Ramirez, Elizabeth ( 2016 )

IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
NOS. WR-84,700-01 & WR-84,700-02
EX PARTE KRISTIE MAYHUGH, Applicant
ON APPLICATIONS FOR WRITS OF HABEAS CORPUS
CAUSE NOS. 1995CR1255A-W1 & 1995CR1256A-W1
IN THE 175TH DISTRICT COURT FROM BEXAR COUNTY
NO. WR-84,701-01
EX PARTE ELIZABETH RAMIREZ, Applicant
ON APPLICATION FOR A WRIT OF HABEAS CORPUS
CAUSE NO. 1995CR1256B-W1
IN THE 175TH DISTRICT COURT FROM BEXAR COUNTY
NOS. WR-84,698-01 & WR-84,698-02
EX PARTE CASSANDRA RIVERA, Applicant
ON APPLICATIONS FOR WRITS OF HABEAS CORPUS
CAUSE NOS. 1995CR1255C-W1 & 1995CR1256C-W1
IN THE 175TH DISTRICT COURT FROM BEXAR COUNTY
NOS. WR-84,697-01 & WR-84,697-02
EX PARTE ANNA VASQUEZ, Applicant
ON APPLICATIONS FOR WRITS OF HABEAS CORPUS
CAUSE NOS. 1995CR1255D-W1 & 1995CR1256D-W1
IN THE 175TH DISTRICT COURT FROM BEXAR COUNTY
NEWELL , J., delivered the opinion of the Court in which JOHNSON ,
and RICHARDSON , JJ., joined. KELLER , P.J., AND KEASLER , J., joined
majority opinion as to part three. ALCALA , J., filed a concurring
opinion in which MEYERS , J., joined. HERVEY and YEARY , JJ., did not
participate.
O P I N I O N
According to Applicants’ expert, Dr. Alexandria Doyle, the sexual-assault
allegations in this case do not pass “the smell test.” This emotional response
certainly captures the sense of outrage that so many harbor about these cases.
Whether it is in articles or a documentary, these cases involving “The San
Antonio Four” have been well dissected in popular media. See e.g. Southwest
of Salem: The Story of the San Antonio Four (Deborah S. Esquenazi Productions
2016); Bridgette Dunlap, Inside Case Behind Wrongful Conviction Doc
Mayhugh et al–3
'Southwest of Salem', ROLLING STONE , Oct. 13, 2016; Maurice Chammah, Case
of “San Antonio Four” Set to Enter its Final Act, THE TEXAS TRIBUNE , March 29,
2015; Maurice Chammah, A Growing Battle for Exoneration, N.Y. TIMES , Nov.
18, 2012.
But we are not asked to apply a “smell test.” Rather, we are asked to
decide whether the newly available evidence of innocence undermines the
legally sufficient, but hard-to-believe version of events that led to the
convictions of these four women. We hold that it does and that these four
women have unquestionably established that they are innocent of these
charges.
I. Introduction
In the summer of 1994, two young girls alleged that four young lesbian
women, including the girls’ aunt, had spontaneously and violently gang-raped
them on two occasions within a single week. The who-what-when-and-where
changed from the outcries, to the statements made to the police, to the
statements made to the examining doctor, to the testimony at two trials. But
those inconsistencies were easy to set aside given the physical findings
associated with child sexual abuse found by Dr. Nancy Kellogg, who asserted
that the older child showed physical, objective signs of sexual abuse: In light
of Dr. Kellogg’s testimony, the girls’ stories had the ring of truth.
These inconsistencies can no longer be set aside in light of what we know
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now. Dr. Kellogg has retracted her testimony about the physical indicators of
past trauma. She now agrees with the defense that there are no definitive
signs of sexual abuse, and she has acknowledged that her testimony at trial
was wrong. All parties and courts, including this one, agree that all four
Applicants are entitled to have their convictions and sentences vacated because
of the introduction of what is now known to be scientifically invalid or inaccurate
evidence.
But there is a great deal more that casts doubt upon the reliability of the
convictions in these cases than just the unreliable scientific evidence. One of
the complainants, the younger sister, now an adult, has recanted her testimony
and explained how and why she and her sister made up a story about her aunt
and her aunt’s three friends. Expert testimony regarding false allegations of
sexual assault now establishes that this complainant’s recantation was genuine,
voluntary, and sincere, and her story fits the profile of other false claims of
sexual abuse. Though the other complainant has not recanted her trial
testimony, her sister’s recantation, credited by the trial court, cannot be
logically reconciled with the remaining testimony establishing guilt.
Furthermore, the Applicants have also presented evidence that the
complainants’ father, Javier Limon, has engaged in a pattern of threatening
behavior towards the complainants and false allegations of sexual assault to
gain leverage in disputes over custody of his children. The Applicants have
Mayhugh et al–5
presented credible testimony that the complainants’ father threatened and
assaulted the two complainants to ensure that they accused these women of
sexual abuse. Moreover, the Applicants have presented credible expert
testimony explaining how the techniques used during the investigation of the
alleged crimes could have reinforced the complainants’ childhood belief in a
crime that never occurred.
Finally, the Applicants have presented new expert testimony that they are
not sex offenders. None of the four Applicants fit the profile for sex offenders,
and psychological evaluations have confirmed this. From the moment these
allegations were made, all four Applicants have consistently maintained their
innocence and each other’s innocence despite multiple, separate interviews.
We conclude that now, with this clear and convincing evidence
establishing innocence combined with the lack of reliable forensic opinion
testimony corroborating the fantastical allegations in this case, no rational juror
could find any of the four Applicants guilty of any of the charges beyond a
reasonable doubt. We agree with the habeas court that relief is required based
on new scientific evidence, but we also hold that the Applicants have carried
their burden to establish a claim of actual innocence. Although the habeas
court did not recommend granting relief on actual-innocence grounds, it did so
strictly because only one of the two complainants recanted. It relied upon a
“legal sufficiency” analysis without considering the overwhelming evidence of
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innocence and its impact upon the State’s already weak cases. We disagree
with the habeas court's apparent assessment that the lack of a recantation from
one of the two complainants is fatal to Applicants’ actual-innocence case. We
exercise our authority to reach the contrary conclusion, and, accordingly, grant
relief under a more comprehensive and robust actual-innocence analysis. See
Ex parte Reed, 271 S.W.3d 698, 727–28 (Tex. Crim. App. 2008).
II. The Facts as Presented in the Two Trials
In the summer of 1994, nine-year-old V.L. and her seven-year-old sister,
S.L., stayed with their nineteen-year-old aunt, Elizabeth Ramirez, for several
days while their mother, Rosemary Camarillo, was in Colorado.1 During the
course of their stay with Elizabeth, who shared the apartment with her one-time
girlfriend, Kristie Mayhugh, another couple, Anna Vasquez and Cassandra
Rivera, visited the apartment frequently. Cassandra and her children even
spent the night a few times during the week of the girls’ visit.
The girls’ grandmother, Serafina Limon,2 said that, when the girls came
home, they were not acting “normal;” they were subdued, scared, and refused
to make eye contact. In mid-September, Serafina noticed the girls playing with
their dolls in a sexual manner. When she asked the girls why they were doing
1
The testim ony in both trials is not very specific with regard to when the events were
have alleged to have taken place. At least one version of events places the alleged assaults in
August of 1994.
2
Ms. Lim on’s first nam e is spelled two different ways: Serifina and Serafina. W e use
Serafina for consistency’s sake. Also Elizabeth Ram irez is som etim es referred to as Liz and
Cassandra Rivera is som etim es referred to as Cassie.
Mayhugh et al–7
this, V.L. told Serafina that she and her sister had been sexually assaulted at
their aunt’s apartment by the four women.
