Nicolas Stephen Lloyd v. State ( 2014 )

REVERSE and REMAND; and Opinion Filed December 22, 2014.
S
Court of Appeals
In The
Fifth District of Texas at Dallas
No. 05-13-01004-CR
NICOLAS STEPHEN LLOYD, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 401st Judicial District Court
Collin County, Texas
Trial Court Cause No. 401-81624-2012
OPINION
Before Justices Francis, Lang, and Stoddart 1
Opinion by Justice Francis
Nicolas Stephen Lloyd appeals the trial court’s order denying his motion to suppress the
results of a warrantless, nonconsensual blood draw. At trial, appellant stipulated to having been
convicted twice previously of driving while intoxicated, and the evidence of his blood alcohol
concentration was admitted. A jury convicted him of driving while intoxicated third offense,
found he used or exhibited a deadly weapon (a motor vehicle), and assessed punishment at eight
years in prison and a $2000 fine. In a single issue, appellant claims the trial court erred by
denying his motion to suppress because the warrantless, nonconsensual blood draw constituted
an unconstitutional search and seizure and violated his Fourth Amendment rights. We agree
1
The Honorable Justice Craig Stoddart succeeded the Honorable Jim Moseley, a member of the original panel. Justice Stoddart has
reviewed the briefs and record before the Court.
with appellant. We reverse the trial court’s judgment and remand this case for further
proceedings.
Around 1:00 a.m. on April 27, 2012, Officer Jon Conduti of the Frisco Police Department
responded to a call about a “major vehicle accident” at a residence. When he arrived, he saw
appellant’s red Mercedes sitting in the yard, where it had crashed into the corner of the house.
Conduti spoke with appellant, who had “a strong odor of alcoholic beverage on his breath” and
bloodshot eyes. Appellant said something about making a mistake but then declined to talk
further. Appellant also refused to perform any standardized field sobriety tests without an
attorney present. Conduti arrested appellant for driving while intoxicated and took him to the
Frisco jail for a DWI interview. At the jail, appellant refused to give a blood sample. Conduti
began completing paperwork for a search warrant for a blood draw; however, when he
discovered appellant had been convicted two previous times for driving while intoxicated, he
stopped processing the search warrant and took appellant to the hospital for a mandatory blood
draw under the authority of section 724.012 of the Texas Transportation Code. Appellant’s
blood was drawn around 3:00 a.m., and he was charged with felony DWI third offense.
Before trial, appellant filed a motion to suppress, alleging the warrantless, nonconsensual
blood draw was a violation of his Fourth Amendment rights. The State conceded the officer had
no warrant but argued (1) implied consent and (2) appellant had a reduced expectation of privacy
because driving is a highly regulated activity and, under the totality of the circumstances, the
search was reasonable. After the hearing, the trial court denied appellant’s motion to suppress
and admitted the evidence at trial. While this appeal was pending, the court of criminal appeals
issued its opinion in State v. Villarreal, No. PD-0306-14, 2014 WL 6734178 (Tex. Crim. App.
Nov. 26, 2014), addressing involuntary blood draws taken under the authority of the Texas
Transportation Code.
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In a single issue, appellant claims the trial court erred by denying his motion to suppress.
He claims that, because he did not consent to the blood draw and the State did not have a warrant
to draw his blood, the search was reasonable only if the State could show exigent circumstances.
Because the State did not do so, appellant claims the search violated his Fourth Amendment
rights, the motion should have been granted, and the blood alcohol concentration evidence
should have been suppressed.
We review a trial court’s ruling on a motion to suppress evidence under a bifurcated
standard. State v. Kerwick, 393 S.W.3d 270, 273 (Tex. Crim. App. 2013). We grant almost total
deference to the trial court’s determinations of historical facts and mixed questions of law and
fact that rely on credibility when supported by the record. Id. But when mixed questions of law
and fact do not depend on the evaluation of credibility and demeanor, we review the trial court’s
ruling de novo. Id.
