Lisa Ann Barfield v. State , 2015 Tex. App. LEXIS 3251 ( 2015 )

Affirmed as Modified and Opinion filed April 2, 2015.
In The
Fourteenth Court of Appeals
NO. 14-13-00518-CR
LISA ANN BARFIELD, appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the County Criminal Court at Law No. 2
Harris County, Texas
Trial Court Cause No. 1714161
OPINION
Appellant Lisa Ann Barfield appeals from her conviction for driving while
intoxicated (DWI). A jury found her guilty and assessed punishment at ninety
days’ confinement and a $1,000 fine, both of which were probated for one year. In
nine issues, appellant contends (1) the trial court erred in denying her motion for
continuance; (2) her trial counsel was ineffective in failing to object to evidence of
extraneous offenses; (3) counsel was ineffective in offering evidence of appellant’s
invocation of her right to counsel and failing to object to the use of that invocation
as direct evidence of guilt; (4) counsel was ineffective in failing to object to
testimony regarding appellant’s first trial; (5) the trial judge erred in displaying a
Mothers Against Drunk Driving (MADD) plaque in the courtroom; (6) appellant
was denied a fair trial because the trial judge was not impartial; (7) the trial court
erred by providing a definition of reasonable doubt in the jury charge; (8) appellant
was harmed by inclusion of the definition; and (9) the trial court’s judgment should
be modified to remove the notation of a blood-alcohol content level as no such
level was proven. We modify the trial court’s judgment to remove the blood-
alcohol content notation and affirm the judgment as so modified.
I. Background
Appellant was arrested for suspected DWI on October 18, 2010. Prior to her
arrest, three separate individuals, Paul Jolivet, Dennis Clark, and John Stewart,
called 9-1-1 to report concerns regarding her driving. Recordings of the 9-1-1 calls
were played for the jury. Jolivet also testified at trial, stating that around 5:30
p.m., he observed appellant driving on a highway when she appeared “pretty
intoxicated” and was “bobbing and leaning over” within her vehicle. He further
explained that her erratic driving, zigzagging, tailgating, and “hitting [the] brakes
pretty hard” led other drivers to honk their horns and clear a path for her. Jolivet
was concerned that appellant was about to cause “a tragedy, an accident.”
Clark testified that he observed appellant driving in stop-and-go traffic;
when appellant was stopped, her body was leaned forward over the steering wheel,
but when she pressed the accelerator, her body would lean back. According to
Clark, appellant’s eyes appeared to be closed. He called 9-1-1 because it appeared
to be “inevitable that she was going to hit somebody.” He further stated that other
vehicles were avoiding appellant and she was being followed by two tow trucks.
2
Clark described her as being “under the influence of something, whether it be
alcohol or pills.” Stewart did not testify at trial, but he informed the 9-1-1 operator
that appellant was “all over the freeway,” appeared to be intoxicated, and was
forcing people off the road. He was concerned appellant was going to kill
someone with her driving.
Officer Kaleal Johns responded to the call from dispatch and located
appellant’s vehicle stopped at a red light. Johns pulled behind appellant’s vehicle,
turned on his lights and siren, and used a loudspeaker to repeatedly instruct
appellant to pull to the side of the road. Appellant, however, continued to drive
until she reached another red light. At that point, Johns exited his car, knocked on
appellant’s window, and instructed her to roll the window down. Johns said that
appellant just looked at him with glassy, red, bloodshot eyes. He instructed her
again to roll down the window, and when she failed to do so, he instructed her to
open her door. When she failed to follow that instruction as well, Johns opened the
door. He said that a smell of alcohol “saturat[ed]” the interior of the vehicle and he
detected it on her breath as well. He asked her if she was okay, but she just looked
at him “like she was confused or dazed.” He instructed appellant to place her
vehicle in park, but she again failed to comply so he put the car in park himself.
Johns then placed appellant in the back of his police car to await the arrival of
additional officers. He stated that appellant became belligerent while they waited.
Officer Joel Cuffy testified that when he arrived on the scene, he observed
that appellant’s eyes were red and glassy and she had a strong odor of alcohol on
her breath. Further according to Cuffy, appellant initially denied having consumed
any alcoholic beverages but subsequently admitted to consuming four glasses of
Merlot while at a restaurant shortly before driving. Cuffy performed two field
sobriety tests on appellant: the horizontal gaze nystagmus test (HGN) and the one-
3
leg stand test. During the HGN test, Cuffy noted the presence of all six positive
indicators for intoxication, while three of four positive indicators were observed
during the one-leg stand. Based on his observations, Cuffy concluded that
appellant was intoxicated.
Officer Donald Downer also responded to the scene and detected a strong
odor of alcohol coming from appellant. After Downer transported appellant to a
police station, she refused breathalyzer and blood testing. Based on the odor and
his interaction with appellant, during which she repeated certain questions and at
times failed to comprehend what was being said to her, Downer concluded that
appellant was intoxicated. Downer additionally testified that he and Johns
prepared the offense report, which he acknowledged contained some errors, such
as noting her eyes were clear when he recalled them being bloodshot. He
explained that the report is completed using drop-down computer menus and he or
Johns must have made the wrong selection regarding appellant’s eyes.
A video taken at the station also was admitted into evidence. In the video,
appellant repeatedly refuses to perform a breath test or any sobriety tests, and she
repeatedly requests her attorney, including by name. Appellant speaks slowly but
coherently in the video. She states that she does not trust the police in Harris
County and that she believed she would be charged regardless of how she
performed on any of the tests. The video is time stamped as beginning at 7:51
p.m., approximately two hours and twenty minutes after she was reported to be
driving erratically, and the person in the video attempting to administer the tests
also states the time as the video begins.
