Guerrero, Eduardo ( 2009 )

IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
NO. PD-1661/1662-08
EDUARDO GUERRERO, Appellant
v.
THE STATE OF TEXAS
ON STATE’S PETITION FOR DISCRETIONARY REVIEW
FROM THE FOURTH COURT OF APPEALS
BEXAR COUNTY
C OCHRAN, J., filed a concurring opinion, in which W OMACK, J., joined.
OPINION
I concur in the Court’s judgment, but I respectfully disagree that a person may be
punished for both manufacturing and possessing with intent to deliver the same single cache
of methamphetamine at one specific time. I think that federal and Texas double-jeopardy
principles prohibit two convictions for simultaneously manufacturing and possessing with
the intent to deliver the same container of controlled substance. But I also agree that, given
the particular circumstances of this case, appellant may be punished both for manufacturing
Guerrero Concurring Opinion Page 2
methamphetamine and for possessing methamphetamine with intent to deliver it because the
police found three separate bottles–in different stages of the manufacturing process–two of
which contained more than four grams of methamphetamine. Thus, appellant’s
manufacturing one bottle of methamphetamine was a different act than his possessing the
second bottle with intent to distribute its contents. Two distinct acts equal two violations of
section 481.112 of the Texas Health and Safety Code, but one act (simultaneous manufacture
and possession with intent to deliver) evidenced by one bottle seized at one time equals only
one violation of that section.
I.
Appellant operated a methamphetamine lab at his home in the San Antonio suburb of
Converse. An anonymous caller tipped off police about the lab. When appellant opened his
front door for the investigating officers, they immediately smelled the “overwhelming”
chemical odor associated with a meth lab. The odor “burned” their lungs and noses. They
arrested appellant, who told them that a meth “burner” was still operating inside. The fire
department responders had to turn off the outside main power switch because the house was
so cluttered with drug paraphernalia, meth cooking supplies, and detritus that they were
unable to find the power strip for the hot plate in appellant’s bedroom that was still bubbling
its meth brew.
DEA agents and Converse police, wearing hazmat suits, “broke down” the meth lab
and carted off over fifty different items relating to the methamphetamine-manufacturing
Guerrero Concurring Opinion Page 3
operation. Three of those items were glass or plastic jars containing methamphetamine:
C A large glass container filled with a two-layered substance. The top, liquid
layer contained methamphetamine and weighed 74.62 grams; the bottom layer
was more of a “sledge”– the “junky, oil-based” substance that “sets at the
bottom of meth when it separates” and then “goes into the trash pile.”
C A Dr. Pepper plastic bottle containing a two-layered liquid substance. The
bottom layer contained methamphetamine and weighed 4.49 grams.
C A glass container with a purplish-colored two-layered liquid. The bottom layer
contained 1.34 grams of methamphetamine.
Appellant was charged with and convicted of (1) manufacturing methamphetamine;
(2) possession with intent to deliver methamphetamine; and (3) possession of
methamphetamine. Although the police gathered up and packaged each of the three
containers separately, the content of each container was analyzed and weighed separately,
and the DPS chemist discussed each container separately, the State treated the three distinct
containers as one undifferentiated cache of methamphetamine at trial. Nonetheless, appellant
failed to raise any double-jeopardy claim during trial, thus it was his burden on appeal to
prove that the undisputed facts “show the double jeopardy violation is clearly apparent on
the face of the record[.]” 1 Appellate courts are not bound by prosecutorial theories when
1
Gonzalez v. State, 8 S.W.3d 640, 643 (Tex. Crim. App. 2000) (“[B]ecause of the
fundamental nature of double jeopardy protections, a double jeopardy claim may be raised for the
first time on appeal . . . when the undisputed facts show the double jeopardy violation is clearly
apparent on the face of the record and when enforcement of usual rules of procedural default
serves no legitimate state interests.”). Raising the double-jeopardy issue in the trial court is
important insofar as it is necessary to make a clear record on which to base an appellate claim.
