Cantu, Alberto ( 2008 )

IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
NO. PD-1176-07
ALBERTO CANTU, Appellant
v.
THE STATE OF TEXAS
ON STATE’S PETITION FOR DISCRETIONARY REVIEW
FROM THE THIRTEENTH COURT OF APPEALS
CAMERON COUNTY
C OCHRAN, J., delivered the opinion of the unanimous Court.
OPINION
Appellant, Alberto Cantu, was arrested for DWI on March 5, 2003. He was released
on bond the next day, but was not formally charged for this offense until July 6, 2004, more
than a year later. Shortly thereafter, he filed a motion to dismiss for lack of a speedy trial.
After a hearing, the trial court denied the motion. Appellant then pled guilty and appealed
the trial court’s ruling. The court of appeals reversed, concluding that, under Barker v.
Cantu Page 2
Wingo,1 appellant was denied his constitutional right to a speedy trial.2 We granted the
State’s petition to determine whether the court of appeals properly deferred to the trial court’s
factual findings under the four Barker speedy-trial factors.3 We find that it did not.
I.
A. The Facts
Harlingen police arrested appellant at the scene of an accident. They found him still
behind the wheel of his truck, which was embedded in a chain-link fence. He posted bond
the next morning, but a DWI (second offender) information was not filed for sixteen months.
Appellant filed a motion to dismiss for lack of a speedy trial less than two months later.
The trial judge held a hearing to consider whether appellant had been denied his right
to a speedy trial under the four Barker speedy-trial factors: 1) length of the delay, 2) reason
for the delay, 3) assertion of the right, and 4) prejudice to the accused.4 The judge took
judicial notice that the delay was sufficient to trigger the Barker test. The State’s witnesses
explained that the delay in filing charges was because the Harlingen police “lost” the file for
1
407 U.S. 514 (1972).
2
Cantu v. State, 2007 Tex. App. LEXIS 2411 (Tex. App.—Corpus Christi 2007) (not
designated for publication).
3
The State’s ground for review reads: “The Court of Appeals disregarded, although
cited, the proper standard for review of a trial court’s denial of a motion to dismiss based upon
the assertion of a violation of speedy trial right pursuant to Zamorano v. State, 84 S.W.3d 643,
648 (Tex. Crim. App. 2002) and Kelly v. State, 163 S.W.3d 722, 726 (Tex. Crim. App. 2005).
TEX . R. APP . P. 66.3(c).”
4
Barker, 407 U.S. at 530.
Cantu Page 3
an entire year. Appellant’s counsel stipulated that the district attorney’s office was not at
fault for the missing file, but he argued that police negligence is not a good reason for delay.
The trial judge agreed.
Appellant then testified as to “prejudice.” He said he was sixty-two years old, had
lived in Cameron County all his life, and had retired from a job with the City of Harlingen.
He currently worked as a hunting guide in Mexico and did some “easy” maintenance work
for friends. He said that he had been “nervous” about the case and was a “nuisance” to his
own attorney; he was not “at ease,” and his unease put pressure on his family; finally, he had
to call his bondsman every Monday, which was a constant “reminder of what’s hanging
there.” All in all, he said,
it’s like having something hanging over my head. You know get–you know,
it’s–to me why waiting so long? You know, I want–want to get this over. I
call–call my attorney, you know, and ask, you know. There’s days that
sometimes I have trouble sleeping. And recently I went into the hospital, I got
an ulcer. I don’t know that–I didn’t have–I’m not saying this caused it, but, I
mean, it’s a bad ulcer and it’s being treated –
Appellant also testified that he had talked with his attorney about putting an ad in the
paper to find the driver of the red Camaro that he said caused the accident. But he did not
think anyone would come forward because it was a “hit and run.” He said it would be even
harder to find that driver now–a year later. The trial judge questioned appellant about the
accident and about why he did not begin looking for the other driver right after it. Appellant
said that he had a copy of the accident report that listed the names and addresses of other
drivers and witnesses, but he said that he did not seek any other information because his
Cantu Page 4
insurance company took care of everything and told him not to intervene. Appellant’s
counsel explained that they chose not to put an ad in the paper because “the criminal case
hadn’t come up and we weren’t going to pursue–he didn’t pursue the civil case. He got paid
on his car and the other cars didn’t make a claim.”
