Amber K. Walkington, CRNA v. Texas Board of Nursing Kathy Shipp, MSN, RN, FNP, Texas Board of Nursing President And Katherine A. Thomas, MN, RN, FAAN, Texas Board of Nursing Executive Director ( 2023 )


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  •        TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
    NO. 03-22-00658-CV
    Amber K. Walkington, CRNA, Appellant
    v.
    Texas Board of Nursing; Kathy Shipp, MSN, RN, FNP, Texas Board of Nursing President;
    and Katherine A. Thomas, MN, RN, FAAN, Texas Board of Nursing Executive Director,
    Appellees
    FROM THE 250TH DISTRICT COURT OF TRAVIS COUNTY
    NO. D-1-GN-21-005747, THE HONORABLE JAN SOIFER, JUDGE PRESIDING
    MEMORANDUM OPINION
    This is a suit for judicial review of a final order of the Texas Board of Nursing in
    a disciplinary proceeding. The Board found that Amber K. Walkington committed misconduct
    and imposed a two-year probated suspension of her license. The district court affirmed the
    order. We affirm.
    BACKGROUND
    Walkington is a Certified Registered Nurse Anesthetist (CRNA) and has been
    employed by United States Anesthesia Partners since 2011. On February 22, 2019, Walkington
    assisted with a total knee replacement surgery. Working with Dr. Kirk LeBlanc, her supervising
    anesthesiologist, Walkington was to perform a spinal block on the patient. Before taking the
    patient to the operating room, Walkington accessed the hospital’s medication dispensing system
    to obtain two medications unavailable in the operating room:           .5% bupivacaine, a local
    anesthetic; and tranexamic acid (TXA), a medication used to slow bleeding and reduce
    blood loss.
    Because performing a spinal block requires maintaining a sterile field,
    Walkington could not touch the vial of bupivacaine after starting the procedure. She passed the
    bupivacaine and the spinal tray (a sterile container with the materials necessary to perform a
    spinal block) to anesthesia technician Aaron Hart. Walkington put on her gloves and began the
    various tasks to prepare the patient for the procedure. Hart put the vial down so that he could
    hold the patient upright while Walkington worked. Walkington then asked Hart for the vial of
    bupivacaine, referring to it as either bupivacaine or “the local.” Hart testified that he continued
    holding the patient with one hand and picked up a medication vial from the top of the “anesthesia
    vent.” He asked Walkington “is this the one you want” and “she said yes.” Walkington
    withdrew the medication into a syringe and administered it to the patient. Walkington testified
    that she did not look at the label or ask Hart to read the name off the label. While cleaning up,
    Walkington found the vial of bupivacaine underneath the wrapper of the spinal tray; the open
    vial of TXA was on top of the anesthesia vent.
    Walkington immediately texted Dr. LeBlanc, who had been attending to another
    patient. Dr. LeBlanc researched the effects of administering TXA through the spine and decided
    to cancel the surgery. Although initially stable, the patient soon began to experience seizures
    and was transferred to intensive care, where he was intubated. Later that day, the patient was
    transferred to another hospital where he spent five days in the intensive care unit while
    experiencing seizures.     The patient spent the next five weeks at University of Texas
    2
    Southwestern Medical Center, where he was diagnosed with an anoxic brain injury. He spent
    another month in a skilled nursing facility before returning home.
    Board staff filed a formal disciplinary charge against Walkington alleging that she
    engaged in unprofessional conduct and failed to meet the minimum standards of nursing practice
    in violation of the Texas Nursing Act and Board rules. See Tex. Occ. Code § 301.452(b)(10)
    (authorizing discipline for unprofessional conduct), (14) (authorizing discipline for failure to
    conform to minimum standards of nursing practice in manner that exposes patient to unnecessary
    risk of harm); 
    22 Tex. Admin. Code § 217.11
    (1)(A)–(C) (Tex. Bd. of Nursing, Standards of
    Nursing Practice); 
    22 Tex. Admin. Code § 217.12
    (1)(A), (B), (4) (Tex. Bd. of Nursing,
    Unprofessional Conduct).
    Walkington disputed the charges, and the case was referred to the State Office of
    Administrative Hearings for a contested case proceeding. See 
    22 Tex. Admin. Code § 213.22
    (a)
    (Tex. Bd. of Nursing, Formal Proceedings).           An administrative law judge (ALJ) held an
    evidentiary hearing on October 26-28, 2020.          Board staff presented testimony from Hart;
    James Walker, Ph.D., CRNA; and Jonathan Riddle, Ph.D., CRNA.                Walkington presented
    testimony from herself and two expert witnesses:           Catherine Keen, CRNA, and Jordyn
    Feldmann, CRNA. The ALJ subsequently issued a proposal for decision (PFD) concluding that
    Board staff had met its burden to establish that Walkington is subject to discipline and
    recommending that the Board impose a probated suspension of her license for two years as
    a sanction. 1
    1 The PFD states that the ALJ determined that Board staff bore the burden of proof by a
    preponderance of the evidence based on the factors laid out in a SOAH rule. See 
    1 Tex. Admin. Code § 155.427
     (State Off. of Admin. Hearings, Burden of Proof) (explaining how ALJs are to
    assign burden of proof). The Board does not dispute this determination.
    3
    The Board considered the matter at a public hearing and issued a final order
    adopting all the ALJ’s findings and conclusions and imposing a probated suspension of two
    years. Walkington filed a motion for rehearing, which was overruled by operation of law. See
