Pete, Ex Parte Andrew , 2017 Tex. Crim. App. LEXIS 432 ( 2017 )


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  •           IN THE COURT OF CRIMINAL APPEALS
    OF TEXAS
    NOS. PD-0771-16, PD-0772-16 & PD-0773-16
    EX PARTE ANDREW PETE, Appellant
    ON STATE’S PETITION FOR DISCRETIONARY REVIEW
    FROM THE FIFTH COURT OF APPEALS
    DALLAS COUNTY
    Y EARY, J., delivered the opinion of the Court in which K ELLER, P.J., and
    H ERVEY, A LCALA , R ICHARDSON, N EWELL and K EEL, JJ., joined. K EASLER, J.,
    concurred in the result. W ALKER, J., dissented.
    OPINION
    This case involves an appeal from a district court judge’s denial of relief in a pre-trial
    application for writ of habeas corpus. Appellant was under indictment for three charges of
    aggravated sexual assault of a child, and, in a consolidated trial, a jury had found him guilty
    of those offenses. Having elected to go to the jury for punishment, Appellant chose to testify
    at that stage of trial. When he stood to approach the witness stand, it became apparent to the
    jury that he was shackled. Appellant asked for a mistrial, and the trial court took that request
    under advisement, meanwhile allowing the punishment proceedings to continue. After
    Appellant had testified on direct-examination, and following brief cross-examination by the
    Pete — 2
    State, the trial court interrupted the proceedings to announce that it had decided to grant a
    mistrial—but only as to the punishment phase of trial. Before the trial court was able to
    empanel a new jury to assess punishment, however, Appellant filed a combined application
    for writ of habeas corpus and motion to reinstate his pre-trial bond. He argued that, by
    granting a mistrial, the trial court had necessarily restored the cases to their pre-trial status,
    and that he should therefore be released on bond pending trial. The trial court denied both
    the writ application and the motion.
    On appeal from denial of the writ application, the court of appeals sustained
    Appellant’s claim. In an unpublished opinion, it reversed the order denying habeas corpus
    relief and remanded the cases to the trial court for further proceedings—presumably to retry
    them from scratch, including a new guilt phase of trial. The court of appeals reasoned that,
    “[w]hen a mistrial is declared, the proceedings before the granting of the mistrial become
    legally ineffective, and the case stands as it did before the mistrial was declared.” Ex parte
    Pete, Nos. 05-15-01521-CR, 05-01522-CR, & 05-15-01523-CR, 
    2016 WL 3344224
    , at *2
    (Tex. App.—Dallas 2016) (memo. op., not designated for publication). For this proposition,
    the court of appeals ultimately relied upon this Court’s opinion in Bullard v. State, 168 Tex.
    Crim. R. 627, 
    331 S.W.2d 222
    , 223 (1960), a case that was decided at a time before criminal
    prosecutions in Texas were bifurcated.1 
    Id. We granted
    the State’s petition for discretionary
    1
    Although there is no constitutional right to have a jury assess punishment, Texas is one of
    the few states that confer a right to jury punishment, by statute. Barrow v. State, 
    207 S.W.3d 377
    ,
    380 (Tex. Crim. App. 2006). Prior to the 1965 Code of Criminal Procedure, in a not-guilty plea in
    a felony case, the jury assessed both guilt and punishment in a unitary proceeding. Barfield v. State,
    Pete — 3
    review to address the question whether, under our present bifurcated system, when
    irremediable error or misconduct occurs during a jury trial, but not until the punishment
    phase, trial courts should have the authority to grant a mistrial as to the punishment phase of
    trial only.
    BACKGROUND
    Trial was consolidated on three indictments, charging Appellant with aggravated
    sexual assault on three different dates against the same victim. A jury found Appellant guilty
    on all three charges. Apparently, Appellant attempted to elect to have the jury assess his
    punishment.2 At the conclusion of the State’s case-in-chief at the punishment
    