Appellant’s counsel then testified about his “assertion of the right” to a speedy trial.
Counsel said he made several calls to the DA’s office in an effort to get the case filed.5 The
trial judge questioned him on whether he made notes. Counsel said he’d made one note on
August 26, 2003, that he talked to his client, after calling the DA’s office, about whether to
try to plead guilty before September 1, 2003, when a new law went into effect that would add
civil fees. “[H]e struggled with that decision, I put in my notes.”
Court: Who struggled with that decision?
Defense Attorney: He struggled with the decision whether I should–whether we should try
to plea before September 1 st or just wait until they filed it normally.
...
[H]e wanted to take care of it at first and then I couldn’t get the case
filed and so he told me that–after that he just said, okay, we’ll just have
a trial because he didn’t think he was guilty anyway.
The trial court then asked to see the August 26 note which read “TTC,” meaning “talked to
client.” The trial court said, “It doesn’t say you talked to the DA’s office, it says you talked
to the client.” Counsel said he was “just telling [the trial judge] out of my memory” that he
had “talked to the DA’s office and they said the case is pending but they don’t have it. And
he said, ‘Well, don’t worry about it, ‘cause I just want to try it anyway, because I’m not
5
One person he said he talked to was Israel Cano.
Cantu Page 5
guilty.’”
After hearing the evidence, the trial judge agreed that the length-of-delay and reason-
for-delay factors were on appellant’s side, but that his evidence was “weak” on the third and
fourth factors. Addressing appellant’s ulcer as possible evidence of prejudice, the trial judge
commented, “Yeah, but if he drinks, you’re going to get an ulcer . . . . I mean, I have–I have
someone who already has a conviction for a DWI, I’m looking at somebody who may have
been intoxicated, again, who may have been in a car accident due to intoxication.” The trial
judge said that appellant failed to demonstrate prejudice to his defense because “the police
report has the two eyewitnesses that were there at the scene, it gives you the name of them,
their phone numbers. They’re right here” and “they witnessed your client and the Camaro
racing down the street at over 70 miles an hour before the collision.” The trial judge also
noted that “your client testified that he didn’t believe at that time [just after the wreck] that
a newspaper ad would have helped at all. That he didn’t think anyone would come forward
at that time.” The trial judge concluded that appellant had not “crossed the hurdle” on factors
three and four. 6 After the trial judge denied his speedy-trial motion, appellant entered a
negotiated plea of guilty, and the trial judge placed him on community supervision for twelve
months.
6
The trial judge explained to appellant’s attorney, “If I felt that you met prongs three and
four, I would not hesitate to grant your motion and dismiss this case. I truly don’t think that you
have, but I’ll let you bring in more case law to try to show me otherwise.”
Cantu Page 6
B. The Direct Appeal
The court of appeals, like the trial judge, found that the first and second factors
weighed against the State,7 but it disagreed with the trial judge on the latter two factors.
Regarding the third factor, assertion of the right, the court of appeals stated,
Given the particular facts of this case, we find it understandable that Cantu
first framed his speedy trial complaint in a motion seeking dismissal. Because
of the State’s delay in charging him, he could not have made a speedy trial
complaint in any form for sixteen months after he was arrested; a court that
had jurisdiction to entertain a speedy trial complaint simply did not exist.
Because Cantu asserted his speedy trial rights promptly after the State filed a
charge, this third factor also weighs in Cantu’s favor.8
Regarding the fourth factor– that of prejudice–the appellate court agreed with the trial
judge in rejecting appellant’s testimony that the delay impaired his defense by limiting his
ability to find witnesses. It stated, “Cantu gave no adequate reason for why he was precluded
from placing the ad until after he was formally charged.” 9 But the appellate court disagreed
with the trial court’s skepticism concerning appellant’s testimony about his personal anxiety,
noting,
The State did not challenge this testimony during Cantu’s cross-examination,
7
Cantu, 2007 Tex. App. LEXIS 2411, at *6-9. The appellate court found that the length
of delay did not weigh “heavily” against the State because it was undisputed that the delay was
unintentional. Id. See Phillips v. State, 650 S.W.2d 396, 400 (Tex.Crim. App.1983) (“[W]e are
mindful that a negligent delay is not to be equated with an intentional one. But, as the Supreme
Court said in Barker, ‘[a] more neutral reason such as negligence or overcrowded courts should
be weighted less heavily but nevertheless should be considered since the ultimate responsibility
for such circumstances must rest with the government rather than with the defendant.’”).