The Texas Court of Criminal Appeals recently addressed whether a warrantless,
nonconsensual testing of a DWI suspect’s blood violates the suspect’s Fourth Amendment rights.
Villarreal, 2014 WL 6734178. In that case, a police officer stopped Villarreal for a traffic
violation. Id. at *1. When Villarreal displayed signs of intoxication, the officer asked him to
perform standardized field sobriety tests, but Villarreal refused. Id. The officer then arrested
Villarreal on suspicion of DWI and gave him written statutory warnings requesting a blood
specimen. Again, Villarreal refused. Id. After a criminal history check revealed Villarreal had
been previously convicted of DWI several times, the officer took Villarreal to a hospital for a
mandatory blood draw under section 724.012 of the transportation code. Id. at *2.
After he was indicted for felony DWI, Villarreal filed a motion to suppress stating there
was no deemed consent to the taking of a blood specimen. Id. The trial court conducted an
evidentiary hearing; the officer, the sole witness at the hearing, testified he “could have”
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obtained a warrant, but believed he “did not statutorily have to” in light of the mandatory-blood-
draw provision in the code. Id. He said his decision to require the blood draw was based solely
on the statutory authorization and not on any emergency at the scene or the existence of exigent
circumstances. Id. The trial court granted Villarreal’s motion to suppress, and the court of
appeals affirmed. Id. at *1. The State filed a petition for discretionary review, alleging the trial
court and the court of appeals erred by concluding the warrantless search of Villarreal’s blood
violated the Fourth Amendment and that the mandatory blood draw statute does not dispose of
the warrant requirement. Id.
On petition for discretionary review, the court of criminal appeals noted that, as a general
rule, to comply with the Fourth Amendment, a search of a person in a criminal investigation
(1) requires a search warrant or a recognized exception to the warrant requirement and (2) must
be reasonable under the totality of the circumstances. Id. at *8. The Fourth Amendment is
implicated in DWI cases because the collection of a suspect’s blood invades a substantial privacy
interest, and the exigent circumstances exception to the search-warrant requirement is not
established merely by the natural dissipation of alcohol. Id. The court of criminal appeals then
concluded that, because Villarreal did not consent and the warrantless blood draw under section
724.012 did not fall under any of the proffered exceptions to the warrant requirement, the search
violated his Fourth Amendment rights. Id.
In reaching this conclusion, the court rejected the State’s argument that, with respect to a
roadside DWI stop, a driver:
impliedly agrees ahead of time that, in exchange for the privilege of driving on
our roads, he is willing to waive the right to a warrant in these limited
circumstances. The deal is sealed when he gets behind the wheel, and it can’t
later be revoked when he gets caught driving in an impaired condition.
Id. at *11. The court stated that to constitute a valid waiver of Fourth Amendment rights through
consent, a suspect’s consent to search must be freely and voluntarily given; an “additional
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necessary element of valid consent is the ability to limit or revoke it.” Id. Implied consent that
has been withdrawn or revoked is not a substitute for the voluntary consent required by the
Fourth Amendment. Id. The record clearly showed Villarreal refused consent. The court
concluded an “explicit refusal to submit to blood testing overrides the existence of any implied
consent.” Id.
The court of criminal appeals then considered whether any “other justification for the
search applie[d].” Addressing known exceptions to the warrant requirement, including the
automobile exception and search incident to arrest, the court concluded the blood draw did not
fall under any recognized exception to the warrant requirement. Id. at *12−16. The court also
rejected the State’s argument that the search could be upheld as reasonable under a general
Fourth Amendment balancing test. Id. at *16−19. In sum, the court concluded “the provisions
in the Transportation Code do not, taken by themselves, form a constitutionally valid alternative
to the Fourth Amendment warrant requirement.” Id. at *20. The court of criminal appeals
affirmed the trial court’s granting of Villarreal’s motion to suppress the blood alcohol
concentration evidence. Id. at *21.
