State v. Hon. John Creuzot, Presiding Judge, Criminal District Court No. 4 ( 2011 )


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  •           IN THE COURT OF CRIMINAL APPEALS
    OF TEXAS
    NOS. AP-76,594 & AP-76,595
    STATE OF TEXAS EX REL. CRAIG WATKINS, Relator
    v.
    THE HONORABLE JOHN CREUZOT, Respondent
    ON MOTION FOR LEAVE TO FILE PETITION FOR WRITS OF
    PROHIBITION AND MANDAMUS FROM CAUSE NO. F81-01988-FK
    IN THE CRIMINAL DISTRICT COURT NO. 4
    DALLAS COUNTY
    C OCHRAN, J., delivered the opinion of the Court in which K ELLER, P.J., and
    W OMACK, J OHNSON and A LCALA, JJ., joined. K EASLER, J., filed a concurring
    opinion in which M EYERS and H ERVEY, JJ., joined. P RICE, J., filed a dissenting
    opinion.
    OPINION
    The State of Texas, acting through Craig Watkins, the elected District Attorney of
    Dallas County, filed a petition for a writ of mandamus and prohibition to require the trial
    judge in this pending retrial of a capital murder to vacate his order precluding the State from
    seeking the death penalty. Jonathan Bruce Reed, the defendant and real party in interest,
    State of Texas Ex Rel. Craig Watkins Page 2
    filed a “Motion to Preclude the Death Penalty Because the Delay Caused by the State’s
    Misconduct has Made a Constitutionally Adequate Sentencing Investigation Impossible.”
    After several evidentiary hearings, the trial judge–the Respondent–granted that motion.
    Because we conclude that the trial judge does not have the legal authority to preclude the
    State from seeking the statutorily authorized punishment of death set out in Article 37.071 1
    under these circumstances, we conditionally grant mandamus relief.
    I.
    A.     The Trial
    1.     Facts
    In 1979, a jury convicted Reed of capital murder by intentionally killing Wanda Wadle
    during a robbery or aggravated rape. The trial judge sentenced him to death, but then granted
    Reed’s motion for new trial without explanation. A second jury convicted him of capital
    murder in 1983, and once again he was sentenced to death.
    The evidence from that second trial2 showed that Wanda Wadle shared a Dallas
    apartment with her sister and a friend, Kimberly Pursley. All three were flight attendants for
    Braniff. On November 1, 1978, Kimberly came home from a lunch with her father and
    noticed Wanda’s suitcase near the front door and her purse lying on the sofa with its contents
    scattered about. She concluded that Wanda had returned home sooner than expected from
    1
    TEX . CODE CRIM . PROC. art. 37.071, § 2(a)(1); TEX . PENAL CODE § 12.31.
    2
    These facts are taken from this Court’s opinion on direct appeal. Reed v. State, No.
    69,292 (Tex. Crim. App. March 29, 1995) (not designated for publication).
    State of Texas Ex Rel. Craig Watkins Page 3
    her last flight. Kimberly then heard a male voice coming from behind a closed bedroom
    door: “Don’t come in here. Stay out there.” Thinking that the man was a friend of Wanda’s,
    she said, “Don’t worry, I won’t come in.”
    Soon Reed opened the bedroom door. Kimberly saw him leaning through the
    doorway with one hand on the molding and snapping a knife sheath closed with the other.
    He said, “I’m with maintenance; I came to check and change the air conditioner filters,” and
    he pointed toward the bedroom ceiling. Kimberly looked into the bedroom and saw Wanda’s
    nude body protruding spread-eagle from beneath the bed. As she turned toward Reed, he
    grabbed her by the throat with both hands and threw her to the living room floor on her
    stomach, saying “Don’t move or I’ll break your f. . .ing neck.”
    Kimberly heard Reed rummaging through the bedroom and then he returned and
    gagged her with a Braniff uniform sash, tied her hands with a leather belt, and covered her
    head with an apron. He then asked her, “Do you have any money?” She indicated that she
