Lilly, Conrad ( 2012 )

IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
NO. PD-0658-11
CONRAD LILLY, Appellant
v.
THE STATE OF TEXAS
ON APPELANT’S PETITION FOR DISCRETIONARY REVIEW
FROM THE ELEVENTH COURT OF APPEALS
JONES COUNTY
H ERVEY, J., delivered the opinion of the Court in which P RICE,
W OMACK, J OHNSON, K EASLER, C OCHRAN, and A LCALA, JJ., joined. K ELLER, P.J.,
concurred. M EYERS, J., dissented.
OPINION
Appellant, Conrad Lilly, was charged with two counts of assault on a public
servant. He now asks this Court to reverse the judgment of the court of appeals, which
held that his trial proceedings, which were convened at the prison-chapel courtroom, were
not closed to the public, that a violation of the Establishment Clause is not structural
error, and that the violation of the Establishment Clause in his case was harmless. Lilly v.
Lilly—2
State, 337 S.W.3d 373, 380, 384 (Tex. App.—Eastland 2011). We hold that Appellant
showed that his trial was closed to the public, and because that closure was not justified,
we reverse the judgments of the court of appeals and trial court. We remand this cause to
the trial court for a new trial.
B ACKGROUND
Appellant was an inmate at the French Robertson Unit (the Unit), a maximum-
security prison operated by the Texas Department of Criminal Justice. While
incarcerated, Appellant was indicted on two counts of assault on a public servant. See
T EX. P ENAL C ODE § 22.01(b)(1). The trial judge arraigned Appellant at the Unit’s
chapel,1 which also serves as a branch courthouse for Jones County. See T EX. L OC.
G OV’T C ODE § 292.0231 (allowing a commissioners court of certain counties to “provide
for, operate, and maintain a branch courthouse outside the county seat”); see also Lilly,
337 S.W.3d at 376. After his arraignment, Appellant filed a pretrial motion to transfer his
trial proceedings from the chapel courthouse to the public county courthouse in Anson.
The trial judge held a joint hearing on that motion,2 and at the conclusion of the hearing,
the trial court overruled Appellant’s motion to transfer. Appellant then pled guilty in a
1
TEX . GOV ’T CODE § 24.012(e).
2
Appellant’s counsel represented all twelve inmates scheduled to appear before the court
that day. In addition to filing a motion to transfer proceedings in Appellant’s case, counsel also
filed a Motion to Transfer Proceeding to the Public Courthouse on behalf of his other ten clients
(one inmate died before the hearing). Eleven separate motions to transfer were filed, but only
one hearing was held. The ruling of the trial court at the conclusion of that hearing was
applicable to each case.
Lilly—3
bench trial pursuant to a plea bargain and was sentenced to six years’ confinement.
On appeal, Appellant argued that the trial court erred in overruling his motion to
transfer his proceedings because he had met his burden to show that his trial was closed to
the public and that his Sixth Amendment right to a public trial was violated. Lilly, 337
S.W.3d at 377. He also argued that holding his trial proceedings in the prison-chapel
courtroom at the Unit violated the Free Exercise Clause and the Establishment Clause and
that a violation of the Establishment Clause is structural error that does not require a
showing of harm. Id. The court of appeals disagreed. It held that Appellant failed to
prove that his trial was closed to the public because he offered no evidence that anyone
was actually prohibited from attending his trial and because he produced no evidence that
members of the public were “dissuaded from attempting” to attend his trial due to its
location. Id. at 380. It also held that, although convening Appellant’s trial in the Unit’s
chapel violated the Establishment Clause, that violation was harmless and did not
contribute to Appellant’s conviction. Id. at 384; see also Tex. R. App. P. 44.2(a).
We granted Appellant’s petition for discretionary review on two grounds: (1)
whether “[t]he Eleventh Court of Appeals erred in finding that Appellant did not show
that the prison chapel was not open to the public[,]”3 and (2) whether “[t]he Court of
3
We recently reviewed and reversed the holding of the Eleventh Court of Appeals in
another case dealing with the closure of a criminal defendant’s trial to the public. See Steadman
v. State, PD-1356-10, 2012 WL 716010, at *9 (Tex. Crim. App. Mar. 7, 2012). However, we
were not asked, so we did not address, whether the appellant in that case satisfied his burden to
show that his trial was closed to the public. We are squarely presented with this issue today.