8
Cantu v. State, 2007 Tex. App. LEXIS 2411, at *10-11 (citations omitted).
9
Id. at *12 n.34.
Cantu Page 7
nor at any other time. As a result, Cantu’s testimony “is at least some evidence
of the type of ‘anxiety’ that the Supreme Court considers under the prejudice
prong of Barker.” Cantu also testified that since his arrest, he has had to report
to a bondsman every Monday, which supports an inference of actual prejudice.
In light of this testimony, we find that the fourth factor favors Cantu.10
Concluding that all four Barker factors weighed in appellant’s favor, the appellate
court held that the trial court erred in denying his motion to dismiss. The court of appeals
reversed the conviction and dismissed the prosecution with prejudice.11 In our Court, the
State argues that the court of appeals failed to provide the appropriate deference to the factual
findings of the trial court and that it viewed the facts “myopically” instead of “in the light
most favorable to the trial court’s ruling.” 12
II.
A. The Right to a Speedy Trial
The Sixth Amendment to the United States Constitution guarantees an accused the
right to a speedy trial.13 A speedy trial protects three interests of the defendant: freedom
from oppressive pretrial incarceration, mitigation of the anxiety and concern accompanying
public accusation, and avoidance of impairment to the accused’s defense.14
The right attaches once a person becomes an “accused”–that is, once he is arrested or
10
Id. at *13 (citations omitted).
11
Id. at *14.
12
State’s Brief at 4.
13
Zamorano v. State, 84 S.W.3d 643, 647 (Tex. Crim. App. 2002).
14
Barker, 407 U.S. at 532; United States v. Ewell, 383 U.S. 116, 120 (1966).
Cantu Page 8
charged.15 Supreme Court precedent requires state courts to analyze federal constitutional
speedy-trial claims “on an ad hoc basis” by weighing and then balancing the four Barker v.
Wingo factors: 1) length of the delay, 2) reason for the delay, 3) assertion of the right, and
4) prejudice to the accused.16 While the State has the burden of justifying the length of delay,
the defendant has the burden of proving the assertion of the right17 and showing prejudice.18
The defendant’s burden of proof on the latter two factors “varies inversely” with the State’s
degree of culpability for the delay.19 Thus, the greater the State’s bad faith or official
negligence and the longer its actions delay a trial, the less a defendant must show actual
prejudice or prove diligence in asserting his right to a speedy trial.
The Barker test is triggered by a delay that is unreasonable enough to be
15
United States v. Marion, 404 U.S. 307, 321 (1971) (“[I]t is either a formal indictment
or information or else the actual restraints imposed by arrest and holding to answer a criminal
charge that engage the particular protections of the speedy-trial provision of the Sixth
Amendment.”).
16
State v. Munoz, 991 S.W.2d 818, 821 (Tex. Crim. App. 1999). TEX . CONST . art. I, § 10
also guarantees the accused in all criminal prosecutions the right to a speedy and public trial.
This right exists independently of the federal guarantee, but this Court analyzes claims of a denial
of the state speedy-trial right under the same four Barker factors. Harris v. State, 827 S.W.2d
949, 956 (Tex. Crim. App. 1992).
17
See Barker, 407 U.S. at 531.
18
See Ex parte McKenzie, 491 S.W.2d 122, 123 (Tex. Crim. App. 1973) (stating that “if
an accused made a prima facie showing of prejudice, the State ‘must carry the obligation of
proving that the accused suffered no serious prejudice beyond that which ensued from the
ordinary and inevitable delay’”).