    Tex. Gov’t Code § 2001.146(c) (providing that motion for rehearing overruled by operation of
    law if state agency takes no action in fifty-five days). Walkington sought judicial review in
    Travis County District Court. See Tex. Occ. Code § 301.555(a) (“A person against whom the
    board has taken adverse action under this chapter may appeal to a district court in the county of
    the person’s residence or in Travis County.”). The district court affirmed the Board’s order, and
    this appeal ensued.
    LEGAL STANDARDS
    We review a final order of the Board in a disciplinary case under the substantial
    evidence standard of review codified in the Administrative Procedure Act (APA). See Tex.
    Gov’t Code § 2001.174 (directing courts to review final decisions in contested case hearings
    under substantial evidence rule “if the law does not define the scope of judicial review”); see
    also Williams v. Texas Bd. of Nursing, No. 03-21-00089-CV, 
    2022 WL 1751612
    , at *8 (Tex.
    App.—Austin June 1, 2022, no pet.) (mem. op.) (reviewing Board’s findings in disciplinary case
    under substantial evidence standard).
    Under this standard, a reviewing court shall reverse or remand a case for further
    proceedings if the appellant’s “substantial rights” have been prejudiced “because the
    administrative findings, inferences, conclusions, or decisions” are, relevant here, “not reasonably
    supported by substantial evidence considering the reliable and probative evidence in the record
    as a whole” or “arbitrary or capricious or characterized by abuse of discretion or clearly
    4
    unwarranted exercise of discretion.” Tex. Gov’t Code § 2001.174(2)(E)–(F). The agency’s
    decision is presumed to be valid, and the burden is on the contestant to demonstrate otherwise.
    Texas Comm’n on Env’t Quality v. Maverick County, 
    642 S.W.3d 537
    , 547 (Tex. 2022).
    Whether an agency decision meets this standard is a legal question that we review without
    deference to the trial court. See Texas Dep’t of Pub. Safety v. Alford, 
    209 S.W.3d 101
    , 103 (Tex.
    2006) (per curiam); TJFA, L.P. v. Texas Comm’n on Env’t Quality, 
    632 S.W.3d 660
    , 667 (Tex.
    App.—Austin 2021, pet. denied).
    DISCUSSION
    Walkington brings four issues challenging the Board’s order. She argues that
    Findings of Fact 8 and 19 are unsupported by substantial evidence (issues one and two);
    Conclusions of Law 5-9, which are based on those findings, are erroneous (issue three); and that
    the Board acted arbitrarily and capriciously in imposing the probated suspension (issue four).
    Findings and Conclusions
    We start with Walkington’s arguments that Findings of Fact 8 and 19 are
    not “reasonably supported by substantial evidence considering the reliable and probative
    evidence in the record as a whole.” See Tex. Gov’t Code § 2001.174(2)(E). Review under
    this standard is “highly deferential—the issue is not whether the agency’s decision is correct,
    but whether the record demonstrates a reasonable basis for it.” North East Indep. Sch. Dist.
    v. Riou, 
    598 S.W.3d 243
    , 251 (Tex. 2020). Substantial evidence in this sense “does not mean a
    large or considerable amount of evidence” but only “such relevant evidence as a reasonable mind
    might accept as adequate to support a conclusion of fact.” Slay v. Texas Comm’n on Env’t
    Quality, 
    351 S.W.3d 532
    , 549 (Tex. App.—Austin 2011, pet. denied). The evidence may even
    5
    “preponderate against the decision of the agency and nonetheless amount to substantial
    evidence.” Riou, 598 S.W.3d at 251.
    Finding of Fact 8
    Finding of Fact 8 states: “The TXA was unaccounted for in that [Walkington]
    could not identify where it was at the time of the procedure.” Walkington contends that the
    record does not support this finding because she testified that she placed the vial of TXA on top
    of the “anesthesia machine.” But Walkington’s testimony was conflicting on that point. 2 When
    first asked what she did with the vial of TXA after obtaining it from the medication dispensing
    system, she replied: “I don’t remember exactly. I believe I put the tranexamic acid on the back
    table somewhere.” Asked again about the specific location of the TXA, she replied “I don’t
    remember specifically.” Later in the same hearing, the ALJ asked where she “said [she] placed
    the TXA,” and Walkington responded “I believe I placed it on the anesthesia machine top.” In
    concluding that Walkington was unaware of the location of the TXA at the time of the
    procedure, the Board essentially determined that her first answer—that she did not remember the
    exact location where she placed the vial of TXA after entering the operating room—was more
    credible, and we defer to that determination. See Lindsey v. Texas State Bd. of Veterinary Med.
    Exam’rs, No. 03-16-00549-CV, 
    2018 WL 1976577
    , at *3 (Tex. App.—Austin Apr. 27, 2018,
    pet. denied) (mem. op.) (“[W]e will defer to the agency’s judgments on the weight of the
    evidence on questions committed to the agency’s discretion . . . .”); County of Reeves v. Texas
    2  Walkington emphasizes that Hart also testified that the vial of TXA was in the same
    place, but Finding 8 states that the TXA was unaccounted for because Walkington was unaware
    of the vial’s location in the operating room “at the time of the procedure.” Walkington does
    not challenge Finding 17, which states that accounting for the medications was her
    sole responsibility.
    6
    Comm’n on Env’t Quality, 
    266 S.W.3d 516
    , 528 (Tex. App.—Austin 2008, no pet.) (“The
    agency determines the meaning, weight, and credibility to assign conflicting evidence . . . .”).
    We conclude that Finding 8 is reasonably supported by the record and overrule Walkington’s