See id. at 645-46.
 Guerrero Concurring Opinion Page 4
deciding whether the trial record clearly establishes a double-jeopardy violation.
II.
The Double Jeopardy Clauses of both the United States and Texas Constitutions
prohibit the state from punishing a person twice for the same offense.2 This protection
specifically includes a guarantee that the accused will not be subject to multiple punishments
assessed in the same criminal trial for the same statutory offense.3 As this court has
previously stated, in Blockburger v. United States, the Supreme Court addressed the propriety
of “multiple punishments” assessed against a defendant, in a single proceeding, for his
multiple violations of the same narcotics statute by different acts committed on different
days.4 That court set out the double-jeopardy test for “sameness”in these circumstances: “the
test is whether the individual acts are prohibited, or the course of action which they
constitute. If the former, then each act is punishable separately. . . . If the latter, there can be
but one penalty.” 5 Under Blockburger, “this test hinges on the legislative intent of the statute
2
U.S. CONST . amend. V; TEX . CONST . art. 1, § 14; see Ex parte Lange, 85 U.S. 163, 168
(1873) (“If there is anything settled in the jurisprudence of England and America, it is that no
man can be twice lawfully punished for the same offence. And … there has never been any
doubt of [this rule’s] entire and complete protection of the party when a second punishment is
proposed in the same court, on the same facts, for the same statutory offence.”); Lopez v. State,
108 S.W.3d 293, 296 (Tex. Crim. App. 2003).
3
Id.
4
Lopez, 108 S.W.3d at 296 (citing Blockburger v. United States, 284 U.S. 299 (1932)).
5
Blockburger, 284 U.S. at 302; see also Manrique v. State, 994 S.W.2d 640, 646 (Tex.
Crim. App. 1999) (McCormick, P.J., concurring) (quoting Blockburger).
Guerrero Concurring Opinion Page 5
at issue.” 6
The test in the present case is similar to that set out in our prior Lopez 7 case: did the
Legislature intend that manufacturing a single large bottle of methamphetamine and
simultaneously possessing that bottle with an intent to deliver it to someone else constitute
one violation of Section 481.112(a),8 or did the Legislature intend that those who
manufacture a large bottle of methamphetamine and simultaneously possess it with the intent
to deliver it commit two different and distinct offenses at the same time? Of course, those
who manufacture drugs almost always possess them at the same time, so the real issue is
whether the legislature intended to subject those who manufacture drugs to two punishments
for the same act at the same time: manufacture plus possession for small quantities and
manufacture plus possession with intent to deliver for large quantities?
We must look first to the plain language of the statute in determining the legislative
intent.9 First, the title of the statute reads, “Offense: Manufacture or Delivery of Substance
in Penalty Group 1.” This title indicates that either the manufacture or the delivery of a
6
Manrique, 994 S.W.2d at 646.
7
See Lopez, 108 S.W.3d at 296.
8
T EX HEALTH & SAFETY CODE § 481.112(a) reads,
Except as authorized by this chapter, a person commits an offense if the person
knowingly or intentionally manufactures, delivers, or possesses with intent to
manufacture or deliver a controlled substance listed in Penalty Group 1.
Methamphetamine is a Penalty Group 1 controlled substance. See id. § 481.102 (listing Penalty
Group 1 substances).
9
Boykin v. State, 818 S.W.2d 782, 785 (Tex. Crim. App. 1991).
