Garfias, Christopher ( 2014 )


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  •             IN THE COURT OF CRIMINAL APPEALS
    OF TEXAS
    NO. PD-1544-12
    CHRISTOPHER GARFIAS, Appellant
    v.
    THE STATE OF TEXAS
    ON THE STATE’S PETITION FOR DISCRETIONARY REVIEW
    FROM THE SECOND COURT OF APPEALS
    TARRANT COUNTY
    K EASLER, J., delivered the opinion of the Court, in which K ELLER, P.J.,
    M EYERS, P RICE, and H ERVEY, JJ., joined. C OCHRAN, J., filed a concurring opinion,
    in which W OMACK, J OHNSON, and A LCALA, JJ., joined.
    OPINION
    Christopher Garfias was charged with aggravated robbery by threat and aggravated
    assault causing bodily injury and was convicted of both counts by jury. On appeal, Garfias
    argued that these multiple convictions violate his constitutional right to be free from double
    jeopardy. The Second Court of Appeals agreed, and vacated his sentence for aggravated
    GARFIAS—2
    robbery.1 Because we do not agree that the Double Jeopardy Clause was violated in this
    case, we will reverse the court of appeals’ judgment.
    BACKGROUND
    In the early morning of March 1, 2006, Christopher Garfias went to a gas station in
    Hurst, Texas. The store attendant that morning was Shahid Shahid, who admitted Garfias
    inside. At some point later, Shahid heard a gunshot and the sound of breaking glass. He saw
    Garfias outside the store with a gun in his hand. Garfias reentered the store and pointed his
    gun at Shahid, who asked him not to shoot. Garfias shot Shahid four times at close range.
    Garfias was indicted for aggravated robbery by threat, a first-degree felony,2 and for
    aggravated assault causing bodily injury, a second-degree felony.3 The indictment read as
    follows:
    CHRISTOPHER GARFIAS, . . . on or about the 1st day of March 2006, did
    THEN AND THERE INTENTIONALLY OR KNOWINGLY, WHILE IN
    THE COURSE OF COMMITTING THEFT OF PROPERTY AND WITH
    INTENT TO OBTAIN OR MAINTAIN CONTROL OF SAID PROPERTY,
    THREATEN OR PLACE SHAHID SHAHID IN FEAR OF IMMINENT
    BODILY INJURY OR DEATH, AND THE DEFENDANT USED OR
    EXHIBITED A DEADLY WEAPON, TO-WIT: A FIREARM,
    COUNT TWO: AND IT IS FURTHER PRESENTED IN AND TO SAID
    COURT THAT THE DEFENDANT . . . DID INTENTIONALLY OR
    1
    Garfias v. State, 
    381 S.W.3d 626
    , 635 (Tex. App.—Fort Worth 2012)
    (hereinafter Garfias II).
    2
    T EX P ENAL C ODE § 29.03(a)(2), (b) (West 2012).
    3
    
    Id. § 22.02(a)(2),
    (b).
    GARFIAS—3
    KNOWINGLY CAUSE BODILY INJURY TO SHAHID SHAHID BY
    SHOOTING HIM WITH A FIREARM AND THE DEFENDANT DID USE
    OR EXHIBIT A DEADLY WEAPON DURING THE COMMISSION OF
    THE ASSAULT, TO-WIT: A FIREARM[.]
    Garfias pleaded not guilty and was convicted on both counts by the jury. After hearing
    additional evidence, the jury assessed his punishment at sixty years’ confinement for the
    aggravated robbery conviction and life imprisonment for the aggravated assault conviction.4
    The trial judge ordered that the sentences run concurrently.
    Garfias did not argue either before or during trial that the Double Jeopardy Clause was
    implicated by the multiple offenses for which he had been charged. He raised this argument
    for the first time on appeal, alleging multiple punishments had been imposed upon him for
    the same offense.5 In addressing this claim, the court of appeals employed the “same
    elements test” established in Blockburger v. United States.6 The court determined that
    because aggravated robbery and aggravated assault, as charged in the indictment, each
    required proof of at least one element that the other did not, a double-jeopardy violation was
    not apparent on the face of the record and thus Garfias had not preserved his complaint on
    4
    Garfias’s sentences were enhanced by a prior felony conviction. See T EX P ENAL
    C ODE § 12.42(b), (c) (West 2012).
    5
    Garfias v. State, No. 2-06-398-CR, 
    2008 WL 2404268
    at *1 (Tex. App.—Fort
    Worth June 12, 2008) (not designated for publication) (hereinafter Garfias I).
    6
    
