Galvin Dixon v. State ( 2014 )

Opinion issued January 23, 2014
In The
Court of Appeals
For The
First District of Texas
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NO. 01-12-00905-CR
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GALVIN DIXON, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 176th District Court
Harris County, Texas
Trial Court Case No. 1331100
MEMORANDUM OPINION
A jury convicted appellant, Galvin Dixon, of the second-degree felony
offense of aggravated assault, and, after appellant pleaded “true” to the allegations
in two enhancement paragraphs, the jury assessed punishment at fifty years’
confinement. 1 In his sole issue on appeal, appellant contends that the trial court
erroneously refused to allow his retained counsel to withdraw from representation
prior to trial.
We affirm.
Background
On December 21, 2011, Cody Bederman allegedly cut appellant off on the
feeder road of Highway 59 in southwest Houston. In retaliation, as appellant and
Bederman approached the entrance ramp to the freeway, appellant pulled his
vehicle in front of Bederman’s, stopped his car, jumped out of his car, and yelled at
Bederman, who remained in her car. Bederman testified that, as he walked toward
her car, appellant had a gun in his hand. Bederman called 9-1-1 and reported
appellant’s conduct. Houston Police Department officers arrested appellant later
that evening, and the State originally charged him with aggravated assault by
information on December 22, 2011.
The trial court appointed counsel to represent appellant on December 27,
2011, but on January 25, 2012, appellant filed, and the trial court granted, a motion
to substitute retained counsel for appointed counsel.
On April 25, 2012, appellant appeared with his retained counsel at a hearing
and informed the trial court that he wished to set his case for trial. During this
1
See TEX. PENAL CODE ANN. § 22.02(a)(2) (Vernon 2011).
2
hearing, the State informed the court of the probable cause, and the trial court
admonished appellant on the range of punishment and the potential effect of his
prior convictions. The State also informed the trial court of its most recent plea
bargain offer and that appellant’s “only counteroffer was innocence.” During this
hearing, the following exchange occurred between appellant and the trial court:
[Appellant]: I may be firing this counsel defending me, so if I
do sign with this trial today, would I—would I still
be able to use another attorney?
The Court: Sir, you can hire any lawyer that you wish to hire,
but that lawyer will have to be ready for trial on
the date that I give you today.
[Appellant]: Yes ma’am.
The Court: So if you’re going to change counsel, I would just
advise you that you do it quickly so that that
lawyer has enough time to prepare for your trial.
[Appellant]: Yes, ma’am.
The Court: It’s always hard on a lawyer when they get hired
and come in here and find out they’re set for trial
the next day.
[Appellant]: Yes, ma’am.
The Court: This is a serious felony offense and you’re looking
at a boat load of punishment range, so any lawyer
you get is going to want to have an opportunity to
prepare. You need to, whatever lawyer you hire, if
you do, you need to make sure that lawyer
understands that the case is set for trial and that
you’ve been told that all plea bargaining—which
you’re not interested in anyway.
[Appellant]: I’m not signing for nothing.
3
The trial court then emphasized the importance of appellant’s cooperating
with his counsel, and appellant responded that retained counsel “still ain’t doing
his job. He ain’t done nothing since he’s been on the case.” The court asked
appellant what he wanted retained counsel to do that had not been done, and
appellant responded, “I done came with evidence, picture, photos, the law men
walking across my car showing him my car haven’t been in no wreck. I done
sending photos, everything, all that, [retained counsel is] saying that the DA [is]
saying none of that matters. That does matter with this case.” The trial court
suggested that this could be a strategy decision on retained counsel’s part, and
appellant responded, “[W]e [are] not on the same page.” The trial court then
stated, “That will be between you and whoever you hire. I can’t really get into
that. Those are his calls, not mine.” The trial court also discussed two motions
that appellant had filed pro se and informed appellant that it would not rule on
these motions while he was represented by counsel.
At the hearing, the trial court set the case for trial on September 14, 2012,
almost five months later, and asked retained counsel, “assuming you’re still the
attorney,” if that date was acceptable for him. Retained counsel responded that it
was. The court also set the pretrial conference for August 15, 2012, approximately
one month before trial.
4
On May 7, 2012, appellant filed a pro se motion to dismiss his retained
counsel and to appoint new counsel. In this motion, appellant alleged that retained
counsel had failed to provide reasonably effective assistance in that counsel had
had no contact with appellant despite appellant’s requests to discuss his defense
and trial strategy. The next day, appellant mailed a letter to the trial court that
stated:
I have sought help (to defend myself against charges brought against
me) from Attorney At Law Johnell Williams. Although I have shown
him photos that clearly would exonerate me of these charges he
continues to not act on my behalf. I also have made him aware of
other facts and information that could expedite this case from your
Court Docket long before the scheduled Trial Date. Still, Mr.