The girls’ basic accounts were this: the four women stripped them, held
them down, fondled them, and stuck objects and liquids into their vaginas. The
girls stated they were assaulted on two different occasions. The assaults were
back-to-back the first time, V.L. first and then S.L., and then simultaneously the
next time. According to both girls, these assaults were completely spontaneous
without any suspicious behavior leading up to them.
By V.L.’s account, the assaults occurred a couple of days into the visit to
their aunt’s apartment. V.L. and her sister were playing outside when both girls
were called inside. According to V.L., the women began yelling things at her
like “why did you do this? Why did you do that?” V.L. was inconsistent when
explaining where S.L. was during the first assault; S.L. was either locked
outside, or in the living room. V.L. was brought into Elizabeth’s bedroom,
where, according to V.L., Elizabeth held her down while the other women
started touching her; the four women did not touch each other, only her. V.L.
said she kicked and screamed as the women put stuff inside her vagina–liquid
stuff, a powder, and “a tampon or something.” She said that it hurt. And after
they finished, they told her to go take a shower. According to V.L., she heard
S.L. screaming and crying in the bedroom as she came out of the shower.
Then, S.L. came out of the bedroom with no pants on, and the women told S.L.
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to take a shower. V.L. then went back outside to play.
V.L. said that the next time she was assaulted, it was again in the
bedroom by Anna and Liz (and maybe Cassie), while S.L. was assaulted in the
living room by Cassie. Or, they were assaulted together. She made a
statement that “they started putting some kind of stuff in us. Then they put
liquid in us. Cassie was the one that put the liquid in me. They did this to S.L.,
too.”
S.L.’s account was similar with regard to the fundamentals of being held
down and having things inserted into her vagina. But S.L. said that, during the
first assault, when she came inside, she heard V.L. screaming in the bedroom.
She tried to peek in. Then everyone came out of the bedroom, and she asked
V.L. if she was okay. According to S.L., V.L. went outside to play, and the four
women took her pants and underwear off and laid her down on the floor of the
living room. Then, Cassie "put something in my private" while the other women
were "holding me down." S.L. indicated that the second assault happened the
next day in the living room, when "they put the same thing in my private."
Both girls said that they were threatened by the women though they were
unclear about whether it was with a knife, a gun, or two guns, and whether it
was by Liz, Anna, Liz and Anna, or Cassie and told to keep quiet about the
assaults.
Discerning a coherent picture of the alleged assaults from the different
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versions provided by each complainant takes considerable intellectual effort.
There are multiple different versions of events, each one differing from the
others, sometimes irreconcilably so. And there are significant inconsistencies
between the versions told by each complainant. While there appears to have
been enough consistency to barely cover the essential elements of the offenses
at issue, the stories by themselves provided weak evidence of guilt at best.
On September 28th, the girls were taken by their father, Javier Limon,
to a clinic for sexual-assault exams. Dr. Kellogg, an expert in the science of
physical findings associated with child sex abuse, took histories from the girls
and examined them. She made physical findings that were consistent with the
history of sexual abuse each girl related.
Meanwhile the four women maintained their complete innocence. None
had ever been accused of any kind of criminal, violent, or otherwise anti-social
behavior, toward children or anyone else. Each completely cooperated with the
homicide detective assigned as the lead investigator in the case, without
invoking their right to an attorney. All submitted to individual interrogations
and gave signed written statements, expressing bewilderment at the
accusations and maintaining their innocence.
Elizabeth Ramirez was tried first and alone, in 1997, for sexually
assaulting V.L. V.L. testified, but S.L. did not. Dr. Kellogg testified that V.L.’s
statements about the assaults were “spontaneous . . . detailed . . . guileless .
Mayhugh et al–10
. . uncontrived.”3
Dr. Kellogg said V.L.’s exam was not normal: There was a scar on the
hymen, a healed tear. The scar indicates “painful” penetration. And although
there was no way to tell when the penetration happened, it was no longer than
nine years before the exam because V.L. was nine at the time of the exam. Dr.
Kellogg also testified that playing with dolls in a sexual manner was acting out
and “with sexual acting out it tends to be more specifically linked to sexual
abuse.”
Elizabeth, age 20, testified in her own defense. She said she did not do
anything to the children, she had “no knowledge how they could even think of
me doing something like that.” She said there was no gun, no knife, no threat.
Nevertheless, she was convicted of aggravated sexual assault of a child and
indecency with a child, and sentenced to 37 and 15 years’ imprisonment. The
court of appeals affirmed. Ramirez v. State, 04-97-00144-CR, 1998 WL 412437
(Tex. App.—San Antonio July 22, 1998, pet. ref’d) (not designated for
publication).
Kristie Mayhugh, Cassandra Rivera, and Anna Vasquez were tried
3
Generally, expert testim ony that child victim s of sexual abuse have provided truthful
testim ony is inadm issible. Yount v. State, 872 S.W .2d 706, 712 (Tex. Crim . App. 1993). W e
have held that testim ony that a child-abuse victim did not exhibit “behaviors that point to being
m anipulated” was not a direct com m ent on the truthfulness of the child victim ’s allegations.
Schultz v. State, 957 S.W .2d 52, 73 (Tex. Crim . App. 1997). But here, Dr. Kellogg’s opinion
testim ony was specific to the child’s statem ents and characterized V.L.’s testim ony as truthful.
Thus, Dr. Kellogg’s characterization of V.L.’s allegations as “guileless” and “uncontrived” would
run afoul of the general prohibition against adm itting such testim ony that we announced in
Yount.
Mayhugh et al–11
together a year later for sexually assaulting both S.L. and V.L. Both girls
testified. Between the two trials, Dr. Kellogg found out that the girls had
undergone sexual assault exams in 1992.4
Dr. Kellogg testified that, in relating the events, S.L. was scared,
disconnected, uncontrived, and very open. Dr. Kellogg said that, when she
examined S.L.’s genitals, she had a lot of redness, which could be caused by
irritation, inflammation, infection, or sexual trauma. Also, S.L.’s hymen was
thickened, which “could be due to abuse with trauma,” or could have “nothing
to do with trauma but it’s a normal variation.” She observed that, in the 1992
exam, S.L.’s hymen was thickened, and red, but not as red as it was in the
1994 exam. On cross examination, she acknowledged that S.L.’s exams were
normal but “it doesn’t rule out abuse.”
Dr. Kellogg again testified about V.L.’s statement and abnormal
exam–with the scarring on the hymen indicating vaginal penetration. And
because the scar was not present in the photos taken during the 1992 exam,
the injury causing the scar happened “since the exam of 92.”
All three defendants testified. All three denied any inappropriate contact
with the girls. All three were convicted of two counts of aggravated sexual
4
Though it was never revealed to the jury in either trial, the 1992 sexual assault exam s
were the result of an allegation of sexual abuse orchestrated by Javier Lim on in Colorado prior
to the allegations of sexual assault in these cases. These 1992 allegations concerned claim s
that V.L. and S.L. and been sexually assaulted by a ten-year-old babysitter. At the hearing on
the Applicants’ writ applications, these allegations were revealed to be false and that no such
child had ever existed.
Mayhugh et al–12
assault of a child and two counts of indecency with a child. All three were
sentenced to fifteen years’ imprisonment on the aggravated-sexual-assault
charges, and ten years’ imprisonment on the indecency charges. The court of
appeals in three separate, but nearly identical opinions, affirmed. Mayhugh v.
State, Nos. 04-98-00262-CR & 04-98-00263-CR, 1999 WL 1246925 (Tex.
App.—San Antonio Dec. 22, 1999, pet. ref’d); Rivera v. State, Nos.
04-98-00186-CR & 04-98-00187-CR, 1999 WL 1246934 (Tex. App.—San
Antonio Dec. 22, 1999, pet. ref’d); Vasquez v. State, Nos. 04-98-00245-CR,
04-98-00246-CR, 1999 WL 12469321 (Tex. App.—San Antonio Dec. 22, 1999,
pet. ref’d).
