Tyler David Ebanks v. State ( 2015 )


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  •                                                                                    ACCEPTED
    03-15-00392-CR
    6061125
    THIRD COURT OF APPEALS
    AUSTIN, TEXAS
    7/14/2015 2:44:08 PM
    JEFFREY D. KYLE
    CLERK
    No. 03-15-00392-CR
    IN THE TEXAS COURT OF APPEALS             FILED IN
    3rd COURT OF APPEALS
    THIRD DISTRICT                AUSTIN, TEXAS
    AT AUSTIN              7/14/2015 2:44:08 PM
    _________________________________________________________
    JEFFREY D. KYLE
    Clerk
    TYLER DAVID EBANKS, Appellant
    v.
    THE STATE OF TEXAS
    _________________________________________________________
    DIRECT APPEAL FROM THE
    TH
    27 DISTRICT COURT OF BELL COUNTY
    TRIAL COURT CAUSE NUMBER 72.912
    _________________________________________________________
    BRIEF FOR APPELLANT
    _________________________________________________________
    Richard E. Wetzel
    State Bar No. 21236300
    1411 West Avenue, Suite 100
    Austin, Texas 78701
    (512) 469-7943
    (512) 474-5594 – facsimile
    wetzel_law@1411west.com
    Attorney for Appellant
    Tyler David Ebanks
    Identity of Parties and Counsel
    Appellant:                              Tyler David Ebanks
    Appellate Counsel:                      Richard E. Wetzel
    Attorney at Law
    1411 West Ave., Ste. 100
    Austin, TX 78701
    Trial Counsel:                          Michael R. Cooper
    Attorney at Law
    P.O. Box 1276
    Salado, TX
    76571
    Appellee:                               The State of Texas
    Appellate Counsel                       Henry Garza
    And Trial Counsel:                      District Attorney
    Post Office Box 540
    Belton, TX 76513
    Trial Judge:                            Hon. John Gauntt
    27th District Court
    Bell County, Texas
    ii
    Table of Contents
    Page
    List of Parties                                           . . . . . . . . . . . . . . . . . . .ii
    Table of Contents                                         . . . . . . . . . . . . . . . . . . iii
    Index of Authorities                                       . . . . . . . . . . . . . . . . . . iv
    Statement of the Case                                     ...................1
    Issue Presented                                             ..................1
    Statement of Facts                                        ...................2
    Summary of the Argument                                   ...................6
    Point of Error                                            ...................7
    Ebanks’ plea of guilty was not freely and voluntarily entered because it was the
    result of ineffective assistance of counsel (2 RR 8-9, 3 RR 65-68 and 85-86).
    Prayer                                                    . . . . . . . . . . . . . . . . . . 11
    Certificate of Compliance                                 . . . . . . . . . . . . . . . . . . 12
    Certificate of Service                                    . . . . . . . . . . . . . . . . . . 12
    iii
    Index of Authorities
    Page
    Cases
    Battle, Ex parte, 
    817 S.W.2d 81
    (Tex. Crim. App. 1991)                                 . . . . . . . . . . . . . . . . . . . .9
    Burns, Ex parte, 
    601 S.W.2d 370
    (Tex. Crim. App. 1980)                                 . . . . . . . . . . . . . . . . . . . .9
    Gallegos, Ex parte, 
    511 S.W.2d 510
    (Tex. Crim. App. 1974)                                 . . . . . . . . . . . . . . . . . . .10
    Harrington, Ex parte, 
    310 S.W.3d 452
    (Tex. Crim. App. 2010)                                 . . . . . . . . . . . . . . . . . . . .9
    Hill v. Lockhart, 
    474 U.S. 52
    (1985)                                                 . . . . . . . . . . . . . . . . . . . .9
    Jefferson v. State, 
    189 S.W.3d 305
    (Tex. Crim. App. 2006)                                 . . . . . . . . . . . . . . . . . . . .7
    McMann v. Richardson, 
    397 U.S. 759
    (1970)                                                 . . . . . . . . . . . . . . . . . . . .9