Lilly—4
Appeals correctly found that the State violated the Establishment Clause by conducting
[Appellant]’s court proceedings in the chapel, but it erred when it found that this violation
was not structural error and dismissed the violation as ‘harmless.’” Because we sustain
Appellant’s first ground for review and remand this cause for a new trial, we do not
address his second claim.
A RGUMENTS OF THE P ARTIES
A. State
The State first argues that Appellant waived his claim that his right to a public trial
was violated. Specifically, the State argues that, although Appellant initially preserved
his Sixth Amendment complaint when the trial court overruled his motion to transfer, he
later waived his preserved open-trial claim when, as part of his plea bargain agreement,
Appellant signed documents acknowledging that his waiver and stipulations were entered
in “open court.”
Next, the State contends that Section 24.012(e) of the Texas Government Code,
which authorizes a district judge to hear certain nonjury matters at a correctional facility,
is constitutional.4 It agrees with Appellant that Article V, Section 7, of the Texas
4
Section 24.012(e) of the Texas Government Code provides,
A district judge may hear a nonjury matter relating to a civil or criminal case at a
correctional facility in the county in which the case is filed or prosecuted if a party
to the case or the criminal defendant is confined in the correctional facility. For
purposes of this subsection, “correctional facility” has the meaning assigned by
Section 1.07, Penal Code.
Lilly—5
Constitution generally requires that court be held at the county seat.5 However, the State
reasons that the same provision also allows for exceptions “as otherwise provided by
law,” and Section 24.012(e) of the Texas Government Code and Section 292.0231 of the
Texas Local Government Code are two such exceptions.
The State also argues that the court of appeals correctly concluded that Appellant
failed to carry his burden to show that his trial was closed to the public. To support its
argument, the State notes that the docket for the prison-chapel courtroom was posted at
the Jones County Courthouse a month prior to the pretrial hearing and that the docket
reflected that the hearing would be at the Unit. The State also disputes Appellant’s
assertion that a person wishing to attend prison-chapel trial proceedings would have to be
on a prisoner’s approved visitor list to enter the Unit, and it points to the testimony of the
assistant warden that anyone could be admitted to the Unit with the permission of the on-
duty warden. Moreover, the State argues that “security is security . . . ” and, even though
Appellant’s bench trial was held in a prison, the rules of the prison do not transform the
branch courthouse into a non-public place. Hernandez v. State, 914 S.W.2d 218, 221-22
(Tex. App.—El Paso 1996, pet. ref’d).
TEX . GOV ’T CODE § 24.012(e).
5
Article V, Section 7, of the Texas Constitution states in relevant part,
The Court shall conduct its proceedings at the county seat of the county in which
the case is pending, except as otherwise provided by law.
TEX . CONST . art. V, § 7.
Lilly—6
Finally, the State avers that the court of appeals was correct when it held that
prisons have the right to limit access to the premises, and it draws a distinction between
non-public court proceedings, and court proceedings such as Appellant’s, that no one
chooses to attend.
B. Appellant
Appellant disagrees with the State’s waiver argument, and he contends that he
preserved his Sixth Amendment claim because he objected to the prison trial proceedings,
he filed two motions challenging the prison proceedings, the trial judge explicitly ruled
against his motion, and the trial judge certified his right to appeal. See Tex. R. App. P.
33.1; see also Montanez v. State, 195 S.W.3d 101, 104-05 (Tex. Crim. App. 2006)
(holding that certification of appeal is some evidence that the trial court implicitly
overruled the defendant’s motion).
Appellant also argues that he has a right to a public trial under the Texas
Constitution and the Texas Code of Criminal Procedure, in addition to the Sixth
Amendment, and he contends that his right was violated when the trial court sua sponte
convened his trial in the prison-chapel courtroom. See T EX. C ONST. art. I, §§ 10, 13; T EX
C ODE C RIM. P ROC. art. 1.24; see also T EX. G OV’T C ODE § 24.012(e) (authorizing district
court judges to hold certain trial proceedings in correctional facilities). However,
Appellant has failed to separate his federal and state issues into separate grounds and to
provide individual substantive analysis or authorities to support his claim. Because
Lilly—7
Appellant did not adequately brief his state constitutional arguments, we do not address
them. See DeBlanc v. State, 799 S.W.2d 701, 706 (Tex. Crim. App. 1990).