    Id. (citing Blockburger
    v. United States, 
    284 U.S. 299
    , 304 (1932)).
    GARFIAS—4
    appeal.7
    This Court granted Garfias’s petition for discretionary review, vacated the court of
    appeals’ judgment, and remanded the appeal.8 We indicated that while the court of appeals
    had conducted a proper Blockburger analysis, the question of whether multiple punishments
    violated double jeopardy did not end there.9 An accused may be punished for two offenses
    even though they would be regarded as the same under a Blockburger analysis if the
    Legislature had otherwise made clear its intention that he should be.10 We remanded the case
    to the court of appeals for that court to examine other indicia of legislative intent.11
    On remand, the court of appeals examined the similarity between aggravated assault
    and aggravated robbery under the Texas Penal Code.12 The court stated that because of the
    similarity between how these offenses could have been charged under the evidence of this
    case, the Legislature could not have intended for the offenses to be punished multiply.13
    Despite finding that aggravated robbery by threat and aggravated assault causing bodily
    7
    
    Id. at *2.
           8
    Garfias v. State, No. PD-1323-08, 
    2011 WL 2674848
    at *3 (Tex. Crim. App.
    June 29, 2011) (not designated for publication).
    9
    
    Id. at *1–2.
           10
    
    Id. at *2
    (citing Gonzales v. State, 
    304 S.W.3d 838
    , 845–46 (Tex. Crim. App.
    2010)).
    11
    
    Id. at *2
    –3.
    12
    Garfias 
    II, 381 S.W.3d at 632
    .
    13
    
    Id. GARFIAS—5 injury
    are two separate offenses with different underlying gravamina, the court of appeals
    ultimately concluded that the Legislature could not have intended to allow multiple
    punishments in this case.14 Based on this holding, the court vacated Garfias’s conviction for
    aggravated robbery and affirmed his conviction for aggravated assault.15 This Court granted
    review to determine whether the court of appeals erred in considering how the offenses could
    have been charged in making a double jeopardy determination, and whether, in the
    alternative, the facts of this case present two discrete events that do not implicate the Double
    Jeopardy Clause in the first instance.
    ANALYSIS
    Garfias failed to raise his double jeopardy claim to the trial court. However, such a
    claim may be raised for the first time on appeal when (1) the undisputed facts show the
    double-jeopardy violation is clearly apparent from the face of the record, and (2) enforcement
    of the usual rules of procedural default serves no legitimate state interest.16 We must
    therefore first determine whether the undisputed facts show that a double jeopardy violation
    is clearly apparent in this case.
    There are three types of double jeopardy claims: (1) a second prosecution for the same
    offense after acquittal; (2) a second prosecution for the same offense after conviction; and
    14
    
    Id. at 632–33.
           15
    
    Id. at 635.
           16
    Gonzalez v. State, 
    8 S.W.3d 640
    , 643 (Tex. Crim. App. 2000).
    GARFIAS—6
    (3) multiple punishments for the same offense.17 A multiple-punishments violation can arise
    either in the context of lesser-included offenses, where the same conduct is punished under
    a greater and a lesser-included offense, and when the same conduct is punished under two
    distinct statutes where the Legislature only intended for the conduct to be punished once.18
    Garfias asserts that the latter has occurred in this case.
    The Legislature has the power to establish and define crimes and few, if any,
    limitations are imposed upon this power by the Double Jeopardy Clause.19 Thus the true
    inquiry in a multiple-punishments case is whether the Legislature intended to authorize the
    separate punishments.20 There are two ways in which legislative intent can be ascertained:
    by analyzing the elements of the offenses in question, or by identifying the appropriate “unit
    of prosecution” for the offenses.21 This Court has held that an “elements” analysis is
    appropriate when the offenses in question come from different statutory sections,22 while a
    “units” analysis is employed when the offenses are alternative means of committing the same
    17
    Langs v. State, 
    183 S.W.3d 680
    , 685 (Tex. Crim. App. 2006); Bigon v. State,
    