III. Habeas Proceedings Part 1: The 11.073 Claim
All four women filed identical applications for post-conviction relief on the
basis of new science and actual innocence. Judge Mary Roman heard the
Article 11.073 new-science claim. This claim was based on Dr. Kellogg’s
recantation of the core of her trial testimony: that V.L.’s scarred hymen
indicated penetration.
The State and Applicants submitted agreed findings and a conclusion that
Applicants were entitled to Article 11.073 relief based on having met the Article
11.073 standard. The findings recognized that new scientific studies within the
field of pediatrics–showing that while injured hymens do heal, they do not leave
scars in pubertal and prepubertal girls–contradicted the medical testimony
Mayhugh et al–13
presented at the trials. Under the current scientific knowledge, and upon
review of the original photographs taken during the sexual assault
examinations, there were, in fact, no physical signs of abuse. The findings on
the joint trial cases, were, in part
• Dr. Kellogg recognizes that if the medical science in this area (as
presented in Dr. McCann’s study published in 2007) had been available
to her in 1997 or in 1998, as an expert in the field of child sexual abuse
she "would not have testified that the finding was indicative of trauma to
the hymen."
• The only scientific evidence before the jury that a sexual assault occurred
was Dr. Kellogg’s original trial testimony that she observed a “scar” on
V.L.’s hymen that was the result of “a tear that had healed.”5
• Dr. Kellogg testified that this medical finding was consistent with the
sexual abuse V.L. described and "vaginal penetration" with some
unknown object.
• At trial, the State relied heavily on Dr. Kellogg’s expert testimony to
establish first, that the crime as alleged, in fact occurred, and second, to
corroborate the complaining witness’s testimony.
• Dr. Kellogg's scientific testimony of V.L.'s "hymenal scar," her physical
findings and her expert opinions and conclusions derived from her
physical findings, corroborated V.L.'s trial testimony that she was sexually
abused by Applicant[s].
• Although Dr. Kellogg did not testify to finding a "hymenal scar" during
S.L.'s sexual assault exam, S.L. and V.L.'s testimonies were so
5
Although Dr. Kellogg did not expressly recant her testim ony about S.L.’s physical exam ,
the parties and courts appear to agree that her testim ony about the “redness” was non-
consequential. As noted by Applicants, Dr. Astrid Heger, a nationally respected and recognized
expert and colleague of Dr. Kellogg's, reviewed the evidence, testim ony, and photographs and
concluded that she could say “to a m edical certainty, that neither V.L. nor S.L. showed any
physical indicators of past physical traum a to their hym ens or any other part of their sexual
organs. Specifically, the Septem ber 28, 1994 photographs showed that both S.L. and V.L., as
of that date, had perfectly norm al hym ens, with no physical indications of past traum as
whatsoever.”
Mayhugh et al–14
inextricably intertwined that Dr. Kellogg's scientific testimony
undoubtedly corroborated S.L.'s testimony. Due to this connection, it is
also reasonable to believe that Dr. Kellogg's scientific testimony factored
into the jury's evaluation of S.L.'s sexual assault exam, albeit deemed
"normal."
• There is a reasonable probability that the outdated medical testimony
concerning the "hymenal scar" was indicative of penetrating trauma to
the hymen contributed to the jurors’ belief that the offenses did occur.
The agreed conclusion was that “more likely than not had this newly available,
relevant scientific evidence regarding hymenal injuries been presented at trial,
Applicant[s] would not have been convicted of the two counts in the
indictment[s].”
Nearly identical agreed findings and conclusions were made in Elizabeth
Ramirez’s case. Judge Roman accepted and signed the findings and
conclusions, recommending that relief be granted on Applicants’ Article 11.073
claims. These findings are supported by the record, and we hereby adopt
them. We, therefore, grant habeas corpus relief on Applicants’ claims that,
more likely than not, they would not have been convicted had the newly
available scientific testimony been presented to the jury. The remaining claims
of actual innocence were referred to Judge Pat Priest, who had presided over
the joint trial.6
IV. Habeas Proceedings Part 2: The Actual-Innocence Claim
A two-day evidentiary hearing was held on the Applicants’ actual-
6
The late Judge Mike Machado had presided over Elizabeth Ram irez’s individual trial.
Mayhugh et al–15
innocence claims. At this hearing, Rosemary Camarillo testified about her
difficulties with her ex-husband, Javier, regarding their children. According to
Rosemary, Javier pulled a gun on her and threatened to kill her during an
argument after she and her kids had moved to Colorado. All of the children saw
the incident. During that same weekend, Javier took their three children back
to San Antonio over Rosemary’s objections. That incident led to a custody
battle.
To gain leverage in the custody dispute, Javier made false accusations
that a man in Colorado, whom the girls had never been left alone with, had
sexually assaulted the girls. Javier also made a false accusation that a non-
existent 10-year-old boy in Colorado had sexually assaulted S.L. That
accusation led to a police report and the examinations of the girls in 1992, but
the investigation was ultimately dropped. According to Rosemary, Javier and
his mother, Serafina, had also made accusations against others about sexually
assaulting children from Javier’s other relationships. Those allegations were
also false; one turned out to be based on diaper rash.
Rosemary stated that she has always believed her sister to be completely
innocent of these charges and has never known her sister to possess or talk
about having a gun. She testified that S.L. confirmed that when she came to
live with her as an adult, telling her, “I know that nothing happened, you know,
with my Aunt Liz and her friends . . . . all the memories that I have is memories
Mayhugh et al–16
of good things that we did together, where she would take us shopping, she
would take us to eat, her and her friends. We would go to the park. They
would take us swimming. . . . I don’t remember anything bad happening to us.”
S.L., twenty-seven years old at the time of the hearing, fully and
completely recanted her claims of sexual abuse and explained how the false
allegations originated, how they evolved, and how they were encouraged. She
explained that she remembered her mom and dad fighting over her and her
sister and her brother, Max, when they were in Colorado, and that the “cops
came out.” She could remember visiting the apartment of her Aunt Liz with her
sister when they were small and that they liked going there to visit. She said
that the allegations against her aunt and the other women arose when her
grandmother saw her, her sister V.L., and her female cousin playing a game.
As S.L. put it, “Me and my sister and cousin were in the room playing,
and I was pretending to drive a car. And my sister V.L. and my cousin were in
the back” pretending to be mom and dad and they were kissing, “using
tongues.” Their grandmother saw them and started screaming at them. Javier
was called. According to S.L., they were actually mimicking behavior they had
seen their father engage in with other women in front of them. But when she
told her father this, he insisted that she learned it from watching her lesbian
aunt.
S.L. testified at the habeas hearing that she heard Javier yell at V.L.,
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saying, “You know your aunt did something to you, you know your Aunt Liz did
something to you, you just need to be honest, what did she do, who showed
you how to kiss, who showed you how to make out like that.” S.L. stated that
they were afraid of going against Javier because if they did so, he would hit
them.
She explained that she was never in the apartment alone with all of these
Applicants. She said that the first time she ever saw Anna Vasquez was when
a police officer “pulled out a book, and asked us to pick out one of the ladies
that touched us. And we–I'm going to say ‘I,’ pointed out the wrong lady. And
then he tells me no, and shows me the picture.”
She stated that, from the time Javier told them that something happened
to them through the medical examination and the police report, she and V.L.
were coached on what to say. If they got the story wrong, Javier would strike
them. And after the trials, Javier never allowed them to talk about their aunt
being in prison. “One time I had asked him about it. And I said, what exactly
happened, and why is it they’re there. And he told me to shut up and never
bring it up again.”