Regarding his federal constitutional claim, Appellant contends that holding his
bench trial in the Unit branch courthouse violated his Sixth Amendment right to a public
trial because “prisons are not open to the public, and are more like military zones than
public places.” Adderley v. Florida, 385 U.S. 39, 42 (1966); see Gannett Co. v.
Depasquale, 443 U.S. 368, 392 (1979); see also Jones v. North Carolina Prisoners’
Labor Union, Inc., 433 U.S. 119 (1977). However, it is well settled that courts will
refrain from reaching the merits of a facial challenge unless that claim is essential to the
appeal. Ex parte Salfen, 618 S.W.2d 766, 770 (Tex. Crim. App. 1981). In this case,
Appellant’s facial challenge to Section 24.012(e) is not essential to his appeal because we
grant relief on his as-applied claim. Thus, we need not address this aspect of Appellant’s
claim.
Alternatively, Appellant argues that the restrictive admittance policies in place at
the Unit had the cumulative effect of closing his trial to the public. To support his
argument, Appellant cites evidence admitted at the pretrial hearing regarding the double
razor fences, locked metal doors, and high-security procedures. He also cites testimony
that only people who were already on an inmate-defendant’s approved visitor list could
enter the branch courthouse to attend proceedings, that only ten names can appear on that
list at any given time, and that the visitor list can be modified only once every six months.
Lilly—8
In addition, Appellant refers to testimony that the media and other members of the public
would have been prohibited from entering unless TDCJ officials in Huntsville
preapproved the media’s request. Appellant also notes that people attempting to attend
could be denied entrance if they wore offensive clothing and that unaccompanied minors
and people released from confinement within the last two years were unable to enter the
Unit at all.
W AIVER OF S IXTH A MENDMENT C LAIM
Although the State has failed to cite any authority for its waiver proposition and
this question appears to be novel for this Court, we are not without relevant case law to
guide our decision. See Alzarka v. State, 90 S.W.3d 321, 324 (Tex. Crim. App. 2002). In
Alzarka, the defendant pled guilty pursuant to a signed plea bargain that included a
waiver of her right to appeal. Id. at 322. Nonetheless, the defendant appealed the
judgment of the trial court and, on direct appeal, the court of appeals held that the
appellant’s pretrial waiver was enforceable and dismissed her appeal. Id. We reversed
the judgment of the court of appeals and held that the court “intended for [the defendant]
to have the right to appeal, that such was a term of the plea agreement, and that the
inclusion of, or failure to cross out, the language about waiving appeal in the plea forms
was an oversight.” Id. at 323-24. In reaching our holding, we noted that it was
significant that the trial court did not admonish the defendant that she was waiving her
right to appeal and that the trial court specifically granted her permission to appeal. Id. at
Lilly—9
323. It was also relevant that the record showed discussions confirming the existence of
an agreement that the appellant could appeal the trial court’s judgment and that those
discussions took place on the same day as the plea proceeding. Id. at 324.
In this case, the record shows that the State did not argue that Appellant waived his
public-trial claim until Appellant actually appealed, that the State signed the plea
agreement certifying Appellant’s right to appeal his public-trial claim, and that the parties
and the court were aware of Appellant’s intention to appeal the open-trial issue. The plea
agreement discussions between Appellant, the State, and the trial judge took place
immediately after the trial court overruled Appellant’s motion to transfer the court
proceedings. It was during this plea-agreement discussion, where all parties were present,
that the trial court explicitly granted Appellant permission to appeal.
After reviewing the record, we find the State’s argument is without merit, and we
hold that the record contains sufficient contradictory evidence to rebut any presumption
that Appellant intended to waive his public-trial claim. See id. Having determined that
Appellant did not waive his claim that his trial was closed to the public, we now turn to
the merits of that claim.
S IXTH A MENDMENT R IGHT TO A P UBLIC T RIAL
The Sixth Amendment of the United States Constitution guarantees an accused the
right to a public trial in all criminal prosecutions. U.S. C ONST. amend. VI. And the
Supreme Court has held that the violation of a criminal defendant’s Sixth Amendment
Lilly—10
right to a public trial is structural error that does not require a showing of harm. Johnson
v. United States, 520 U.S. 461, 468-69 (1997); see also Steadman, 2012 WL 716010, at
*9. Moreover, the Court has held that the right to a public trial was created for the benefit
of the accused; thus, the right is a personal one. Presley v. Georgia, 130 S. Ct. 721, 723
(2010) (“The Sixth Amendment right, as the quoted language makes explicit, is the right
of the accused.”); see Waller v. Georgia, 467 U.S. 39, 46 (1984); accord In re Oliver, 333
U.S. 257, 270 n.25 (1948). The public-trial guarantee benefits the accused by acting as
“an effective restraint on possible abuse of judicial power.” In re Oliver, 333 U.S. at 506.
