Cavazos, Abraham ( 2012 )

IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
NO. PD-1675-10
ABRAHAM CAVAZOS, Appellant
v.
THE STATE OF TEXAS
ON APPELLANT’S PETITION FOR DISCRETIONARY REVIEW
FROM THE EIGHTH COURT OF APPEALS
EL PASO COUNTY
K ELLER, P.J., filed a concurring opinion.
The court of appeals made two alternate holdings: (1) that manslaughter is not a lesser-
included offense of the theory of murder for which appellant was tried and (2) that, even if it were
a lesser-included offense, there was no evidence from which a jury could rationally find that
appellant was guilty only of manslaughter. The Court renders what is essentially an advisory opinion
with respect to the first holding because it affirms the court of appeals on the second holding. I think
that we should not address a contentious legal issue that is unnecessary to the disposition of the case.
But since the Court does address the first issue, I must register my disagreement with its resolution
of that question. I believe that manslaughter is not in fact a lesser-included offense of the theory of
CAVAZOS CONCURRENCE — 2
murder charged in this case.
Under Article 37.09, an offense is lesser-included if, among other things: “(1) it is established
by proof of the same or less than all the facts required to establish the commission of the offense
charged . . . [or] (3) it differs from the offense charged only in the respect that a less culpable mental
state suffices to establish its commission.”1
Appellant was charged with murder under § 19.02(b)(2), which provides: “A person commits
an offense if he . . . intends to cause serious bodily injury and commits an act clearly dangerous to
human life that causes the death of an individual.”2 The court of appeals held that this theory of
murder does not require proof of a culpable mental state for causing death.3 But the court of appeals
held that manslaughter does require proof of a culpable mental state for causing death
(recklessness).4 According to the court of appeals, this additional fact that is required to prove
manslaughter means that manslaughter is not a lesser-included offense of § 19.02(b)(2) murder.5
The court of appeals reasoned that this additional fact necessary to prove manslaughter means that
manslaughter is not included within the facts needed to prove the charged offense nor does it differ
1
TEX . CODE CRIM . PROC. art. 37.09(1), (3).
2
TEX . PENAL CODE § 19.02(b). All references to a statute are to the current version unless
otherwise noted.
3
Cavazos v. State, 329 S.W.3d 838, 845 (Tex. App.–El Paso 2010) (“Indeed, neither the
statute nor the indictment requires a culpable mens rea for committing an act clearly dangerous to
human life. See Tex. Penal Code Ann. § 19.02(b)(2). Therefore, much like felony murder, the
murder charged in this case does not require a culpable mental state for causing another’s death.”).
4
Id.
5
Id.
 CAVAZOS CONCURRENCE — 3
from the charged offense only in requiring a lesser culpable mental state.6
The Court says that a culpable mental state for causing death was required under the current
indictment because the indictment alleges that appellant used a deadly weapon and that “the specific
intent to kill may be inferred from the use of a deadly weapon.”7 The cases upon which the Court
relies are sufficiency-of-the-evidence cases.8 Evidence is sufficient to show intent if a deadly
weapon was used, but that is not the same as saying that the use of a deadly weapon necessarily
establishes intent. While the fact-finder is permitted to find intent from the use of a deadly weapon,
it is not required to do so. This sort of permissible inference is different from the situation in which
a finding of one fact is tantamount to finding a second fact. For example, we have held that a finding
of serious bodily injury is necessarily a finding that a deadly weapon was used because part of the
definition of deadly weapon entails being capable of causing serious bodily injury.9 But it is
certainly possible for a person to use a deadly weapon without intending to kill, even when that use
is a “shooting.” A shooter may intend to incapacitate but not kill an individual. Or a shooting could
be accidental. The indictment allegation of shooting with a firearm [a deadly weapon] is simply not
an allegation that appellant intended to kill.
6
Id.
7
Court’s op. at 11.
8
See Godsey v. State, 719 S.W.2d 578, 580-81 (Tex. Crim. App. 1986) (proposition that
“[t]he specific intent to kill may be inferred from the use of a deadly weapon” recited in connection
with a challenge to the sufficiency of the evidence to show intent); Flanagan v. State, 675 S.W.2d
734, 744 (Tex. Crim. App. 1984) (same); Bell v. State, 501 S.W.2d 137, 138 (Tex. Crim. App. 1973)
(“Intent to kill may be inferred from the use of a deadly weapon” recited in connection with
sufficiency-of-the-evidence challenge).
