In Re Commitment of Joaquin Rivera v. . ( 2023 )

Fourth Court of Appeals
San Antonio, Texas
OPINION
No. 04-22-00324-CV
IN RE COMMITMENT OF Joaquin RIVERA
From the 187th Judicial District Court, Bexar County, Texas
Trial Court No. 2021-CI-13023
Honorable Stephanie R. Boyd, Judge Presiding
Opinion by: Lori I. Valenzuela, Justice
Sitting: Patricia O. Alvarez, Justice
Beth Watkins, Justice
Lori I. Valenzuela, Justice
Delivered and Filed: August 2, 2023
AFFIRMED
A jury found appellant, Joaquin Rivera, to be a sexually violent predator in a civil
commitment action brought under Texas Health and Safety Code Chapter 841. The trial court
adjudged him as a sexually violent predator, and civilly committed him for sex-offender treatment
and supervision. In two issues on appeal, Rivera asserts the trial court erred by (1) denying him
the right to ask a proper commitment question regarding victims younger than fifteen and (2)
denying a mistrial after the State violated a motion in limine during opening arguments. We affirm.
BACKGROUND
Prior to the commitment trial, Rivera had been convicted and sentenced as follows: in 1999
for indecency with a child, in 2008 for violating annual Sex Offender Registration, and in 2012 for
aggravated sexual assault of a child. The State later filed a petition, alleging Rivera was a sexually
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violent predator and requesting that he be committed for treatment and supervision. The trial court
conducted a trial before a jury at which Rivera and the State’s forensic psychologist, Jason
Dunham, Ph.D., testified. The jury found Rivera to be a sexually violent predator and the trial
court signed an Order of Commitment.
CIVIL COMMITMENT OF SEXUALLY VIOLENT PREDATORS
“A person is a sexually violent predator for the purposes of [Texas Health and Safety Code
Chapter 841] if the person: (1) is a repeat sexually violent offender; and (2) suffers from a
behavioral abnormality that makes the person likely to engage in a predatory act of sexual
violence.” TEX. HEALTH & SAFETY CODE § 841.003(a). The State must prove beyond a reasonable
doubt that a person is a sexually violent predator. Id. § 841.062(a). “Behavioral abnormality” is
defined as “a congenital or acquired condition that, by affecting a person’s emotional or volitional
capacity, predisposes the person to commit a sexually violent offense, to the extent that the person
becomes a menace to the health and safety of another person.” Id. § 841.002(2).
COMMITMENT QUESTION
Rivera began his voir dire by asking jurors if they could listen to the facts and follow the
court’s instructions if evidence was presented about child victims. Rivera’s attorney heard from
several members of the venire in response to the following question, to which the State did not
object:
If you hear that there’s evidence of child victims, will that be so weighty on you
that you are not going to be able to listen to the facts and follow the instructions?
And does anybody have any responses or comments to that?
When one venireperson asked, “When you say ‘child victims,’ like how old are you talking
about? Like under 18 or . . .?,” the following conversation occurred with defense counsel:
Counsel: Well, let’s talk about it this way. I can’t go into facts of the case
obviously, right? But let’s – is there an age – is there an age that makes a difference?
Venireperson: To me it does, yeah.
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Counsel: Okay. Do you have an age range that you think is more important?
Venireperson: Yes. I would say like any children that are like under 15 is a
difference between a child that’s 16 or older, just from my own experiences. I
would say so, yeah, kind of hard to answer that question when you’re not like
putting into terms of how young the child is.
Counsel: If you hear that there’s a psychologist that makes a diagnosis of a
pedophilic disorder. And someone asked what a pedophilic disorder is. That’s a
sexual attraction to prepubescent children. So if you hear that there’s a diagnosis of
pedophilic disorder, is that something that you’re not going to be able to get through
in order to sit on this jury?
Venireperson: Like do – what do you mean by prepubescent?
Counsel: Scientifically, it would be the development of secondary sex
characteristics.
Venireperson: Okay. So, yeah, that I wouldn’t be able to get past. Because that’s
like a younger age. If it was an infant or someone who’s five years old, that’s
different than 16 or older.
Counsel: Okay. So if you – if you hear evidence about a child victim and evidence
about pedophilic disorder, are you automatically going to turn off and say enough
is enough, that diagnosis alone by a psychologist, the person has a behavioral
abnormality; the person is a sexual violent predator?
Venireperson: When it comes to terms with yes or no, no. I’m not going to turn off
everything, no.
Counsel: Okay. Is it going to affect your ability to listen to the facts?
Venireperson: Yes.
Counsel: And how so?