According to S.L., Javier was an abusive father, and when she was
fourteen, she tried to commit suicide. She was put in treatment. After a few
weeks she moved to a group home. She never moved back in with Javier. At
nineteen, she told her counselor that she had never been sexually assaulted,
Mayhugh et al–18
and her counselor urged her to do the right thing and come forward. She said
that she had hesitated because she was concerned about getting in trouble for
not having told the truth in court. S.L. talked to Javier on the phone to tell him
that “I was going to come and speak to somebody about the case, because I
don’t remember it happening . . . . And when I did tell him that, he told me if
I did that, that he was going to hit me where it hurt.” That same year, 2012,
he accused her of being a bad mother and attempted to use the courts to take
her children away, though his effort failed and she ultimately kept her children.
Finally, S.L. addressed her sister’s claims of abuse. According to S.L.,
when she was about thirteen, she talked to V.L. about why their Aunt Liz was
in prison. “I told her, I don’t think anything ever happened to us. And she said
it may not have happened to you but it happened to me.” She last talked to
V.L. about three years prior to the hearing. V.L. did not testify at the hearing.
At the hearing, Applicants also presented testimony from Maria Molett,
the executive director of the Counseling Institute of Texas. Molett performed
psychosexual evaluations on Elizabeth, Cassandra, and Kristie, and looked at
the records of the person who did the evaluation on Anna. She concluded that
she never would have accepted the women for sex-offender treatment because
“these people are not sex offenders” and so there would be nothing to treat.7
7
Though Ms. Mollett opinions were based in part on polygraphs, she testified that her
opinions w ere also based upon research-based risk-assessm ent tools used in the practice of
assessm ent and treatm ent of sex offenders.
Mayhugh et al–19
All four Applicants testified at the hearing–as they had at their respective
trials–that they are innocent of the charges. Applicants also introduced
testimony from forensic psychologist, Dr. Alexandria Doyle, whose expertise is
in evaluating claims of sexual assault and recantations of such claims. She
opined that the original claims were fantastic–nothing similar to what is typically
seen in true child sexual-abuse cases–but that the recantation was credible.
At the end of the hearing, Applicants argued to the habeas court that,
given all the information now known and the extremely weak and unreliable
nature of the only evidence left to support the convictions, no reasonable juror
could find Applicants guilty beyond a reasonable doubt. The State did very little
throughout the whole hearing, asking very few questions on cross-examination
and declining to put on any evidence. Significantly, the State did not
recommend denying or granting relief on actual innocence, but rather stated
that, now that it is known that Dr. Kellogg’s testimony in the trials in the 1990's
was wrong, what is left is “purely the credibility of the witnesses, which is for
the Court to determine.”
IV. A. The Herrera Standard
This Court recognizes two types of “innocence” claims. The one at issue
in this case—a Herrera claim—is a substantive claim in which the person asserts
a bare claim of innocence based solely on newly discovered evidence. Ex parte
Elizondo, 947 S.W.2d 202, 205 (Tex. Crim. App. 1996); Ex parte Brown, 205
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S.W.3d 538, 544 (Tex. Crim. App. 2006).
Herrera claims are evaluated on the assumption that the trial that
resulted in conviction had been error-free. In such a case, when a petitioner
has been tried before a jury of his peers, with the full panoply of protections
that our Constitution affords criminal defendants, it is appropriate to apply an
extraordinarily high standard of review. Ex parte Franklin, 72 S.W.3d 671, 676
(Tex. Crim. App. 2002). Thus, to succeed in an actual-innocence claim, the
applicant must show by clear and convincing evidence that, despite the
evidence of guilt that supports the conviction, no reasonable juror could have
found the applicant guilty in light of the new evidence. Brown, 205 S.W.3d at
545; Ex parte Tuley, 109 S.W.3d 388, 392 (Tex. Crim. App. 2002).
An applicant must also prove that the evidence he relies on was not
known to him at the time of trial and could not be known to him even with the
exercise of due diligence. Brown, id. Although many actual-innocence cases
are based on a single piece of new evidence such as DNA or the recantation of
a victim or witness, we have made clear that “multiple pieces of newly
discovered evidence” can together make a meritorious case for relief. Ex Parte
Miles, 359 S.W.3d 647, 671 (Tex. Crim. App. 2012). In practice, we have
highlighted certain pieces of new evidence and discussed whether the new
evidence persuasively establishes innocence when comparing it to the evidence
establishing guilt. See e.g. Ex Parte Navarijo, 433 S.W.3d 558, 568 (Tex. Crim.
Mayhugh et al–21
App. 2014) (highlighting pieces of evidence and evaluating their persuasiveness
before denying an actual-innocence claim). Ultimately, we look to whether the
totality of the new evidence of innocence unquestionably establishes that a jury
would not have found the defendant guilty in light of the new evidence when
weighed against the old evidence establishing guilt. Brown, 205 S.W.3d at 545
The evidence presented in support of a Herrera innocence claim must be
“affirmative.” Franklin, 72 S.W.3d at 678. Once the applicant provides such
evidence, it is appropriate for the habeas court to proceed with the weighing of
new evidence tending to show innocence against the evidence of guilt produced
at trial. The habeas court then makes findings of fact and conclusions of law,
and a recommendation to this Court.
While we generally defer to findings of fact when the trial court is in a
better position to determine witness credibility, we nevertheless can exercise
our authority to make contrary or alternative findings and conclusions when our
independent review of the record reveals that the trial judge’s findings and
conclusions are not supported by the record. Ex parte Reed, 271 S.W.3d 698,
727 (Tex. Crim. App. 2008); see also Ex parte Weinstein, 421 S.W.3d 656, 664
(Tex. Crim. App. 2014) (citing Ex parte Chavez, 371 S.W.3d 200, 207 (Tex.
Crim. App. 2012)), Ex parte Flores, 387 S.W.3d 626, 634-35 (Tex. Crim. App.
2012). Significantly, we apply a de novo standard of review to the legal
question, “Does the applicant’s new evidence, viewed in the light most
Mayhugh et al–22
favorable to the habeas court’s factual findings and credibility determinations,
actually prove, by clear and convincing evidence, that a jury would acquit him?”
See Rivera v. State, 89 S.W.3d 55, 59 (Tex. Crim. App. 2002). In answering
this question, we consider the habeas court’s conclusions of law as well as his
recommendation, but it is nonetheless a legal conclusion that this Court, as the
final decision maker in habeas applications, must make. Reed, 271 S.W.3d at
727.
Although courts must carefully examine claims of actual innocence—even
one made many years after the alleged crime—recantations in sexual assault
cases are not rare. Such post-conviction claims should not be accepted without
close scrutiny nor, generally, without strong corroboration by independent
evidence. Ex parte Thompson, 153 S.W.3d 416, 420-21 (Tex. Crim. App.
2005) (granting relief on the basis of actual innocence where complainant’s
recantation was corroborated by normal medical examination results and
evidence of manipulated allegations of abuse). For instance, even in a case
where the trial court found a complaining witness’s recantation credible we have
nevertheless denied relief to an applicant convicted of aggravated sexual
assault of a child because of “(1) the lack of detail in the complainant’s
recantation testimony at the habeas hearing and the jury’s rejection of evidence
of the complainant’s pre-trial recantation, and (2) the existence of inculpatory
medical testimony that has not been otherwise explained by the complainant’s
Mayhugh et al–23
recantation.” Navarijo, 433 S.W.3d at 568. To support a finding of actual
innocence, a recantation must be direct, specific and certain. Franklin, 72
S.W.3d at 678; Brown, 205 S.W.3d at 547.
V. Applicants Presented Substantial Credible and Persuasive
Evidence Establishing Their Innocence
This Court agrees with Applicants, the State, and Judges Roman and
Priest that the newly available scientific evidence establishes, by a
preponderance of the evidence that Applicants would not have been convicted.
The question remaining is whether the additional, newly available evidence
when compared to the evidence establishing guilt moved this case to the next
level, that is, where no rational juror would have convicted Applicants. The
habeas court made several findings that suggest he found S.L.’s, Elizabeth’s
and Rosemary’s testimony at the habeas hearing credible, as well as the
testimony from the expert that none of the Applicants fit the profile of a sexual
offender–including the following:
• During the time that Elizabeth Ramirez lived with the Limon family, a very
bad relationship developed between Elizabeth Ramirez and Javier Limon.