It has also been found that “judges, lawyers, witnesses, and jurors will perform their
respective functions more responsibly in an open court than in secret proceedings.”
Waller, 467 U.S. at 46 n.4 (quoting Estes v. Texas, 381 U.S. 532, 588 (1965) (Harlan, J.,
concurring)). And under Texas law, a plea-bargain proceeding is still a trial. Murray v.
State, 302 S.W.3d 874, 880 (Tex. Crim. App. 2009) (holding that a plea-bargain
proceeding in which no issues are contested is still a trial). Thus, the right to a public trial
applies to plea-bargained bench trials in a correctional facility because they are trials
within the meaning of the Sixth Amendment, and the need for the public to have a
meaningful opportunity to attend a criminal defendant’s bench trial in a prison is no less
important than in a jury trial at the public county courthouse.
The right to a public trial is not absolute and may be outweighed by other
competing rights or interests, such as interests in security, preventing disclosure of non-
Lilly—11
public information, or ensuring that a defendant receives a fair trial. Waller, 467 U.S. at
45. However, such cases will be rare, and the presumption of openness6 adopted by the
Supreme Court must be overcome. Id. To rebut the presumption of openness and to
allow closure of an accused’s trial, or any part thereof,
[(1)] the party seeking to close the hearing must advance an overriding
interest that is likely to be prejudiced, [(2)] the closure must be no broader
than necessary to protect that interest, [(3)] the trial court must consider
reasonable alternatives to closing the proceeding, and [(4)] it must make
findings adequate to support the closure.
Id. at 48.
Thus, the first step for a reviewing court when analyzing whether a defendant’s
right to a public trial was violated is to determine if the trial was, in fact, closed to the
public. See id. at 42 (applying the Waller test after determining that the prosecution
moved to close the suppression proceedings and the trial court granted that motion).
Once it is determined that the defendant’s trial was closed to the public, the reviewing
court decides whether that closure was proper. See id. at 48; Presley, 130 S. Ct. at 725
(citing Press-Enterprise Co. v. Superior Court of California, 464 U.S. 501, 510 (1984)).
6
In Richmond Newspapers, Inc. v. Virginia, 448 U.S. 555, 573 (1980), the Supreme Court
held that “a presumption of openness inheres in the very nature of a criminal trial under our
system of justice.” This presumption that criminal trials should be public, absent an overriding
interest, is a reflection of this nation’s fundamental distrust of secret trials and the belief that
“justice must satisfy the appearance of justice.” In re Oliver, 333 U.S. at 268; see Offutt v.
United States, 348 U.S. 11, 14 (1954).
Lilly—12
Because the findings by the trial court are the linchpin of the Waller test,7 we
address that requirement first. The findings must be on the record and specific. See
Waller, 467 U.S. at 48 (requiring that a trial court make findings of fact sufficient to
support the closure). Proper findings will identify the overriding interest and how that
interest would be prejudiced, why the closure was no broader than necessary to protect
that interest, and why no reasonable alternatives to closing the proceeding existed.
Presley, 130 S. Ct. at 725. Generic findings will necessarily invalidate a closure because
the findings must be “specific enough that a reviewing court can determine whether the
closure order was properly entered.” Id. at 725 (citing Press-Enterprise Co., 464 U.S. at
511); Steadman, 2012 WL 716010, at *6.
For example, the Supreme Court has held that a reviewing court cannot “satisfy the
deficiencies in the trial court’s record” by making post hoc assertions inferring an
overriding interest8 and that it is reversible error when the record fails to show that a trial
court considered all reasonable alternatives to closure. Presley, 130 S. Ct. at 725. We
recently held that it was reversible error when a trial court considered “a number of
7
A reviewing court cannot determine whether there was a closure and, if there was,
whether that closure was proper, without findings that sufficiently articulate the circumstances of
the case, a specific overriding interest and a concrete threat to that interest, why the closure was
no broader than necessary to protect that interest, and that the trial court considered all reasonable
alternatives to the closure. See Presley, 130 S. Ct. at 725.