In her testimony, appellant denied having consumed any alcoholic beverages
on the day she was arrested. She explained that she suffered from chronic back
pain as well as certain psychological disorders, and as a result, she had been
4
prescribed several medications, although at the time of her arrest she had been
unmedicated for about a month due to a lapse in medical insurance. She further
described several sources of stress that she was under at the time of her arrest,
including that her husband was working overseas and she had two exchange
students living with her and her son. She denied having been at a restaurant before
her arrest and stated she was distracted by a telephone call during her drive and had
reached to the floorboard at one point to pick up papers that had fallen. She further
recalled a tow truck “herding” her and keeping her from the exit she wanted to
take. She denied that she permitted Cuffy to perform any sobriety tests on her.
This appeal stems from the second trial in this case. Following the first trial,
appellant was convicted by a jury, but the trial court granted her motion for a new
trial. While the motion stated numerous grounds including ineffective assistance
of counsel and the fact the jury was permitted to hear evidence of appellant’s
requests for counsel, the trial court did not specify the grounds on which a new
trial was granted. As will be discussed more fully below, at the beginning of the
second trial, appellant’s counsel requested a continuance based on the fact counsel
had received injuries in a recent accident and was taking pain medication. The trial
court denied the motion. Following the second trial, appellant was found guilty
and sentenced to ninety days’ confinement and a $1,000 fine, both of which were
probated for one year.
II. Assistance of Counsel
In issues two through four, appellant contends that she received ineffective
assistance of counsel because her trial counsel failed to object to the introduction
of a prior DWI conviction and another unadjudicated extraneous offense, offered
evidence that appellant invoked her right to counsel and failed to object to the use
of that invocation as direct evidence of guilt, and failed to object to testimony
5
regarding appellant’s first trial.
A. Standard of Review
An appellate court reviews the effectiveness of counsel according to the two-
pronged test set forth in Strickland v. Washington, 466 U.S. 668, 689 (1984).
Under this standard, a defendant must (1) demonstrate that trial counsel’s
performance was deficient and fell below an objective standard of reasonableness,
and (2) “affirmatively prove prejudice by showing a reasonable probability that,
but for counsel’s unprofessional errors, the result of the proceeding would have
been different.” Thompson v. State, 9 S.W.3d 808, 812 (Tex. Crim. App. 1999).
Review of a trial counsel’s performance is highly deferential, as there is a
“strong presumption that counsel’s conduct [fell] within the wide range of
reasonable professional assistance; that is, [appellant] must overcome the
presumption that, under the circumstances, the challenged action might be
considered sound trial strategy.” Strickland, 466 U.S. at 689. Ordinarily, trial
counsel should be afforded an opportunity to explain his or her actions, and in the
absence of such opportunity, an appellate court should not find deficient
performance unless the challenged conduct was so outrageous that no competent
attorney would have engaged in it. Goodspeed v. State, 187 S.W.3d 390, 392 (Tex.
Crim. App. 2005). To establish ineffective assistance of counsel based on a failure
to object, appellant must demonstrate that the trial court would have committed
harmful error in overruling the objection had trial counsel objected. DeLeon v.
State, 322 S.W.3d 375, 381 (Tex. App.—Houston [14th Dist.] 2010, pet. ref’d).
The appellant bears the burden of proving by a preponderance of the evidence that
counsel was ineffective, and any allegations of ineffectiveness must be firmly
founded in the record. Thompson, 9 S.W.3d at 813.
6
B. Extraneous Acts
Appellant first asserts that her counsel was ineffective in failing to timely
object to the admission of evidence concerning extraneous offenses allegedly
committed by appellant. This complaint stems from the admission of State’s
Exhibit 1, which included the tapes of the 9-1-1 calls that were played to the jury.
During its deliberations, the jury sent out a note asking for a transcript of the 9-1-1
calls. At that time, defense counsel realized that not only did Exhibit 1 include the
tape recordings but it also included notes that were apparently sent from the 9-1-1
dispatcher to the responding police officers. These notes included references to
prior arrests of appellant for DWI and evading arrest. When defense counsel
realized that these notes were part of State’s Exhibit 1, he objected, explaining that
he had not realized at the time the exhibit was admitted that it included the notes.
The trial court did not rule on the objection. Instead, the judge called the jury back
into the courtroom and asked them if they wanted to listen to the 9-1-1 tapes again.
The foreman responded, “Yes, sir,” and the tapes were played in the courtroom.
Appellant contends that admission of this extraneous offense evidence (i.e.,
the dispatcher notes in Exhibit 1) violated the Confrontation Clause of the Sixth
Amendment to the United States Constitution as well as provisions of the Texas
Rules of Evidence. See U.S. Const. Amend. VI; Tex. R. Evid. 404(b), 609;
Crawford v. Washington, 541 U.S. 36 (2004); Wood v. State, 260 S.W.3d 146,
148-49 (Tex. App.—Houston [1st Dist.] (Tex. App.—Houston [1st Dist.] 2008, no
pet.). But even assuming appellant is correct that admission of the notes violated
these provisions and counsel therefore was ineffective in not timely objecting to
the notes, appellant has not on this record demonstrated that counsel’s allegedly
inadequate representation prejudiced her case. See Thompson, 9 S.W.3d at 812
(explaining that second prong of Strickland requires appellant to affirmatively
7
prove prejudice by showing a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different).
Appellant does not cite any place in the record that demonstrates the jury ever
actually saw the dispatcher notes. The notes were not mentioned before the jury
either when Exhibit 1 was admitted into evidence and the tapes were originally
played or when the tapes were again played in the courtroom during jury
deliberations. The record clearly shows that at no point were the notes mentioned
before the jury, much less emphasized to them. See Motilla v. State, 78 S.W.3d
352, 356 (Tex. Crim. App. 2002) (noting that whether the State emphasized error
can be a factor in harm analysis). Appellant has failed to meet her burden of
demonstrating prejudice firmly founded in the record. See McFarland v. State, 928
S.W.2d 482, 500 (Tex. Crim. App. 1996); Young v. State, 425 (Tex. App.—
Houston [1st Dist.] 2012, pet. ref’d). Consequently, we overrule appellant’s
second issue.