    63 S.W.3d 446
    , 449 (Tex. Crim. App. 2001). The innovation of bifurcation “was obviously designed
    to take the blindfolds off . . . when it came to assessing punishment.” Brumfield v. State, 
    445 S.W.2d 732
    , 738 (Tex. Crim. App. 1969) (plurality opinion on reh’g). It is “true” that, at the time that
    bifurcation was enacted,“where the jury [was] selected to assess punishment and fails to agree on
    penalty, a mistrial shall be declared as to the entire case.” 
    Id. at 740.
    But the statute that so dictated
    has since been amended to provide that, when a jury hangs on the issue of punishment, “a mistrial
    shall be declared only in the punishment phase of the trial[.]” TEX . CODE CRIM . PROC. art. 37.07 §
    (3)(c). There is no comparable provision in the Code that provides for a mistrial as to punishment
    only when some irremediable defect occurs during the punishment phase of the bifurcated trial.
    2
    We say “apparently” because, after the jury found Appellant guilty, the trial court conducted
    the punishment proceeding before the jury. But we cannot find in the clerk’s record a written election
    of jury assessment of punishment, as required by Article 37.07, Section 2(b)(2). TEX . CODE CRIM .
    PROC. art. 37.07 § 2(b)(2). We do find a sworn motion in the clerk’s record requesting that the jury
    impose community supervision. TEX . CODE CRIM . PROC. art. 42.12 § 4(d)(3) & 4(e). That can also
    be a sufficient way to invoke a defendant’s statutory right to jury assessment of punishment, since
    punishment must also be assessed by the jury when the defendant has “filed his sworn motion for
    [jury-assessed] community supervision before the trial began[.]” TEX . CODE CRIM . PROC. art. 37.07
    § 2(b)(1). See Bullard v. State, 
    548 S.W.2d 13
    , 18 (Tex. Crim. App. 1977) (“[I]n non-capital cases
    if the defendant files a motion requesting the jury to give him probation or if he elects in writing as
    provided by statute to have the jury pass on the issue of punishment, then a jury will determine the
    penalty to be assessed.”). Unfortunately, the record seems to indicate that the motion for community
    supervision was not properly sworn to at the time it was filed, as required by Article 37.07, Section
    Pete — 4
    phase, Appellant presented several witnesses, and then rose to take the stand to testify in his
    own behalf:
    THE COURT: Okay, Mr. Pete, come on up here to the witness stand.
    THE DEFENDANT: (Complies.)
    [PROSECUTOR]: Judge?
    [DEFENSE COUNSEL]: Judge, I forgot that --
    THE COURT: Okay. Just -- you can testify from right here.
    [DEFENSE COUNSEL]: Can we instruct the jury to disregard that, I
    guess?
    [PROSECUTOR]: Can we ask that the jury please step out for a few
    minutes?
    THE COURT: Yes.
    THE BAILIFF: All rise.
    (Jury exits courtroom; 2:37 p.m.)
    All parties then retired to chambers for an off-the-record discussion. At 3:35 p.m.—almost
    an hour later—the parties returned to the courtroom and, outside the jury’s presence,
    Appellant’s counsel announced that, “at this time, we have no choice but to move for a
    2(b)(1). A hand-written notation appears at the top of the motion that indicates it was “[f]iled in open
    court” on a date before trial began, which would have made its filing timely. This notation appears
    to have been signed by the judge of the trial court. But the date of the clerk’s file stamp at the bottom
    of the motion is the day after the punishment phase of trial occurred. Moreover, the jurat indicates
    that Appellant did not swear to the motion until the same date as the clerk’s file stamp—the day after
    the punishment phase. Thus, though the motion was timely filed, it was not yet properly sworn at the
    time of its filing.
    Pete — 5
    mistrial[.]” After further discussion on the record, during which it was revealed that the jury
    had witnessed Appellant in shackles, the trial court announced that it would take the motion
    for mistrial under advisement in order to “think about it.” 3
    The jury returned, and Appellant testified on direct examination. Shortly after defense
    counsel passed Appellant to the State for cross-examination, the trial court interrupted the
    testimony, declaring that “we need to take a short break.” After another recess that lasted
    forty-nine minutes, the parties reconvened in the courtroom, in the jury’s absence, and the
    trial court announced for the record:
    THE COURT: . . . The Defense has made a motion for mistrial with