    Morse, Ex parte, 
    591 S.W.2d 904
    (Tex. Crim. App. 1980)                                 . . . . . . . . . . . . . . . . . . .10
    Moussazadeh, Ex parte, 
    361 S.W.3d 684
    (Tex. Crim. App. 2012)                                 . . . . . . . . . . . . . . . . . . . .9
    Williams v. State, 
    235 S.W.3d 742
    (Tex. Crim. App. 2007)                                 . . . . . . . . . . . . . . . . . . . .8
    Young v. State, 
    358 S.W.3d 790
    (Tex. App.—Houston [14th Dist.] 2012, pet. ref'd)      . . . . . . . . . . . . . . . . . . . .8
    Statutes
    TEX. PEN. CODE § 1.07(a)(46)                           . . . . . . . . . . . . . . . . . . . .8
    iv
    TEX. PEN. CODE § 22.04(a)(1)       . . . . . . . . . . . . . . . . . .2, 7
    TEX. PEN. CODE § 22.04(c)(1)       . . . . . . . . . . . . . . . . . . . .8
    TEX. PEN. CODE § 22.04(e)          . . . . . . . . . . . . . . . . . . . .8
    Rules
    TEX. R. APP. P. 9.4                . . . . . . . . . . . . . . . . . . .12
    v
    Statement of the Case
    This is an appeal from a criminal proceeding. Tyler David Ebanks was
    indicted by a Bell County grand jury for committing the offense of causing serious
    bodily injury to a child (CR 4). He executed various waivers and a judicial
    confession (CR 30-37). There was no plea agreement with the State and the full
    range of punishment was available to the trial court (2 RR 5). A plea of guilty was
    entered by Ebanks and accepted by the trial court as voluntary (2 RR 8). The court
    found the evidence sufficient to support a finding of guilt, but withheld such a
    finding pending preparation of a presentence investigation report (2 RR 10). The
    report was prepared and reviewed by the trial court (3 RR 95). Following the
    presentation of punishment evidence from both sides, the trial court found Ebanks
    guilty and assessed punishment at 30 years of confinement (3 RR 100). The trial
    court certified Ebanks’ right to appeal (CR 65). Notice of appeal was timely filed
    (CR 64).
    Issue Presented on Appeal
    Point of Error
    Ebanks’ plea of guilty was not freely and voluntarily entered because it was the
    result of ineffective assistance of counsel (2 RR 8-9, 3 RR 65-68 and 85-86).
    -1-
    Statement of Facts
    The indictment alleges that on or about May 7, 2014, Ebanks intentionally
    and knowingly caused serious bodily injury to A.J., a child 14 years of age or
    younger, by striking him (CR 4). See TEX. PEN. CODE § 22.04(a)(1). The offense
    alleged is a first degree felony. See § 22.04(e).
    At a guilty plea proceeding held on February 26, 2015, Ebanks assured the
    trial court he could read and write, was competent, and a citizen of the United
    States (2 RR 4). The trial court explained the range of punishment and the fact it
    was an “open plea” with the full range of punishment available (2 RR 5). Ebanks
    and counsel agreed they have executed various waivers in connection with the plea
    of guilty (2 RR 6). Ebanks entered a plea of guilty to the indicted offense which
    was accepted by the trial court as voluntary (2 RR 8). Ebanks represented to the
    court he was pleading guilty because he was guilty and for no other reason (2 RR
    8). Trial counsel for Ebanks assured the court the guilty plea was freely and
    voluntarily made (2 RR 9). A judicial confession executed by Ebanks was
    admitted into evidence (2 RR 9, 4 RR SX 1). The court found the evidence
    sufficient to support a finding of guilt, but withheld such a finding pending
    preparation of a presentence investigation report (2 RR 10).
    -2-
    The matter was recalled on May 7, 2015 (3 RR). Stephanie Jones is Ebanks’
    ex-wife and the mother of the complainant, A.J. (3 RR 6). In May of 2014, A.J.
    was three years of age (3 RR 7). While Stephanie was at the store on May 7, 2014,
    she received a call from Ebanks telling her to come home immediately (3 RR 7).
    Upon arriving home, she found A.J. unresponsive and she then called 911 for
    assistance (3 RR 7). Ebanks told her A.J. was injured when he fell from his crib (3
    RR 7).