C. Invocation of Right to Counsel
In her third issue, appellant contends her counsel was ineffective in offering
evidence concerning her request for counsel when she was taken into police
custody and in failing to object when this evidence was allegedly used as direct
evidence of guilt. Counsel in fact raised appellant’s invocation of her right to
counsel several times during trial, including during opening statements,
examination of police officers and appellant herself, and closing arguments. The
fact of her invocation was also raised in the playing of the video of appellant made
at the police station and during the prosecutor’s direct examination of Officer
Downer and cross-examination of appellant. Appellant particularly points out that
counsel elicited and did not object during the following exchange between defense
counsel and Officer Downer.
8
Q: And you stated, I think, she is intoxicated because she keeps
asking for an attorney, right?
A: That’s just one of the signs, cause we [would] be talking and then
she’d bring it up every five seconds or so.
Appellant urges that in this exchange, her request for counsel was used as direct
evidence of her guilt.
The admission of evidence that a criminal defendant invoked his or her right
to counsel after receiving Miranda warnings for the purpose of proving guilt may
violate the defendant’s constitutional right to due process. See Griffith v. State, 55
S.W.3d 598, 604-07 (Tex. Crim. App. 2001); Hardie v. State, 807 S.W.2d 319,
320-22 (Tex. Crim. App. 1991); see also Lajoie v. State, 237 S.W.3d 345, 352-53
(Tex. App.—Fort Worth 2007, no pet.) (holding that although admission of
evidence regarding invocation of counsel before Miranda warnings may not have
violated constitutional rights, such evidence was more prejudicial than probative
and should not have been admitted). Here, Downer’s testimony indicated appellant
requested counsel both before and after receiving Miranda warnings.
This case, however, does not present a simple failure of defense counsel to
object to the State’s use of a defendant’s invocation of counsel as evidence of guilt.
Defense counsel here used the repeated invocation of counsel to support two of the
defense’s main theories: (1) appellant was not in fact intoxicated at the time of her
detention, as evidenced by the fact she was able to calmly and coherently request
counsel by name on the videotape; and (2) appellant’s request for counsel and
refusal to perform the sobriety tests at the station demonstrated her distrust of
Houston police, as also stated on the videotape.1 See Strickland, 466 U.S. at 689
1
In opening statements, defense counsel suggested that appellant’s calm and coherent
requests for counsel demonstrated that she was sober. Counsel further expressed confusion as to
why the police did not allow appellant access to her attorney. Appellant explained in her
testimony that she requested her attorney “to help explain my rights to me and [because she]
9
(explaining that review of a trial counsel’s performance is highly deferential and
includes a strong presumption that the challenged action may have been sound trial
strategy).
Appellant contends that reversal is warranted based on Winn v. State, 871
S.W.2d 756 (Tex. App.—Corpus Christi 1993, no writ); according to appellant,
Winn is indistinguishable from the present case. We disagree. The defense
counsel in Winn testified during a habeas corpus hearing that he offered a
videotape which included the defendant invoking his right to counsel because he
thought it supported the defendant as a witness, although he did not explain
specifically how he thought it would do so. Id. at 764. The court of appeals
reviewed the tape and could not discern any way in which it could have helped the
defendant or been a part of a sound trial strategy. Id. The court actually did not
mention the invocation of counsel on the videotape as being problematic but
instead noted that the defendant’s use of profanity, refusal to answer questions,
attitude, and other statements did not help the defendant’s credibility. Id.
Additionally, the introduction of the videotape in that case was only one of several
allegations regarding counsel’s performance that led the court of appeals to
conclude the defendant received ineffective assistance of counsel. Id. at 764-65.
In contrast, defense counsel in the present case had a clear strategy that supported
use of the videotape and other references to appellant’s request for counsel.2 See
didn’t feel safe or trusting in the environment [she] was in with the police.” She further
explained that part of her distrust of the officers came from the fact that they had arrested her
when she was not intoxicated. In closing argument, defense counsel further highlighted the
refusal by police officers to allow her access to an attorney as evidence that the police were not
conducting their investigation appropriately.
2
Although not cited by appellant, we also find Ex parte Skelton, 434 S.W.3d 709 (Tex.
App.—San Antonio 2014, pet. ref’d), to be distinguishable for similar reasons. In Skelton, a
habeas corpus proceeding, defense counsel offered inconsistent explanations regarding why he
failed to object to evidence regarding the defendant’s request for counsel. Id. at 721. This, along
with the fact that the evidence contradicted the defendant’s position that she had been open and
10
Cacy v. State, 901 S.W.3d 691, 700 (Tex. App.—Houston [14th Dist.] 1995, pet.
ref’d) (rejecting suggestion that failure to object to evidence of defendant’s
invocation of her right to counsel could not have had a strategic basis).
Once the appellant used her request for counsel defensively, the State then
had a right to suggest an alternative interpretation of the repeated requests, such as
put forth in the excerpt from Downer’s testimony above. Cf. Szmalec v. State, 927
S.W.2d 213, 217 (Tex. App.—Houston [14th Dist.] 1996, pet. ref’d) (holding state
could impeach defendant with his own silence once the issue was raised
defensively). Moreover, it was the repetitiveness of the requests, and not the
nature thereof, that Downer suggested as indicative of intoxication. Also, defense
counsel may have been reluctant to object to this testimony because he didn’t want
to bring further attention to Downer’s suggestion the request for counsel was
evidence of guilt. Counsel reasonably may have concluded that Downer’s
seemingly dismissive attitude toward appellant’s rights supported the defensive
theory that appellant did not agree to the sobriety tests because she distrusted
Houston police. Under these circumstances, appellant has failed to meet her
burden of establishing that her counsel performed deficiently in presenting and
failing to object to evidence of her invocation of the right to counsel. See
Thompson, 9 S.W.3d at 813. Consequently, we overrule her third issue.
D. References to First Trial
In issue four, appellant contends trial counsel was ineffective in failing to
cooperative with police officers, led the court of appeals to conclude that there was no strategic
value to not objecting under the circumstances. Id. at 720-4.