19
Robinson v. Whitley, 2 F.3d 562, 570 (5th Cir. 1993) (citing Doggett v. United States,
505 U.S. 647, 657 (1992)).
Cantu Page 9
“presumptively prejudicial.” 20 There is no set time element that triggers the analysis, but we
have held that a delay of four months is not sufficient while a seventeen-month delay is.21
Once the Barker test is triggered, courts must analyze the speedy-trial claim by first weighing
the strength of each of the Barker factors and then balancing their relative weights in light
of “the conduct of both the prosecution and the defendant.” 22 No one factor is “either a
necessary or sufficient condition to the finding of a deprivation of the right of speedy trial.” 23
Instead, the four factors are related and must be considered together along with any other
relevant circumstances. As no factor possesses “talismanic qualities,” courts must engage
“in a difficult and sensitive balancing process” in each individual case.24
Dismissal of the charging instrument with prejudice is mandated only upon a finding
20
Doggett v. United States, 505 U.S. 647, 652 n. 1 (1992) (“‘[P]resumptive prejudice’
does not necessarily indicate a statistical probability of prejudice; it simply marks the point at
which courts deem the delay unreasonable enough to trigger the Barker enquiry.”).
21
Pete v. State, 501 S.W.2d 683, 687 (Tex. Crim. App. 1973) (“Appellant herein was
tried [for rape] approximately four months after he was bench warranted from the Texas
Department of Corrections. It is our opinion that this short period of time could in no way be
construed as ‘presumptively prejudicial.’”); Phillips v. State, 650 S.W.2d 396, 399 (Tex. Crim.
App. 1983) (“Although there ‘is no precise length of delay which irrefutably constitutes a
violation of the right to a speedy trial in all cases,’ . . . a seventeen month delay is sufficient to
raise the issue.”). See also Doggett, 505 U.S. at 651, 652 n.1 (noting that courts “have generally
found postaccusation delay ‘presumptively prejudicial’ at least as it approaches one year”).
22
Zamorano v. State, 84 S.W.3d 643, 648 (Tex. Crim. App. 2002) (quoting Barker, 407
U.S. at 530).
23
Id. (quoting Barker, 407 U.S. at 533).
24
Id. (quoting Barker, 407 U.S. at 533).
Cantu Page 10
that an accused’s Sixth Amendment speedy-trial right was actually violated.25 Because
dismissal of the charges is a radical remedy,26 a wooden application of the Barker factors
would infringe upon “the societal interest in trying people accused of crime, rather than
granting them immunization because of legal error.” 27 Thus, courts must apply the Barker
balancing test with common sense and sensitivity to ensure that charges are dismissed only
when the evidence shows that a defendant’s actual and asserted interest in a speedy trial has
been infringed.28 The constitutional right is that of a speedy trial, not dismissal of the
charges.
B. The Standard of Review
As stated in Zamorano v. State, “In reviewing the trial court’s ruling on appellant’s
federal constitutional speedy trial claim, we apply a bifurcated standard of review: an abuse
of discretion standard for the factual components, and a de novo standard for the legal
25
See Strunk v. United States, 412 U.S. 434, 440 (1973).
26
See Barker, 407 U.S. at 522. The Supreme Court expressed its concern about its
judicially created remedy for a violation of a defendant’s right to a speedy trial:
The amorphous quality of the right also leads to the unsatisfactorily severe remedy
of dismissal of the indictment when the right has been deprived. This is indeed a
serious consequence because it means that a defendant who may be guilty of a
serious crime will go free, without having been tried. Such a remedy is more
serious than an exclusionary rule or a reversal for a new trial, but it is the only
possible remedy.
Id.
27
United States v. Ewell, 383 U.S. 116, 121 (1966).
28
See Barker, 407 U.S. at 534-35 (rejecting defendant’s claim of a speedy-trial violation
despite a five year delay when the record strongly indicated that the defendant did not actually
want a speedy trial).