    252 S.W.3d 360
    , 369 (Tex. Crim. App. 2008).
    18
    
    Langs, 183 S.W.3d at 685
    .
    19
    Harris v. State, 
    359 S.W.3d 625
    , 629 (Tex. Crim. App. 2011); Ex parte
    Hawkins, 
    6 S.W.3d 554
    , 555–557 (Tex. Crim. App. 1999).
    20
    Ervin v. State, 
    991 S.W.2d 804
    , 814 (Tex. Crim. App. 1999).
    21
    See 
    Hawkins, 6 S.W.3d at 557
    n. 8 (citing 
    Blockburger, 284 U.S. at 302
    ) (noting
    the distinction between the “units” test and the “elements” test).
    22
    E.g., 
    Ervin, 991 S.W.2d at 814
    ; Bigon v. State, 
    252 S.W.3d 360
    , 370 (Tex.
    Crim. App. 2008); Ex Parte Denton, 
    399 S.W.3d 540
    , 545–46 (Tex. Crim. App. 2013).
    GARFIAS—7
    statutory offense.23 In this case, Garfias complains of convictions stemming from different
    statutory sections, so we must embark on an “elements” analysis to determine whether
    multiple-punishments principles have been violated.
    The starting point of an “elements” analysis in the multiple-punishments context is
    the Blockburger test, used to determine whether each of the offenses requires proof of an
    element that the other does not.24 In doing so, courts must focus on the elements alleged in
    the charging instrument—not on the offense as defined in the Penal Code.25 Under this so-
    called cognate-pleadings approach, double-jeopardy challenges can be made even against
    offenses that have different statutory elements, if the same facts required to convict are
    alleged in the indictment.26
    But as we indicated in our prior opinion, the Blockburger test is only a starting
    point—it is a rule of statutory construction, not the exclusive indicator of a double-jeopardy
    violation.27 The Blockburger test cannot allow two punishments for a single course of
    23
    E.g., 
    Bigon, 252 S.W.3d at 371
    –72 (“Usually, analysis of an allowable unit of
    prosecution involves a situation in which two offenses from the same statutory section are
    charged . . . .”); 
    Harris, 359 S.W.3d at 629
    –30; Loving v. State, 
    401 S.W.3d 642
    , 647–48
    (Tex. Crim. App. 2013).
    24
    
    Bigon, 252 S.W.3d at 370
    (citing 
    Blockburger, 284 U.S. at 304
    ).
    25
    
    Bigon, 252 S.W.3d at 370
    ; Parrish v. State, 
    869 S.W.2d 352
    , 354 (Tex. Crim.
    App. 1994).
    26
    
    Bigon, 252 S.W.3d at 370
    .
    27
    
    Id. at 370–71.
                                                                                        GARFIAS—8
    conduct when the Legislature intended to authorize only one.28 To facilitate this analysis, in
    Ervin v. State, we set forth a list of non-exclusive factors designed to help courts in the
    absence of clear guidance from the Legislature:
    whether offenses are in the same statutory section; whether the offenses are
    phrased in the alternative; whether the offenses are named similarly; whether
    the offenses have common punishment ranges; whether the offenses have a
    common focus; whether the common focus tends to indicate a single instance
    of conduct; whether the elements that differ between the two offenses can be
    considered the same under an imputed theory of liability that would result in
    the offenses being considered the same under Blockburger; and whether there
    is legislative history containing an articulation of an intent to treat the offenses
    as the same or different for double-jeopardy purposes.29
    We have indicated that the “focus” or “gravamen” of a penal provision should be
    regarded as the best indicator of legislative intent when determining whether a multiple-
    punishments violation has occurred.30 For example, in Bigon v. State, we analyzed whether
    convictions for both felony murder and intoxication manslaughter violated the Double
    Jeopardy Clause.31 The fact that both offenses were result-oriented and shared the same
    focus—the death of an individual—was a key factor in our decision that the Legislature did
    28
    
