Moulton, David Len ( 2013 )

IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
NO. PD-1889-11
DAVID LEN MOULTON, Appellant
v.
THE STATE OF TEXAS
ON STATE’S PETITION FOR DISCRETIONARY REVIEW
FROM THE SIXTH COURT OF APPEALS
CASS COUNTY
M EYERS, J., delivered the opinion of the Court in which K ELLER, P.J., and
K EASLER, H ERVEY, and C OCHRAN, JJ., joined. K ELLER, P.J., and C OCHRAN, J., filed
concurring opinions. W OMACK, J., concurred. A LCALA, J., filed a dissenting
opinion in which P RICE and J OHNSON, JJ., joined.
OPINION
Appellant was convicted of murder and sentenced to sixty years in prison. Finding
that Appellant suffered “some harm” by the erroneous submission of the “by manner and
means unknown” jury charge, the Sixth Court of Appeals reversed the judgment of the
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trial court and remanded for further proceedings.1 The State filed a petition for
discretionary review, which we granted on four grounds:
(1) Did Appellant’s objection to all three manners and means on the basis
that cause of death was not established preserve a complaint about the
submission of the unknown means of asphyxiation on grounds consistent
with Sanchez?
(2) Is Appellant barred from complaining about alleged Sanchez error that
results from his strategic decisions?
(3) Does the reasoning of Sanchez apply outside the narrow confines of that
case, i.e., a sealed crime scene with the suspect inside, combined with
testimony expressly limiting the manner and means of the cause of death?
(4) Did Appellant suffer actual harm, egregious or otherwise, from
submission of an unknown manner an means of asphyxiation?
We now reverse the judgment of the court of appeals in light of our recent opinion on
motion for rehearing in Sanchez v. State.2
BACKGROUND
Summary of Facts
Appellant called 911 and explained that he had found his wife Rebecca floating,
face down and unresponsive, in the middle of their pond. Emergency personnel
responded to the call and attempted to revive Rebecca, but she was pronounced dead at
the hospital. Hospital records listed the mechanism of injury as “drowning.”
1
Moulton v. State, 360 S.W.3d 540, 567 (Tex. App.—Texarkana 2011, pet. granted).
2
Sanchez v. State, 376 S.W.3d 767 (Tex. Crim. App. 2012).
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At trial, evidence was introduced that indicated a possible history of domestic
violence in the marriage, that Appellant’s defense that he had left the house and been
gone for around forty minutes during the time of Rebecca’s death was questionable, and
that Rebecca hated the pond, and would not have gone into the heavily wooded area alone
wearing flip-flops. A detective who was called to the scene and examined the pond
explained that “there was no impression or anything where someone might have taken a
fall into the pond” and to him it did not appear as if Rebecca had just fallen in.
Indictment
Appellant was indicted for murder. In a three-paragraph indictment, the State
alleged Appellant did then and there:
(1) knowingly or intentionally cause the death of [the victim]
by manual strangulation by holding her neck with his hand in
a manner that would cause death by asphyxiation;
(2) knowingly or intentionally cause the death of [the victim]
by drowning [the victim] in a pond; and
(3) knowingly or intentionally cause the death of [the victim]
by asphyxiation by means unknown to the grand jury.
Evidence of Manner and Means
The medical examiner explained that in eighty-five percent of manual
strangulation cases, petechiae—small red or purple spots caused by a hemorrhage—are
present in the eye. The medical examiner did not find petechiae in Rebecca’s eye, but
there was some sign of injury close to the collarbone–a “3/16-inch angulated red mark,” a
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puncture of the skin in that area and a 1-inch area of “soft tissue hemorrhage” just below
the puncture. She had another hemorrhage on the right side of her neck, but there were
no bruises or abrasions on her neck area, and there was no way to determine whether the
red mark occurred before or after her death. Appellant testified that the paramedics
dropped Rebecca multiple times when they were loading her onto the gurney and that
they placed a C collar on her neck which caused the red mark. However, the paramedics
testified that Rebecca was never dropped from the gurney and that they did not place a C
collar on her neck. Additionally, there were no signs of a struggle, which would normally
be found when examining a healthy adult who has been strangled. Some sort of asphyxia
was suspected because her lungs had “froth in large airways” containing “edema, intra-
alveolar hemorrhage and aspirated food.” However, asphyxia was not listed as the cause
of death because the noted symptoms of asphyxia could have been the result of the
resuscitation efforts.