    regard to the punishment phase of this trial. I’m going to grant that motion for
    mistrial with regard to the punishment phase.
    The jury was discharged without ever having retired to deliberate punishment. On the same
    day, the trial court also signed a written order granting the mistrial. The written order makes
    no mention of the scope of the mistrial.
    When the trial court reset the cause for a new punishment phase, Appellant filed his
    combined application for writ of habeas corpus and motion for reinstatement of pre-trial
    bond. He argued that the trial court “lacked authority to order a mistrial as to punishment
    only” and that the trial court was therefore required to reinstate Appellant’s bond. After
    hearing arguments, the trial court, with a different judge presiding, denied the combined
    pleading. Citing State v. Stewart, 
    282 S.W.3d 729
    (Tex. App.—Austin 2009, no pet.), the
    3
    From the prosecutor’s remarks during this colloquy, we gather that Appellant was not
    placed in shackles until after the jury had found him guilty of the offenses.
    Pete — 6
    trial court announced that it had the authority to grant a mistrial as to punishment only by
    virtue of Rule 21.9 of the Texas Rules of Appellate Procedure, which requires a trial court
    to limit its grant of a new trial (as opposed to a mistrial) to a new punishment phase when the
    only meritorious ground for new trial it finds is one that impacted only the assessment of
    punishment.4 The trial court certified that Appellant was entitled to appeal from its order
    denying habeas corpus relief,5 and Appellant filed a notice of appeal.
    On appeal, the State argued that there is nothing in the Code of Criminal Procedure
    or the case law of Texas that would prohibit a trial court from granting a mistrial only as to
    the punishment phase of trial in any case in which irremediable error occurs only during that
    phase. Under the law as it currently stands, appellate courts are required to award new trials
    only as to punishment when they find that error occurred only during the punishment phase
    of trial. T EX. C ODE C RIM. P ROC. art. 44.29(b). Trial courts that find meritorious grounds for
    a new trial, but only with respect to the punishment phase of trial, are likewise required to
    4
    See TEX . R. APP . P. 21.9(a) & (c) (“[A] court must grant only a new trial on punishment
    when it has found a ground that affected only the assessment of punishment. * * * Granting a new
    trial on punishment restores the case to its position after the defendant was found guilty.”); see also
    TEX . R. APP . P. 21.1(b) (“New trial on punishment means a new hearing of the punishment stage of
    a criminal action after the trial court has, on the defendant’s motion, set aside an assessment of
    punishment without setting aside a finding or verdict of guilt.”). The court of appeals in Stewart did
    not purport to hold that a trial court had authority to grant a limited mistrial.
    5
    Twice during the habeas proceedings, the trial court also expressed the view that “the
    defense would be estopped from arguing that they should get a new trial because they’re the ones
    that asked for the mistrial in the first place[.]” Later the trial court elaborated: “I also feel like since
    you asked for it, you should be estopped from complaining about it at this proceeding. Now I think
    you will probably answer with that you would want to go all the way back to the not guilty portion,
    but I didn’t read the motion for a mistrial that way and I don’t believe the Court did either.” The trial
    court nevertheless signed the certification of appeal.
    Pete — 7
    grant a new trial only as to the punishment phase. T EX. R. A PP. P. 21.9(a) & (c). While there
    is no comparable provision in the Code of Criminal Procedure or the Rules of Appellate
    Procedure governing mistrials based solely upon punishment phase mishaps, the State argues,
    we should nonetheless regard it as within a trial court’s inherent authority to grant such a
    limited mistrial in the absence of any contradictory statute or rule.
    The court of appeals rejected this view. Finding no provision comparable to Article
    44.29(b) or Rule 21.9(a) and (c) that would regulate the scope of a mistrial for error
    occurring only during the punishment phase of trial, the court of appeals held that the trial
    court lacked the authority to grant such limited relief. Instead, when a trial court grants a
