit expert testimony
    because a layperson can understand that failing to file suit within the statute of limitations would
    constitute negligence. Assuming without deciding that expert testimony was unnecessary to
    establish the standard of care because “[m]issing the statute of limitations is a classic example of
    negligence that any layperson can understand[,]” James V. Mazuca & Assocs. v. Schumann, 
    82 S.W.3d 90
    , 97 (Tex.App.--San Antonio 2002, pet. denied), we nevertheless conclude that the law
    required Appellant to provide expert testimony on the viability of her employment claim—her
    “case within a case”—in order to establish causation, i.e., that but for her attorney’s negligence,
    she would be entitled to judgment.
    Standard of Review and Applicable Law
    We review summary judgment grants de novo. Merriman v. XTO Energy, Inc., 
    407 S.W.3d 244
    , 248 (Tex. 2013). When a party moves for hybrid summary judgment, we generally
    address the no-evidence grounds first before turning, if necessary, to the traditional grounds. 
    Id. “A no-evidence
    summary judgment motion under Rule 166a(i) is essentially a motion for
    a pretrial directed verdict; it requires the nonmoving party to present evidence raising a genuine
    issue of material fact supporting each element contested in the motion.” Timpte Indus., Inc. v.
    Gish, 
    286 S.W.3d 306
    , 310 (Tex. 2009). “When reviewing a no-evidence summary judgment,
    we review the evidence presented by the motion and response in the light most favorable to the
    party against whom the summary judgment was rendered, crediting evidence favorable to that
    party if reasonable jurors could, and disregarding contrary evidence unless reasonable jurors
    could not.”    
    Id. [Internal quotations
    marks omitted].      General or conclusory no-evidence
    challenges are prohibited; a movant must identify specific elements on which the non-movant
    4
    failed to provide evidence. 
    Id. On traditional
    summary judgment review, we determine whether
    the movant has established that no genuine issue of material fact exists and that he is entitled to
    judgment as a matter of law. TEX. R. CIV. P. 166a(c). If so, the movant is entitled to summary
    judgment. 
    Id. The fundamental
    elements of a legal malpractice claim are no different than those of a
    standard negligence claim. A plaintiff must establish that “the defendant owed the plaintiff a
    duty, the defendant breached that duty, the breach proximately caused the plaintiff’s injury, and
    the plaintiff suffered damages.” Akin, Gump, Strauss, Hauer & Feld, L.L.P. v. Nat’l Dev. &
    Research Corp., 
    299 S.W.3d 106
    , 112 (Tex. 2009).            “Breach of the standard of care and
    causation are separate inquiries, and an abundance of evidence as to one cannot substitute for a
    deficiency of evidence as to the other. Thus, even when negligence is admitted, causation is not
    presumed.” Thompson & Knight, L.L.P. v. Patriot Exploration, L.L.C., No. 05-13-00104-CV,
    
    2014 WL 4072120
    , at *4 (Tex.App.--Dallas Aug. 19, 2014, no pet.). To establish proximate
    cause where a legal malpractice claim arises from a prior suit, the plaintiff must establish that but
    for her attorney’s negligence, “she would be entitled to judgment.” Cunningham v. Hughes &
    Luce, L.L.P., 
    312 S.W.3d 62
    , 67 (Tex.App.--El Paso 2010, no pet.); MND Drilling Corp. v.
    Lloyd, 
    866 S.W.2d 29
    , 31 (Tex.App.--Houston [14th Dist.] 1987, no writ)(attorney’s failure to
    respond to summary judgment motion alone not enough to support legal malpractice claim;
    plaintiff must also show suit would have survived summary judgment but for the attorney’s
    negligence). This burden is often referred to as the “suit within a suit” requirement. See
    Greathouse v. McConnell, 
    982 S.W.2d 165
    , 173 (Tex.App.--Houston [1st Dist.] 1998, pet.
    denied).