    A.J. was taken to the hospital and it was determined he had two skull
    fractures, bleeding in his brain, and a broken right ear (3 RR 8). She was advised
    the injuries were not consistent with falling from a crib (3 RR 8). A.J. was in the
    hospital for over a month (3 RR 11). Stephanie identified pictures taken of A.J. in
    the hospital (3 RR 10, 4 RR SX 2-4).
    Since being released from the hospital, A.J. has suffered from various
    learning disabilities he did not have before the injury (3 RR 8). He had to relearn
    numerous skills including walking, talking, and feeding himself (3 RR 9). She
    does not know the long term prognosis for her child (3 RR 9, 26).
    She never saw Ebanks hit or abuse A.J. (3 RR 21). She related that in March
    of 2014, Ebanks called her at work and told her A.J. hurt himself when he fell in
    the bathtub (3 RR 24). When she came home, she found bruises on A.J.’s face
    -3-
    from the bathtub fall (3 RR 24). She took pictures of his injuries, including an
    injury to his ear, which were admitted into evidence (3 RR 25, 4 RR SX 5-6).
    Ebanks became A.J.’s stepfather when he and Stephanie married in
    September of 2013 (3 RR 15). Since A.J. was injured in May of 2014, Stephanie
    has divorced Ebanks and given birth to his son (3 RR 27). The State rested on
    punishment (3 RR 28).
    Dr. William Lee Carter is a psychologist from Waco (3 RR 29-30). Carter
    was retained by the defense to examine Ebanks with relation to the reason A.J. was
    injured and Ebanks prospects for the future (3 RR 31).
    Carter explained that Ebanks was raised in a dysfunctional family, his
    parents divorced, and father was abusive both physically and emotionally (3 RR
    32). Ebanks was placed with CPS, lived in various treatment centers, and
    eventually left to join the army (3 RR 32). He was honorably discharged from the
    military due to a problem with his legs (3 RR 33).
    Ebanks has a normal IQ (3 RR 33). He has no prior criminal record (3 RR
    34). Ebanks was 20 years old when he married Stephanie (3 RR 34). Carter did
    not believe Ebanks was ready at 20 years of age for marriage or the responsibility
    of being a stepfather (3 RR 34). Carter thought that Ebanks’ lack of good
    parenting role models led him to hit A.J. because that is what had been done to
    -4-
    Ebanks as a child (3 RR 35). Ebanks expressed remorse to Carter for injuring A.J.
    (3 RR 37).
    Carter’s report was admitted into evidence (3 RR 36, 4 RR DX 1). Carter
    diagnosed Ebanks as suffering from personality dysfunctions, including narcissism
    and compulsive conduct (3 RR 36). The report noted that Ebanks told Carter that
    the slap to the face is not what hurt A.J., rather, the child was hurt when he fell and
    struck his head on the corner of the bed (4 RR DX 1 at 5).
    Ebanks’ mother, Tammy Jennings, was called as a witness (3 RR 43). She
    left her marriage to Ebanks’ father after 10 years because he was abusive (3 RR
    45). She explained that while growing up, her three sons lived in various places
    including with her, their father, CPS, foster care, treatment centers, and their
    grandmother (3 RR 47). She had a daughter which she placed for adoption (3 RR
    46).
    After Ebanks lived with his father for two years, he left due to his father’s
    abuse and went to live with his grandmother (3 RR 49). He graduated from high
    school and joined the army (3 RR 50).
    After reading Dr. Carter’s report, Jennings believed Ebanks was acting like
    his abusive father in his relationships with Stephanie and A.J. (3 RR 54). She
    asked the court to place her son on community supervision (3 RR 55).
    -5-
    Ebanks testified A.J. was injured when he struck him on the right side of the
    face with an open hand (3 RR 65). He struck A.J. because the child refused to take
    a nap (3 RR 65). After being struck in the face, A.J. fell and struck his head on the
    box springs of a bed (3 RR 66). After hitting his head on the box springs, A.J.
    began to shake (3 RR 66). Ebanks denied intending to hurt A.J. (3 RR 66, 68). He
    denied hitting the child hard enough to break his ear or fracture the child’s skull (3
    RR 85-86). He was remorseful about the incident (3 RR 68). Ebanks asked the
    judge to place him on community supervision (3 RR 72). The defense rested and
    both sides closed (3 RR 95).