Venireperson: Just like you said, like age difference. Like, if they were facts they’re
– you know, older than a certain age or something like that, that would determine
my answer.
Counsel: Okay. So would you – if you hear the facts come off that stand of child
victims younger than 15, is that going to affect your ability to move forward and
listen to the rest of the facts in the case and answer the question beyond a
reasonable doubt whether or not this person is a sexually violent predator?
Prosecutor: Your Honor, I’m going to object to the commitment question.
The court: Sustained.
Counsel: Your Honor, that’s a proper commitment question.
The court: Sustained.
On appeal, Rivera argues the trial court reversibly erred when it denied him the right to ask
the above emphasized question.
A. The Law Relevant to Venire Questions
Either side may challenge a juror for cause when it can show that the juror is incapable or
unfit to serve on the jury. TEX. CODE CRIM. PROC. art. 35.16(a). A juror may be challenged for
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cause if either side can show “[t]hat the juror has a bias or prejudice in favor of or against the
defendant.” Id. art. 35.16(a)(9). “Litigants have the right to question potential jurors to discover
biases and to properly use peremptory challenges.” In re Commitment of Hill, 334 S.W.3d 226,
228 (Tex. 2011) (per curiam). This right is limited “by reasonable trial court control.” Id. at 228-
29 (citation omitted); Allridge v. State, 850 S.W.2d 471, 479 (Tex. Crim. App. 1991) (“[A] trial
court has wide discretion in controlling the voir dire examination.”). Thus, we review a trial
court’s refusal to allow lines of questioning during voir dire for an abuse of discretion. Hill, 334
S.W.3d at 229. “However, the proper discretion inquiry turns on the propriety of the question: ‘a
court abuses its discretion when its denial of the right to ask a proper question prevents
determination of whether grounds exist to challenge for cause or denies intelligent use of
peremptory challenges.’” Id. (quoting Babcock v. Nw. Mem’l Hosp., 767 S.W.2d 705, 709 (Tex.
1989)).
“Commitment questions are those that commit a prospective juror to resolve, or to refrain
from resolving, an issue a certain way after learning a particular fact.” Standefer v. State, 59
S.W.3d 177, 179 (Tex. Crim. App. 2001). The Standefer Court articulated a three-part test for
determining whether a voir dire question is an improper commitment question. Id. at 179-84.
First, the trial court must determine whether a particular question is in fact a commitment question.
See id. at 179. Second, if it is a commitment question, then the court must decide whether it is
nevertheless a proper commitment question. See id. at 181. To determine whether the question is
a proper commitment question, the court first inquires whether one of the possible answers to the
question gives rise to a valid challenge for cause. Id. at 182. If it does not, then the question is
not proper and should be disallowed by the trial court. See id. Third, if the commitment question
gives rise to a valid challenge for cause, then the court must determine whether the question
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contains only those facts necessary to test whether a prospective juror is challengeable for cause.
Id. at 182.
B. Analysis
The parties agree the question was a commitment question. However, Rivera asserts the
question was proper because he sought to determine whether the venireperson was so biased
against him if the victims were younger than fifteen years of age that they would find a behavioral
abnormality from this fact alone and would not listen to evidence beyond this singular fact. Rivera
contends his question gave rise to a valid challenge for cause; thus, the question was proper. The
State counters that the question was an improper commitment question because it invited the jurors
to resolve the issue a certain way after learning a particular fact—the age of the child. We will
assume without deciding that the trial court erred by sustaining the State’s objection to a proper
commitment question because we conclude any error was harmless. 1
“A trial court’s improper exclusion of a proper question during jury voir dire is subject to
a harmless error analysis.” Rich v. State, 160 S.W.3d 575, 577 (Tex. Crim. App. 2005). Standards
for reversible error in criminal cases depend on whether the error is constitutional or non-
constitutional. See TEX. R. APP. P. 44.2. If we determine a trial court erred by improperly limiting
a defendant’s voir dire, we generally consider it a non-constitutional error and conduct the harm
analysis under Rule of Appellate Procedure 44.2(b). See Easley v. State, 424 S.W.3d 535, 542
(Tex. Crim. App. 2014). Under Rule 44.2(b), any error that does not affect a substantial right must
be disregarded. TEX. R. APP. P. 44.2(b). A substantial right is affected when “the error has a
substantial and injurious effect or influence in determining the jury’s verdict.” Rich, 160 S.W.3d
1Rivera’s brief on appeal does not address whether or how he was harmed. Nevertheless, the burden to demonstrate
harm does not rest on Rivera or the State; it is our responsibility as an appellate court to review the record and assess
harm. See Johnson v. State, 43 S.W.3d 1, 5 (Tex. Crim. App. 2001).