Williams has gone more than 3 months without communicating with
me and could continue doing so up until my August Trial Date.
Valuable evidence in my favor is or has already been tainted or has
eroded due to so much time lapsing without proper, timely
investigation being applied to my defense. Since I am receiving NO
response or visits from Attorney Williams I have filed a Motion to
have Mr. Williams DISMISSED from my case and am requesting
Your Honor to [p]lease appoint me an attorney immediately at your
convenience.
FURTHER, being that I have no scheduled appearances in Your Court
prior to August’s Trial Date I am PRAYING that Your Honor would
[p]lease RULE on this motion soon in order that I will have adequate
time to inform the appointed attorney of your choosing on the
available evidence that may bring this cause to an immediate close
months before the scheduled trial.
The trial court did not rule on appellant’s pro se motion to dismiss.
The trial court held a pretrial conference on August 16, 2012. That day,
retained counsel filed a motion to withdraw, stating only that appellant had “failed
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to comply with the terms of the employment agreement.” Retained counsel did not
elaborate further on this point or offer any relevant evidence at the hearing. The
trial court noted that appellant had filed two pro se motions to dismiss retained
counsel and stated, “As I believe we discussed before, you hired Mr. Williams. He
is your attorney of record, and will continue to be so.” The following exchange
occurred:
The Court: Motion to withdraw as counsel, as I believe we
discussed off the record, this is not timely. The
case is set for a jury trial within less than a month.
So you’re on the hook for trial, Mr. Williams.
[Defense counsel]: I believe it was stated at the last hearing, [Y]our
Honor, that he was going to get new counsel.
The Court: Well, but have you gotten new counsel, Mr.
Dixon? I mean, nobody showed up today to do
this pre-trial conference, so I’m taking that to
mean that there is no other lawyer.
[Appellant]: I can’t afford one.
The Court: We talked last time, you wanted to hire a lawyer
and I told you you could hire whoever you wanted
to. But like I said, you hired Mr. Williams. He’s
your attorney of record. He’s going to try the case.
Later, appellant and the trial court further discussed appellant’s dissatisfaction with
retained counsel:
The Court: Well, I would suggest to you that you cooperate
with the lawyer that you have, because you got less
than a month to prepare for trial. So he’s going to
be it. So if you’re not communicating with him or
whatever—
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[Appellant]: I mean, I done wrote him, I done had my wife
called and everything. Just like four months ago
when the last time I been in court, I haven’t heard
anything from him, you know what I’m saying,
until yesterday. I don’t know what else I can be
able to do. That’s why I didn’t want him up on my
case.
The Court: Well, that’s who you hired.
[Appellant]: I understand.
The Court: Okay. Mr. Williams, you are ordered to be here at
9:00 on your trial date, which is September 14,
2012. Be ready to go to trial.
The trial court denied retained counsel’s motion to withdraw.
Retained counsel represented appellant at trial. The jury found appellant
guilty of the offense of aggravated assault and, after appellant pleaded true to the
allegations in two enhancement paragraphs, assessed punishment at fifty years’
confinement. This appeal followed.
Pre-trial Withdrawal of Attorney
In his sole issue, appellant contends that the trial court erroneously denied
retained counsel’s pretrial motion to withdraw from representation.
Both the federal and Texas constitutions guarantee that a defendant in a
criminal proceeding has the right to have assistance of counsel. Gonzalez v. State,
117 S.W.3d 831, 836 (Tex. Crim. App. 2003); see U.S. CONST. amend. VI; TEX.
CONST. art. I, § 10; see also TEX. CODE CRIM. PROC. ANN. art. 1.05 (Vernon 2005)
(granting accused right to be heard by counsel in all criminal prosecutions). This
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right encompasses the defendant’s right to obtain assistance from counsel of the
defendant’s choosing. See Gonzalez, 117 S.W.3d at 836–37; see also Powell v.
Alabama, 287 U.S. 45, 53, 53 S. Ct. 55, 58 (1932) (“It is hardly necessary to say
that the right to counsel being conceded, a defendant should be afforded a fair
opportunity to secure counsel of his own choice.”); Ex parte Prejean, 625 S.W.2d
731, 733 (Tex. Crim. App. 1981) (stating that right to assistance of counsel, “of
course, includes freedom of choice in the selection of counsel by the accused”).