    first issue.
    In her second issue, Walkington challenges Finding of Fact 19, where the Board
    explains what minimum standards of nursing practice required in the situation and how
    Walkington’s actions failed to meet those standards. 3 This argument implicates several other
    findings regarding the standard of care and her responsibilities:
    14. A basic principle of nursing is the “Five Rights” of medication administration:
    the nurse shall confirm that he or she has the right patient, the right medication,
    the right dose, the right time, and the right route.
    15. All nurses, including CRNAs, are required to utilize the Five Rights when
    administering medication to a patient.
    16. A nurse may not delegate his or her duty of medication administration to an
    unlicensed person and that the duty to follow the Five Rights remains with the
    nurse.
    17. [Walkington], as the licensed individual, is the only one responsible for
    accounting for the medications.
    18. At the time [Walkington] drew up her syringe from the medication vial Mr.
    Hart was holding up for her, she assumed, but did not know for certain, what vial
    Mr. Hart was holding up.
    Applying these standards to the facts, the Board found that:
    19. As [Walkington] drew the medication into the syringe, she did not perform a
    final check to read the label on the vial of medication the anesthesia technician
    was holding, and she did not ask the anesthesia technician to read the label out
    loud before drawing it. Given that the TXA was not accounted for in the OR, the
    minimum standards of nursing practice required [Walkington] to at least perform
    3 Although Walkington couches this issue as challenging findings 18 and 19, her
    argument challenges only Finding 19.
    7
    one of the following acts before administering the medication: ask that Mr. Hart
    read the name of the medication aloud to confirm the medication; or ask Mr. Hart
    [to] hold the medication vial closer and/or reposition his hands so that
    [Walkington] could verify its contents by reading the label of the medication
    herself. [Walkington] did neither.      By failing to perform either action,
    [Walkington] failed to follow the Five Rights, which resulted in a violation of the
    minimum standard of nursing practice.
    (Emphasis added). Walkington interprets Finding 19 as conditioning her duty to perform a final
    check of the medication on the TXA being “not accounted for” in the operating room. She
    argues that this is inconsistent with the testimony of Walker and Riddle, each of whom testified
    that a CRNA must always perform a final check of the medication before withdrawing it into the
    syringe. Walkington argues that the Board therefore applied a standard of care without support
    in the record. The Board responds that Finding 19 does not alter the standard of care but applies
    it to the facts of the case.
    We agree with the Board.      “‘[O]ne cannot divorce text from context’ when
    construing written instruments, as ‘[t]he meaning of words read in isolation is frequently
    contrary to the meaning of words read contextually in light of what surrounds them.’” In re Piatt
    Servs. Int’l, 
    493 S.W.3d 276
    , 281 (Tex. App.—Austin 2016, orig. proceeding) (quoting In re
    Office of the Att’y Gen. of Tex., 
    456 S.W.3d 153
    , 155–56 (Tex. 2015) (orig. proceeding)).
    Construing the emphasized language in context, Finding 19 lays out what complying with the
    standard of care required under the circumstances: because Walkington could not be absolutely
    sure that Hart held up the correct vial, she should have either asked him to read off the label or
    reposition his hand so that she could read it herself.       Finding 19 does not condition the
    verification requirement on the presence of unaccounted-for medication or indicate that
    Walkington would not be required to verify if she believed it was the only medication in the
    8
    operating room. This finding is consistent with Walker and Riddle’s testimony regarding the
    standard of care. We conclude that Finding 19 is reasonably supported by the record. 4 We
    overrule Walkington’s second issue.
    Conclusions of Law 5-9
    In her third issue, Walkington argues that conclusions of law 5-9 are not
    supported by substantial evidence because findings 8 and 19 are not. We overrule this issue
    because we have concluded that those findings are supported by substantial evidence.
    Challenge to the Suspension
    Walkington argues in her final issue that the Board’s decision to impose a
    two-year probated suspension was arbitrary and capricious.                See Tex. Gov’t Code
    § 2001.174(2)(F). She contends that the Board failed to follow its own rule that sets out the
    process for determining the appropriate sanction. See generally 
    22 Tex. Admin. Code § 213.33
    (Tex. Bd. of Nursing, Factors Considered for Imposition of Penalties/Sanctions) (setting out
    matrix for determining appropriate disciplinary sanction). The Board responds that Walkington
    4   Walkington also argues that the Board should have made findings regarding why it
    chose to credit Walker and Riddle over her expert witnesses. The APA requires that final
    administrative orders must include findings of ultimate fact. Tex. Gov’t Code § 2001.141(a).
    Findings of underlying facts, however, “are not required in a final administrative order unless ‘an
    ultimate fact embodies a mandatory fact finding set forth in the relevant enabling act’ or when
    the ultimate fact represents a criterion ‘the legislature has directed the agency to consider in
    performing its function.’” Vista Med. Ctr. Hosp. v. Texas Mut. Ins. Co., No. 03-21-00242-CV,
    