Cantu Page 11
components.” 29 Review of the individual Barker factors necessarily involves fact
determinations and legal conclusions, but “[t]he balancing test as a whole . . . is a purely legal
question.” 30
In Kelly v. State,31 we elaborated on the deference given to a trial judge’s resolution
of factual issues in the speedy-trial context. Under the abuse of discretion standard, appellate
courts defer not only to a trial judge’s resolution of disputed facts, but also to his right to
draw reasonable inferences from those facts.32 In assessing the evidence at a speedy-trial
hearing, the trial judge may completely disregard a witness’s testimony, based on credibility
and demeanor evaluations, even if that testimony is uncontroverted.33 The trial judge may
disbelieve any evidence so long as there is a reasonable and articulable basis for doing so.34
And all of the evidence must be viewed in the light most favorable to his ultimate ruling.35
29
Zamorano v. State, 84 S.W.3d 643, 648 (Tex. Crim. App. 2002); State v. Munoz, 991
S.W.2d 818, 821 (Tex. Crim. App. 1999) (setting out standard); Guzman v. State, 955 S.W.2d
85, 89 (Tex. Crim. App. 1997) (reviewing courts should “afford almost total deference to a trial
court’s determination of the historical facts that the record supports”); Johnson v. State, 954
S.W.2d 770, 771 (Tex. Crim. App. 1997) (in reviewing trial courts’ decisions on federal
constitutional speedy-trial claims, appellate courts may conduct de novo review by independently
weighing and balancing the four Barker factors).
30
Zamorano, 84 S.W.3d at 648 n.19.
31
163 S.W.3d 722, 726 (Tex. Crim. App. 2005).
32
Id. at 726-27.
33
Id. at 727 (citing State v. Ross, 32 S.W.3d 853, 855 (Tex. Crim. App. 2000)).
34
Kelly, 163 S.W.3d at 728.
35
See Zamorano, 84 S.W.3d at 648.
Cantu Page 12
III.
Because appellant lost in the trial court on his speedy-trial claim, we presume that the
trial judge resolved any disputed fact issues in the State’s favor, and we defer to the implied
findings of fact that the record supports. 36 The State takes issue only with the appellate
court’s review of the third and fourth Baker factors– “assertion of the right” and “prejudice.”
These are also the two factors upon which the defendant bears the initial burden of proof.
A. The Third Factor: Assertion of Right
The nature of the speedy-trial right makes “it impossible to pinpoint a precise time in
the process when the right must be asserted or waived, but that fact does not argue for
placing the burden of protecting the right solely on defendants.”37 The defendant has no duty
to bring himself to trial;38 that is the State’s duty. But a defendant does have the
responsibility to assert his right to a speedy trial.39 Whether and how a defendant asserts this
right is closely related to the other three factors because the strength of his efforts will be
shaped by them.40 “The more serious the deprivation, the more likely a defendant is to
36
Id.
37
Barker, 407 U.S. at 527 (footnotes omitted).
38
Id.
39
Id. at 527-28 (“We think the better rule is that the defendant’s assertion of or failure to
assert his right to a speedy trial is one of the factors to be considered in an inquiry into the
deprivation of the right.”).
40
Id. at 531.
 Cantu Page 13
complain.” 41 Therefore, the defendant’s assertion of his speedy-trial right (or his failure to
assert it) is entitled to strong evidentiary weight in determining whether the defendant is
being deprived of the right.42 Filing for a dismissal instead of a speedy trial will generally
weaken a speedy-trial claim because it shows a desire to have no trial instead of a speedy
one.43 If a defendant fails to first seek a speedy trial before seeking dismissal of the charges,
he should provide cogent reasons for this failure. Repeated requests for a speedy trial weigh
heavily in favor of the defendant, while the failure to make such requests supports an
inference that the defendant does not really want a trial, he wants only a dismissal.44 Indeed,
the failure to diligently seek a speedy trial supports the hoary lawyer’s adage, “Never tried,
never convicted.” 45
Appellant was charged on July 6, 2004, and first asserted his speedy-trial complaint
in a motion to dismiss less than two months later, on August 17, 2004. At the hearing on the
41
Id.
42
Id. at 531-32.