In contrast, the introduction of evidence and failure to object here were integral to the
defense’s strategy. Furthermore, it is unclear how defense counsel could have gotten these
points across without including the requests for counsel. The videotape is replete with
appellant’s requests, and it was in relation to her requests for counsel and refusal to perform
sobriety tests that she spoke of her distrust of Houston police.
11
object to testimony concerning the prior trial. During an exchange between
defense counsel and Clark, one of the witnesses who called 9-1-1, counsel first
objected to Clark’s reference to the earlier trial, but when the objection was
overruled, counsel used Clark’s testimony from the prior trial to impeach his
response to a question. Counsel referred to “testimony from February 28, 2012.”
As explained above, to establish ineffective assistance of counsel based on a
failure to object, an appellant must demonstrate that the trial court would have
committed harmful error in overruling an objection. See DeLeon, 322 S.W.3d at
381. The only authority appellant cites is Texas Rule of Appellate Procedure 21.9,
which states in relevant part: “A finding or verdict of guilt in the former trial must
not be regarded as a presumption of guilt, nor may it be alluded to in the presence
of the jury that hears the case on retrial of guilt.” Tex. R. App. P. 21.9(d). This
rule addresses references to a “finding or verdict of guilt” and does not address the
admissibility of a mere reference to a prior trial. Accordingly, appellant has not
demonstrated that the trial court would have erred in overruling an objection to this
testimony had one been made. We therefore overrule her fourth issue.
III. Motion for Continuance
In her first issue, appellant contends the trial court erred in denying her
motion for continuance. On the day trial began, defense counsel appeared,
announced “not ready for trial,” and requested a continuance.3 Counsel explained
that he had been in a bicycle accident and sustained head trauma which required
staples on his scalp. He also had injured his sternum and right clavicle, which
apparently restricted his arm movements. He further stated that he was “feeling
light-headed” and was on medication for pain as well as a cold. He concluded that
3
Appellant also filed a written motion for continuance on the same day. This was
apparently appellant’s first request for a continuance.
12
“I cannot effectively represent my client with these injuries and my sickness.” The
trial court denied the motion for a continuance and trial began.
We review a trial court’s denial of a motion for continuance for an abuse of
discretion. See Janecka v. State, 937 S.W.2d 456, 468 (Tex. Crim. App. 1996); see
also Rosales v. State, 841 S.W.2d 368, 372-73 (Tex. Crim. App. 1992) (granting or
denying continuance based on the illness of counsel is within the trial court’s
discretion). To establish that the trial court abused its discretion by denying the
motion for continuance, appellant must show actual prejudice to her defense
resulted from counsel’s representation. See Janecka, 937 S.W.2d at 468;
Heiselbetz v. State, 906 S.W.2d 500, 512 (Tex. Crim. App. 1995). Examples of
prejudice include unfair surprise, an inability to effectively cross-examine the
State’s witnesses, and the inability to elicit crucial testimony from witnesses. See
Janecka, 937 S.W.2d at 468. Texas courts have concluded that no prejudice is
shown when a defendant is ably represented throughout trial by substitute counsel.
See Miller v. State, 537 S.W.2d 725, 726 (Tex. Crim. App. 1976); State v. Doyle,
140 S.W.3d 890, 894 (Tex. App.—Corpus Christi 2004, pet. ref’d). However,
appellant has not cited and research has not revealed any Texas cases specifically
addressing a situation such as here, where defense counsel demonstrated recent
injuries and expressed concern as to whether he could provide effective
representation, yet a proper motion for continuance was denied. Nonetheless, it
appears clear under Janecka, et. al, that appellant still must show specific prejudice
to her defense resulted from denial of the motion for continuance. 937 S.W.2d at
468.
The most closely analogous case appears to be Jimenez v. State, in which
defense counsel learned shortly before trial that he was required to have cancer
surgery as soon as possible. 717 S.W.2d 1 (Tex. Crim. App. 1986). The trial court
13
denied counsel’s motion for continuance, but the court of appeals reversed and
ordered a new trial because the defendant had been forced to stand trial
“represented by counsel with mind distracted by medical problems who must hurry
through the trial in order to have carcinoma surgery when scheduled.” Id. at 2
(quoting court of appeals). The Court of Criminal Appeals then reversed the court
of appeals, holding that no actual prejudice was shown in the record because the
defendant was ably represented through trial by counsel. Id. Although not directly
on point because, unlike here, counsel in Jimenez did not allege any current
disability, this case does generally support the rule that simply alleging a physical
problem is not enough to support reversal; prejudice must be shown in the record.
See Janecka, 937 S.W.2d at 468.4
We note at the outset that appellant’s motion for new trial did not allege any
prejudice resulted from counsel’s condition or otherwise attempt to develop a
record as to counsel’s performance at trial and the effect, if any, of his medical
condition on that performance. See Jimenez, 717 S.W.2d at 2 (noting defendant
did not file a motion for new trial or otherwise develop a record regarding
counsel’s performance). In her appellate briefing on this issue, appellant
principally makes the same arguments that are discussed above concerning her
ineffective assistance of counsel claims, relating to failure to object to the evidence
of extraneous offenses or testimony mentioning the first trial in this case and the
4
In Stevens v. State, the Court of Criminal Appeals considered an appeal from a
defendant who was put to trial without his attorney despite an affidavit from the attorney and a
certificate from a doctor, stating, in substance, that the attorney was unable to appear due to
illness. 128 Tex. Crim. 531, 532-33, 82 S.W.2d 148, 148-49 (1935). The defendant had been
unable to hire substitute counsel, though he consulted all three attorneys in town. Id. The Court
held that, under those circumstances, the trial court abused its discretion in refusing to continue
the case and thereby substantially deprived the defendant of counsel. Id., 128 Tex. Crim. at 533-
34, 532-33, 82 S.W.2d at 149. The circumstances of the present case are distinguishable from
the facts in Stevens because the record here does not establish that appellant was substantially
deprived of counsel.