    mistrial, the court of appeals held, all of the prior proceedings “become legally ineffective,
    and the case stands as it did before the mistrial was declared.” Pete, 
    2016 WL 3344224
    , at
    *2. For this proposition, the court of appeals primarily relied upon Bullard.6 
    Id. It also
    cited
    Hight v. State, 
    907 S.W.2d 845
    , 846-47 (Tex. Crim. App. 1995), a case from this Court that
    preceded the advent of present-day Rule 21.9. Pete, 
    2016 WL 3344224
    , at *1. In Hight, we
    held that trial courts lacked authority to grant motions for new trial as to punishment only
    6
    Bullard, in turn, cited Jones v. State, 3 Tex. App. 575, 580 (1878), an opinion of the Texas
    Court of Appeals. Both Bullard and Jones simply declared that, after a mistrial, the case “stands as
    it did before the mistrial.” Bullard, 168 Tex. Crim. R. at 
    629, 331 S.W.2d at 223
    ; Jones, at 580. Of
    course, under a unitary trial system, that necessarily meant returning the whole proceeding to square
    one. In a bifurcated proceeding, by contrast, granting a mistrial only as to the punishment phase for
    error that only affects that phase, while leaving the guilty verdict intact, likewise places the case in
    the same posture as “before the mistrial.” There is no inherent reason to declare that all of the prior
    proceedings are rendered “legally ineffective,” as the court of appeals did here. Were it otherwise,
    both Article 44.29(b) and Rule 21.9(a) & (c), providing for new punishment proceedings only, would
    be untenable.
    Pete — 8
    because Article 44.29(b) only authorized appellate courts to grant new punishment hearings,
    not trial courts.7 The court of appeals also cited an earlier intermediate appellate court
    opinion, State v. Bounhiza, 
    294 S.W.3d 780
    , 786 (Tex. App.—Austin 2009, no pet.), which
    continued to apply Bullard’s broad conception of mistrial—even after criminal trials in Texas
    became bifurcated—to hold that a trial court lacks authority to grant a mistrial as to
    punishment alone. Pete, 
    2016 WL 3344224
    , at *1. We granted the State’s petition for
    discretionary review in order to decide whether a trial court may grant a mistrial limited to
    conducting a new punishment phase of trial.
    ANALYSIS
    There is little to be found in the Code of Criminal Procedure that directly regulates
    the usage of mistrials in criminal cases in Texas.8 Black’s gives two definitions of “mistrial”:
    “1. A trial that the judge brings to an end, without a determination on the merits, because of
    a procedural error or serious misconduct occurring during the proceedings. 2. A trial that
    ends inconclusively because the jury cannot agree on a verdict.” B LACK’S L AW D ICTIONARY
    1154 (10th ed. 2014). In a number of articles, the Code of Criminal Procedure addresses
    7
    After Rule 21.9 was amended in 2007 to expressly require trial courts to grant new trials
    only as to punishment when appropriate, this Court recognized that Hight no longer controlled.
    “While we have previously held that a trial court may not grant a new trial solely on the issue of
    punishment, the reasoning for that rule no longer stands, and a trial court may indeed grant a new
    trial on punishment.” State v. Davis, 
    349 S.W.3d 535
    , 537 (Tex. Crim. App. 2011).
    8
    It is clear enough from the Code, however, that the Legislature contemplated that mistrials
    would sometimes occur. This is evidenced by Article 33.06, which provides for the disposition of
    a defendant’s surety bond in the event that a felony prosecution should result in a mistrial. TEX .
    CODE CRIM . PROC. art. 33.06.
    Pete — 9
    mistrials that fit within the latter definition, caused by a hung jury.9 But in treating mistrials
    of the former variety, the Code gives little concrete guidance, and appellate courts have
    found themselves “obliged to resort to analogy.” Rodriguez v. State, 
    852 S.W.2d 516
    , 518
    (Tex. Crim. App. 1993). In Rodriguez itself, we had no specific code provision to consult
    when we held that a trial court retained the authority, once having granted a mistrial, to
    rescind that grant “so long as that remains a viable option under the circumstances.” 
    Id. at 520.
    Our manifest improvisation in Rodriguez suggests a recognition that mistrial practice
    in criminal cases in Texas is flexible and, by default, largely a creature of the common law,
    subject to regulation by judicial decision. See T EX. C ODE C RIM. P ROC. art. 1.27 (“If this Code