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at 577 (citation omitted). Conversely, an error does not affect a substantial right if we have “fair
assurance that the error did not influence the jury, or had but a slight effect.” Solomon v. State, 49
S.W.3d 356, 365 (Tex. Crim. App. 2001) (citation omitted).
The Rich Court set forth general factors that are “relevant considerations in determining
the harm from being denied a proper question to the venire,” including (1) any testimony or
physical evidence admitted for the jury’s consideration; (2) the nature of the evidence supporting
the verdict; (3) the character of the alleged error and how it might be considered in connection
with other evidence in the case; (4) the State’s theory and any defensive theories; (5) closing
arguments; (6) voir dire; and (7) whether the State emphasized the error. 160 S.W.3d at 577-78.
We turn to these factors.
A. The Evidence
The testimony admitted for the jury’s consideration included testimony from the State’s
forensic psychologist and from Rivera. Dr. Jason Dunham testified he reviewed records of
Rivera’s past criminal offenses including unadjudicated offenses and allegations, the details of his
sexual offenses, his records from prison and parole case summaries, his medical records and sex
offender treatment records, deposition transcripts, and recordings of jail telephone conversations.
He also interviewed Rivera. Dunham believed Rivera suffers from a behavioral abnormality that
makes him likely to engage in predatory acts of sexual violence. When asked his reasons for this
conclusion, Dunham explained:
Mainly the pattern. He’s not a first-time sex offender. So he has already been
– he offended. He was incarcerated. He went through treatment. He got out. He
offended again. The escalation of the offenses. He’s back in prison. He’s back in
treatment.
I’m reviewing the current – you know, treatment and – you know, meeting and
listening to what he has to say. I don’t think he’s there yet as far as understanding
his risk. I think it’s – it’s about sexual deviancy. There’s a combination here of
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sexual deviance plus – we’ll call it antisocial orientation. Which is sort of a – kind
of a criminal mindset. . . .
Dunham stated sexual deviancy and antisocial orientation are the two main risk factors.
He explained antisocial orientation as somebody’s “criminal mindset based on their history, certain
types of rule-breaking behavior.” He explained sexual deviance as abnormal sexual behavior that
causes “some kind of problem with the person or with another person or with society in general.”
As evidence of Rivera’s sexual deviation, Dunham noted Rivera’s sexually offending against
children and his two past criminal convictions, one for indecency with an eleven-year-old child by
sexual contact and another for aggravated sexual assault of a seven-year-old child. According to
Dunham’s review of various records, Rivera said he was “trying to educate” his eleven-year-old
step-daughter. Dunham found it significant that Rivera minimized how frequently the abuse
occurred, he did not recognize he was sexually aroused, he did not believe what he did was wrong,
and he thought it was acceptable to have sex with an eleven-year-old. Dunham said that because
Rivera is in treatment, he expected some acknowledgement of the pedophilia and sexual arousal
around children.
The aggravated sexual assault involved the seven-year-old daughter of his girlfriend.
Because this was Rivera’s second offense, Dunham considered recidivism to be a significant risk
factor. Dunham explained that Rivera is “a recidivist and he has re-offended after incarceration
for one sex offense and after having a sex offender education program in prison after the first
offense. Offending while he was in a relationship.” Dunham testified,
[a]gain, there’s more – there’s more coercion [with the second child] – forced
violence, slash, coercion by threatening her not to tell. The age is getting younger.
The escalation is going up. Because now it’s – you know, . . . genital-to-genital
contact and then ultimately anal penetration of a 7-year-old. So a pattern of
escalation. And just in totality with not being deterred by prison and treatment and
all the other kind of sanctions that happened, I guess he . . . lost custody of [his] son
after the first – the first conviction. So those things weren’t enough to deter him
from doing it again.
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Dunham stated Rivera said he was trying to educate the seven-year-old girl. Dunham said
Rivera’s sexual deviance diagnosis was for a pedophilic disorder. He opined that Rivera’s arousal
to children affected his ability to control his thinking, his desires, and his impulses. Dunham also
diagnosed Rivera with alcohol-abuse disorder and cannabis-use disorder. Lastly, Dunham
diagnosed Rivera with antisocial personality disorder, which is a lifelong pattern of violating the
law and violating societal norms based on the following:
The history of lawbreaking behavior. Not necessarily being arrested, but
starting from an early age. The fighting, bringing a gun to school, expelled from
school, drug use from early age, alcohol use from like age 10, trying to hit his mom
at an early age, police involvement by age 11, three juvenile charges for burglary
of a habitation, continuing – being in juvenile probation; being revoked, I think, a
couple of times; placed in a juvenile facility until he was 18.