Guerrero Concurring Opinion Page 6
substance in penalty group 1 constitutes the offense. As we stated in Lopez, the statute is
aimed at drug traffickers and drug distribution, no matter where the defendant is stopped
along the line from manufacture, to possession with intent to deliver, to actual delivery of
those drugs to the consumer.10 The penalty is the same no matter where along the continuum
the defendant is stopped. But the penalty increases depending upon the quantity of the drugs
manufactured, delivered, or possessed with the intent to the deliver.11 So the legislature’s
focus seems to be upon the amount of the drugs involved, not upon any distinction between
whether they were manufactured, delivered, or possessed with the intent to deliver. This
would indicate that the legislative intent was to treat the proscribed behavior as alternative
means of committing a single offense with ever-increasing penalties–regardless of the
specific act involved–for ever-greater amounts of the specified drug. In sum, the focus of
section 481.112 indicates a legislative intent to punish a single act with a single punishment.
This conclusion also accords with our “liberalized Blockburger standard” as set out in Ex
parte Ervin.12 Thus, double jeopardy would prohibit multiple punishments for a single act
10
Lopez, 108 S.W.3d at 299-300 (“Section 481.112 provides several different means for
committing the offense of delivery of a single quantity of drugs so that, no matter where along
the line of actual delivery–from the offer to sell, to the possession of the drugs with the intent to
deliver them, to the actual delivery itself–the drug dealer may be held accountable for the
gravamen of the offense–the distribution of dangerous drugs in our society.”).
11
T EX . HEALTH & SAFETY CODE § 481.112(b)-(f).
12
Ex parte Ervin, 991 S.W.2d 804, 814 (Tex. Crim. App. 1999). In Ervin, we held that a
person who commits the separate statutory offenses of intoxication manslaughter and
manslaughter has committed the “same” offense for double-jeopardy purposes and can be
punished only once for one death caused by that act. 991 S.W.2d at 817 (“[W]e conclude that
manslaughter and intoxication manslaughter are the same offenses for double-jeopardy purposes
Guerrero Concurring Opinion Page 7
of manufacturing or possessing with intent to deliver methamphetamine at a single point in
time.13
Several other states that have considered the same question have reached the same
conclusion: the simultaneous act of manufacturing and possessing (with or without the intent
to deliver) the same quantum of controlled substance is a single offense, not multiple
offenses, for double-jeopardy purposes.14 That is because “possession is a natural
when they involve the same victim, and imposing convictions for both in this situation violates
the Double Jeopardy Clause.”). Of course, if more than one person died as a result of the
defendant’s single act, then the defendant could be convicted of two manslaughter (or
intoxication manslaughter) offenses because both offenses “have a common focus: the death of
an individual.” Id. at 816; see also Ex parte Rathmell, 717 S.W.2d 33, 36 (Tex. Crim. App.
1986) (when a single act resulted in two deaths, defendant could be convicted of two involuntary
manslaughter offenses).
13
The Supreme Court held, in Blockburger, that distinct and separate deliveries of the
same type of drug on different days constituted separate offenses, so the distinct acts of
manufacturing methamphetamine on Monday while simultaneously possessing
methamphetamine that had been manufactured on Sunday are also distinct offenses, as are the
distinct acts of manufacturing methamphetamine on Mondays, Tuesdays, and Wednesdays.
Blockburger, 284 U.S. at 302.
14
See Beaty v. Commonwealth, 125 S.W.3d 196, 211 (Ky. 2003) (“Most jurisdictions that
have considered the issue agree that convictions of ‘manufacturing’ and ‘possessing’ the same
unit of a controlled substance fail the Blockburger test.”); Patton v. People, 35 P.3d 124, 128-33
(Colo. 2001); Craig v. State, 863 S.W.2d 825, 827 (Ark. 1993) (“In proving the offense of
manufacturing, the state must necessarily show the defendant has control of the controlled
substance in order to manufacture it. That being so, possession of the substance is necessarily a
lesser included of the offense of manufacturing.”); Anderson v. State, 447 So. 2d 236, 238 n.3
(Fla. Dist. Ct. App. 1983) (possession of marijuana is “considered the ‘same’ offense for double
jeopardy purposes” as manufacturing marijuana); Mudd v. State, 483 N.E.2d 782, 784 (Ind. Ct.