    fails to provide a rule of procedure in any particular state of case which may arise, the rules
    of the common law shall be applied and govern.”).
    That being so, there is no compelling reason to wait for regulatory authority in order
    to say what the appropriate scope of a mistrial ruling should be. So long as it makes sense for
    us to conclude that a mistrial for “procedural error or serious misconduct” affecting only the
    punishment phase of trial should only require a new punishment phase, and there is no
    statutory or regulatory impediment to our so holding, we are not constrained by the lack of
    an express provision in the Code of Criminal Procedure or the Rules of Appellate Procedure.
    We are free to recognize that cases such as Bullard and Bounhiza, holding that a mistrial
    necessarily wipes the entire slate clean, including the guilty verdict, are anachronistic—the
    9
    I.e., TEX . CODE CRIM . PROC. art. 36.31; art. 37.07, §§ 2(a) & 3(c); art. 37.11; art. 45.035.
    Pete — 10
    product of our former unitary procedure in which a jury assessed guilt and punishment during
    the same phase of trial. We are not presently bound by those holdings. We think the State’s
    methodology is the correct one to take under our current bifurcated scheme—to ask whether
    anything in the Code or the Rules would somehow prohibit a trial court from granting a
    mistrial limited to a new punishment phase of trial under appropriate circumstances.
    We agree with the State that, in the abstract, it certainly makes sense to limit the scope
    of such a mistrial—for the same reason it makes sense to limit the scope of a grant of new
    trial based on punishment error alone, as required by Rule 21.9(a) and (c), or to limit the
    scope of appellate relief when the court of appeals perceives error affecting the punishment
    phase alone, as required by Article 44.29(b). If some error or misconduct occurring during
    the punishment phase of trial could have had no conceivable effect on the legitimacy of the
    jury’s verdict with respect to a defendant’s guilt, there is no compelling reason to repeat the
    guilt phase of trial. It would only serve to grant the defendant a gratuitous second chance at
    an acquittal. The only question is whether there exists any statutory or regulatory provision
    that would impede our holding as a matter of case law that such a limited mistrial is, not only
    desirable, but, in fact, permissible.
    We do perceive one such impediment: a defendant’s statutory right to have “the same”
    jury assess punishment as the one that assessed his guilt. See State v. Doyle, 
    140 S.W.3d 890
    ,
    895 & n.4 (Tex. App.—Corpus Christi 2004, pet. ref’d) (recognizing that granting mistrial
    as to punishment only would constitute an “infringement” that would be “unfavorable” to a
    Pete — 11
    defendant’s right to “the same” jury under Article 37.07, Section 2(b)). Under Section 2(b)
    of Article 37.07 of the Code of Criminal Procedure, a defendant may elect to have a jury
    assess his punishment. T EX. C ODE C RIM. P ROC. art. 37.07 § 2(b). The default under this
    provision is judge-assessed punishment, but a defendant may obtain jury punishment, at his
    option, “where [he] so elects in writing before the commencement of the voir dire
    examination of the jury panel,” or timely files a sworn motion for jury-assessed community
    supervision. 
    Id. Moreover, when
    he properly invokes this statutory right to jury-assessed
    punishment, “the punishment shall be assessed by the same jury, except as provided in
    Section 3(c) of this article [Article 37.07] and in Article 44.29.” 
    Id. (emphasis added).
    A
    defendant who has followed the procedural steps necessary to trigger his statutory right to
    jury assessment of punishment has the statutory right to have that punishment assessed by
    “the same” jury as the one that found him guilty. Section 2(b) of Article 37.07 admits of
    two—and only two—specifically delineated exceptions. While a mistrial based on a hung
    jury is one of those exceptions,10 a mistrial of Black’s Law Dictionary’s other
    10
    Section 3(c) of Article 37.07 reads:
    (c) If the jury finds the defendant guilty and the matter of punishment is
    referred to the jury, the verdict shall not be complete until a jury verdict has been
    rendered as to both the guilt or innocence of the defendant and the amount of
    punishment. In the event the jury shall fail to agree on the issue of punishment, a