And as an adult – you know, possession of marijuana and failure to register as
a sex offender. He went to prison for that in between his two sex-offense
convictions. Failure to appear in court.
So you see all these and then he’s been locked up since he was 29 [sic]. So all
that happened – aside – all that happened by the time he was 29 years, like all of
those charges. That’s pretty pervasive. It’s criminal versatility too. It’s not just
one type of crime. It’s not just sex offending, but there’s drug – there’s drug stuff.
There’s . . . burgling. There’s violence with the sexual assaults.
So it’s . . . chronic. Like I found – and it started early. It started – to diagnose
that condition, you have to have some evidence of a conduct disorder by the age of
15. And I saw in the records stuff happened by the age of 9 or 10 with some
substance abuse. Police involvement by age 11. And then in juvenile home since
– or detention since age 14. So clearly, by the age of 15, there was a problem.
So diagnose that, you see a pattern of behavior. What appears is that Mr. Rivera
does behave a lot better when he’s in prison. He’s been in prison three times.
...
So he’s been in prison three times. In each of the three prison terms he’s
demonstrated pretty good behavior. Nothing too significant. In fact, no sexual
misconduct cases. But each time he gets out, something has happened and he’s
been brought back. So to me it looks like he’s able to behave himself and do well
when he has structured supervision. And so that kind [sic] can explain to me why
he’s [sic] does well when he’s confined versus when he has kind of free rein in the
community.
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Dunham stated Rivera attended a four-month sex offender education program while
incarcerated after his first conviction. Dunham thought this was significant because it showed
Rivera had classroom education but still re-offended. Dunham said Rivera is currently in the
program while incarcerated on the second conviction and he is doing well. Dunham did not believe
the sex offender treatment Rivera had received to-date had reduced his risk enough for Dunham to
say Rivera did not have a behavioral abnormality. Dunham believed Rivera’s risk to sexually re-
offend was “high.”
Rivera testified his stepdaughter was eleven or twelve years old and he was twenty years
old when he assaulted her. In 1999, he was convicted of sexual contact by fondling the girl’s
breasts. 2 He explained why he touched the girl as follows:
In my mind at that time, I was thinking – like the Dr. Dunham was saying – I
was thinking I was teaching her how – because my ex-wife was eight years older
than me during that time. So like I said, it was a common occurrence there in a
country town. So it was – it was just something growing up it was norm to me. I
didn’t see anything wrong with it. So that’s – you know, it happened to me. I
thought it was all right.
Rivera stated he was abused as a child and, at the time of the abuse of his step-daughter,
he did not know it as wrong for an adult to have sexual contact with a child. Rivera was released
from prison on the first conviction in 2004 and was arrested on the second charge, assaulting his
girlfriend’s daughter, in 2008. The girl was seven or eight years old and Rivera was twenty-nine
years old at the time. Rivera said he was “giving [the girl] the birds and the bees.” Although he
had already gone to prison for assaulting the first girl, Rivera claimed he still did not know it was
wrong to have sexual contact with the second girl.
2
In February 2000, Rivera was charged with aggravated sexual assault and sexual assault of an adult female who was
deaf and mute, but the charges were dismissed.
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Rivera stated he was not sexually attracted to children. He admitted he had paid for sex
and was a male escort for a short period of time. He said he had his first sexual experience when
he was eleven or twelve years old, with his babysitter. He said he did not learn anything during
the first sex offender program. He said the current program he now attends is “a lot more
impactful,” he has learned empathy, he was not at risk to sexually re-offend, he was safe to be
around because of the coping tools he had been given, and he no longer believed it was acceptable
“to teach a child.” He said he is different now because he has matured and he has “gotten the
education.”
We conclude the evidence supporting the jury’s verdict was substantial and, as sole judge
of the weight and credibility of the evidence, the jury could reasonably conclude Rivera suffers
from a behavioral abnormality that makes him likely to engage in a predatory act of sexual
violence.
B. The State’s Theory and Any Defensive Theories; Closing Arguments
The State argued Rivera was a repeat sexually violent offender who suffered from a
behavioral abnormality. During closing arguments, the State reviewed the evidence and asked the
jury to answer “yes” that he was a sexually violent predator. The State did not emphasize anything
objectionable. Rivera’s defensive theory was that Rivera had changed. During closing arguments,
defense counsel discussed the burden of proof, reviewed the evidence, and argued Rivera would
not re-offend.