    did, so he took $20 from her purse and rummaged through the apartment some more. Reed
    then returned to Kimberly, straddled her with his legs, and began choking her with both his
    hands. She feigned unconsciousness. He finally stopped choking her and left.
    Kimberly then ran screaming out of the apartment to find help. One neighbor found
    Wanda lying naked on her back with her legs spread apart. The neighbor pulled Wanda out
    from under the bed, removed a plastic bag and belt from around her neck, and began CPR,
    but Wanda died nine days later without regaining consciousness. Two neighbors had seen
    State of Texas Ex Rel. Craig Watkins Page 4
    Reed in the complex shortly before the attack, and a maintenance man, who had seen him
    after the attack, identified Reed, as did Kimberly.
    Reed testified at trial and presented an alibi defense. At the punishment phase, Reed
    presented four types of mitigating evidence: (1) his prior good conduct in prison in which he
    had earned a G.E.D. and completed twenty-two hours of college credits; (2) evidence of a
    history of non-violent prior crimes (including evidence that Reed was the leader and director
    of a “pack of juveniles” who committed a string of fifteen to twenty home burglaries in 1978)
    which, it was argued, demonstrated that he was unlikely to be violent in the future; (3) his
    turbulent family background (including evidence that he did not finish high school, that he
    went to the penitentiary at age nineteen, that his step-mother married his father when Reed
    was twenty-four, and that he had no permanent home at the time of the murder); and (4)
    psychiatric experts who said that, even if Reed had a “sexually deviant, anti-social
    personality disorder,” he would experience a violence “burnout” between the ages of thirty
    and forty.
    2.     Jury Selection
    During the 1983 trial, Reed’s counsel objected to the prosecutor exercising
    peremptory challenges against five African-Americans.3 When the prosecutor struck the very
    first venireperson, Ms. Osby, the defense wanted the prosecutor to state his reason for doing
    so, because he “believe[d] it was done strictly for discriminatory and racial reasons.” The
    3
    These facts are taken from this Court’s 1992 abatement order for a Batson hearing.
    Reed v. State, No. 69,292 (Tex. Crim. App. Nov. 18, 1992) (not designated for publication).
    State of Texas Ex Rel. Craig Watkins Page 5
    trial judge told counsel that, in light of his understanding of the law, he could not order the
    State to do that because they were free to exercise their challenge for “any reason whatever.” 4
    The prosecutor then responded, saying (1) the law did not require him to give any reason for
    exercising a peremptory challenge; (2) he “did not exercise a peremptory because of her
    being a black female”; and (3) the defendant was not black. The trial judge then asked
    defense counsel to provide him with caselaw from “Texas or some federal jurisdiction” that
    supported his position. Defense counsel did not provide any authority then or later during
    the trial. He objected to the State’s peremptory challenges to four other black venirepersons
    as well.
    B.     The Appeals: 1983-2009
    After Reed was convicted and sentenced to death, he appealed to this Court. During
    the pendency of that appeal, the United States Supreme Court decided Batson v. Kentucky,5
    in which the Court held that the State may not use peremptory challenges solely on account
    of the juror’s race or on the assumption that black jurors as a group will be unable to
    impartially consider the State’s case against a black defendant.6 Thus, once the defendant
    made a prima facie showing of racial discrimination, the State was required to come forward
    4
    This trial was in 1983, three years before the Supreme Court’s seminal Batson decision.
    5
    