Elizabeth Ramirez testified at the writ hearing that Javier made sexual
advances toward her that she rejected, and when she became pregnant
by another man, Javier wanted to serve as father figure for the child,
which she also rejected. Elizabeth Ramirez did not tell Rosemary Limon
about Javier’s advances.
• Since the trial, Javier and Rosemary have divorced. Since the divorce,
Javier has made false allegations that a Mr. Aguirre in Colorado, as well
as a ten-year-old boy in that state, had sexually assaulted these two
complainants. Their mother lost contact with these complainants because
Javier was "difficult with the girls,” who told their mother they wanted
Mayhugh et al–24
nothing to do with him. This is what occasioned the girls being in
Colorado with their mother, but he went there, pulled a gun on their
mother (who took it away from him), and brought the girls back to San
Antonio via Greyhound bus.
• S.L. asserts that Javier was abusive to all the children and that it was
Javier who instigated these complaints. All of the Applicants have
expressed that their sexual orientation is toward members of the same
sex, and when Javier saw the complainants and a female cousin kissing
each other, he assumed that they had done that due to the influence of
"Aunt Liz" (Elizabeth Ramirez) and her friends (the other Applicants).
Javier and his mother, Serafina talked to the complainants, suggesting
that the girls had seen improprieties at Aunt Liz’s house and that Aunt Liz
and her friends had behaved inappropriately with the girls.
• S.L. considered coming forward with her recantation when she was 19,
after she informed a counselor that her testimony had been untruthful,
but Javier told her she’d be prosecuted for lying and go to prison, so she
did not.
• Before S.L. did come forward with her recantation, Javier told her he
would "hit her where it hurts" if she did so. When she did so, Javier
complained against her to Child Protective Services regarding her
parenting of her own three children.
• Ramirez, Rivera and Mayhugh were clinically assessed (psychosexually
evaluated) by the Executive Director of the Counseling Institute of Texas,
Maria Molett, who reviews sexual offenders for the State of Texas to
determine whether they require civil commitment, and each was
determined not to meet the profile of a sexual offender. Anna Vasquez
was not seen by Maria Molett, as she had been paroled, but a
psychosexual evaluation of her by others employed in a similar capacity
was reviewed by her, and that evaluation suggests that she, too, does
not meet the criteria.
The above findings of the habeas court are supported by the record.
Despite these findings, the habeas court did not recommend granting
relief on actual-innocence grounds because, though S.L. recanted, V.L. had not,
and her testimony would still be available at trial for the jury to weigh against
Mayhugh et al–25
the recantation evidence. Among the trial court’s conclusions are the
statements that
* “There is no hard scientific evidence (such as DNA or the like) which
scientifically establishes the guilt or innocence of any of the Applicants.”
* “There are only two eyewitnesses, and one of them continues to assert
the truth of her trial testimony.”8
* “The credibility of these two witnesses is an issue for the jury to decide,
and no scientific evidence conclusively settles the matter.”
But in this regard, the habeas court appears to have conducted a legal-
sufficiency analysis. The legal sufficiency maxims–“a child’s testimony alone is
sufficient to support a conviction for sexual assault,” “the jury is the sole judge
of credibility and weight to be attached to the testimony of witnesses,” “the
fact-finder is free to believe all, part, or none of a witness’s testimony”–echo
within these conclusions. However, this is not a direct appeal.
In Elizondo, this Court deliberately stayed away from the issue of legal
sufficiency of the evidence in actual-innocence cases because no one would
ever be found actually innocent on habeas review if the original trial evidence
was legally sufficient to support guilt. As we stated in Elizondo,
On reflection, we now acknowledge that Jackson is not a suitable
standard for describing the applicant’s burden of proof in a
collateral proceeding where he does not attack the rationality of a
factfinder’s verdict. On the other hand, Justice Blackmun’s
formulation, because it focuses on the applicant’s burden of proof,
directs the habeas court, as factfinder, to weigh the newly
8
Applicants note that this conclusion is based, solely, on the fact that, when V.L. was
15, she told S.L. that the abuse “m ay not have happened to you but it happened to m e.”
Mayhugh et al–26
discovered, exculpatory evidence against the inculpatory evidence
offered at trial for the purpose of determining whether it
affirmatively shows the applicant to be innocent. Thus, Justice
Blackmun continues:
Because placing the burden on the petitioner to prove
innocence creates a presumption that the conviction is
valid, it is not necessary or appropriate to make further
presumptions about the reliability of newly discovered
evidence generally. Rather, the court charged with
deciding such a claim should make a case-by-case
determination about the reliability of the newly
discovered evidence under the circumstances. The
court then should weigh the evidence in favor of the
prisoner against the evidence of his guilt. Obviously,
the stronger the evidence of the prisoner’s guilt, the
more persuasive the newly discovered evidence must
be.
This is a far more fitting approach to the resolution of factual
issues, focusing on the burden and quantum of proof required for
an affirmative finding in the first instance rather than on the
standard associated with a deferential review of that finding.
Accordingly, we now hold that, in the exercise of our postconviction
habeas jurisdiction under article 11.07 and 11.071 of the Code of
Criminal Procedure, our job is not to review the jury’s verdict but
to decide whether the newly discovered evidence would have
convinced the jury of applicant’s innocence.
Ex parte Elizondo, 947 S.W.2d 202, 207 (Tex. Crim. App. 1996) (quoting
Herrera v. Collins, 506 U.S. 390, 443–44 (1993)(Blackmun, J., dissenting)).
This “weighing” is why a guilty plea does not foreclose an actual-innocence
claim. Tuley, 109 S.W.3d at 392 (“The State says that a guilty plea waives any
contention regarding the sufficiency of the evidence. This is true, but the
State's assertion that a claim of actual innocence is nothing more than a
challenge to the sufficiency of the evidence is not true.”).
Mayhugh et al–27
The habeas court appears to have concluded that, because V.L.’s
testimony would still be available at trial, it would be up to a jury on re-trial to
resolve conflicts between V.L.’s testimony and S.L.’s recantation and determine
which is more credible. But that is the same analytical framework we rejected
in Ex parte Navarijo. 433 S.W.3d at 571-72. There, we denied relief because
the habeas court simply performed a one-to-one comparison between the new
recantation and the eyewitness testimony without considering the strength of
the State’s case as a whole. Id. The same can be said of the habeas court’s
analysis in this case.
Indeed, we have previously granted relief on an actual-innocence claim
when newly available and credible recantation evidence undermined testimony
that would nevertheless have been legally sufficient under the one-eyewitness
rule. Thompson, 153 S.W.3d at 420. In Thompson, the defendant was charged
with sexual assault of his daughter, and the only direct evidence of the sexual
assault at issue that the jury could rely upon was the testimony of the eight-
year-old complainant. Id. at 418. Because there was no physical evidence of
assault, the State corroborated the complainant’s testimony with the
complainant’s mother’s testimony that she became suspicious of the defendant
after the complainant came home from time with her father wearing a torn
dress. Id. at 419.
But at the habeas hearing, the defendant presented a great deal of
Mayhugh et al–28
evidence involving the on-going custody dispute between the defendant and his
ex-wife at the time of the accusations. Id. The complainant herself, a twenty-
year-old woman, testified that the sexual abuse never happened, and that her
mother had pressured her to testify falsely. Id. The complainant’s mother
admitted that she had physically abused her daughter in the past, though she
denied there being any custody dispute at the time of the allegations. Id. She
admitted that her daughter had originally said that the dress had been torn on
a bus, and the church bus driver corroborated this by testifying that she had
witnessed the complainant tearing her dress on the bus. Id. Finally, the
defendant presented testimony from an expert on interviewing techniques and
recantations in child sexual-abuse cases who opined that the complainant’s
recantation was valid. Id. at 420. After the consideration of the significant
impact that all this evidence would have upon the State’s case, we granted
habeas corpus relief because no reasonable juror could have found the
defendant guilty.