8
Waller, 467 U.S. at 49 n.8 (rejecting the Georgia Supreme Court’s contention that the
trial court balanced the interests at stake when it overruled petitioner’s public-trial claim, but the
record failed to support that assertion).
Lilly—13
alternatives to closure” of voir dire proceedings because the trial court failed to consider
all reasonable alternatives. See Steadman, 2012 WL 716010, at *6.
These exacting record requirements stem from the fact, at least in part, that the trial
court itself may sua sponte close the proceedings, rather than relying on the State or the
defendant to move to close the trial. See, e.g., Presley, 130 S. Ct. at 722 (holding that the
trial court impermissibly closed voir dire to family members because it failed to consider
all reasonable alternatives to that closure); Globe Newspaper Co. v. Superior Court for
Norfolk County, 457 U.S. 596, 598-99 (1982) (acting on its own motion, the trial court
excluded members of the media from criminal trial proceedings); Steadman, 2012 WL
716010, at *1-2 (requiring the trial court to justify its sua sponte closure of voir dire
proceedings); Purvis v. Georgia, 708 S.E.2d 283, 285 (Ga. 2011) (treating the trial court
as the entity that closed the proceedings when it moved the defendant’s trial to a jail and
requiring the trial court to justify that closure).
A. Was Appellant’s trial closed?
Although one state has adopted a bright-line rule and concluded that “[prison]
trials offend due process as being fundamentally unfair because of the inherent potential
for prejudice arising therefrom,” the rule from that case is based on specific facts.9 And
9
See Ohio v. Lane, 397 N.E.2d 1338, 1342-43 (Ohio 1979). In Lane, the defendant was
charged with escaping from prison. Id. at 1339. The defendant elected to be tried by a jury and
intended to argue that his escape was necessitated by duress due to the reprehensible conditions
in the prison. See id. at 1341-42. To prove his defense, the defendant planned to call other
inmates to the stand, but when those inmates were notified that the trial would take place in the
prison where they were incarcerated, they chose not to testify. Id. at 1342.
 Lilly—14
other courts are split on this issue.10 The court of appeals addressed this point when it
held that
[T]he authority to maintain a secure facility is not dispositive of [Appellant’s]
complaint because it does not account for the State’s exercise of this authority.
For example, if the State restricts unit visitors but not courtroom observers, no
violation is shown. Conversely, if the State prevents the media or members of the
public from attending trials, the right to a public trial is implicated. Because the
answer to this question turns on the State’s actions, we cannot conclude, as a
matter of law, that trials at prisons are or are not public trials. Instead, this issue
must be addressed based upon the facts of each case.
Lilly, 337 S.W.3d at 379-80 (citation omitted, footnote omitted). We agree with the court
of appeals that whether a particular defendant’s trial was closed to the public should be
ascertained on a case-by-case basis after considering the totality of the evidence.11
10
See, e.g., Washington v. Jaime, 233 P.3d 554 (Wash. 2010) (convening court in a county
jail is inherently prejudicial); State v. Cavan, 98 P.3d 381 (Or. 2004) (holding court in a prison is
inherently prejudicial); Utah v. Daniels, 40 P.3d 611 (Utah 2002) (concluding, on the facts of the
case, that a trial held in a prison courtroom was not unfair if the inmate-defendant was charged
with aggravated murder while incarcerated); Oregon v. Jackson, 36 P.3d 500 (Or. 2001)
(allowing infringement of a defendant’s right to a public trial under the Oregon Constitution if a
showing of “substantial need” is made, including holding court proceedings in a correctional
facility); Vescuso v. Virginia, 360 S.E.2d 547 (Va. 1987) (holding that once a defendant proves
that his trial is being held within a medium-security prison, the defendant has made a prima facie
case under the Virginia Constitution that his trial was not open to the public); Harper v.
Mississippi, 887 So. 2d 817, 824 (Miss. Ct. App. 2004) (removing trial to state prison violated
the Sixth Amendment when the State offered evidence that the defendants had a history of
violence and escape attempts); Bright v. Alaska, 875 P.2d 100 (Alaska Ct. App. 1994) (declining
to adopt a bright-line rule that convening a criminal trial in a prison is per se prohibited under the
Sixth Amendment).