    Gonzales, 304 S.W.3d at 845
    (citing Ex parte Ervin, 
    991 S.W.2d 804
    , 807 (Tex.
    Crim. App. 1999)).
    29
    
    Bigon, 252 S.W.3d at 370
    (citing 
    Ervin, 991 S.W.2d at 814
    ).
    30
    
    Gonzales, 304 S.W.3d at 848
    (citing Huffman v. State, 
    267 S.W.3d 902
    , 907
    (Tex. Crim. App. 2008) (the focus of “result-of-conduct” crimes create separate offenses
    for different types of results, while the focus of “nature-of-conduct” crimes create
    separate offenses for different types of conduct)).
    31
    
    Bigon, 252 S.W.3d at 370
    .
    GARFIAS—9
    not intend to permit multiple punishments in that case.32
    One other factor reviewing courts should consider when making an “elements”
    analysis is the determination of the allowable unit of prosecution for the offenses in question.
    Although such a determination is a necessary step when a multiple-punishments claim deals
    with two offenses from the same statutory section, we have stated that, even in an “elements”
    analysis, such a determination can be indicative of legislative intent.33
    As we indicated in our prior opinion, the court of appeals correctly held that the
    Blockburger test reveals that the offenses of aggravated robbery by threat and aggravated
    assault causing bodily injury, as charged in Garfias’s indictment, each contain an element that
    the other does not.34 But as this does not end the analysis of whether the Legislature intended
    for Garfias’s conduct to be punished multiply, we now consider that question through the
    lens of the Ervin factors outlined above.
    A. ROBBERY AND ASSAULT
    The court of appeals, in deciding that Garfias’s convictions violated multiple-
    punishments principles, held that “[a]ggravated robbery and aggravated assault share a
    common focus. . . . [T]he gravamen of robbery offenses, including aggravated robbery, is the
    32
    
    Id. at 371.
           33
    
    Id. at 371–72
    (a units-of-prosecution determination is not necessary to an
    “elements” analysis, but “the spirit behind the principle is fitting” in such a case).
    34
    Garfias I, 
    2008 WL 2404268
    at *2.
    GARFIAS—10
    defendant’s assaultive conduct.”35       It concluded that because of the “closeness of the
    relationship” between the two offenses, “[w]e cannot fathom . . . that under the circumstances
    of this case, the legislature would intend to punish one continuous assaultive act under
    multiple assault-related offenses.” 36
    The court of appeals’ conclusion was in error. It is true that we have previously held
    that robbery is an assaultive offense,37 and that the unit of prosecution for assaultive
    offenses—including robbery—is each victim.38 However, it is overly simplistic to make a
    blanket statement that the gravamen of all robbery offenses is the “assaultive conduct.”
    Simple assault and simple robbery, the underlying offenses of those that Garfias was charged
    with, can be committed in two ways: either by “threat[ening] or plac[ing] another in fear of
    imminent bodily injury or death”39 —assault or robbery by threat—or by “caus[ing] bodily
    injury to another”40 —assault or robbery causing bodily injury. In Garfias’s case, the “use[]
    or exhibit[ion]” of a deadly weapon during the commission of the offense elevated simple
    robbery by threat to aggravated robbery by threat, and simple assault causing bodily injury
    35
    Garfias 
    II, 381 S.W.3d at 631
    .
    36
    
    Id. at 631,
    633.
    37
    
    Denton, 339 S.W.3d at 546
    ; 
    Hawkins, 6 S.W.3d at 560
    .
    38
    
    Denton, 399 S.W.3d at 546
    (citing Young v. State, 
    283 S.W.3d 854
    , 862 (Tex.
    Crim. App. 2009)); 
    Hawkins, 6 S.W.3d at 560
    .
    39
    T EX. P ENAL C ODE §§ 29.02(a)(2) (robbery), 22.01(a)(2) (assault) (West 2012).
    40
    