    The court reviewed the presentence report (3 RR 95). In argument, Ebanks
    sought community supervision and the State sought a 50 year sentence (3 RR 96,
    99). The trial court entered a finding of guilt, assessed punishment at 30 years of
    incarceration, and sentenced Ebanks in open court (3 RR 100).
    Summary of the Argument
    In a single point of error, Ebanks complains his plea of guilty was
    involuntary because he was denied the effective assistance of counsel. Ebanks
    asserted his innocence to the charged offense during the guilty plea proceeding
    when he repeatedly claimed he did not intend to injure the child. Intent to cause
    the result of serious bodily injury is the essence of the offense charged against
    -6-
    Ebanks. A plea of guilty while testifying to innocence cannot be free, voluntary,
    and intelligently entered. Upon the protestations of innocence during the plea
    proceeding, counsel should have moved to withdraw Ebanks’ previously entered
    plea of guilty because it was not freely and voluntarily entered. Allowing the plea
    proceedings to continue despite Ebanks’ assertion of no intent to injure the child
    was an act of deficient performance by trial counsel. Counsel failed to properly
    advise Ebanks on the elements of the offense and Ebanks was in no position to
    enter a plea of guilty to an offense he did not understand. Prejudice is present
    because had Ebanks understood the elements of the offense in relation to his
    conduct, he would not have entered a plea of guilty and would have insisted upon a
    jury trial on a plea of not guilty. This Court should reverse the judgment of
    conviction due Ebanks’ involuntary guilty plea.
    Point of Error
    Ebanks’ plea of guilty was not freely and voluntarily entered because it was
    the result of ineffective assistance of counsel (2 RR 8-9, 3 RR 65-68 and 85-86).
    Ebanks was indicted for the offense of injury to a child by causing serious
    bodily injury. Under the Texas Penal Code, “[a] person commits an offense [of
    injury to a child] if he ... intentionally, or knowingly, ... causes to a child ... serious
    bodily injury....” TEX. PEN. CODE § 22.04(a)(1); Jefferson v. State, 189 S.W.3d
    -7-
    305, 312 (Tex. Crim. App. 2006). A child is a person fourteen years of age or
    younger. § 22.04(c)(1). “ ‘Serious bodily injury’ means bodily injury that creates a
    substantial risk of death, or that causes death.” 
    Id. at §
    1.07(a)(46). Injury to a
    child is a result-oriented offense requiring a mental state that relates not to the
    specific conduct but to the result of that conduct. Williams v. State, 
    235 S.W.3d 742
    , 750 (Tex. Crim. App. 2007); Young v. State, 
    358 S.W.3d 790
    , 802 (Tex.
    App.—Houston [14th Dist.] 2012, pet. ref'd).
    At a guilty plea proceeding held on February 26, 2015, Ebanks assured the
    trial court he could read and write, was competent, and a citizen of the United
    States (2 RR 4). The trial court explained the range of punishment and the fact it
    was an “open plea” with the full range of punishment available (2 RR 5). Ebanks
    and counsel agreed they have executed various waivers in connection with the plea
    of guilty (2 RR 6). Ebanks entered a plea of guilty to the indicted offense which
    was accepted by the trial court as voluntary (2 RR 8). Ebanks represented to the
    court he was pleading guilty because he was guilty and for no other reason (2 RR
    8). Trial counsel for Ebanks assured the court the guilty plea was freely and
    voluntarily made (2 RR 9).
    During the plea proceeding, Ebanks testified A.J. was injured when he
    struck him on the right side of the face with an open hand (3 RR 65). He struck
    -8-
    A.J. because the child refused to take a nap (3 RR 65). After being struck on the
    head, A.J. fell and struck his head on the box springs of a bed (3 RR 66). After
    hitting his head on the box springs, A.J. began to shake (3 RR 66). Ebanks denied
    intending to hurt A.J. (3 RR 66, 68). He denied hitting the child hard enough to
    break his ear or fracture the child’s skull (3 RR 85-86). He was remorseful about
    the incident (3 RR 68).
    Counsel’s advice can provide assistance so ineffective that it renders a guilty
    plea involuntary. Hill v. Lockhart, 
    474 U.S. 52
    , 56 (1985) (quoting McMann v.