11
Compare Harper, 887 So. 2d at 826-27 (upholding trial convened in prison because it
was shown that the inmate-defendants were charged with escape and had been habitually
violent), with Jackson, 36 P.3d at 505-06 (holding that defendant’s trial in prison violated the
defendant’s right to a public trial under the State constitution because the prosecution did not
make a substantial showing of need when it put on evidence that it would have been more
convenient to not transport witness-inmates to the county courthouse).
Lilly—15
In the pretrial hearing, the TDCJ publication, Offender Rules and Regulations for
Visitation, was offered into evidence and witnesses were called. The testimony
developed at that hearing showed that the Unit is located approximately 36 miles from the
county seat. To enter the Unit and attend a defendant’s proceedings, a visiting person
must first pass through a “highway gate” to enter the prison-grounds parking area. Once
past the highway gate, to get to the prison-chapel courthouse, a person must then pass
through the “front gate”of the Unit, followed by two fences with razor wire, and a series
of three locked metal doors. At the front gate of the Unit, visitors are subjected to a
physical pat-down search and must walk through a metal detector. Before walking
through the metal detector, people attempting to enter must remove their shoes and belt.
If the metal detector is triggered, then that person will also be frisked with a “wand” (i.e.,
an individual-use metal detector) before he is allowed beyond the gate. In addition to the
practices described, the only people allowed to pass beyond either gate are required to
show a valid state-employee identification card or they must have the on-duty warden’s
approval. Conflicting testimony was given regarding whether a non-state employee not
appearing on an inmate’s visitor list could enter the Unit with the permission of the on-
duty warden. But, regardless of whether an individual attempting to enter the Unit is
ultimately allowed entry, the prison keeps a record of the name and identification number
(e.g., a person’s driver’s license number or TDCJ identification number) of anyone who
attempts to enter the Unit and that identification is checked at each barrier. Also, it was
Lilly—16
the policy of the prison that unaccompanied minors and individuals released from
confinement within the last two years were categorically prohibited from entering the
Unit and that visitors could not bring cell phones or more than twenty dollars into the
Unit. Other policies for excluding visitors could be enforced at the discretion of the
guard stationed at any access point or the on-duty warden. For example, people
attempting to attend could be denied entrance if they wore offensive clothing or sought
admittance for an “improper purpose.” At the conclusion of the pretrial hearing, the State
noted that the docket for the chapel-courtroom was posted at the Jones County
Courthouse a month prior to the pretrial hearing and that the docket reflected that the
hearing would be at the Unit.
The court of appeals held that Appellant’s trial was not closed to the public
because there was no evidence that anyone was “dissuaded from attempting” to attend,
and no one was actually prohibited from attending his trial. Lilly, 337 S.W.3d at 380. We
disagree with this decision. When determining whether a defendant has proved that his
trial was closed to the public, the focus is not on whether the defendant can show that
someone was actually excluded. Rather, a reviewing court must look to the totality of the
evidence and determine whether the trial court fulfilled its obligation “to take every
reasonable measure to accommodate public attendance at criminal trials.” Presley, 130 S.
Ct. at 725.
While the admittance policies at the Unit were not tailored specifically to
Lilly—17
Appellant or any other inmate, they were highly restrictive. And, even though many of
the individual admittance policies in this case would not, standing alone, necessarily
amount to a per se closure, the cumulative effect of the Unit’s policies undermines our
confidence that every reasonable measure was taken to accommodate public attendance at
Appellant’s trial. In sum, we hold that, under the facts of this case, Appellant met his
burden to show that his trial was closed to the public and that the trial court failed “to take
every reasonable measure to accommodate public attendance at criminal trials.” Presley,
130 S. Ct. at 725.
B. Who closed the proceedings?
Often a defendant’s trial, or a portion thereof, is closed when a “party seek[s] to
close” the trial,12 the court grants that motion, and it then takes affirmative action to
exclude the public or specific individuals from attending the proceedings. See e.g.,
Waller, 467 U.S. at 48 (prosecution moved to close trial proceedings to protect sensitive
wiretap information); Richmond Newspapers, Inc., 448 U.S. at 559-60 (defendant
requested that the proceedings be closed to the public); Gannett Co., 443 U.S. at 375-76
(defendant asked for members of the media to be excluded from his trial due to pretrial
publicity). In other cases, the trial court takes action on its own motion, and members of
the public are excluded from the courtroom. Presley, 130 S. Ct. at 725 (trial court
excluded family member of defendant from voir dire); Globe Newspaper Co., 457 U.S. at
12
Waller, 467 U.S. at 48.