    Id. §§ 29.02(a)(1)
    (robbery), 22.01(a)(2) (assault).
    GARFIAS—11
    to aggravated assault causing bodily injury.41
    Thus while the gravamen of robbery or assault can be generally termed “the
    defendant’s assaultive conduct against each victim,”42 the individual gravamina of assault or
    robbery by threat and assault or robbery causing bodily injury differ significantly. As we
    have noted in the past, an assaultive offense by threat is a conduct-oriented offense, while
    an assaultive offense causing bodily injury is a result-oriented offense.43 This case is
    illustrative of the distinction between the two gravamina—Garfias’s aggravated robbery by
    threat conviction focused on his threatening conduct, which violated the personal security
    of the victim.44 On the other hand, the conviction of aggravated assault causing bodily injury
    focused solely on the actual harm inflicted. Thus the gravamen of the two offenses in
    question—deemed the “best indicator” of legislative intent for an “elements”
    analysis45 —indicates that the Legislature intended to allow multiple punishments for
    41
    See 
    id. §§ 29.03(a)(2),
    22.02(a)(2).
    42
    
    Denton, 399 S.W.3d at 546
    (citing Jones v. State, 
    323 S.W.3d 885
    , 889 (Tex.
    Crim. App. 2010)).
    43
    See Landrian v. State, 
    268 S.W.3d 532
    , 540 (Tex. Crim. App. 2008); see also
    
    Denton, 399 S.W.3d at 546
    (“the gravamen of the offense of aggravated assault is the
    specific type of assault defined in [the Penal Code].”).
    44
    See 
    Hawkins, 6 S.W.3d at 560
    (citing Chestnut v. State, 
    567 S.W.2d 1
    , 2 (Tex.
    Crim. App. 1978) (“The primary interest protected by the robbery offenses is the security
    of the person from bodily injury or threat of bodily injury that is committed in the course
    of committing theft.”)).
    45
    
    Gonzales, 304 S.W.3d at 848
    .
    GARFIAS—12
    aggravated robbery by threat and aggravated assault causing bodily injury.
    The other Ervin factors also support this conclusion. First, aggravated robbery by
    threat and aggravated assault causing bodily injury are not contained in the same statutory
    section. Second, the offenses are not named similarly. And third, the offenses do not have
    identical punishment ranges—aggravated assault in this case is a second degree felony, while
    aggravated robbery is a first degree felony.46
    A determination of the allowable unit of prosecution for the two offenses, which as
    noted above can be indicative of legislative intent in an “elements” analysis, also indicates
    that the Legislature intended to allow multiple punishments in this case. Garfias argues that
    because in Ex parte Hawkins, we stated that the appropriate unit of prosecution for robbery
    was each victim, double-jeopardy principles bar his conviction for multiple assaultive
    offenses in this case. However, Garfias overlooks the fact that in Hawkins, we were
    employing a “units” analysis to answer the question of whether a defendant could be
    convicted twice for robbery by threat, committed during the same continuing course of
    conduct against two different victims.47 Hawkins did not deal with the issue we are grappling
    with today—whether multiple-punishments principles permit convictions for both an
    assaultive offense by threat and an assaultive offense causing bodily injury, committed during
    the same continuing course of conduct and against the same victim. Because this double-
    46
    See T EX. P ENAL C ODE §§ 22.02(b) (aggravated assault is a second degree
    felony), 29.03(b) (aggravated robbery is a first degree felony).
    47
    