Though the math may become trickier when, as in this case, there is only
one recantation between two accusers, the ultimate calculus should not change.
Here, the evidence presented by the Applicants has eroded the persuasiveness
of the State’s already weak cases just as surely as the evidence presented at
the habeas hearing in Thompson did. In this case, V.L. and S.L.’s interlocking
accusations were presented to both juries via Detective Matjeka, Serafina
Limon, Dr. Kellogg and the girls themselves–V.L. at Elizabeth’s trial, and both
Mayhugh et al–29
girls at the joint trial. The accounts were so intertwined that the credibility of
one witness’s version rested on the credibility of the other witness’s version of
events. Both victims testified that they were either assaulted together or one
right after the other. S.L.’s habeas testimony that nothing happened cannot be
reconciled with V.L.’s trial testimony; a fact-finder could not rationally believe
both complainants.9
A. S.L.’s Recantation Is Credible and Corroborated
Notably, S.L.’s recantation is direct, detailed, certain, and strongly
corroborated. See Thompson, 153 S.W.3d at 420-21. Her original testimony,
like V.L.’s, was not strong to begin with, and her recantation completely
undermines her trial testimony. S.L. testified in detail regarding the events that
were transpiring at the time that the false accusations came to light, and she
explained the underlying motivations that compelled her and her sister to
fabricate those allegations. Cf. Franklin, 72 S.W.3d at 678 (actual innocence
not shown where child victim recanted testimony that she had never had sex
with any other man (other than Franklin); the evidence “calls into question her
veracity in general, but only collaterally affects her accusation against
applicant”); Cf. Brown, 205 S.W.3d at 547 (actual innocence not proven where
9
It is worth noting that the habeas court has already reached a sim ilar conclusion with
regard to the im pact of Dr. Kellogg’s “recantation.” As discussed above, the habeas court found
that the testim ony of both com plainants was so inextricably intertwined that Dr. Kellogg’s
testim ony corroborated the evidence supporting the crim es against both girls. W ithout that
corroboration, the habeas court held, that the State’s case was weakened enough that it was
“m ore likely than not” that a rational jury would have acquitted the Applicants.
Mayhugh et al–30
child victim claimed a lack of memory and made a global denial of sexual
abuse). Rather than provide information that would have merely undermined
her credibility, S.L. provided affirmative evidence that the assaults never
occurred. In effect, S.L. not only recanted her own trial testimony, she also
provided credible eyewitness evidence exonerating the women for the crimes
against V.L.
The circumstances and timing of the recantation were not suspicious. As
pointed out by Dr. Doyle, the first person S.L. came forward to about her
recantation was “a third party who doesn't have a dog in the show.” It was
only when she finally found herself in a comfortable, safe setting that she could
deal with her own feelings and thoughts. Cf. Brown, 205 S.W.3d at 548 (“the
timing of C.B.'s recantation is, at least on its face, highly suspicious. It was
only after applicant's guilt was adjudicated and he was sentenced to twelve
years in prison—more than three years after the alleged offense—that C.B.
suddenly told her mother that she had been lying all along”).
The recantation is corroborated by Rosemary Carrillo’s testimony that
Javier, with the occasional assistance of his mother, Serafina, had engaged in
a pattern of involving the children in false abuse allegations to gain leverage in
legal disputes. See Thompson, 153 S.W.3d at 419 (noting that new evidence
of an ongoing custody dispute at the time of the accusations undermined the
strength of the State’s case); see also Hammer v. State, 296 S.W.3d 555, 569-
70 (Tex. Crim. App. 2009) (noting that a history of making prior false
Mayhugh et al–31
allegations against others could be probative evidence of whether allegations
at issue in the case are false under the doctrine of chances). Moreover, S.L.’s
testimony, credited by the trial court, establishes that Javier repeatedly
threatened S.L. with prison when she first tried to come forward with her
recantation. This corroborated S.L.’s account that her father had used threats
to manipulate her into making the sexual assault allegations in the first place,
and suggested a reason why V.L. had not recanted her testimony.
Additionally, S.L.’s recantation is consistent with the new medical
testimony establishing that there was no physical evidence of sexual assault.
Thompson, 153 S.W.3d at 420 (noting that recantation testimony was
consistent with the lack of physical evidence of abuse from the physical
examination); Cf. Navarijo, 433 S.W.3d at 571 (clear and convincing standard
not met in light of the still-standing medical evidence suggestive of sexual
abuse that was presented at trial). The combined force of S.L.’s credible
testimony and the new scientific evidence that there are no physical signs of
sexual assault distinguishes this case from the situation presented in Navarijo
where the credible recantation testimony remained contradicted by viable
medical evidence that a sexual assault had occurred. Navarijo, 433 S.W.3d at
570-71. And, as we have already held, the Applicants would not have been
convicted of these offenses had they been allowed to consider the newly
available, relevant scientific evidence regarding the victim’s injuries.
Finally, Applicants presented expert psychological evidence to further
Mayhugh et al–32
explain why S.L.’s recantation is both credible and very persuasive. In deciding
whether to grant habeas claims of actual innocence, this Court has considered
the testimony of experts who have training in the detection of false sexual-
abuse allegations and false recantations. C.f. Ex parte Harleston, 431 S.W.3d
67, 79, 88 n. 11 (Tex. Crim. App. 2014) (denying relief on an actual-innocence
claim, in part, because the testimony by K.D., the recanting witness at the live
habeas hearing, was “internally inconsistent and present[ed] implausible
explanations” of why K.D. would have fabricated sexual-assault allegations
against Harleston, and in part based on the State’s evidence at trial that
included “a number of witnesses who supported the circumstances of K.D.’s
sexual-assault outcry as genuine.”). Here, the Applicants’ psychological experts
detailed their reasons for finding S.L.’s recantation significantly more credible
than the trial testimony that was introduced in this case.
Specifically, Dr. Doyle, testified as to her belief that S.L.’s recantation
testimony was credible both in terms of the substance of the recantation and
in the manner in which it came to light. She explained that psychological
studies have shown that telling a child a false story repeatedly eventually taints
the child’s memory. Dr. Doyle also explained that this could have been
exacerbated by the investigation itself. At the time of S.L.’s interview by police,
there was little research into effective interviewing techniques for children who
claim to have been sexually abused. Unlike more contemporary investigations
into child abuse allegations, in which a trained forensic interviewer asks a child
Mayhugh et al–33
open-ended questions in a one-on-one interview, Dr. Doyle noted that S.L. had
sometimes been interviewed in front of her father and alongside her sister.
These techniques, according to Dr. Doyle, are associated with inducing
erroneous responses and increased the likelihood of a child acquiescing to
misinformation provided by the interviewer or the parent. Dr. Doyle’s expert
testimony further supports the determination that S.L.’s recantation is both
persuasive and credible while simultaneously bringing V.L.’s trial testimony
further into question.
Additionally, Applicants presented unchallenged testimony from the
current executive director of the Counseling Institute of Texas, Maria Molett,
that none of the Applicants had ever engaged in any behavior similar to the
allegations in this case, further corroborating S.L.’s testimony that the assaults
never occurred. Molett testified that she had previously spent ten years as a
member of the governor-appointed Council on Sex Offender Treatment, which
is the organization that makes determinations and policies regarding civil
commitment of sexually violent predators. She explained that she had
determined who could become a licensed sex-offender-treatment provider for
the State-sponsored sex-offender-treatment programs in her capacity as chair
of the education committee as well as a member of the Standards and Practice
committee. She also noted that she is a licensed sex-offender-treatment
provider.