14
offer of evidence concerning her invocation of the right to counsel. For the same
reasons that we found these assertions did not establish ineffective assistance of
counsel, we find that they do not establish prejudice from the denial of the motion
for continuance. Moreover, they do not establish that appellant was substantially
deprived of counsel.
Next, appellant points to a brief exchange between her counsel and the
judge, which occurred during voir dire proceedings. The exchange came
immediately after a member of the jury panel was questioned by the judge and the
judge determined not to strike the venireperson for cause. The exchange went as
follows:
[Defense Counsel]: I need to make a request for extra strikes under
the law that [venireperson] was caused [sic] for a peremptory strike.
Now I’ll have to use my own strikes to strike him. I’d actually like an
extra strike.
THE COURT: Denied.
[Defense Counsel]: I have to perfect the record. Now I’m going to
have to strike [another venireperson] because [venireperson] is getting
one of my strikes, so [the other venireperson] is going to get left off.
THE COURT: I didn’t hear what [you’re] saying. Let’s proceed.
Appellant suggests that this exchange, and particularly the judge’s final
reaction, demonstrated defense counsel may have been “slurring his speech, not
speaking clearly or having difficulty judging his volume due to his head injury.”
She then cites a Florida appellate opinion in which the court held that the trial court
abused its discretion in denying a motion for continuance when unrefuted facts
established that defense counsel’s physical condition from a recent head injury
prevented him from adequately representing his client. Jackson v. State, 464 So. 2d
1181, 1182 (Fla. 1985).5 We do not agree, however, that this brief, ambiguous
5
In Jackson, in addition to the motion for continuance, defense counsel made several
15
exchange presented unrefuted facts or otherwise established that appellant’s
counsel was impaired, much less that his physical condition prejudiced appellant’s
defense. See Janecka, 937 S.W.2d at 468. Moreover, there is no showing on this
record that counsel was unable to effectively cross-examine the State’s witnesses
or otherwise develop crucial testimony through other witnesses. See id.
Accordingly, we overrule her first issue.
IV. MADD Plaque
In her fifth issue, appellant contends the trial judge erred in displaying a
plaque in the courtroom that had the acronym MADD on it, because it violated the
rule that a judge should maintain an attitude of impartiality and not impress upon
jurors any view that he or she may hold regarding the case at hand, citing Anderson
v. State, 83 Tex. Crim. 261, 265-66, 202 S.W. 944, 946 (Tex. Crim. App. 1918).
Defense counsel requested the plaque be removed during a conference on motions
in limine, as follows:
[Defense Counsel]: Okay. Second motion in limine, Judge, we ask
you to take down your Mother[s] Against Drunk Drivers’ plaque
that’s sitting behind your bench. The label MADD is clearly visible
over the picture frame that you put in front of it. And, as an officer of
the court, from standing and sitting in the jury box, it’s clearly visible
that you have a Mother[s] Against Drunk Drivers’ plaque behind your
chair.
THE COURT: Denied.
As appellant acknowledges, our sister court recently considered an appeal
involving the same trial judge and apparently the same plaque. See Simpson v.
references to his medical problems and how they were adversely affecting his performance
during the course of jury selection and during the trial itself. 464 So. 2d at 1182. At one point
during the proceedings, counsel made an oral motion to withdraw based upon his inability to
effectively assist his client but the motion was denied. Id. Appellant also filed a motion for new
trial that presented evidence from counsel and his physician that counsel’s medical condition
impaired his ability to effectively represent his client. Id.
16
State, No. 01-12-00380-CR, 2014 WL 2767126, at *6-10 (Tex. App.—Houston
[1st Dist.] June 17, 2014) (mem. op., not designated for publication), pet. ref’d,
447 S.W.3d 264 (Tex. Crim. App. 2014). The defendant in Simpson argued that
displaying the plaque violated statutory law and judicial conduct rules and
improperly influenced the jury. Id. at *5. The First Court held that even assuming
the refusal to remove the plaque constituted error, any such error was harmless in
that case, applying the harm analysis standard for nonconstitutional error. Id. at
*5-7; see also Tex. R. App. P. 44.2(b) (stating that any nonconstitutional error that
“does not affect substantial rights must be disregarded”).
Appellant contends that the analysis in Simpson is distinguishable because
she is asserting here that displaying the plaque violated her constitutional rights,
whereas the defendant in Simpson only alleged violations of statutory law and the
Code of Judicial Conduct. 2014 WL 2767126, at *5. Constitutional error requires
a significantly different harm analysis. See Tex. R. App. P. 44.2(a) (“If the
appellate record in a criminal case reveals constitutional error that is subject to
harmless error review, the court of appeals must reverse a judgment of conviction
or punishment unless the court determines beyond a reasonable doubt that the error
did not contribute to the conviction or punishment.”).
We note at the beginning of our analysis that appellant did not raise any
constitutional arguments concerning the MADD plaque in the trial court, including
in her motion for new trial. As can be seen in the excerpt above, defense counsel
did not offer any specific reason for requesting removal of the plaque and
specifically did not mention any constitutional rights as grounds necessitating the
plaque’s removal. See Tex. R. App. P. 33.1(a) (requiring that to preserve error, a
complaint must state the grounds for the ruling that the complaining party seeks
from the trial court with sufficient specificity to make the court aware of the
17
complaint, unless the specific grounds are apparent from the context); Resendez v.
State, 306 S.W.3d 308, 312 (Tex. Crim. App. 2009) (discussing Rule 33.1(a) and
stating that “a party must be specific enough so as to ‘let the trial judge know what
he wants, why he thinks himself entitled to it, and do so clearly enough for the
judge to understand him at a time when the trial court is in a proper position to do
something about it,’” quoting Lankston v. State, 827 S.W.2d 907, 909 (Tex. Crim.