43
Zamorano, 84 S.W.3d at 651 n.40 (citing Parkerson v. State, 942 S.W.2d 789, 791
(Tex. App.—Fort Worth 1997, no pet.)).
44
Barker, 407 U.S. at 534-36; Harris v. State, 827 S.W.2d 949, 957 (Tex. Crim. App.
1992) (“[A]ppellant’s lack of a timely demand for a speedy trial indicates strongly that he did not
really want a speedy trial.”).
45
See Zamorano, 84 S.W.3d at 657 (Womack, J., dissenting) (noting that “delay normally
helps the defendant” who is on bail); see also Barker, 407 U.S. at 536 (“[B]arring extraordinary
circumstances, we would be reluctant indeed to rule that a defendant was denied this
constitutional right on a record that strongly indicates, as does this one, that the defendant did not
want a speedy trial.”).
Cantu Page 14
motion, the parties focused on what defense counsel did to try to get the case moving
forward. Counsel testified that he made several calls to the DA’s office and talked to
different people about getting the case filed. The trial judge seemed skeptical because
counsel had only one note documenting any such attempt–one that, as the judge explained,
“doesn’t say you talked to the DA’s office, it says you talked to the client.” The trial court
ultimately characterized appellant’s evidence on “assertion of the right” as “a little weak.”
The court of appeals looked at the time between the filing of the information and
appellant’s assertion of his right to a speedy trial and noted it was less than two months. It
stated that it was “understandable that Cantu first framed his speedy-trial complaint in a
motion seeking dismissal” because the State’s delay in charging him made it impossible for
him to make a speedy-trial complaint in any form for sixteen months after he was arrested.46
Although one cannot file a motion for a speedy trial until formal charges are made, the right
to one can be asserted in other ways.47 The Supreme Court has held that “invocation of the
speedy trial provision . . . need not await indictment, information, or other formal charge.” 48
46
Cantu, 2007 Tex. App. LEXIS 2411, at * 10 .
47
See State v. Flores, 951 S.W.2d 134, 142 (Tex. App.—Corpus Christi 1997, no pet.)
(“In this case, Flores and his sister inquired about his case several times, even though Flores had
no burden to do so since no charges had yet been brought against him”; “These actions indicate
that Flores was interested in a speedy resolution of his case, if in fact charges were going to be
brought against him.”); State v. Empak, 889 S.W.2d 618, 624 (Tex. App.—Houston [14th Dist.]
1994, pet. ref’d) (“Following Empak’s service with summons in August of 1993, Empak
promptly demanded a speedy trial in the alternative to its motion to dismiss for the speedy trial
violation. Empak could not have been expected to demand a speedy trial prior to being notified
of the prosecution by service of summons. This factor favors Empak.”).
48
Dillingham v. United States, 423 U.S. 64, 65 (1975).
Cantu Page 15
Because appellant never asked for a speedy trial–he asked only for a dismissal49 –it was
incumbent upon him to show that he had tried to get the case into court so that he could go
to trial in a timely manner.
As the Fifth Circuit noted in United States v. Palmer, 50 “the point at which the
defendant asserts his right is important because it may reflect the seriousness of the personal
prejudice he is experiencing.” 51 Because the defendant in Palmer “first asserted his right
thirty months after his arrest, which was one month after he first received notification of his
indictment, and he complained at that time only of the 22-month pre-indictment delay,” his
“silence during the entire pre-indictment period works against him because it suggests that
any hardships he suffered were either minimal or caused by other factors.” 52
Likewise, the present record supports an inference that the trial judge gave little
credence to the assertions by appellant’s attorney about his attempts to talk to the District
Attorney’s Office about filing charges more rapidly. As appellant’s counsel admitted, he
consciously decided not to prod the prosecution into filing charges before a new DWI law
came into effect because he had decided not to enter a guilty plea. Under Barker, appellant’s
49
Phillips v. State, 650 S.W.2d 396, 401 (Tex. Crim. App. 1983) (“Although a motion to
dismiss notifies the State and the court of the speedy trial claim, a defendant’s motivation in
asking for dismissal rather than a prompt trial is clearly relevant, and may sometimes attenuate
the strength of his claim.”).