C. Voir Dire
Although Rivera’s counsel was unable to ask the single question of a single venireperson,
counsel was able to repeatedly discuss, without objection, the issues of pedophilic disorder and
child victims. Both sides agreed on the strikes. The one venireperson whom Rivera attempted to
question was not seated on the jury.
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D. Conclusion
Based on our review of the record, we have “fair assurance that the error [if any] did not
influence the jury, or had but a slight effect.” Solomon, 49 S.W.3d at 365. Therefore, we overrule
Rivera’s first issue on appeal.
MOTION FOR MISTRIAL
After the jury was selected and before the trial commenced, the trial court conducted a
hearing on the parties’ respective motions in limine. Rivera had requested that the State be
enjoined from “[a]ny mention of any actual or alleged gang involvement on the part of” Rivera.
The trial court did not immediately rule on the request, but reserved its ruling before any mention
at trial. 3 During its opening argument, the State argued as follows:
He also has this antisocial lifestyle; and that doesn’t mean someone’s reserved.
In this sense, it means that it’s rule breaking. The ability to violate rules that you
and I abide by quite easily, he is able to break. You will learn that at a very young
age, Mr. Rivera has been in trouble with the law. He has, all the way from as a
juvenile, convictions of burglary habitation, multiple . . . of those. You’ll also hear
that he has involvement in gang activity and so forth. And it’s also just the general
rule breaking. The ability to –
Defense counsel objected and noted his motion in limine. The State acknowledged it was
supposed to approach the bench before mentioning gang activity and apologized. Defense counsel
requested a mistrial. The trial court denied the motion but instructed the jury as follows:
Ladies and gentlemen of the jury, I want to remind each of you that opening
statements that are made by the [State] and [Rivera] are not evidence. Evidence
will be what you hear from the witness stand and whatever exhibits are admitted.
So, again, these are just opening statements what people expect the evidence to
show. Any mention of gang activity or lack thereof, you are to completely
disregard. Does everyone understand?
3
The court later allowed Dunham to “speak about underlying gang activity, but he [was] not to mention the ‘gang’ at
all.”
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The jurors responded, “yes,” and trial resumed. On appeal, Rivera asserts no instruction
could cure the bias that resulted from the State’s mentioning gang involvement. Rivera contends
the State started the trial with an improper, inflammatory, highly prejudicial comment by tying his
alleged “gang activity” to his “rule breaking” and “antisocial lifestyle.”
“Only in extreme circumstances, where the prejudice is incurable, will a mistrial be
required.” Hawkins v. State, 135 S.W.3d 72, 77 (Tex. Crim. App. 2004). Usually, an instruction
to disregard the argument will cure any error caused by improper argument. See, e.g., Dinkins v.
State, 894 S.W.2d 330, 357 (Tex. Crim. App. 1995). “We will not disturb a ruling denying a
motion for mistrial absent a showing of an abuse of discretion.” Bazan v. Munoz, 444 S.W.3d 110,
123 (Tex. App.—San Antonio 2014, no pet.). “A trial court abuses its discretion if it acts without
reference to any guiding rules and principles such that the ruling is arbitrary or unreasonable.”
Pressley v. Casar, 567 S.W.3d 327, 333 (Tex. 2019) (per curiam). “When reviewing matters
committed to the trial court’s discretion, a court of appeals may not substitute its own judgment
for the trial court’s judgment.” Bowie Mem’l Hosp. v. Wright, 79 S.W.3d 48, 52 (Tex. 2002) (per
curiam). A trial court does not abuse its discretion merely because it decides a discretionary matter
differently than an appellate court would in a similar circumstance. In re Estate of Denman, 362
S.W.3d 134, 141 (Tex. App.—San Antonio 2011, no pet.).
Here, the trial court promptly instructed the jury to disregard the statement and the jury is
presumed to have followed that instruction. See Gamboa v. State, 296 S.W.3d 574, 580 (Tex.
Crim. App. 2009). Nothing in the record demonstrates the comment had any harmful effect or that
the jury was unable to follow the trial court’s instruction. Accordingly, we overrule Rivera’s
second issue on appeal. See id. at 580 (presuming jury disregarded testimony about extraneous
offense when trial court gave prompt instruction to do so); Brock v. State, 275 S.W.3d 586, 591-
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92 (Tex. App.—Amarillo 2008, pet. ref’d) (holding jury presumed to have followed trial court’s
instruction to disregard deputy sheriff’s testimony that defendant confessed).
CONCLUSION
We affirm the trial court’s judgment.
Lori I. Valenzuela, Justice
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