App. 1985) (“The proof required to establish manufacture of marijuana necessarily establishes
possession as well; one cannot knowingly or intentionally manufacture the drug without also
possessing it to that end.”). Cf. United States v. Buchanan, 830 F.2d 146, 148 (10th Cir. 1987)
(holding that convictions for possession of and manufacturing an explosive device failed the
Blockburger test and noting that “numerous courts . . . have recognized that possession is always
incidental to manufacture and that the two offenses merge for the purposes of sentencing.”).
Guerrero Concurring Opinion Page 8
consequence of its manufacture.” 15 These cases follow the same common-sense rationale
expressed in Ball v. United States,16 in which the Supreme Court held that double jeopardy
barred the defendant’s convictions for both receipt of a firearm by a convicted felon and
possession incidental to receipt of that same firearm.17 Because there is such a substantial
overlap between the act of manufacturing a specific quantum of drugs and the act of
possessing of those drugs (the act of possession begins simultaneously with start of
manufacturing, and possession continues after the act of manufacturing is completed until
they are delivered or consumed), the two simultaneous acts are the “same” for double-
jeopardy purposes.
The State Prosecuting Attorney correctly notes that, under a strict Blockburger test
that looks only to the formal elements of the statute, a few federal cases have gone the other
way and held that a defendant could be punished twice for simultaneously manufacturing and
15
Patton, 35 P.3d at 127, 131 (“Comparing the meanings of ‘manufacture’ and
‘possession,’ it is evident that one who manufactures a controlled substance also possesses the
substance in the course of manufacturing it. ‘Possession’ requires immediate and knowing
control over the substance. Logic dictates that such control is required in the production of the
substance. . . . We can envision no scenario in which an individual can manufacture
methamphetamine without also possessing it.”).
16
470 U.S. 856 (1985).
17
Id. at 862 (applying Blockburger test to the firearm statutes and finding that “it is clear
that Congress did not intend to subject felons to two convictions; proof of illegal receipt of a
firearm necessarily includes proof of illegal possession of that weapon.”). As the Supreme Court
noted, “[t]he independent but overlapping statutes simply are not ‘directed to separate evils’
under the circumstances.” Id. at 864 (internal citations omitted).
Guerrero Concurring Opinion Page 9
possessing with intent to deliver illegal drugs.18 But, as the Supreme Court itself stated in
Ball, the Blockburger “test” is merely a rule of statutory construction to ascertain
congressional intent.19 It is not a shibboleth that defines double jeopardy. In Ball, the Court
rejected a strict Blockburger elements test because “Congress seems clearly to have
recognized that a felon who receives a firearm must also possess it, and thus had no intention
of subjecting that person to two convictions for the same criminal act.” 20 Similarly, in the
context of the offense of “Manufacture or Delivery of Substance in Penalty Group 1,” the
Texas Legislature seems clearly to have recognized that a person who manufactures
methamphetamine must also possess it, and thus it had no intention of subjecting a person
to two convictions for the same criminal act.
III.
But that does not end our double-jeopardy inquiry because the trial record supports
a finding that appellant committed more than one single act of manufacturing
methamphetamine. Appellant possessed three different bottles of methamphetamine-
saturated liquid. At least two of them contained more than four grams of methamphetamine
18
See United States v. Miller, 870 F.2d 1067, 1069-72 (6th Cir. 1989) (holding that
manufacture of marijuana and possession of marijuana with intent to distribute are two statutory
offenses which may be punished cumulatively); United States v. Zamora, 784 F.2d 1025, 1029
(10th Cir. 1986) (holding that “manufacture and possession with intent to deliver
[methamphetamine] are distinct offenses for which different facts must be proven.”).
19
Ball, 470 U.S. at 861 (“The assumption underlying the Blockburger rule is that
Congress ordinarily does not intend to punish the same offense under two different statutes.”).