Molett recounted that she had conducted psychosexual evaluations on
Mayhugh et al–34
three of the Applicants, Liz, Cassie, and Kristie, all of whom were still in prison
when these allegations were being investigated. As part of this evaluation, she
reviewed all of the records of the offenses for which the Applicants were
convicted. She did a risk assessment, a Hare Psychopathy, and community
supervision risk assessment level of service inventory. She also testified that
she utilized polygraph tests as a means of corroborating the information given
to her by each Applicant during these evaluations. According to Molett, each
Applicant she tested had passed the polygraph tests. She also explained that
though she did not perform an evaluation of Anna, she examined the records
and the test results from the person who had evaluated Anna. Molett concluded
that based upon these evaluations, none of the four women were sex offenders
and none of them had engaged in deviant sexual behavior. As mentioned
above, the habeas court expressly found Dr. Mollett’s opinion evidence credible.
Applicants urge this Court to not only credit Molett’s expert opinion
testimony relied upon by the habeas court, but also the exculpatory results of
the polygraph tests themselves as proof of their innocence. We have previously
held that polygraph results themselves are inadmissible because they are
unreliable. Leonard v. State, 385 S.W.3d 570, 577 (Tex. Crim. App. 2012)
(“For more than sixty years, we have not once wavered from the proposition
that the results of polygraph examinations are inadmissible over proper
objection because the tests are unreliable.”). In the context of an actual-
innocence claim, we have refused to consider them as evidence of innocence.
Mayhugh et al–35
Miles, 359 S.W.3d at 662 n. 14 (“Because polygraph exams are not admissible
evidence, we do not rely on these results as evidence of Applicant’s
innocence.”). And while we have acknowledged that Rule 703 allows an expert
to base his or her opinion on otherwise inadmissible evidence, we specifically
declined to allow this rule to be used to admit polygraph results by claiming that
the results themselves were necessary to support the expert’s opinion.
Leonard, 385 S.W.3d at 582. As we explained in Leonard, Rule 703 cannot be
used a conduit for admitting opinions based on “scientific, technical, or other
specialized knowledge” that would not meet Rule 702's reliability requirement.
Id. Though we seemed to leave open the possibility that an expert could base
his or her opinion on a polygraph result, we refused to admit the results of a
polygraph test under the guise of an expert’s opinion that was based solely
upon the results themselves.
We do not need to rely upon the polygraph results themselves in these
cases to determine whether the Applicants unquestionably established their
innocence. First, it would require this Court to overrule existing law. Applicants
are trying to do exactly what we said the State could not do in Leonard, use
polygraph test results to prove the truth of those results under the guise of
expert opinion testimony based on those results. Applicants have not shown
that our previous precedent was wrongly decided or unworkable.
Second, the habeas corpus court clearly credited Molett’s opinion that the
Applicants in this case were not sex offenders, that they had never engaged in
Mayhugh et al–36
deviant sexual behavior, and that they were not at any risk to engage in any
such behavior in the future. Molett’s opinion was based upon a whole series of
evaluations. The polygraph results were used only to corroborate the
information provided by the Applicants in some of those tests as part of an
overall treatment evaluation. 22 Tex. Admin. Code § 810.64(c)(18)
(“polygraph examinations shall be used as a part of a comprehensive treatment
program”). Even if the results themselves were credited, they would only
provide, at most, incremental proof of the Applicants’ claims beyond what the
habeas court has already credited. Given how strong the new evidence of
innocence is when compared to how weak the remaining evidence of guilt is,
Applicants’ claims for relief simply do not turn upon the polygraph results
themselves. If the results of lie-detector tests were truly the lynchpin of the
Applicants’ claims, it would be difficult to argue that Applicants have carried
their Herculean burden to prove their claim of actual innocence. With a number
of convictions in Texas being overturned due to the fact-finder’s reliance upon
“junk science,” we see no reason to open the door to consideration of
historically unreliable polygraph results themselves just because those results
might either enhance or discredit exoneration claims.
In these cases, it is unnecessary to do so. Applicants have presented
significant new evidence that unquestionably establishes their innocence. S.L.
not only established that the offenses did not occur through her credible
recantation testimony, she explained in detail how her father forced her and her
Mayhugh et al–37
sister to make the false allegations to the police in the first place. S.L.’s
recantation is corroborated by other documented instances of S.L.’s father
fabricating allegations of abuse in order to manipulate his wife in an ongoing
custody dispute. Dr. Doyle’s expert testimony regarding false claims of abuse
further corroborated S.L.’s recantation, and Maria Molett’s expert opinion
supports the Applicants’ claims that they are not sex offenders and the alleged
behavior is completely inconsistent with their psychosexual histories and
psychological evaluations. All of this evidence combines to paint a clear and
consistent picture of the Applicants’ innocence.
B. The Remaining Evidence of Guilt is Exceedingly Weak
In contrast, the evidence relied upon to convict the Applicants paints a
fairly inconsistent picture establishing the Applicants’ guilt. The evidence
presented at the two trials set forth multiple different versions of how the
Applicants were alleged to have abused V.L. and S.L. during the time they
visited their Aunt Liz’s apartment. In one version both complainants were
together in the same room during the assaults, but in another the complainants
were not in the apartment together because S.L. was locked outside while the
Applicants purportedly assaulted V.L. inside the apartment. At one point, S.L.
claimed she saw V.L. leave the bedroom to take a shower after allegedly being
assaulted. In another, V.L. left the bedroom to simply go outside and play
immediately after the alleged sexual assault. Sometimes it was a gun to V.L.’s
head when she was on the phone to her father, others it was a knife. The
Mayhugh et al–38
stories also vary as to the claims about who held the complainants down and
who actually committed the sexual assaults. None of the versions are
consistent regarding when these two events allegedly occurred during the week
in question. These material conflicts are so great that it is difficult to tell which
version of events the jury believed.
Most importantly, many of the details of these stories are simply
implausible. As Dr. Doyle, explained in the habeas hearing, these stories simply
did not make sense. Dr. Doyle could not find one piece of evidence or one
statement consistent with what one would expect in a true sexual-abuse
allegation. According to Dr. Doyle, the events described were more like a
fraternity hazing without any of the elements of sexual abuse. For example, Dr.
Doyle explained that unlike a typical family sexual-abuse scenario there was no
evidence in this case of grooming or an attempt to isolate the children. Having
interviewed hundreds of people who had been sexually abused, Dr. Doyle
testified that she had never seen anything that came close to the alleged
behavior in this case. That is why she believed that this story was a generated
story; it did not hang together. S.L.’s testimony did. The State did not
challenge this testimony.
Given the implausible and contradictory nature of the allegations, Dr.
Kellogg’s medical testimony was crucial to the case. It was the only piece of
evidence that could show a crime had ever occurred. Not surprisingly, this
opinion testimony was central to the State’s theory of criminal liability. From
Mayhugh et al–39
opening argument, to closing argument, there were two themes in both trials:
the girls’ stories were inconsistent, but that didn’t matter in light of Dr.
Kellogg’s testimony.
At Elizabeth’s trial, the prosecutor dealt with the coming inconsistences
head-on stating, in an opening argument (that was made before it was known
that S.L. would not testify), that “they’re not going to be able to remember
everything. And they may not be able to keep everything perfectly straight, but
they’re going to do their best to tell you what happened.” But “you will hear
from Dr. Nancy Kellogg. . . . who has done it, if not thousands, at least
hundreds and hundreds of rape examinations on children. . . And she will talk
to you about . . . the medical finding which [was] consistent with the story that
V.L. told about how Liz–Aunt Liz and her friends raped her.”
V.L. went on to testify in that trial that, immediately after the first
assault, her father called and she answered the phone. Liz then pulled out a
gun and pointed it to her head and said that “if I told anybody that she was
going to kill me and my family.” She was sure “100% sure” it was Elizabeth.