However, the defendant’s choice of counsel is neither unqualified nor
absolute, and although there is a strong presumption in favor of the defendant’s
right to retain counsel of choice, “this presumption may be overridden by other
important considerations relating to the integrity of the judicial process and the fair
and orderly administration of justice.” Gonzalez, 117 S.W.3d at 837; see also
Wheat v. United States, 486 U.S. 153, 159, 108 S. Ct. 1692, 1697 (1988) (“[T]he
essential aim of the [Sixth] Amendment is to guarantee an effective advocate for
each criminal defendant rather than to ensure that a defendant will inexorably be
represented by the lawyer whom he prefers.”). Thus, the defendant’s right to
counsel of choice must be balanced with the trial court’s need for prompt and
efficient administration of justice. Ex parte Windham, 634 S.W.2d 718, 720 (Tex.
Crim. App. 1982).
8
The trial court has the discretion to determine whether counsel should be
allowed to withdraw from a case. King v. State, 29 S.W.3d 556, 566 (Tex. Crim.
App. 2000); Johnson v. State, 352 S.W.3d 224, 227 (Tex. App.—Houston [14th
Dist.] 2011, pet. ref’d) (“We review a trial court’s decision on an attorney’s motion
to withdraw for an abuse of discretion.”). If a trial court unreasonably or
arbitrarily interferes with the defendant’s right to choose counsel, its actions rise to
the level of a constitutional violation. Gonzalez, 117 S.W.3d at 837. As long as
the trial court’s ruling falls within the “zone of reasonable disagreement,” the trial
court does not abuse its discretion and we will uphold the ruling. Johnson, 352
S.W.3d at 227 (citing Santellan v. State, 939 S.W.2d 155, 169 (Tex. Crim. App.
1997)); see also Rosales v. State, 841 S.W.2d 368, 375 (Tex. Crim. App. 1992)
(“[U]nder an abuse of discretion standard it is not our role to reweigh the factors
[relevant to whether the trial court should have granted a motion for continuance],
but to determine whether the trial court could reasonably have balanced [the
factors] and concluded that the fair and efficient administration of justice weighed
more heavily than appellant’s right to counsel of his choice.”). In determining
whether the trial court abused its discretion, we may only consider the information
presented to the trial court at the time of its decision. Johnson, 352 S.W.3d at 227–
28.
9
Generally, “personality conflicts and disagreements concerning trial strategy
are typically not valid grounds for withdrawal.” King, 29 S.W.3d at 566 (citing
Solis v. State, 792 S.W.2d 95, 100 (Tex. Crim. App. 1990)). The trial court has no
duty to search for counsel agreeable to the defendant. Id. The defendant bears the
burden of making the trial court aware of his dissatisfaction with counsel, stating
the grounds for his dissatisfaction, and offering evidence in support of his
complaint. Maes v. State, 275 S.W.3d 68, 71 (Tex. App.—San Antonio 2008, no
pet.) (citing Hill v. State, 686 S.W.2d 184, 187 (Tex. Crim. App. 1985)); see also
Butler v. State, 300 S.W.3d 474, 485 (Tex. App.—Texarkana 2009, pet. ref’d)
(holding that defendant bears burden of “proving he is entitled to new counsel”).
Here, appellant first expressed his dissatisfaction with retained counsel at a
hearing on April 25, 2012, at which he also requested that the trial court set a trial
date. After the trial court admonished appellant concerning the punishment range
and the potential effect of his prior convictions and heard probable cause, appellant
informed the trial court that he “may be firing this counsel defending me” and
asked whether he would be able to use another attorney if the court set a trial date.
Beyond stating that retained counsel “still ain’t doing his job” and “ain’t done
nothing since he’s been on the case” and that he had provided pictures to retained
counsel that he thought were relevant to his case but that counsel did not, appellant
did not provide any evidence relating to his disagreement with retained counsel.
10
The trial court informed appellant that he could hire any lawyer he wished, but
whoever he hired would need to be ready for trial on the date the trial court set.
The court suggested that, if appellant wished to hire a new attorney, he needed to
do so quickly so the attorney could adequately prepare for trial. After consulting
with retained counsel regarding his availability for trial, the trial court set
appellant’s trial date for September 14, 2012, almost five months later, with a
pretrial conference to be held approximately one month before that date.