20
Id. at 862.
Guerrero Concurring Opinion Page 10
and each of those two was in a different stage of the manufacturing process. The first– the
large glass jar– contained both a top layer of meth liquid and a lower layer of “sledge.” This
“brew” was seized while it was at an earlier stage of the methamphetamine manufacturing
process than the two-layered liquid in the Dr. Pepper bottle. Thus, appellant did not
manufacture these distinct caches of methamphetamine with a single act or continuum of
acts. He started the brew for one batch of meth and took it through several steps in the
process before he started the brew for the second batch of meth. Each “brew” required a new
culpable intent and constituted a new prohibited act. The record is not clear how much time
could have or must have passed between starting the first “brew” and then starting the second
“brew,”21 but the state’s chemist was clear that the process was not simultaneous. There is
no double-jeopardy bar to multiple punishments for multiple violations of the same statutory
offense.22 Here, as in Blockburger, the first act in starting to manufacture a “brew” of meth
21
Had appellant raised his double-jeopardy claim in the trial court, the witnesses might
have been clearer in their testimony concerning the distinct and separate processes. But, because
appellant did not raise any such issue in the trial court, he has the burden to show that the trial
record “clearly” shows a double-jeopardy violation; the State does not carry any such burden. See
Gonzalez, 8 S.W.3d at 645-46 (“Timely raising the [double-jeopardy] matter in the trial court
would have provided the trial court and the prosecution an opportunity to remove the basis of the
objection, and it also would have provided the prosecution the opportunity to obtain an
aggravated robbery conviction based on paragraph two without the risk of an unnecessary retrial
in the face of a valid multiple punishments claim.”).
22
Blockburger, 284 U.S. at 302. Double jeopardy does not bar prosecution for distinct
possession, delivery, or manufacturing offenses where separate drug quantities are identified for
each offense. See Smith v. State, 873 S.W.2d 773, 775 (Tex. App.–Fort Worth 1994, no pet.)
(possession and delivery of cocaine); Toro v. State, 780 S.W.2d 510, 512 (Tex. App.–San
Antonio 1989, no pet.) (possession and delivery of cocaine); Torrez Diaz v. State, 762 S.W.2d
701, 704 (Tex. App.–Houston [14th Dist.] 1988) (possession and delivery of cocaine), pet. ref'd,
796 S.W.2d 183 (Tex. Crim. App.1990). See also Patton v. People, 35 P.3d 124, 131 (Colo.
Guerrero Concurring Opinion Page 11
evidenced by the liquid in the Dr. Pepper bottle had been completed before the second act
of starting to manufacture a “brew” of meth in the large glass jar began.23
In this case, therefore, appellant could have been convicted of two counts of
manufacturing methamphetamine, two counts of possessing methamphetamine with the
intent to deliver it, or one count of each. This is because there were two separate acts of
manufacturing two separate brews, one the nearly finished product ready for delivery, the
other still in the manufacturing process.
I therefore agree that appellant has failed to show that a double-jeopardy violation is
“clearly apparent” on the face of the trial record.
Filed: December 9, 2009
Publish
2001) (double jeopardy bars multiple convictions for both manufacturing and simultaneously
possessing the same cache of methamphetamine, but noting that “a defendant may be convicted
lawfully of both manufacture and possession of a controlled substance if the defendant is
convicted of possessing the substance during one time period and manufacturing it in another
time period, or separate transactions of possession and manufacture in the same time period.”).
23
Blockburger, 284 U.S. ast 302-03 (“The contention on behalf of petitioner is that these
two [drug] sales, having been made to the same purchaser and following each other, with no
substantial interval of time between the delivery of the drug in the first transaction and the
payment for the second quantity sold, constitute a single continuing offense. . . . In the present
case, the first transaction, resulting in a sale, had come to an end. The next sale was not the result
of the original impulse, but of a fresh one–that is to say, of a new bargain.”).