App. 1992)); Saldano v. State, 70 S.W.3d 873, 887 (Tex. Crim. App. 2002)
(discussing the policies behind requiring specific objections even in regards to
constitutional error); Tollett v. State, 422 S.W.3d 886, 896 (Tex. App.—Houston
[14th Dist.] 2014, pet. ref’d) (holding defendant waived contention that trial court
committed constitutional error by not specifically raising constitutional issue in the
trial court).
Appellant argues, however, that the judge’s display of the plaque violated
her constitutional rights to be tried by an impartial tribunal and may have given the
jury an impression of his views. Except for complaints involving fundamental
constitutional requirements, all other complaints based on a violation of both
constitutional and statutory rights are waived by failure to comply with Rule 33.1.
Mendez v. State, 138 S.W.3d 334, 338 (Tex. Crim. App. 2004). Fundamental
errors include violations of rights that are either “absolute” or “not forfeitable.”
Grado v. State, 445 S.W.3d 736, 739 (Tex. Crim. App. 2014). Such errors need
not be preserved to be raised on appeal, and sometimes do not require a harm
analysis in order to necessitate reversal of a conviction. See id.; Cain v. State, 947
S.W.2d 262, 264 (Tex. Crim. App. 1997).6
6
Appellant makes her constitutional error assertion only in arguing whether a harm
analysis is required, but her arguments are equally applicable to whether preservation was
required. We will broadly construe her brief as alleging fundamental constitutional error that is
exempt from the requirements of rule 33.1.
18
In Blue v. State, 41 S.W.3d 129 (Tex. Crim. App. 2000), the trial judge
commented to the venire panel, among other statements, that the defendant had
seriously considered entering into a plea agreement. 41 S.W.3d 130, 132. A
plurality of justices found this conduct to be fundamental error as it “tainted,”
“damaged,” and “vitiated” the presumption of innocence.7 Id. at 132, 135. The
court held this error required no objection and performed no harm analysis.8
The display of the MADD plaque in the present case was not of the same
magnitude as the judge’s comments in Blue and does not rise to the level of
fundamental error. See Jasper v. State, 41 S.W.3d 129, 132 (Tex. Crim. App.
2000) (holding judge’s comments did not rise to such a level as to vitiate the
presumption of innocence or the impartiality of the jury as in Blue); see also
Chanthakoummane v. State, No. AP-75,794, 2010 WL 1696789, at *11 (Tex.
Crim. App. Apr. 28, 2010) (not designated for publication) (holding judge’s
comments “did not go so far as to taint the presumption of innocence”). The only
information in this record regarding the plaque is defense counsel’s representation
that the plaque was visible from the jury box and had the acronym “MADD” on it.
No mention of the plaque was made in front of the jury. The record does not
7
A fifth justice would have held that the judge’s comments in their entirety violated the
right to an impartial judge. Blue, 41 S.W.3d at 135 (Keasler, J., concurring in the judgment
only).
8
As described in a concurring opinion,
The trial judge[’s] first statement told the jury, essentially, the State and appellant
were discussing how appellant would plead but appellant was having difficulty in
deciding how to plead. Furthermore, the statement told the jury it was, in the
opinion of the trial judge, appellant’s fault for the delay in trying the case and that
everyone would save time if appellant would simply plead (presumably guilty).
The second statement told the jury a defense attorney may have an obligation to
present false testimony. The third statement told the jury that, in the judge’s
opinion, very few defendants, over a forty-year period, had been found not guilty.
Blue, 41 S.W.3d at 134-35 (Mansfield, J., concurring).
19
contain any images of the plaque or its location in the courtroom. The plaque was
clearly not specific to this defendant, as were the judge’s comments in Blue, and
there is no suggestion that it expressly referenced guilt or innocence in any way.
We decline to hold that the refusal to remove the MADD plaque was fundamental
error requiring reversal even though not properly preserved for appellate review.
We therefore overrule appellant’s fifth issue.
V. Impartiality of Judge
In issue six, appellant contends the trial judge committed a litany of actions
that demonstrated bias against her and denied her a fair trial.9 Due process requires
a neutral and detached hearing body or officer. Brumit v. State, 206 S.W.3d 639,
645 (Tex. Crim. App. 2006) (citing Gagnon v. Scarpelli, 411 U.S. 778, 786
(1973)). However, not every complaint about a judge or the conduct of a trial
implicates constitutional due process protections; indeed, “most matters relating to
judicial disqualification [do] not rise to a constitutional level,” and “matters of
kinship, personal bias, state policy, remoteness of interest, would seem generally to
be matters merely of legislative discretion.” Caperton v. A.T. Massey Coal Co.,
Inc., 556 U.S. 868, 876 (2009) (quoting respectively FTC v. Cement Institute, 333
U.S. 683, 702 (1948), and Tumey v. Ohio, 273 U.S. 510, 523 (1927)); see also
Avilez v. State, 333 S.W.3d 661, 673-74 (Tex. App.—Houston [1st Dist.] 2010,
9
The specific actions she complains of include: refusing to remove the MADD plaque,
denying the motion for continuance and threatening counsel with contempt if he mentioned the
ruling to the jury, questioning two venirepersons, “coercing” counsel to release a witness from
subpoena, “directing” or “curtailing” counsel’s examination of certain witnesses, refusing to
grant a mistrial after a witness mentioned the first trial, refusing to allow the defense to publish
appellant’s mugshot to the jury, permitting the State to use evidence without having given the
defense notice, refusing to allow counsel to take two witnesses on voir dire prior to testifying
about scientific evidence, defining reasonable doubt in the jury charge, stating “Well, it really
doesn’t matter what you thought, does it?” when counsel attempted to state on the record the
circumstances under which State’s exhibit 1 was admitted, and maintaining a blanket policy of
rejecting all negotiated agreements in DWI cases that would refer a criminal defendant to the
“DIVERT” Program.
20
pet. ref’d) (quoting Caperton).