The autopsy report concluded that Rebecca had died as a result of “undetermined
causes.” The comment section of the report stated: “Based on investigation and injuries
found at autopsy, this case is suspicious for homicide.” However, at trial it was
discovered that this statement was based on a report that contained inaccurate statements.
Over a year after the original autopsy report was completed, it was amended to list
“homicidal violence” as the cause of death based on newly submitted affidavits from
multiple people that detailed the rocky relationship between Appellant and Rebecca and
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her dislike of the woods.
The medical examiner testified at trial that the cause of death was “some sort of
asphyxia. Could be drowning, could be strangulation, could be suffocation. We can’t
specifically pick which one, because when you deal with an asphyxial type of death, the
findings are very subtle.”
Jury Charge
The jury was charged in the disjunctive, with the same three alternative methods of
murder that were alleged in the indictment. The jury was also instructed that it did not
have to agree on whether the death was caused by strangulation, drowning, or
asphyxiation by manner and means unknown, but was required to unanimously agree that
Appellant intentionally or knowingly caused the death.
Defense counsel objected, saying, “on cause of death, which must be proved in
every murder case, the evidence concerning cause of death must come from a qualified
medical expert. One expert testified that it was undetermined. Another expert testified to
homicidal violence per the autopsy. Therefore, there is no credible cause of death
evidence concerning strangulation, drowning, or asphyxiation by an unknown means.”
The court overruled the objection.
The jury found Appellant guilty and sentenced him to sixty years in prison.
Court of Appeals
On appeal to the Sixth Court of Appeals, Appellant again complained about the
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submission of the “by manner and means unknown” jury charge. The court of appeals
agreed that the charge was erroneous based on “a history of caselaw” involving such
allegations.3 The court relied on cases such as Corbett v. State,4 Hicks v. State,5 Rosales
v. State,6 and our 2010 decision in Sanchez v. State7 and concluded that the proper
analysis is to ask whether the manner and means “were truly unknown or whether specific
acts were shown to constitute the manner and means of the commission of the offense.” 8
Applying Sanchez, the court agreed that the charge here was erroneous because, like
Sanchez, here “there was a known choice of several options” that should have been
submitted to the jury “because the manner and means was not entirely unknown.” 9 The
court reasoned that the medical cause of death was asphyxia and that what caused the
3
Moulton, 360 S.W.3d at 554.
4
493 S.W.2d 940 (Tex. Crim. App. 1973) (requiring the State to prove the elements
contained as alleged in the indictment).
5
860 S.W.2d 419, 424 (Tex. Crim. App. 1993) (requiring the State to prove that the grand
jury exercised due diligence, but was unable to decipher the means of committing the offense).
6
4 S.W.3d 228 (Tex. Crim. App. 1999) (overruling Hicks and holding that the due-
diligence requirement was met when a member of the grand jury testified that the jury was
unable to determine the manner and means).
7
PD–0961–07, 2010 WL 3894640, 2010 Tex. Crim. App. LEXIS 1242 (Tex. Crim. App.
Oct. 6, 2010).
8
Moulton, 360 S.W.3d at 556.
9
Id. at 559.
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asphyxia was at issue.10 Therefore the jury charge should have been amended to remove
the submission of “manner and means unknown,” and should have instead, simply given
the jury the multiple causes of asphyxia that were presented by the evidence.11 The court
then reviewed the case for egregious harm and concluded that Appellant suffered “some
harm” by the error.12
ARGUMENTS OF THE PARTIES
The State’s Arguments
In its first ground for review, the State argues that Appellant’s objection at trial
was inadequate to preserve error. The State posits that Appellant’s objection that there
was no evidence supporting any manner and means was essentially a motion for a
directed verdict. In Sanchez, the appellant specifically complained about the portion of
the charge regarding the manner and means being unknown to the grand jury. Here,
Appellant objected to the entire charge and was not specific. Because of this, the State
argues that, even if the charge was erroneous it should have been reviewed for egregious
harm instead of some harm.
The State further argues that Appellant’s objection was not only inadequate to
warrant a some-harm review, but also that, based on Sanchez, it was so insufficient that it
10
Id. at 558–59.
11
Id. at 559.
12
Id. at 563.