    mistrial shall be declared only in the punishment phase of the trial, the jury shall be
    discharged, and no jeopardy shall attach. The court shall impanel another jury as
    soon as practicable to determine the issue of punishment.
    TEX . CODE CRIM . PROC. art. 37.07 § 3(c) (emphasis added). The other delineated exception is Article
    44.29, Subsection (b) of which provides for a new punishment proceeding in front of a different jury
    Pete — 12
    variety—irremediable error or misconduct occurring during the punishment phase—is not.11
    Granting a mistrial only as to the punishment phase of trial under these circumstances could
    very well violate a defendant’s statutorily conferred right to have “the same” jury assess his
    punishment as previously found him guilty.
    We do not believe, however, that this statutory right invariably presents an
    insurmountable obstacle to granting a mistrial as to punishment only in every conceivable
    case in which such a limited mistrial might otherwise be appropriate. The statutory right to
    assessment of punishment by “the same” jury is far from an indispensable feature of the
    criminal justice system. See Marin v. State, 
    851 S.W.2d 275
    , 280 (Tex. Crim. App. 1993)
    (describing “absolute requirements and prohibitions,” which “are to be observed even
    without partisan request[,]” and which may be raised for the first time on appeal). Indeed, it
    is not even in the nature of a waiver-only right, which must be recognized and affirmatively
    upon appellate reversal for trial error that occurs only at the punishment phase. TEX . CODE CRIM .
    PROC. art. 44.29(b).
    11
    This would seem to be the quintessential context for applying the statutory construction
    aide expressio unius est exclusio alterius. This “maxim operates only when a comprehensive
    treatment of the subject matter is intended or when addressing an exception to a general rule.” Ex
    parte Campbell, 
    267 S.W.3d 916
    , 923 (Tex. Crim. App. 2008). Section 2(b) of Article 37.07
    provides such a general rule: that, upon proper invocation of his right to jury-assessed punishment,
    a defendant “shall” enjoy the benefit of “the same” jury to assess punishment as assessed his guilt.
    TEX . CODE CRIM . PROC. art. 37.07, § 2(b). It also provides two definite exceptions, and no others:
    (1) when there is a hung jury, under Section 3(c) of Article 37.07; and (2) when an appellate court
    finds error affecting the punishment phase only, under Article 44.29(b). 
    Id. Section 2(b)
    of Article
    37.07 clearly contemplates that, in any other scenario (including a non-hung-jury-mistrial), a
    defendant must still enjoy his right to “the same” jury. We think that in the context of this statutory
    scheme, “it is fair to suppose that [the Legislature] considered the unnamed possibility and meant
    to say no to it.” State v. Hill, 
    499 S.W.3d 853
    , 866 n.29 (Tex. Crim. App. 2016) (quoting Chase v.
    State, 
    448 S.W.3d 6
    , 14 (Tex. Crim. App. 2014).
    Pete — 13
    relinquished before it can be lost. 
    Id. (a defendant
    does not waive such a right until he “says
    so plainly, freely, and intelligently, sometimes in writing and always on the record”). Rather,
    it is a right that is wholly subject to forfeiture, since it is lost by mere inaction. 
    Id. at 279
    (“forfeiture” is the loss of a right or claim by failing to insist on its implementation by request
    or objection). A defendant who has failed to properly invoke his right to jury sentencing in
    the first place, in the manner required by Section 2(b) of Article 37.07, may not later insist
    that he was deprived of his right to have the “same jury” assess punishment as assessed
    guilt.12
    Moreover, there is no imaginable reason that the principle of invited error/estoppel
    should not also apply, where appropriate, to prevent a defendant—even a defendant who has
    followed the proper procedure to invoke his right to jury-assessed punishment—from later
    insisting that “the same” jury that found him guilty must also assess his punishment. A
    defendant who positively asks the trial court to grant a mistrial that is limited to the
    punishment phase may not be heard later to complain, after the trial court grants his request,
    that the limited mistrial compromised his right to have “the same” jury resolve both phases
    of his trial. See Prystash v. State, 
    3 S.W.3d 522
    , 531 (Tex. Crim. App. 1999) (a party may