Absent a clear showing of bias, we presume a trial court’s actions were not
so tainted. Brumit, 206 S.W.3d at 645. To reverse a judgment based on improper
comments or conduct by the judge, we must find (1) that judicial impropriety
occurred and (2) prejudice probably resulted. Id.; Luu v. State, 440 S.W.3d 123,
128-29 (Tex. App.—Houston [14th Dist.] 2013, no pet.). Our review encompasses
the entire record. Luu, 440 S.W.3d at 129. Remarks by the judge during trial that
are critical or disapproving of, or even hostile to counsel, the parties, or their cases,
ordinarily do not support a challenge for bias unless they reveal an opinion derived
from an extrajudicial source. Id. When no extrajudicial source is alleged, such
remarks demonstrate bias only if they reveal such a high degree of favoritism or
antagonism as to have made fair judgment impossible. Id.
We begin by noting that appellant does not cite any place in the record
where she made a request, objection, or motion based on the trial judge’s alleged
bias. See Tex. R. App. P. 33.1(a) (requiring a timely request, objection, or motion
to preserve a complaint for appellate review). She specifically did not file a
motion to recuse the judge or seek a new trial on the basis of bias. Accordingly,
we may reverse her conviction on this ground only if we find that such bias
resulted in fundamental error. See Mendez, 138 S.W.3d at 341-42; Luu, 440
S.W.3d at 128. The Court of Criminal Appeals has expressly reserved the question
of whether a judge’s comments can exhibit bias to such a decree as to constitute
fundamental error. See Brumit, 206 S.W.3d at 644-45 (declining to decide whether
an objection is required to preserve error of this nature and instead holding that the
record did not reflect partiality of the trial court); see also Luu, 440 S.W.3d at 128
(discussing and following Brumit).
Appellant merely asserts in conclusory fashion that the trial judge
21
demonstrated general bias against DWI defendants and specific bias against her
and lists multiple alleged demonstrations of bias with little or no analysis thereof,
leaving the court to speculate as to why she perceives the cited occurrences to be
objectionable. See Luu, 440 S.W.3d at 129 (rejecting contention trial judge
demonstrated bias that amounted to fundamental error when appellant “offer[ed]
no discussion whatsoever to support his conclusory assertions that the judge was
outwardly biased against him”). Our review of the record, including the pages
appellant cites, does not reveal obvious bias. Most of appellant’s citations are to
rulings of the court that appellant does not contend were erroneous. There is
certainly no clear expression of bias in the rulings or comments. A few of her
citations are to rulings that are the subject of other issues on appeal, including
denial of the motion for continuance, refusal to grant a mistrial after a witness
mentioned the prior trial, defining reasonable doubt in the jury charge, and refusing
to remove the MADD plaque from the courtroom.10 As discussed elsewhere in this
opinion, none of these constitutes error. Continued exhibition of the MADD
plaque, however, requires further analysis for bias.
As our sister court did in Simpson, we find the display of the MADD plaque
to be analogous to a judge’s extra-judicial statements regarding a category of
offense or punishment. 2014 WL 2767126, at *9-10.11 Courts considering those
types of statements have concluded that the mere fact a judge has expressed such
views does not, taken alone, demonstrate that the judge acted with bias against a
particular defendant in a particular trial. See Rosas v. State, 76 S.W.3d 771, 774-
75 (Tex. App.—Houston [1st Dist.] 2002, no pet.); Chastain v. State, 667 S.W.2d
10
The reasonable doubt definition is addressed in the next section of this opinion.
11
As appellant does here, the defendant in Simpson made display of the MADD plaque
the basis of both an issue concerning possible impact on the jury as well as an issue complaining
of judicial bias. 2014 WL 2767126, at *5-10.
22
791, 794 (Tex. App.—Houston [14th Dist.] 1983, writ ref’d) (“It is presumed that a
judge will base his judgment upon the facts as they are developed at the trial.”).
As the Simpson court aptly states: “While the display of the plaque could be
viewed as evidence the trial judge dislikes drunk driving, it was not a comment on
this particular defendant’s guilt or innocence and, therefore, did not demonstrate
bias against Simpson.” 2014 WL 2767126, at *10. It therefore does not overcome
the presumption that the trial judge conducted the trial properly, much less
demonstrate fundamental error. See Brumit, 206 S.W.3d at 645; Mendez, 138
S.W.3d at 341-42; Simpson, 2014 WL 2767126, at *10.
Lastly, regarding appellant’s contention that the trial judge has a policy of
rejecting all negotiated agreements in DWI cases that would refer a criminal
defendant to the “DIVERT” Program and that this policy demonstrates bias, we
have previously held directly to the contrary. This position does not in fact
establish the judge has a bias against DWI defendants. See Rhodes v. State, 357
S.W.3d 796, 800-01 (Tex. App.—Houston [14th Dist.] 2011, no pet.).
Accordingly, we overrule appellant’s sixth issue.
VI. Reasonable Doubt Instruction
In issues seven and eight, appellant contends that the trial court erred in
providing the jury with a definition of reasonable doubt and that this error
prejudiced her case. The definition in question stated “A ‘reasonable doubt’ is a
doubt based on reason and common sense after a careful and impartial
consideration of all the evidence in the case.” The trial court overruled appellant’s
timely objection to the definition. In Adkins v. State, we found submission of the
same definition in a DWI trial in this same trial court to be error. 418 S.W.3d 856,
863-66 (Tex. App.—Houston [14th Dist.] 2013, pet. ref’d). The State offers no
reason, and we discern no reason, for reconsidering that holding in this case.
23
Having found error in submission of the charge, we must now analyze that
error for harm. Ngo v. State, 175 S.W.3d 738, 743 (Tex. Crim. App. 2005).
Because appellant properly objected to the definition, we will reverse if the
defendant suffered “some harm” to his rights. See id.12 In making this
determination, we examine the jury charge as a whole, the state of the evidence,
argument by counsel, and any other relevant information revealed in the record.