 Moulton—8
did not preserve charge error at all. The State explains that Appellant’s objection to the
jury charge was too late to preserve his complaint because Sanchez requires that a
defendant object to the lack of notice before trial or during trial.13 The State also argues
that Appellant’s argument at trial—that there was no evidence on cause of death—was
inconsistent with his argument on appeal when he claimed that there was sufficient
evidence to preclude an “unknown” charge. The State uses our opinion in Tolbert v.
State14 for support and concludes that Appellant’s “all or nothing” strategy means that
there is no jury-charge error at all.
In its third ground for review, the State points out that, unlike Sanchez, the record
in this case demonstrates that all of the evidence that could have been presented at trial
was neither ascertained nor presented. For example, in Sanchez, the victim and the
suspect were found in a sealed hotel room by the police, but here (according to
Appellant), the victim was found floating in a pond. It was not known if the victim
suffered the fatal trauma in the pond or somewhere else, and it was not clear that she had
drowned because she was found floating and not submerged. The State argues that this
list of possible manner and means is so broad as to be tantamount to an unknown manner
13
See Sanchez, 2010 Tex. Crim. App. LEXIS 1242 at *17–18 (explaining that “[w]here
the State has alleged “unknown” manner and means in the indictment or jury charge, the
defendant may challenge the propriety of the “unknown” allegation before trial and (if the
evidence at trial has made a second inquiry necessary) at the conclusion of the evidence, but
before the charge is submitted to the jury.”)
14
306 S.W.3d 776, 778–79 (Tex. Crim. App. 2010).
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and means allegation. Finally, in its fourth ground for review, the State asserts that based
on the state of the evidence, the court of appeals should have concluded that the
“unknown manner and means” instruction was warranted, not that it was harmful error.
Appellant’s Arguments
Appellant argues that his pretrial objections to the indictment and later objections
to the jury charge were sufficient to preserve error and cites our decision in Tucker v.
State, in which we explained the general prerequisite to preserve a complaint for appellate
review. Appellant asserts that it is clear that he met this prerequisite and objected with
enough specificity to later argue that the jury was erroneously charged based on the
Sanchez rationale. Appellant emphasizes that Texas courts have recognized the
“difficulty of formulating the proper objection when faced with an unusual type of
evidence”15 and argues that this should be recognized as such a case.
Additionally, Appellant explains that as evidence was introduced at trial, it became
apparent that the submission of all three allegations was inappropriate and claims to have
made a clear, pretrial objection to the manner and means unknown allegation. Appellant
contends that the State’s speculation as to Appellant’s trial strategy does not render
Sanchez inapplicable. Appellant explains that Sanchez provides no indication as to what
objections were made by the appellant in that case and that the variance between the
allegations in the indictment and proof in this case created a unique situation that was not
15
Woods v. State, 13 S.W.3d 100, 105 (Tex. App.—Texarkana 2010, pet. ref’d).
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addressed in Sanchez. More specifically, Appellant argues that the evidence was
insufficient to convict him on either of the two “known” allegations, while the medical
expert’s testimony precluded the submission of the “unknown” allegation. Appellant
argues that this situation differs from Sanchez and because of this, his trial strategy should
have no bearing on the outcome of the case.
In response to the third and fourth grounds for review, Appellant asserts that the
reasoning of Sanchez does apply outside the narrow confines of the case and that the
court of appeals correctly determined that he suffered some harm from the erroneous jury
charge. Appellant argues that in Sanchez, the evidence in support of the conviction was
overwhelming, but the testimony as to manner and means was not. Appellant further
explains that the court of appeals engaged in the same inquiry as our Court in Sanchez
and concludes that once the erroneous charge was removed, the evidence was insufficient
to convict on other theories.
APPLICABLE LAW
Because we had not yet handed down our opinion on motion for rehearing in
Sanchez, the court of appeals and the parties in this case relied on our original Sanchez
opinion. Therefore, we will begin with a summary of our Sanchez opinion on motion for
rehearing.
In Sanchez, two guests in a motel room called the police after hearing a woman
screaming in an adjoining room. Upon arrival, the police heard a stun gun go off inside
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the room in which the woman had screamed. When the police entered the room, they
found the appellant lying next to his dead, naked girlfriend. His girlfriend’s face and
neck were bruised and there were marks from a stun gun on both her neck and chest.