    Hawkins, 6 S.W.3d at 555
    .
    GARFIAS—13
    jeopardy challenge involves two different statutes, Hawkins does not force our hand as to a
    units-of-prosecution determination in this case.
    In the end, the units-of-prosecution determination indicates that the Legislature
    intended to allow Garfias’s multiple punishments. When no express statement defining the
    allowable unit of prosecution is provided by the Legislature—and none is provided in this
    case—the gravamen of an offense best describes the allowable unit of prosecution.48 As
    indicated above, the gravamina of Garfias’s two convictions differ, and therefore the
    allowable units of prosecution for the two offenses are not the same.49
    B. THE COURT OF APPEALS’ ARGUMENTS
    Despite the fact that the Blockburger test, the Ervin factors, and the applicable units
    of prosecution all point towards the Legislature’s intent to allow multiple punishments in this
    case, the court of appeals reached the opposite conclusion.50 Its decision was largely based
    on two non-textual arguments that, in its view, demonstrated that the Legislature could not
    have possibly intended for a robbery by threat and an assault causing bodily injury to be
    punished multiply. We find these arguments unpersuasive.
    First, the court of appeals noted that under the facts of the case, the State could have
    charged Garfias with aggravated robbery and aggravated assault in such a way that the
    48
    
    Loving, 401 S.W.3d at 647
    ; 
    Harris, 359 S.W.3d at 630
    ; Vick v. State, 
    991 S.W.2d 830
    , 832 (Tex. Crim. App. 1999).
    49
    See 
    Loving, 401 S.W.3d at 649
    ; 
    Vick, 991 S.W.2d at 833
    .
    50
    Garfias 
    II, 381 S.W.3d at 635
    .
    GARFIAS—14
    assault would have been a lesser-included offense of the robbery.51 “The fact that double
    jeopardy principles would have presumptively precluded multiple punishments under the
    facts of this case . . . if those offenses were charged in other ways supported by the evidence
    indicates to us that double jeopardy should likewise prevent multiple punishments even
    though the offenses were carefully charged through a method that avoided offending
    Blockburger.”52 Unfortunately, this type of hypothetical reasoning was in error. As indicated
    above, a double-jeopardy determination hinges not on the statutory elements of the offenses,
    but on the elements of the offenses as alleged in the charging instrument.53 What the State
    could have charged—in other words, a hypothetical charging instrument—does not factor
    into a reviewing court’s determination, and cannot serve as the basis of a double-jeopardy
    violation.
    The second non-textual argument relied upon by the court of appeals had to do with
    “stop-action prosecution.” The court was concerned that allowing multiple punishments in
    this case would authorize prosecutors to carve a single continuing course of conduct into
    multiple offenses to avoid the safeguards of the Double Jeopardy Clause.54            Because
    Garfias’s commission of the assault by threat was “necessary to, incident to, and subsumed
    51
    
    Id. at 632.
           52
    Id.
    53
    
    Bigon, 252 S.W.3d at 370
    ; 
    Parrish, 869 S.W.2d at 354
    .
    54
    Garfias 
    II, 381 S.W.3d at 633
    .
    GARFIAS—15
    by appellant’s causing bodily injury to Shahid by shooting him,” the court asserted that the
    Legislature could not have intended for the two offenses to be punished multiply when one
    was merely a “step along the way” towards the other.55
    In reaching its conclusion, the court of appeals cited two decisions of this Court:
    Lopez v. State56 and Patterson v. State.57 We do not agree that these cases support the court
    of appeals’ argument.         In Lopez, this Court addressed whether multiple-punishments
    principles were violated by Lopez’s conviction of both possession of a controlled substance
    with intent to deliver and delivery of a controlled substance by offer of safe, with respect to
    the same quantity of cocaine.58 We held that the two convictions violated the Double
    Jeopardy Clause because “the steps in this single drug transaction were all ‘the result of the
    original impulse,’ and therefore each step was not a ‘new bargain.’” 59         The rationale
    underlying our decision was that the two offenses shared the same gravamen: “the
    distribution of dangerous drugs in our society.”60 The identical rationale of the offenses
    55
    
    Id. at 633–34
    (citing Naji v. State, No. 02-06-00260-CR, 
    2007 WL 1266872
    , at
    *2 (Tex. App.—Fort Worth April 26, 2007, pet. ref’d) (holding that aggravated assault
    causing bodily injury was a necessary part of aggravated robbery by threat, and a “step
    along the way” could not constitute a separate offense).
    56
    Lopez v. State, 
    108 S.W.3d 293
    (Tex. Crim. App. 2003).
    57
    Patterson v. State, 
    152 S.W.3d 88
    (Tex. Crim. App. 2004).
    58
    