50
537 F.2d 1287 (5th Cir. 1976).
51
Id. at 1288.
52
Id.
Cantu Page 16
failure to diligently and vigorously seek a rapid resolution is entitled to “strong evidentiary
weight.” 53
An accused in appellant’s place–arrested but not formally charged–has a choice: He
can wait until he is charged, then file a motion for a speedy trial, and, if this request is not
honored, he can then file a motion to dismiss because he has diligently sought what he is
entitled to–a speedy trial. Or he can wait until he is charged and simply file a motion to
dismiss if he can show that he diligently tried to move the case into court before formal
charges were filed.54 Here, appellant never requested a speedy trial; he sought only an
outright dismissal and tried to prove that he acted on the desire for a speedy resolution before
he was charged.55 In the trial judge’s eyes, he failed to establish that fact.
Appellant asserts that it is undisputed that defense counsel was in contact with the
53
407 U.S. at 531-32 (“The defendant’s assertion of his speedy trial right, then, is entitled
to strong evidentiary weight in determining whether the defendant is being deprived of the right.
. . . [F]ailure to assert the right will make it difficult for the defendant to prove that he was denied
a speedy trial.”).
54
See Sinclair v. State, 894 S.W.2d 437, 440 (Tex. App.—Austin 1995, no pet.) (per
curium) (“Appellant’s bond obligated her to appear before the 147th District Court. We know of
no reason why appellant could not have filed a motion to dismiss the complaint against her in
that court, or in the municipal court in which the complaint was filed, before she was indicted.
We believe that in four years, an attorney whose client was truly interested in the prompt
disposition of the accusations against her would have written more than one letter to the district
attorney’s office and had more than three conversations with the prosecutors to whom the case
was assigned.”).
55
For example, letters to the district attorney’s office requesting an expeditious charging
decision, coupled with follow-up written reminders of the defendant’s desire for a speedy trial
and noting the passage of time, would support such a position. See Sinclair, 894 S.W.2d at 440
(noting that one such letter was insufficient to show assertion of the right).
Cantu Page 17
district attorney’s office on more than one occasion. He points to his counsel’s testimony
that he had talked to the DA’s office about getting the case filed, only to be told that it was
“pending.” And he points to the prosecutor’s admission that he had “talked to” defense
counsel as confirming that testimony. The prosecutor did confirm one conversation–which
revolved around defense counsel clarifying that his motion was based on the U.S.
Constitution rather than the speedy-trial act. But the prosecutor also noted that defense
counsel did not, during that conversation, tell him or Mr. Israel Cano that he had spoken to
somebody at the DA’s office about getting the case filed back in August of 2003.
The trial court was entitled to disbelieve all or part of defense counsel’s testimony
about his calls to the DA’s office.56 The paucity of extrinsic evidence of any such
communications suffices to cast doubt. Thus, the trial judge was entitled to take the
testimony about counsel’s contacts with the district attorney’s office with a grain of salt. And
he did. His legal conclusion that the “assertion of the right” factor weighed against appellant
was based upon his implied factual findings.
B. The Fourth Factor: Prejudice
Because “pretrial delay is often both inevitable and wholly justifiable,” 57 the fourth
Barker factor examines whether and to what extent the delay has prejudiced the defendant.58
56
Kelly, 163 S.W.3d at 727-28.
57
Doggett v. United States, 505 U.S. 647, 656 (1992).
58
Barker, 407 U.S. at 532.
Cantu Page 18
When a court analyzes the prejudice to the defendant, it must do so in light of the defendant’s
interests that the speedy-trial right was designed to protect: (1) to prevent oppressive pretrial
incarceration, (2) to minimize the accused’s anxiety and concern, and (3) to limit the
possibility that the accused’s defense will be impaired.59 Of these types of prejudice, the last
is the most serious “because the inability of a defendant adequately to prepare his case skews
the fairness of the entire system.” 60
Appellant testified that he was anxious about the case and that he had developed an
ulcer. But the trial judge was apparently unpersuaded because he suggested that the ulcer
might have been caused by drinking rather than the stress of the case. Not even appellant
testified that his ulcer was caused by the pendency of the DWI investigation.