Lilly—18
598-99 (trial court excluded members of the media); Steadman, 2012 WL 716010, at *1-2
(trial court excluded family member of the defendant from voir dire).
Here, the district court convened Appellant’s trial proceedings at the chapel-
courtroom on its own motion pursuant to Section 24.012(e) of the Texas Government
Code. Neither Appellant nor the prosecution asked to move the trial to the Unit.
Although the trial court did not institute or control the admittance policies at the prison,
the trial court is the entity that chose to convene the trial at the Unit.
We think that this situation is analogous to Purvis, in which the Georgia Supreme
Court stated,
While the trial court may not have deliberately intended that members of the
public be prevented from attending the trial, it was the trial court that
deliberately decided to hold appellant’s trial in the county jail courtroom.
By doing so, the trial court totally relinquished to jail officials the authority
to control the public’s access to the courtroom.
Purvis, 708 S.E.2d at 285. Moreover, we are mindful of the Supreme Court’s statements
that trial courts “are obligated to take every reasonable measure to accommodate public
attendance at criminal trials” and that “[t]he public has a right to be present whether or
not any party has asserted the right.” Presley, 130 S. Ct. at 724-25. Thus, we hold that
the trial court closed Appellant’s trial to the public when it moved his trial to the Unit.
And because the trial court was the “party” that closed the proceedings to the public, the
trial court had the burden to justify that closure. Having held that Appellant satisfied his
burden to show that his trial was closed to the public and that the trial court was
Lilly—19
responsible for that closure, we now turn to whether that closure was justified under the
Waller test. See Waller, 467 U.S. at 48.
C. Was the closure justified?
In this case, the trial court held a pretrial hearing on Appellant’s motion to transfer
the proceedings during which witnesses were called and evidence was entered into the
record. However, the trial court never made findings of fact to support its closure.
Rather, at the conclusion of the hearing, the trial court summarily overruled all eleven
motions (including Appellant’s):
All right. Thank you all for marshaling your evidence here today. I am
going to rule at this time. The Court’s ruling in regards to each one of these
cases that have been called here today on - - in regards to the Motion to
Transfer Proceeding to the Public Courthouse, that motion is denied.
As a reviewing court, we do not know why the trial court overruled all eleven
motions. And although this Court often upholds the ruling of a trial court if it is correct
under any theory of the law,13 that is not the rule under a Sixth Amendment public-trial
analysis. See Waller, 467 U.S. at 45 (citing Press Enterprise Co., 464 U.S. at 510).
Although there is sufficient evidence to determine that Appellant’s trial was closed to the
public, the pretrial hearing and the ruling of the trial court do not constitute the findings
13
See e.g., Devoe v. State, 354 S.W.3d 457, 469 (Tex. Crim. App. 2011) (reviewing courts
should uphold the evidentiary ruling of a trial court “even if the trial judge gave the wrong reason
for his correct ruling”); State v. Weaver, 349 S.W.3d 521, 525 (Tex. Crim. App. 2011) (ruling of
trial court at a suppression hearing should be upheld if the record reasonably supports it and the
ruling is correct under any theory of law); Mahaffey v. State, 316 S.W.3d 633, 637 (Tex. Crim.
App. 2010) (ruling of trial court should be upheld if correct under any theory of the law).
Lilly—20
of facts necessary to justify closing Appellant’s trial. See Presley, 130 S. Ct. at 725
(requiring findings of fact “specific enough that a reviewing court can determine whether
the closure . . . was proper[] . . . ”). We hold that because the trial court failed to make
findings of fact that justified closing Appellant’s trial, the closure was improper and, as a
result, Appellant’s Sixth Amendment right to a public trial was violated. See id.; Waller,
467 U.S. at 45.
C ONCLUSION
Appellant satisfied his burden to show that his trial was not open to the public, and
the trial court failed to justify that closure when it did not make findings of fact. Because
we hold that the closure of Appellant’s proceedings was improper, we reverse the
judgments of the court of appeals and the trial court, and we remand this case to the trial
court for a new trial to be carried out in accordance with this opinion.
Hervey, J.
Delivered: April 18, 2012
Publish