Hutch v. State, 922 S.W.2d 166, 171 (Tex. Crim. App. 1996); Adkins, 418 S.W.3d
at 866. The record must show that appellant suffered “actual” not merely
“theoretical” harm. Almanza v. State, 686 S.W.2d 157, 174 (Tex. Crim. App.
1984); Adkins, 418 S.W.3d at 866.
We begin our analysis by noting that the definition submitted by the trial
court in this case was the first sentence in paragraph four of the reasonable doubt
definition crafted by the Court of Criminal Appeals in Geesa v. State, 820 S.W.2d
154, 162 (Tex. Crim. App. 1991), but subsequently withdrawn by the Court in
Paulson v. State, 28 S.W.3d 570, 573 (Tex. Crim. App. 2000). The Paulson court
harshly criticized certain portions of the Geesa definition; as to the particular
language at issue here, however, Paulson simply described it as “useless” and
circular. Paulson, 28 S.W.3d at 572 (comparing the first sentence of paragraph
four to the statement “[a] white horse is a horse that is white.”). Thus, it appears
that the Paulson court viewed the language at issue here as less likely to cause
harm than some other parts of the Geesa definition. See Adkins, 418 S.W.3d at
866-67 (interpreting Paulson in this fashion).
12
Appellant asserts that a failure to properly instruct on reasonable doubt constitutes
structural error that requires reversal and is not subject to a harm analysis. However, the only
authority she cites for this proposition, Sullivan v. Louisiana, 508 U.S. 275 (1993), is readily
distinguishable. In Sullivan, the instruction at issue created a presumption of specific intent
under the facts of the case. Id. at 280-82. Here, the trial court merely included a definition of
reasonable doubt that has been described as useless; it did not create a presumption on intent.
Paulson v. State, 28 S.W.3d 570, 572 (Tex. Crim. App. 2000).
24
Turning to the record in this case, we first observe that the State’s case
against appellant was strong. The State presented five eyewitnesses at trial,
including three police officers and two individual citizens, who each concluded
that appellant was intoxicated at the time of her detention. The officers observed
her close at hand immediately after her detention, and the citizens observed her
while she was driving. The State further presented a tape recording of a third
citizen’s 9-1-1 call in which he likewise concluded appellant was driving while
intoxicated. Each witness recounted specific observations that led them to their
conclusion. It was also established that appellant refused to submit to a
breathalyzer test as well as other sobriety tests. See Bartlett v. State, 270 S.W.3d
147, 153 (Tex. Crim. App. 2008) (explaining that refusal to submit to a breath test
is relevant in establishing guilt as it tends to show a consciousness of guilt).
Although defense counsel developed a few inconsistencies between the statements
and the police reports, and appellant denied the allegations during her testimony,
the evidence overall was strongly indicative of guilt. See, e.g., Langham v. State,
305 S.W.3d 568, 582 (Tex. Crim. App. 2010) (identifying the strength of the
State’s case as a relevant factor in a harm analysis).
Next, we note that the court’s charge appears to have otherwise properly
instructed the jury on the burden of proof, the elements of the offense, and the
presumption of innocence. See Adkins, 418 S.W.3d at 867 (noting propriety of
remainder of charge in finding error in defining reasonable doubt harmless).
Lastly, we examine comments made by the judge, prosecutor, and defense counsel
in discussing the burden of proof with the jury. Before trial began, the judge
offered a somewhat rambling statement regarding the importance of the jury’s
determination but also stressed that appellant must be presumed innocent and that
the State had the burden to prove her guilt beyond a reasonable doubt. The
25
prosecutor told the venire panel that he had the burden of proof but could not
define beyond a reasonable doubt for the jury. He then stated,
Beyond a reasonable doubt does not mean that I prove this case to you
beyond all doubt in the world. It does not mean that I prove it to you
one hundred percent, because if I could prove it to you one hundred
percent you would have been a witness and I would have called you to
the witness stand. It’s not an impossible burden to meet.
This soliloquy does not appear to be particularly helpful or particularly damaging
to the jury’s understanding of the burden of proof. Defense counsel offered more
clarity in closing argument, telling jurors that “[r]easonable doubt . . . is the highest
burden in the land.” He then generally described the preponderance-of-the-
evidence and clear-and-convincing burdens of proof and emphasized that beyond a
reasonable doubt was an even harder standard to meet.
Considering the charge as a whole, the strength of the State’s evidence, and
the comments made by counsel and the judge, we find that the trial court’s error in
defining reasonable doubt in the jury charge did not cause actual harm to
appellant’s rights. See Ngo, 175 S.W.3d at 743. Accordingly, we overrule
appellant’s seventh and eighth issues.
VII. Blood-Alcohol Content
In issue nine, appellant asserts that the trial court’s judgment should be
modified to remove the notation of a blood-alcohol content level as there was no
evidence establishing any such level. Specifically, the description in the judgment
of the offense for which appellant was convicted reads “DWI 2ND OFFENDER
BAC .08,” but no evidence was admitted showing appellant had a specific blood-
alcohol content as she refused such testing. The State concedes the propriety of
this requested correction.
Under appropriate circumstances, a court of appeals may modify a trial
26
court’s judgment to correct an error. Tex. R. App. P. 43.2(b); Bigley v. State, 865
S.W.2d 26, 27-28 (Tex. Crim. App. 1993); see also French v. State, 830 S.W.2d
607, 609 (Tex. Crim. App. 1992) (holding that “an appellate court has authority to
reform a judgment to include an affirmative finding to make the record speak the
truth when the matter has been called to its attention by any source”).
Accordingly, we modify the trial court’s judgment to strike the term “BAC .08”
from the offense.
VIII. Conclusion
We modify the trial court’s judgment to remove the notation regarding
appellant’s blood-alcohol content. Having overruled all of appellant’s other issues,
we affirm the judgment as so modified.
/s/ Martha Hill Jamison
Justice
Panel consists of Justices Boyce, Jamison, and Donovan.
Publish — TEX. R. APP. P. 47.2(b).
27