    Richardson, 
    397 U.S. 759
    , 771 (1970); “voluntariness of the plea depends on
    whether counsel’s advice ‘was within the range of competence demanded of
    attorneys in criminal cases.’ ”). A guilty plea is not knowing or voluntary if made
    as a result of ineffective assistance of counsel. Ex parte Burns, 
    601 S.W.2d 370
    ,
    372 (Tex. Crim. App. 1980) (finding guilty plea involuntary when counsel
    encouraged defendant to plead guilty in order to avoid nonexistent punishment).
    A defendant’s decision to plead guilty when based upon erroneous advice of
    counsel is not done voluntarily and knowingly. Ex parte Battle, 
    817 S.W.2d 81
    ,
    83 (Tex. Crim. App. 1991). See also Ex parte Harrington, 
    310 S.W.3d 452
    , 459
    (Tex. Crim. App. 2010) (“When counsel’s representation falls below this
    [Strickland v. Washington, 
    466 U.S. 668
    (1984)] standard, it renders any resulting
    guilty plea involuntary.”). See Ex parte Moussazadeh, 
    361 S.W.3d 684
    , 692 (Tex.
    -9-
    Crim. App. 2012) (finding plea of guilty involuntary based on counsel’s erroneous
    advice concerning parole eligibility).
    Counsel has the duty to advise a defendant how the law applies to the facts
    of the case to ensure that a guilty plea is both knowing and voluntary. Ex parte
    Morse, 
    591 S.W.2d 904
    , 905 (Tex. Crim. App. 1980). A failure to advise a
    defendant how the facts of his case related to the charged offense constitutes
    deficient performance and prevents a guilty plea from being knowingly and
    voluntarily entered. Ex parte Gallegos, 
    511 S.W.2d 510
    , 513 (Tex. Crim. App.
    1974).
    Ebanks now complains his plea of guilty was involuntary because he was
    denied the effective assistance of counsel. Ebanks asserted his innocence of the
    charged offense during the guilty plea proceeding when he repeatedly claimed he
    did not intend to injure the child. Intent to cause the result of serious bodily injury
    is the essence of the offense charged against Ebanks. A plea of guilty while
    testifying to innocence cannot be free, voluntary, and intelligently entered. Upon
    the protestations of innocence during the plea proceeding, counsel should have
    moved to withdraw Ebanks’ previously entered plea of guilty because it was not
    freely and voluntarily entered. Allowing the plea proceedings to continue despite
    Ebanks’ assertion of no intent to injure the child was an act of deficient
    - 10 -
    performance by trial counsel. Counsel failed to properly advise Ebanks on the
    elements of the offense and Ebanks was in no position to enter a plea of guilty to
    an offense he did not understand and denied committing. Prejudice is present
    because had Ebanks understood the elements of the offense in relation to his
    conduct, he would not have entered a plea of guilty and would have insisted upon a
    jury trial on a plea of not guilty. This Court should reverse the judgment of
    conviction due Ebanks’ involuntary guilty plea.
    Prayer
    Ebanks prays this Court will reverse the judgment of conviction and remand
    for a new trial or enter any other relief from the judgment as appropriate under the
    facts and the law.
    Respectfully submitted,
    /s/ Richard E. Wetzel
    Richard E. Wetzel
    State Bar No. 21236300
    1411 West Avenue
    Suite 100
    Austin, TX 78701
    (512) 469-7943
    (512) 474-5594 – facsimile
    wetzel_law@1411west.com
    Attorney for Appellant
    Tyler David Ebanks
    - 11 -
    Certificate of Compliance
    This pleading complies with TEX. R. APP. P. 9.4. According to the word
    count function of the computer program used to prepare the document, the brief
    contains 2.353 words excluding the items not to be included within the word count
    limit.
    /s/ Richard E. Wetzel
    Richard E. Wetzel
    State Bar No. 21236300
    Certificate of Service
    I, Richard E. Wetzel, counsel for appellant, do hereby certify that a true and
    correct copy of the foregoing document was emailed to counsel for the State, Bob
    Odom, Assistant District Attorney, through the efile electronic service feature of
    this Court’s efile system at bob.odom@co.bell.tx.us on this the 14th day of July,
    2015.
    /s/ Richard E. Wetzel
    Richard E. Wetzel
    State Bar No. 21236300
    - 12 -