    476 U.S. 79
    (1986).
    6
    
    Id. at 86
    (“The Equal Protection Clause guarantees the defendant that the State will not
    exclude members of his race from the jury venire on account of race, or on the false assumption
    that members of his race as a group are not qualified to serve as jurors.”) (internal citation
    omitted).
    State of Texas Ex Rel. Craig Watkins Page 6
    with a race-neutral reason for that challenge.7 But Batson did not deal with Reed’s situation
    because he was white and Batson, on its face, applied only to the exclusion of black jurors
    in a case against a black defendant. This Court did not address Reed’s Batson claim until
    after the 1991 Supreme Court decision, Powers v. Ohio,8 ruling that a defendant had standing
    to object to raced-based peremptory challenges even when he was not of the same race as
    those jurors.9 Thus, white defendants could object to the discriminatory exclusion of black
    jurors, and black defendants could object to the discriminatory exclusion of white jurors.10
    Based on these two new decisions, this Court abated Reed’s appeal in late 1992 and
    remanded it to the trial court to conduct a retroactive Batson hearing. By then–ten years after
    the trial–neither the prosecutor nor the trial judge had any independent memory of the voir
    dire or jury selection.11 Both the trial judge and the prosecutor read and referred to the voir-
    7
    
    Id. at 97-98
    (“Once the defendant makes a prima facie showing, the burden shifts to the
    State to come forward with a neutral explanation for challenging black jurors. . . . [T]he
    prosecutor may not rebut the defendant’s prima facie case of discrimination by stating merely
    that he challenged jurors of the defendant’s race on the assumption-or his intuitive judgment-that
    they would be partial to the defendant because of their shared race. . . . Nor may the prosecutor
    rebut the defendant’s case merely by denying that he had a discriminatory motive or ‘affirm[ing]
    [his] good faith in making individual selections.’”) (quoting Alexander v. Louisiana, 
    405 U.S. 625
    , 632 (1972)).
    8
    
    499 U.S. 400
    (1991).
    9
    
    Id. at 408-12.
           10
    See 
    id. 11 These
    facts are taken from this Court’s direct appeal opinion. Reed v. State, No. 69,292
    (Tex. Crim. App. March 29, 1995) (not designated for publication).
    State of Texas Ex Rel. Craig Watkins Page 7
    dire transcript for the five challenged venire persons.12 For each of the five, the State gave
    race-neutral reasons for striking that juror, and the trial judge accepted those reasons as being
    both credible and racially neutral. When the case returned to this Court, we upheld the trial
    judge’s ruling and rejected Reed’s Batson claims, along with his other points of error.
    After this Court affirmed Reed’s conviction and sentence in 1995, the Supreme Court
    denied certiorari in 1996.13 Reed then filed an application for a post-conviction writ of
    habeas corpus in the convicting court, and we adopted the judge’s findings of fact and denied
    relief in 1998.14 In 1999, the United States Supreme Court again denied certiorari.15
    Later in 1999, Reed filed a petition for writ of habeas corpus in the federal district
    court. He included his Batson claim that the trial judge and this Court had previously
    rejected on direct appeal. The magistrate judge recommended that relief be denied and, on
    12
    In our direct appeal opinion, we stated: “When appellant called the trial court to the
    stand, the trial court admitted it did not read the entire record of the voir dire, that it had only
    reviewed the transcript of the voir dire of the five veniremembers in question.” Slip op. at 24.
    The defense did not ask the trial judge to read the rest of the voir dire record and did not ask him
    to make any comparative analysis of the reasons proffered by the prosecution. The defense did,
    however, make a supplemental post-abatement claim that the trial judge erred in failing to make
    a comparable analysis which this Court rejected as it was not preserved in the trial court. 
    Id. at 26-27.
    However, this Court did note that the prosecutor “indicated that there were not single
    factors that stood alone in his, or [his fellow prosecutor’s], decisions to exercise peremptory
    strikes on the five veniremembers. He explained it was the combination of beliefs and answers,
    including how far along he was in voir dire, that led him to exercise peremptory strikes. This
    mix of factors does not lend itself to simplistic disparate treatment analysis.” 
    Id. at 29
    n.8.
    13
    Reed v. Texas, 
    516 U.S. 1050
    (1996).
    14
    Ex parte Reed, No. 38,174-01 (Tex. Crim. App. Sept. 16, 1998) (not designated for
    publication).
    15
    Reed v. Texas, 
    526 U.S. 1021
    (1999).
    State of Texas Ex Rel. Craig Watkins Page 8
    February 19, 2003, the district judge agreed.            Reed filed a motion to disqualify the
    magistrate, which was granted, and the Fifth Circuit later abated the case for a new federal
    district judge to reconsider Reed’s claims. That judge denied all of Reed’s claims on July
    26, 2005, but he granted a Certificate of Appealability on the Batson claim.
    Three years later, the Fifth Circuit concluded that, based upon Miller-El v. Dretke,16
    an intervening 2005 decision by the Supreme Court, Reed was entitled to relief on his Batson
    claim.17 Miller-El allowed the federal reviewing courts to use a comparative analysis of the
    voir dire of all of the prospective jurors in analyzing a state-court Batson claim even though
    the state trial judge had never been requested to do so and the state court had not done so on
    direct appeal.18 The Fifth Circuit noted that although “we do not relish adding a new chapter
    to this unfortunate story more than thirty years after the crime took place, we conclude that
    the Constitution affords Reed a right to relief.”19 On January 12, 2009, the Fifth Circuit
    ordered that Reed be released or retried on the 1978 capital murder charges.
    II.
    In his pretrial motion, Reed complains that the State should not be allowed to seek the
    death penalty in the retrial because it was the State’s fault that it took thirty years for the
    16
    