    2022 WL 17970219
    , at *7 (Tex. App.—Austin Dec. 28, 2022, no pet.) (mem. op.) (quoting
    Texas Health Facilities Comm’n v. Charter Med.-Dallas, Inc., 
    665 S.W.2d 446
    , 451 (Tex.
    1984)). That is, “when an agency’s enabling act does not require it to make any particular
    finding of fact or does not direct it to consider any particular criterion,” then “the agency is not
    obligated to make any findings of basic fact at all.” Harrison v. Texas State Bd. of Dental
    Exam’rs, No. 03-18-00229-CV, 
    2020 WL 370886
    , at *5 (Tex. App.—Austin Jan. 23, 2020, no
    pet.) (mem. op.). Walkington cites no authority requiring findings of fact regarding the
    credibility of conflicting witnesses.
    9
    failed to preserve this issue by including it in her motion for rehearing and, in the alternative, that
    its imposition of the sanction was not arbitrary and capricious.
    A timely motion for rehearing is a prerequisite to filing a suit for judicial review
    of an administrative decision in a contested-case hearing. See Tex. Gov’t Code § 2001.145(a);
    Mosley v. Texas Health & Hum. Servs. Comm’n, 
    593 S.W.3d 250
    , 260 (Tex. 2019). “The timely
    filing of a motion for rehearing is jurisdictional, but the sufficiency of the motion’s content goes
    solely to the issue of preservation of error.” BFI Waste Sys. of N. Am., Inc. v. Martinez Env’t
    Grp., 
    93 S.W.3d 570
    , 578 (Tex. App.—Austin 2002, pet. denied). To preserve an issue for
    review, the motion must set out “(1) the particular finding of fact, conclusion of law, ruling, or
    other action by the agency which the complaining party asserts was error; and (2) the legal basis
    upon which the claim of error rests.” Upper Trinity Reg’l Water Dist. v. National Wildlife Fed’n,
    