The trial court held a second pretrial conference on August 16, 2012,
approximately four months after the first pretrial hearing and one month before the
scheduled trial date. Retained counsel moved to withdraw on that date, stating
only that appellant had “failed to comply with the terms of the employment
agreement.” Counsel did not support this motion with affidavits or any other
evidence, nor did the motion detail the terms of the employment agreement or
provide evidence showing that appellant deliberately disregarded the employment
agreement. See Riley v. State, 676 S.W.2d 178, 180 (Tex. App.—Dallas 1984, no
pet.) (stating, in context of retained appellate attorney desiring to withdraw on
appeal due to appellant’s failure to pay fee, “Counsel may be allowed to withdraw
upon proof that the client deliberately disregarded a fee arrangement, but not upon
a showing that the client was merely delinquent in satisfying his obligations to
counsel”); see also Robinson v. State, 661 S.W.2d 279, 283 (Tex. App.—Corpus
11
Christi 1983, no pet.) (“Retained counsel, even one who has not been fully
compensated for past services, cannot wait until a critical state of the proceedings
is reached and attempt to withdraw from the case.”). Furthermore, counsel moved
to withdraw one month before the scheduled trial date. The trial court could have
reasonably concluded that any counsel appointed to replace retained counsel would
not have sufficient time to prepare for trial. See Green v. State, 840 S.W.2d 394,
408–09 (Tex. Crim. App. 1992) (considering fact that counsel filed motion to
withdraw just over one month before trial in holding that trial court did not abuse
its discretion in denying motion), overruled on other grounds by Trevino v. State,
991 S.W.2d 849 (Tex. Crim. App. 1999).
The following exchange between appellant and the trial court also occurred
at this hearing:
The Court: Motion to withdraw as counsel, as I believe I
discussed off the record, this is not timely. The
case is set for a jury trial within less than a month.
So you’re on the hook for trial, Mr. Williams.
[Defense counsel]: I believe it was stated at the last hearing, [Y]our
Honor, that he was going to get new counsel.
The Court: Well, but have you gotten new counsel, Mr.
Dixon? I mean, nobody showed up today to do
this pre-trial conference, so I’m taking that to
mean that there is no other lawyer.
[Appellant]: I can’t afford one.
The Court: We talked last time, you wanted to hire a lawyer
and I told you you could hire whoever you wanted
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to. But like I said, you hired Mr. Williams. He’s
your attorney of record. He’s going to try the case.
Appellant later stated that retained counsel had not been communicating with him,
which was “why [he] didn’t want [counsel] up on [his] case.” The trial court
denied retained counsel’s motion to withdraw.
Appellant first expressed his dissatisfaction with retained counsel nearly five
months before trial, a complaint he reiterated at a pretrial hearing one month before
trial. However, appellant never presented any evidence, other than his unsworn
statements at the two pretrial hearings, relevant to the disagreements he was
allegedly having with counsel. See King, 29 S.W.3d at 566 (holding that
disagreement concerning trial strategy is generally not valid ground for withdrawal
of attorney from representation). Likewise, retained counsel never presented any
evidence to substantiate his allegation in his motion to withdraw that appellant had
“failed to comply with the terms of the employment agreement.” The burden is on
appellant, as the party seeking withdrawal of counsel, to offer evidence in support
of his complaint concerning his counsel. See Butler, 300 S.W.3d at 485; Maes,
275 S.W.3d at 71.
Furthermore, the trial court informed appellant at the April 25, 2012 hearing,
nearly five months before the scheduled trial date, that he could hire any counsel
he wished to represent him, but it also informed him that the trial date was now set
and would not be moved, and, thus, if appellant wished to hire new counsel, he
13
needed to do so expeditiously in order for the new counsel to be prepared for trial.
At the second pretrial hearing, four months after the first pretrial hearing and one
month before the trial date, the trial court noted that, despite its earlier
admonishment, appellant had not secured new counsel. Only retained counsel was
present at the hearing to represent appellant, and appellant gave no indication that
he had spoken with substitute counsel, that he had hired or attempted to hire
substitute counsel, or that substitute counsel would be ready to proceed to trial by
the scheduled trial date. Appellant did not identify specific counsel that he wished
to represent him in retained counsel’s stead.
We conclude that, under the facts of this case, the trial court reasonably
could have determined that the interest in fair and efficient administration of
justice outweighed appellant’s right to counsel of his choice. See Gonzalez, 117
S.W.3d at 837; Rosales, 841 S.W.2d at 375. We hold that the trial court did not
abuse its discretion in denying retained counsel’s motion to withdraw.
We overrule appellant’s sole issue. 2
2
We note that, aside from stating that the trial court’s denial of retained counsel’s
motion to withdraw “ultimately served to deny Appellant his constitutionally
guaranteed right to effective assistance of counsel,” appellant makes no argument
and cites no record evidence or authority that retained counsel’s actions violated
the standard for effective assistance of counsel as set out in Strickland v.
Washington, 466 U.S. 668, 104 S. Ct. 2052 (1984), and its progeny.
14
Conclusion
We affirm the judgment of the trial court.
Evelyn V. Keyes
Justice
Panel consists of Justices Keyes, Higley, and Massengale.
Do not publish. TEX. R. APP. P. 47.2(b).
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