In our case, appellant refused to perform standardized field sobriety tests and refused to
consent to a blood sample. Although Conduti began completing a search warrant affidavit for a
blood draw, he abandoned the search warrant upon discovering appellant had been convicted two
previous times for DWI. The officer estimated it usually took about one and one-half hours to
complete a warrant and get it signed. During that time, they “would have lost some of the
evidence of the alcohol in the Defendant’s body.” Conduti said the only reason he stopped
processing the warrant was because he discovered appellant’s prior convictions and, under the
transportation code, he did not need a warrant. The reasons he thought he could bypass the
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warrant process were because (1) the transportation code allowed him to and (2) “the alcohol
was dissipating.”
On appeal, the State argues appellant gave “implied consent” which was irrevocable “as a
person twice previously convicted of driving while intoxicated” and sufficient aggravating
factors were present to satisfy the exigent circumstances requirement. With respect to the first
argument, the court of criminal appeals already considered and rejected this precise argument.
See Villarreal, 2014 WL 6734178, at *11 (“To the extent the State suggests that the implied-
consent and mandatory-blood-draw provisions in the Transportation Code categorically
extinguish a DWI suspect’s right to withdraw consent when some aggravating circumstance is
present, that suggestion cannot be squared with the requirement that, to be valid for Fourth
Amendment purposes, consent must be freely and voluntarily given based on the totality of the
circumstances, and must not have been revoked or withdrawn at the time of the search.”). We
reject this portion of the State’s argument.
Next, the State argues “sufficient aggravating factors,” specifically appellant’s two prior
convictions, his refusal to engage in sobriety tests, and his refusal to consent to a voluntary blood
draw, satisfied the exigent circumstances requirement. These factors are not exigent
circumstances that provide an exception to the warrant requirement; exigent circumstances are
those “exigencies of the situation” that “make the needs of law enforcement so compelling that
[a] warrantless search is objectively reasonable under the Fourth Amendment.” Mincey v.
Arizona, 437 U.S. 385, 394 (1978). These include, for example, the threat of imminent removal
or destruction of evidence, threat to human life, rendering emergency assistance to injured
occupants, or hot pursuit of a fleeing suspect. See Kentucky v. King, 131 S. Ct. 1849, 1856
(2011). However, as a general rule, the “context of blood testing is different in critical respects
from other destruction-of-evidence cases in which police are truly confronted with a ‘now or
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never’ situation.” Missouri v. McNeely, 133 S. Ct. 1552, 1561 (2013). Such cases should be
considered on a case-by-case assessment of exigency, not a categorical rule. Id. In fact, in
“those drunk-driving investigations where police officers can reasonably obtain a warrant before
a blood sample can be drawn without significantly undermining the efficacy of the search, the
Fourth Amendment mandates that they do so.” Id. The factors the State relies on are simply
those factors that invoke the mandatory blood draw statute. See TEX. TRANSP. CODE
ANN. § 724.012 (West 2011). Because no exigent circumstances existed which would justify a
warrantless search, we reject this argument as well.
Appellant did not consent to the draw and the taking of his blood did not fall under
another recognized exception to the warrant requirement. We therefore conclude the
warrantless, nonconsensual blood draw violated appellant’s Fourth Amendment rights. See
McNeely, 133 S. Ct at 1561−63; Villarreal, 2014 WL 6734178, at *20. The trial court abused its
discretion by denying appellant’s motion. We reverse the trial court’s judgment and remand this
case for further proceedings consistent with this opinion.
/Molly Francis/
MOLLY FRANCIS
JUSTICE
Publish
TEX. R. APP. P. 47
131004F.P05
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S
Court of Appeals
Fifth District of Texas at Dallas
JUDGMENT
NICOLAS STEPHEN LLOYD, Appellant On Appeal from the 401st Judicial District
Court, Collin County, Texas
No. 05-13-01004-CR V. Trial Court Cause No. 401-81624-2012.
Opinion delivered by Justice Francis,
THE STATE OF TEXAS, Appellee Justices Lang and Stoddart participating.
Based on the Court’s opinion of this date, the judgment of the trial court is REVERSED
and the cause REMANDED for further proceedings consistent with this opinion.
Judgment entered this 22nd day of December, 2014.
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