There was only one door to the room, and it had been barricaded. Also all of the
windows had been painted shut. At trial, the medical expert listed “asphyxia by
strangulation” as the cause of death, but indicated that he was unsure as to whether the
cause of asphyxia was strangulation or the stun gun. Similar to this case, the appellant
was charged with murder and both the indictment and the jury charge included two
known manner and means theories and two unknown manner and means theories. The
jury charge allowed the jurors to consider each manner and means in the disjunctive, and
appellant was convicted under a “manner and means unknown” theory. The Thirteenth
Court of Appeals applied Hicks v. State,16 and reversed for jury-charge error.
In our recent opinion on motion for rehearing, we explained that the Hicks rule
relied upon by the court of appeals is no longer viable since the adoption of the
“hypothetically correct” jury charge in Malik v. State,17 and determined that sufficiency
16
860 S.W.2d 419, 424 (Tex. Crim. App. 1993) (holding that “[w]hen an indictment
alleges that the manner or means of inflicting the injury is unknown and the evidence at trial does
not establish the type of weapon used, a prima facie showing is made that the weapon was
unknown to the grand jury”). The Court further explained that “if the evidence at trial shows
what object was used to inflict the injury, then the State must prove that the grand jury used due
diligence in attempting to ascertain the weapon used.” Id.
17
See Malik v. State, 953 S.W.2d. 234, 240 (Tex. Crim. App. 1997) (determining that
sufficiency of the evidence should be assessed using the elements of the crime as defined by the
hypothetically correct jury charge for the case).
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review should be conducted by comparing the evidence to the hypothetically correct jury
charge.18 We further explained that Malik pertains to charge error only in that it might
assist the appellate court in determining whether the actual charge was phrased correctly
based on its determination of what the hypothetically correct jury charge might be.19 We
held that it was error to include the unknown manner and means because there was no
evidence to support it.20 Instead there was a limited list of known alternatives for the
manner and means of the cause of death.21 Therefore, we concluded that the jury charge
should have been reduced to the two known theories that were supported by the evidence
at trial.22
ANALYSIS
Because the first and second grounds for review focus on preservation issues, we
shall begin with a discussion of Appellant’s third ground for review to determine whether
there was jury-charge error that needed to be preserved.
In the third ground for review, this Court is asked to determine whether the
reasoning of Sanchez applies outside the narrow confines of that case. While Appellant’s
18
Sanchez, 376 S.W.3d at 772.
19
Id.
20
Id. at 774.
21
Id.
22
Id.
 Moulton—13
and State’s briefs on this issue, as well as the court of appeals’s decision were written
before our decision on motion for rehearing in Sanchez we are still able to conclude that
the reasoning from Sanchez may apply under different circumstances. However, in this
instance, the court of appeals incorrectly held that the manner and means could be
determined from a known choice of several options. It is clear that this case is
distinguishable from Sanchez, in which there was a closed universe of possibilities
regarding manner and means. In Sanchez, we stated that the court’s instructions should
be reduced to the theories that are supported by the evidence at trial.23 In this case, each
of the three theories included in the jury charge could be supported by the evidence given
by the medical expert at trial. The means unknown theory is supported by the fact that the
victim’s injuries did not conclusively point to a manner and means of asphyxiation; rather
her injuries could have pointed to a variety of possibilities. In Sanchez, the victim, the
defendant, and a weapon were found in a sealed hotel room directly after the crime. This
information led to the court’s conclusion that “manner and means unknown” was an
inappropriate jury charge because there was a limited list of known alternatives.
However, in this case, there is unlimited information that may be unknown, because the
crime scene does not point to a conclusive list of possibilities. A limited list of known
alternatives does not exist. Therefore, the indictment correctly alleged an unknown
manner and means as well as all options supported by the evidence. Also, because
23
Id. at 774.
 Moulton—14
manner and means remained unknown at the conclusion of the evidence, the instruction
on unknown manner and means was properly submitted to the jury.
CONCLUSION
Because we hold that the trial court did not commit jury-charge error, there is no
need to address the first and second grounds for review regarding preservation or the
fourth ground for review concerning the harm analysis. We conclude that based on
Sanchez, the trial court did not err by instructing the jury on the “unknown” manner and
means of committing the offense. Therefore, we reverse the judgment of the court of
appeals.
Meyers, J.
Delivered: March 6, 2013
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