Dr. Kellogg testified that, in taking the history from the girls, V.L. told her
that both Liz and Anna had guns. Serafina, the outcry witness, testified that
V.L. told her that “one of the girls had the knife and had told them–threatened
them that they were going to do something to their dad and me.” And in her
statement to police, V.L. said that it was Cassandra who made the threat to kill.
V.L. was cross-examined about these inconsistences, as well as ones
Mayhugh et al–40
relating to whether the two assaults happened on sequential or non-sequential
days, whether or not S.L. was present during the outcry to Serafina, whether
Elizabeth drank nothing or half a bottle of Tequila, whether V.L. herself was
made to drink wine with soda or nothing at all, whether S.L. was in the living
room playing during the first assault or whether she was locked outside,
whether they were made to go back outside to play after those assaults or
whether they stayed in the apartment, whether the four women were there the
entire week or not, whether the women were screaming at them or not,
whether liquids were inserted both days or just the first day, whether it was
Anna who took off her pants or Kristie, whether the gun was held to her head
or to both of their heads, whether S.L. was assaulted in the living room or the
bedroom, whether the first assault was in the morning or at 2 p.m., and
whether she saw tattoos and on who.
The State dismissed the inconsistencies in light of Dr. Kellogg’s testimony.
You heard lastly from Dr. Kellogg. I think Dr. Kellogg, ladies and
gentlemen, interestingly enough was perhaps one of the most
critical, if not the most critical, witness that you heard from. . . .
It’s interesting to me that after all of the emotion and after all the
technical wizardry, it’s this simple and this terrifying painful. That
little tag, that scar at 3:00 o’clock, don’t ever, ever forget Dr.
Kellogg’s words that scar, that healed tear is indicative not just of
penetration. It is indicative of very painful penetration. Folks, we
can sit here all day long and talk about demeanor and we can talk
about well, the inconsistencies they had were this. The
inconsistencies they had were that. But the medical, physical
evidence does not lie. You can’t make that tag — you can’t make
that painful tear, that painful healing, that painful scar, up. That’s
why we brought you Dr. Kellogg.
Mayhugh et al–41
A year later, at the joint trial in 1998, V.L. testified that it was Anna who
had put the gun to her head and her Aunt Liz who had answered the phone
after the alleged assaults. She denied that she had said, in the 1997 trial, that
it was Liz who had the gun.10 V.L. was again thoroughly cross-examined on the
variations of the facts in her accounts, including whether the Applicants were
dressed or partially undressed or fully undressed, whether she made an outcry
to her grandmother because of pressure she felt or she did so in response to
her grandmother’s questioning about how the girls were playing with dolls,
whether the door to the outside was locked with a chain lock or regular lock,
whether she talked to her father about the assaults or whether her
grandmother told their father, whether or not Kristie was there the first day,
whether or not Kristie was there the second day, and whether they were taken
home or picked up. V.L.’s inconsistencies about significant details of the
offense such as whether the defendants used a gun or a knife, who was or was
not present, and where the assault occurred are represented in this chart.
10
Serafina testified at the 1998 trial that the girls had told her about a gun, but that she
had forgotten to tell the police about the gun. She said she never m entioned a knife in her 1997
testim ony. She, like V.L., blam ed the court reporter for the discrepancy. S.L. told prosecutors
in 1996 that Kristie held a gun on them .
Mayhugh et al–42
1994 1994 1994 1996 1997 1998
outcry to Serafina statement to statement to interview with trial trial
acc’d to Serafina Dr. Kellogg police DA
weapon “held hand real Liz had a gun and After the second After the first After the first After the first
and/or phone tight” during threat Anna had a gun assault, “Anna assault, Javier assault, Javier assault, Javier
call (statement to “and they were held the gun called, & called, V.L. called, Liz
police) pointing it at my against both of “somebody had answered & Liz answered &
head” and said if our heads and a gun and pointed gun Anna
“one of the girls had they told “they they told us not pointed it at just at V.L. pointed gun just
the knife and had would kill our to tell” what [V.L.] and told and said “if I at V.L.
told family” happened her they would told anybody
them–threatened kill her” that she was
them that they were going to kill
going to do or me and my
something to me family”
and my dad” (97 “didn’t use
trial) phone there
because Liz
gun (98 trial) disconnected
phone before
anything
happened,” so
ran next door to
call Javier
1st assault only three women all four women Kristie not all four women all four women all four women
there (statement to there; S.L. in there; S.L. in there; S.L. there; S.L. there; S.L.
police) living room living room trapped outside trapped trapped outside
during V.L.’s during V.L.’s during V.L.’s outside during during V.L.’s
all four women assault; then assault; then assault; then V.L.’s assault; assault; then
there (97 trial) called into called into called inside then called called inside
bedroom bedroom inside
2nd assault “same thing all four women all four women Kristie not Kristie not there
happened next there; assaulted there; assaulted there; “she had gone
day” simultaneously simultaneously assaulted to work or
in same room in same room simultaneously something”;
in separate assaulted
rooms simultaneously
in separate
or rooms
all four women or “She was
always there there.”
Mayhugh et al–43
Although the court of appeals dismissed all the inconsistences because
none were on the “essential elements,” it did so because the essential elements
were corroborated by Nancy Kellogg’s testimony regarding the physical
evidence of sexual assault. See Mayhugh v. State, 1999 WL 1246925 at *4
(Tex. App.–San Antonio Dec. 22, 1999) (not designated for publication).
Dr. Kellogg has now recanted that testimony as scientifically unreliable.
S.L. has recanted her testimony as well, admitting that the allegations were
fabricated. Indeed, S.L. explained exactly why the girls were able to remain
consistent on those points and no others: their father would hit them if they did
not recount the story correctly. And finally, it is logically impossible to believe
any one of V.L.'s versions if one believes S.L.'s recantation. The State’s theory
of the case was that the girls were witnesses to each other's alleged abuse. If
S.L. was not abused, neither was V.L. Without Dr. Kellogg’s or S.L.’s
testimony, the State is left with an exceedingly weak case from one witness
that must stand against significant evidence of witness manipulation and
eyewitness testimony that the crimes never occurred.
Applicants have presented considerable and extremely persuasive
evidence to support their claim of innocence. The medical testimony relied
upon to secure the convictions is now known to be unreliable. One of the
complainants has not only recanted her own testimony, she has provided
eyewitness testimony that no assaults ever occurred and that she and her sister
were forced to testify falsely against the Applicants. New psychological
Mayhugh et al–44
evidence corroborates Applicants’ claims that these allegations were generated
through the manipulation of the complainants’ by their father in order to gain
leverage in a custody dispute. Substantial evidence regarding a history of
claims of abuse brought forth by the complainant’s father that we now know
were equally false further corroborates the recantation evidence in this case.
And evaluations of each Applicant showing that they are not sex offenders and
have never engaged in deviant sexual behavior, further establishes the claims
of actual innocence. When this new evidence is compared to the State’s
exceedingly weak case for guilt, it is patent that the Applicants have
unquestionably established their claim that no jury could rationally find them
guilty.
VI. Conclusion
It has been suggested that the term “actual innocence” is inappropriate
because applicants who are successful when raising a claim of actual innocence
never truly prove that they did not commit the offense. But when the
presumptions are reversed, the State does not have to prove that a defendant
is definitively guilty. The State does not prove that a person has committed a
crime beyond all doubt, or even beyond a shadow of a doubt. By proving its
case at trial according to the applicable standard, the State secures the ability
to proclaim to the citizens of Texas that the person responsible for a crime has
been brought to justice, that the person is guilty. When defendants have
accomplished the Herculean task of satisfying their burden on a claim of actual
Mayhugh et al–45
innocence, the converse is equally true. Those defendants have won the right
to proclaim to the citizens of Texas that they did not commit a crime. That they
are innocent. That they deserve to be exonerated. These women have carried
that burden. They are innocent. And they are exonerated. This Court grants
them the relief they seek.
Filed: November 23, 2016
Do not Publish