    not affirmatively seek some action in the trial court and then complain on appeal when the
    trial court complies with his request). That seems to be what happened here.
    12
    And indeed, Appellant appears to have failed to timely invoke his right to have the “same
    jury” assess punishment in this case, given that his motion for community supervision was not sworn
    to “before the trial began,” as required by Article 37.07, Section 2(b)(1). TEX . CODE CRIM . PROC.
    art. 37.07 § 2(b)(1). See note 2, ante.
    Pete — 14
    At the point at which Appellant first requested a mistrial on the record, after an
    extended recess and an off-the-record discussion in chambers, he did not specify what he
    thought the appropriate scope of the mistrial should be. He did not expressly ask that the case
    be put back in a pre-guilt-phase posture. Of course, neither did Appellant affirmatively ask
    the trial court to grant a mistrial solely as to punishment. The mere failure to designate the
    scope of his requested mistrial cannot support a conclusion of invited error. See Trejo v.
    State, 
    280 S.W.3d 258
    , 260 (Tex. Crim. App. 2009) (a court may not infer invited error from
    a record that is simply silent with respect to whether the appellant requested the trial court
    to take the action he later complained about on appeal).
    Later, however, after the trial court took the matter under advisement, and after
    another extensive break—during which any discussion of the scope of the mistrial that may
    have occurred was not memorialized on the record—the trial court made a pronouncement
    on the record with respect to the scope of the mistrial Appellant was requesting: “The
    Defense has made a motion for mistrial with regard to the punishment phase of this trial. I’m
    going to grant that motion for mistrial with regard to the punishment phase.” Appellant did
    not speak up at this point to contradict the trial court’s apparent assertion that Appellant
    himself had asked (perhaps at some point during off-the-record discussions) for a mistrial
    only to the extent of a new punishment phase. For all the record reveals, Appellant was
    content with the accuracy of the trial court’s characterization.13
    13
    Cf. Loredo v. State, 
    159 S.W.3d 920
    , 923-24 (Tex. Crim. App. 2004) (appellant failed to
    preserve error when the trial court explicitly made its ruling based upon a faulty memory of the voir
    Pete — 15
    We have said that issues of procedural default are “systemic,” by which we mean that
    an appellate court is not at liberty to reverse a case on the basis of a claim of trial error
    without first addressing any issue of preservation of error that may suggest itself from the
    record. Gipson v. State, 
    383 S.W.3d 152
    , 159 (Tex. Crim. App. 2012). We have also said that
    “[t]he law of invited error provides that a party cannot take advantage of an error that it
    invited or caused, even if such error is fundamental.” Woodall v. State, 
    336 S.W.3d 634
    , 644
    (Tex. Crim. App. 2011). When it appears that an intermediate appellate court may have
    reversed a conviction without addressing an issue of procedural default, we may address the
    issue for the first time ourselves, on discretionary review. See, e.g., Reynolds v. State, 
    423 S.W.3d 377
    , 383 (Tex. Crim. App. 2014); Ford v. State, 
    305 S.W.3d 530
    , 532-33 (Tex. Crim.
    App. 2009); Mays v. State, 
    285 S.W.3d 884
    , 889 (Tex. Crim. App. 2009); Haley v. State, 
    173 S.W.3d 510
    , 515 (Tex. Crim. App. 2005). Because the record reflects without contradiction
    that Appellant in fact invited the trial court to conduct a fresh punishment hearing before a
    different jury, he should not be heard to complain about it in subsequent habeas corpus
    proceedings or on appeal.14
    CONCLUSION
    We reverse the judgment of the court of appeals and remand the cause to the trial
    dire proceedings, but appellant’s counsel took no action to call the trial court’s attention to its
    mistake). Here, if the trial court mis-characterized the scope of Appellant’s requested mistrial,
    Appellant did nothing to make the record speak the truth.
    14
    It also seems clear that Appellant failed to timely invoke his right to have the “same jury”
    assess punishment in the first place. See notes 2 & 12, ante.
    Pete — 16
    court for further proceedings consistent with this opinion.
    DELIVERED:           April 26, 2017
    PUBLISH
    