The court of appeals credited appellant’s testimony that he suffered “anxiety” because
the State did not specifically challenge this testimony. We have previously held that general
anxiety “is at least some evidence of the type of ‘anxiety’ that the Supreme Court considers
under the prejudice prong of Barker.” 61 But evidence of generalized anxiety, though
relevant, is not sufficient proof of prejudice under the Barker test, especially when it is no
greater anxiety or concern beyond the level normally associated with a criminal charge or
59
Dragoo v. State, 96 S.W.3d 308, 316 (Tex. Crim. App. 2003) (citing Barker v. Wingo,
407 U.S. at 532).
60
Id.
61
Zamorano, 84 S.W.3d at 654.
Cantu Page 19
investigation.62
The court of appeals also pointed to the fact that appellant was required to call his
bondsman every week, but this was, at worst, a minor inconvenience. Here there was no
evidence that appellant lost his job or had his work schedule disrupted–he was a retiree who
continued to work as a hunting guide in Mexico and did maintenance work for friends while
the case was “missing.”
Unlike the situation in Zamorano, appellant was not required to make numerous
fruitless and costly trips to court;63 he did not lose wages or time away from his work;64 he
did not long suffer from public opprobrium by a lengthy pendency of formal criminal charges
against him; 65 he did not file any requests for a speedy trial that were denied or ignored.66
By comparison, in State v. Burckardt, the court of appeals held that the appellant’s evidence
of loss of “some potentially exculpatory evidence” and “several thousand dollars in income,”
was sufficient to demonstrate prejudice.67 And in Stock v. State, prejudice was shown by the
62
Shaw v. State, 117 S.W.3d 883, 890 (Tex. Crim. App. 2003).
63
Zamorano, 84 S.W.3d at 650, 654 (noting twenty-two resets of pending case and at
least eleven days of missed work due to court appearances).
64
Id. at 654 (noting that defendant day-laborer suffered at least $1,320 in lost wages from
making fruitless court appearances).
65
Id. (noting four-year delay while formal charges were pending).
66
Id. (noting that defendant had twice filed motions for a speedy trial, but both times his
requests were ignored or denied).
67
952 S.W.2d 100, 103 (Tex. App.—San Antonio 1997, no pet.).
Cantu Page 20
defendant’s one-year pretrial incarceration, interference with his employment prospects and
the burdensome economic costs and inconvenience of traveling back and forth for urinalyses
and trial settings.68 In each of these cases at least one of the factual “major evils protected
against by the speedy trial guarantee” mentioned in United States v. Marion, 69 was
present–disruption in employment or a draining of financial resources. Except for some
degree of personal anxiety, such is not the case here.
C. Conclusion
In sum, the evidence in this case fully supports the trial judge’s ruling. From this
record, one could conclude that appellant did not really want a speedy trial; he wanted only
a dismissal of the DWI. The relatively tepid nature of the State’s pre-charging delay and
official negligence, the tardiness of appellant’s assertion of his speedy-trial right, and the lack
of any substantial personal or defense prejudice resulting from the State’s delay convinces
us that the trial court did not err in denying appellant’s motion to dismiss.70 Like the trial
judge, we conclude that, as a matter of law, appellant was not denied his Sixth Amendment
right to a speedy trial.
68
214 S.W.3d 761, 766-67 (Tex. App.—Austin 2007, no pet.).
69
404 U.S. 307, 320 (1971) (“[T]he major evils protected against by the speedy trial
guarantee exist quite apart from actual or possible prejudice to an accused’s defense. . . . Arrest is
a public act that may seriously interfere with the defendant’s liberty, whether he is free on bail or
not, and that may disrupt his employment, drain his financial resources, curtail his associations,
subject him to public obloquy, and create anxiety in him, his family and his friends.”).
70
See United States v. Palmer, 537 F.2d 1287, 1289 (5th Cir. 1976).
Cantu Page 21
We therefore reverse the judgment of the court of appeals and affirm the trial court’s
judgment.
Delivered: May 7, 2008
Publish