    Analysis
    5
    When the trial court does not specify upon which grounds its judgment rests, we may
    uphold the judgment on any correct legal theory passed on below. Provident Life & Accident
    Ins. Co. v. Knott, 
    128 S.W.3d 211
    , 216 (Tex. 2003). Appellant maintains that she did not need to
    provide expert testimony because missing the statute of limitations is negligence that is obvious
    to even laypeople unversed in law. Language out of the San Antonio Court of Appeals appears
    to support her contention. See 
    Mazuca, 82 S.W.3d at 97
    (calling an attorney’s failure to file a
    case within the statute of limitations period a “classic example of negligence” that would not
    require expert testimony).    We need not decide whether Appellant’s legal assessment on
    negligence is correct if she failed to bring forth any competent evidence on the issue of
    causation. See Haddy v. Caldwell, 
    403 S.W.3d 544
    , 546-47 (Tex.App.--El Paso 2013, pet.
    denied). Here, we find no evidence to support the merits of her “suit within a suit.”
    We note that expert testimony does not appear to be an absolute prerequisite to
    establishing causation in a legal malpractice suit. In discussing causation, the Texas Supreme
    Court in Alexander v. Turtur & Assocs., Inc., stated that “[i]n some cases the client’s testimony
    may provide this link, but in others the connection may be beyond the jury’s common
    understanding and require expert testimony.” 
    146 S.W.3d 113
    , 119 (Tex. 2004). Nevertheless,
    if this case had gone to trial, the jury would have had no way of determining whether Appellant’s
    underlying employment discrimination suit was meritorious absent expert testimony, since
    federal employment law is not common knowledge among most jurors. As such, Appellant’s
    failure to designate any expert witnesses who could speak to the merits of her underlying claim
    by the discovery deadline is fatal to her claim. No competent record evidence exists to raise a
    genuine issue of material fact on causation, and rendition of summary judgment on no-evidence
    grounds was proper.
    6
    “Fracturing” A Legal Malpractice Claim?
    Appellant also maintains that she should have survived summary judgment because she
    did not need to provide expert testimony in support of her second claim against Chavez: breach
    of fiduciary duty.    Chavez counters that Appellant’s breach of fiduciary duty claim was
    improperly “fractured” from the legal malpractice claim, and that she did not in fact present a
    separate cause of action for fiduciary breach, but rather only raised additional negligence
    allegations subsumed within her legal malpractice cause of action. As such, her “claim” for
    breach of fiduciary duty rises and falls in tandem with her malpractice claim. We agree.
    A plaintiff is not limited to suing an attorney only for professional negligence. Deutsch
    v. Hoover, Bax & Slovacek, L.L.P., 
    97 S.W.3d 179
    , 189 (Tex.App.--Houston [14th Dist.] 2002,
    no pet.). However, “[t]he rule against dividing or fracturing a negligence claim prevents legal-
    malpractice plaintiffs from opportunistically transforming a claim that sounds only in negligence
    into other claims.” 
    Id. We look
    to the substance of the claim and not its title in determining
    whether a plaintiff has presented a separate claim, or merely recast and repeated a negligence
    claim. 
    Id. “If the
    gist of a client’s complaint is that the attorney did not exercise that degree of
    care, skill, or diligence as attorneys of ordinary skill and knowledge commonly possess, then that
    complaint should be pursued as a negligence claim, rather than some other claim.” 
    Id. “If, however,
    the client’s complaint is more appropriately classified as another claim, for example,
    fraud, DTPA, breach of fiduciary duty, or breach of contract, then the client can assert a claim
    other than negligence.” 
    Id. Here, the
    substance of Appellant’s allegations in her live pleading make clear that she
    sought to hold Chavez liable for professional negligence. She alleged six specific acts as proof
    both of Chavez’s negligence and his breach of fiduciary duty. She also never specifically alleges
    7
    how Chavez breached his fiduciary duty to her beyond performing negligently. The “gist” of her
    breach of fiduciary duty claim is that Chavez failed to use the ordinary care and skill required of
    an attorney. The substance of that allegation presents nothing beyond a standard professional
    negligence claim, the merits of which we dealt with above. No-evidence summary judgment was
    proper.
    Issue One is overruled. The trial court’s judgment is affirmed.
    YVONNE T. RODRIGUEZ, Justice
    November 25, 2014
    Before McClure, C.J., Rivera, and Rodriguez, JJ.
    Rivera, J., not participating
    8