    Lopez, 108 S.W.3d at 294
    ; see also T EX. H EALTH & S AFETY C ODE § 481.112(a)
    (West 2012).
    59
    
    Lopez, 108 S.W.3d at 301
    (quoting 
    Blockburger, 284 U.S. at 303
    ).
    60
    
    Id. at 299–300.
                                                                                    GARFIAS—16
    meant that the underlying unit of prosecution was the same for both offenses, and thus a
    conviction of both would violate the Double Jeopardy Clause.
    Thus Lopez does not stand for the proposition that a defendant can never be convicted
    of multiple offenses that occur as “points along a continuum” in a course of a criminal
    transaction.61 Instead, Lopez indicates that a defendant can never be convicted of multiple
    offenses when those offenses share the same underlying gravamen.62 In this way, Lopez
    supports our jurisprudence, as set forth above, that legislative intent is the guiding principle
    behind a multiple-punishments analysis.
    In Patterson, this Court was asked to address whether a conviction for indecency with
    a child by exposure was barred by double-jeopardy principles, when the defendant had also
    been convicted of aggravated sexual assault by penetration.63 Patterson is not on point in this
    case for two reasons. First, we declined to resolve Patterson on double-jeopardy grounds,
    instead deciding it by construing a statute addressing concurrent versus consecutive
    sentencing.64 And second, even if we had decided the constitutional issue, it is clear that the
    elements of the offenses as charged against the defendant were the same under the
    Blockburger test. Under the cognate-pleadings approach, when the facts necessary to prove
    61
    See 
    id. at 297.
           62
    
    Id. at 299–300.
           63
    
    Patterson, 152 S.W.3d at 89
    .
    64
    
    Id. at 91–92.
                                                                                  GARFIAS—17
    one offense are included within the proof necessary to establish another, the offenses are
    considered the “same” for double-jeopardy purposes, and multiple punishments are barred
    unless the Legislature has clearly and specifically authorized them.65 In Patterson, the
    defendant’s exposure—proof necessary for the indecency conviction—was included within
    the proof necessary to establish the aggravated sexual assault by penetration.66
    This case, on the other hand, cannot be resolved on that basis. The facts necessary to
    prove Garfias’s robbery by threat conviction—namely that Shahid was placed in fear of
    imminent bodily injury or death, and that Garfias committed the offense while in the course
    of committing theft—were not included within the proof necessary to establish the assault
    by causing bodily injury, which required only proof that Garfias caused Shahid bodily injury
    by shooting him.
    Thus neither Patterson nor Lopez supports the court of appeals’ determination that the
    antecedent robbery was “subsumed” into the assault and barred by double jeopardy. The
    court of appeals freely acknowledged that the Ervin factors weighed against its decision, but
    chose to ignore them and reach the opposite result.67 In doing so, it departed from long-
    standing double-jeopardy jurisprudence, which requires courts to analyze double-jeopardy
    65
    
    Parrish, 869 S.W.2d at 354
    ; see also 
    Patterson, 152 S.W.3d at 94
    (Hervey, J.,
    concurring).
    66
    
    Patterson, 152 S.W.3d at 92
    .
    67
    Garfias 
    II, 381 S.W.3d at 635
    (“We recognize that some of the [Ervin factors]
    weigh in favor of a conclusion that the legislature intended multiple punishments . . . .”).
    GARFIAS—18
    claims by determining legislative intent via established rules of statutory construction.
    CONCLUSION
    Because double-jeopardy principles were not violated in this case, no double-jeopardy
    violation is clearly apparent from the face of the record. We therefore do not need to reach
    the State’s claim that the facts of this case involve two discrete events of criminal conduct.
    The judgment of the court of appeals is reversed and Garfias’s conviction for aggravated
    robbery with a deadly weapon is reinstated.
    DELIVERED: February 26, 2014
    PUBLISH