Document Info

Docket Number: NO. PD-0771-16, PD-0772-16 & PD-0773-16

Citation Numbers: 517 S.W.3d 825, 2017 WL 1536183, 2017 Tex. Crim. App. LEXIS 432

Judges: Yeary, Keller, Hervey, Alcala, Richardson, Newell, Keel, Keasler, Walker

Filed Date: 4/26/2017

Precedential Status: Precedential

Modified Date: 10/19/2024

Authorities (18)

Woodall v. State , 2011 Tex. Crim. App. LEXIS 285 ( 2011 )

Mays v. State , 285 S.W.3d 884 ( 2009 )

Bullard v. State , 168 Tex. Crim. 627 ( 1960 )

Marin v. State , 1993 Tex. Crim. App. LEXIS 57 ( 1993 )

Rodriguez v. State , 1993 Tex. Crim. App. LEXIS 89 ( 1993 )

State v. Doyle , 2004 Tex. App. LEXIS 6630 ( 2004 )

State v. Davis , 2011 Tex. Crim. App. LEXIS 1341 ( 2011 )

Barfield v. State , 2001 Tex. Crim. App. LEXIS 132 ( 2001 )

Brumfield v. State , 1969 Tex. Crim. App. LEXIS 1151 ( 1969 )

Haley v. State , 2005 Tex. Crim. App. LEXIS 1621 ( 2005 )

Ford v. State , 2009 Tex. Crim. App. LEXIS 1440 ( 2009 )

State v. Hight , 1995 Tex. Crim. App. LEXIS 98 ( 1995 )

State v. Bounhiza , 2009 Tex. App. LEXIS 6529 ( 2009 )

Ex Parte Campbell , 2008 Tex. Crim. App. LEXIS 1305 ( 2008 )

Loredo v. State , 2004 Tex. Crim. App. LEXIS 635 ( 2004 )

Prystash v. State , 1999 Tex. Crim. App. LEXIS 97 ( 1999 )

Bullard v. State , 1977 Tex. Crim. App. LEXIS 959 ( 1977 )

State v. Stewart , 2009 Tex. App. LEXIS 2597 ( 2009 )

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