9
Blount v. State, 257 S.W.3d 712, 714 (Tex. Crim. App. 2008).
CAVAZOS CONCURRENCE — 4
And the Court’s reasoning would convert virtually any allegation of a deadly weapon in an
indictment into an allegation that the defendant intended to kill. So an indictment charging
manslaughter with a firearm would, under the Court’s reasoning, also charge murder. That simply
cannot be correct.
Next, the Court says that, “because the definition of recklessness is disregarding a risk that
circumstances exist or the result will occur, the reckless mens rea for manslaughter applies either
to the nature of the conduct or the result of the conduct.”10 The Court is mistaken. The “reckless”
culpable mental state in manslaughter attaches only to the result of the defendant’s conduct; it does
not attach to the nature of the defendant’s conduct.11 The Penal Code definition of recklessness does
not even include a reference to “nature of conduct,” but talks only about the “result of conduct” or
“the circumstances surrounding the conduct.”12 At any rate, we have held it to be error in a
prosecution for a “result of conduct” offense when the jury instructions fail to limit the definition
of the relevant culpable mental states to the result of the defendant’s conduct.13
I take the Court to mean, however, that we should evaluate the culpable mental states of
intent, knowledge, recklessness, and criminal negligence in isolation from the objects of those
10
Court’s op. at 12.
11
Schroeder v. State, 123 S.W.3d 398, 399 (Tex. Crim. App. 2003) (“We hold that because
the culpable mental states for both murder (intent) and manslaughter (recklessness) relate to the
result of the conduct—the causing of the death—evidence that a defendant does not remember
engaging in that conduct does not raise the lesser-included offense.”); Ervin v. State, 991 S.W.2d
804, 816 (“Finally, manslaughter and intoxication manslaughter have a common focus: the death of
an individual. Both crimes are result of conduct crimes with death being the result.”).
12
See TEX . PENAL CODE § 6.03(c).
13
Cook v. State, 884 S.W.2d 485, 491 (Tex. Crim. App. 1994).
CAVAZOS CONCURRENCE — 5
culpable mental states in determining whether an offense is lesser-included. In other words, I think
the Court means that we should not consider the culpable mental state at issue to be “intent to kill”
or “intent to commit serious bodily injury,” but rather, the culpable mental state is simply “intent.”
I agree that the culpable mental states contemplated under Article 37.09(3) appear to be the
bare terms “intent,” “knowledge,” “recklessness,” and “criminal negligence,” which would be
consistent the Penal Code listing those as culpable mental states and defining them.14 But the objects
of those culpable mental states do not simply disappear for purposes of analyzing the elements of
offenses. The State’s task is more difficult if it must prove that the defendant contemplated causing
“death” than if it need only prove that the defendant contemplated causing “serious bodily injury.”15
So, while the culpable mental state of “intent” found in § 19.02(b)(2) is greater than the culpable
mental state of “recklessness” found in the offense of manslaughter, the contemplated injury that
must be proven in a § 19.02(b)(2) murder prosecution (serious bodily injury) is less than the
contemplated injury that must be proven in a manslaughter prosecution (death). So, manslaughter
does not differ from § 19.02(b)(2) murder solely on the basis of a lesser culpable mental state
because manslaughter also differs by requiring proof of a greater contemplated injury.16
Consequently, manslaughter is not a lesser-included offense of § 19.02(b)(2) murder.
14
See TEX . PENAL CODE § 6.02(d) (“Culpable mental states are classified according to
relative degrees, from highest to lowest, as follows: (1) intentional, (2) knowing, (3) reckless, (4)
criminal negligence.”). See also id., § 6.03 (providing definitions of the culpable mental states).
15
Death is a form of serious bodily injury, but the term “serious bodily injury” also embraces
other, lesser injuries. See TEX . PENAL CODE § 1.07(46).
16
I would agree that an offense should be considered lesser-included if the only differences
from the charged offense involve a lesser culpable mental state and a lesser contemplated injury.
See art. 37.09(1), (2), (3).
CAVAZOS CONCURRENCE — 6
I respectfully concur in the Court’s judgment.
Filed: October 31, 2012
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