    514 S.W.3d 855
    , 870 (Tex. App.—Houston [1st Dist.] 2017, no pet.). While preservation of
    error requires both elements, the “‘standard is one of fair notice’ and does not require ‘a briefing
    of the law or facts.’” Vergo Patio Gardens, Inc. v. Railroad Comm’n of Tex., No. 03-19-00070-CV,
    
    2022 WL 1193665
    , at *5 (Tex. App.—Austin Apr. 22, 2022, no pet.) (mem. op.) (quoting Scally
    v. Texas State Bd. of Med. Exam’rs, 
    351 S.W.3d 434
    , 445 (Tex. App.—Austin 2011,
    pet. denied)).
    In her motion for rehearing, Walkington argues that the Board’s findings of fact
    are not supported by substantial evidence and, consequently, she is not subject to discipline. The
    only mention of the suspension of her license is that “without Findings of Fact to support the
    conclusion that [Walkington]’s conduct is subject to sanction, the Board may not impose a
    disciplinary sanction, and has no need to consider the aggravating and mitigating circumstances
    set forth by Tex. Admin. Code § 213.33.” Nothing in the motion gives the Board fair notice that
    10
    Walkington challenged whether the Board followed Rule 213.33 when determining the
    proper sanction. We conclude that Walkington failed to preserve this issue for review. See
    Johnson Cnty. Special Util. Dist. v. Public Util. Comm’n of Tex., No. 03-17-00160-CV,
    
    2018 WL 2170259
    , at *11 (Tex. App.—Austin May 11, 2018, pet. denied) (mem. op.) (“When
    an agency or board has not had the opportunity to consider claims or arguments, they are waived
    on appeal.” (citing Buddy Gregg Motor Homes, Inc. v. Motor Vehicle Bd. of Tex. Dep’t of
    Transp., 
    156 S.W.3d 91
    , 104 (Tex. App.—Austin 2004, pet. denied))); Upper Trinity Reg’l
    Water Dist., 
    514 S.W.3d at 870
     (holding motion for rehearing that failed to mention legal or
    factual basis was insufficient to preserve error). We overrule Walkington’s fourth issue.
    CONCLUSION
    We affirm the district court’s judgment.
    __________________________________________
    Rosa Lopez Theofanis, Justice
    Before Chief Justice Byrne, Justices Triana and Theofanis
    Affirmed
    Filed: September 28, 2023
    11
    

Document Info

Docket Number: 03-22-00658-CV

Filed Date: 9/28/2023

Precedential Status: Precedential

Modified Date: 10/3/2023