    545 U.S. 231
    (2005).
    17
    Reed v. Quarterman, 
    555 F.3d 364
    , 370-82 (5th Cir. 2009).
    18
    
    Miller-El, 545 U.S. at 241
    & n.2.
    19
    
    Reed, 555 F.3d at 382
    .
    State of Texas Ex Rel. Craig Watkins Page 9
    appellate orbit to play itself out in his favor and, in the meantime, some potentially mitigating
    evidence has become unavailable. Some witnesses have died and some records from his
    childhood have been destroyed or lost.             Reed argues that, “in the unique factual
    circumstances of this case, no verdict imposing a death sentence could satisfy the exacting
    standard of reliability imposed by the federal constitution.”20 His due process rights were
    violated because he could no longer mount a full defense and his attorneys could not provide
    effective assistance of counsel because, even with a diligent investigation, they could not
    bring forward mitigating evidence that no longer exists.
    After several evidentiary hearings about the unavailability of certain witnesses and
    records, the trial judge granted Reed’s motion. He signed a fifty-two page order that
    concluded:
    Applying all of the facts found by the Court to the legal conclusions above, the
    Court concludes that the Defendant’s defense team cannot conduct a
    constitutionally adequate mitigation investigation and that the State must
    therefore be precluded from seeking death in his trial.21
    For legal authority, Reed relied upon a purported unpublished ruling by a Philadelphia
    trial court in Commonwealth of Pennsylvania v. Wilson. But Reed attached only the
    Pennsylvania defendant’s motion for reconsideration, which was apparently filed after the
    trial judge had originally denied the defense motion to preclude a capital-murder retrial. We
    20
    Response in Opposition by Real Party in Interest at 20.
    21
    Trial Court’s Findings of Fact and Conclusions of Law Regarding the Defendant’s
    Motions to Preclude the Death Penalty at 51.
    State of Texas Ex Rel. Craig Watkins   Page 10
    are unable to find any further rulings or appellate decisions in that case, but an unpublished
    Pennsylvania trial court ruling is not precedential authority in any event.
    The State argues that the trial judge lacked any legal authority to grant Reed’s motion
    to preclude the State from exercising its discretionary right to seek the death penalty in this
    retrial. The State also argues that this very same due-process claim was rejected in 2007 by
    the Fifth Circuit in one of Reed’s previous federal appeals.22 The State further argues that
    the trial judge has, under State of Texas ex rel. Lykos v. Fine,23 unlawfully ruled upon the
    adequacy of Reed’s mitigation case before he has been tried, convicted, or sentenced.
    Based upon the filings that are before us, we conditionally grant the State mandamus
    and prohibition relief because it has established both that (1) it has no other adequate legal
    remedy; and (2) it has a “clear right to the relief sought” and the merits of its legal position
    are “beyond dispute.” 24
    A.     No Adequate Remedy at Law
    Here, as in Lykos v. Fine, the State argues that it has no adequate remedy at law to
    correct what it contends is a legally erroneous and unauthorized pretrial advisory ruling
    precluding the State from seeking the death penalty in this case.25 As we have explained, the
    22
    See Reed v. Quarterman, 
    504 F.3d 465
    , 484-88 (5th Cir. 2007).
    23
    
    330 S.W.3d 904
    (Tex. Crim. App. 2011).
    24
    Lykos v. 
    Fine, 330 S.W.3d at 907
    .
    25
    See 
    id. at 913.
                                                     State of Texas Ex Rel. Craig Watkins   Page 11
    State “cannot appeal such a ruling because there is no statutory provision to allow the State
    to appeal such a pretrial advisory ruling.”26 Article 44.01 simply “does not authorize the
    State to appeal from a pretrial ruling on a possible punishment issue that fails to dismiss any
    part of the actual indictment,”27 and the judge’s order in this case does not purport to dismiss
    any portion of the indictment. Thus, here, as in Lykos v. Fine, we conclude that a writ of
    mandamus or prohibition is an appropriate vehicle to review the propriety of Reed’s pretrial
    motion and the trial judge’s order.28
    B.     A Clear Right to Relief
    As in Lykos v. Fine, the defendant in a pending capital-murder prosecution is
    attempting to prevent the State from seeking the death penalty via a pretrial evidentiary
    hearing and ruling.29 As in Lykos v. Fine, Reed is seeking a declaratory judgment that if he
    goes to trial, and if he is found guilty, then it would violate his constitutional rights for the
    State to even seek the death penalty as a sentence. Unlike the situation in Lykos v. Fine,
    however, Reed is not attacking the constitutionality of the Texas death-penalty statute, either
    facially or as applied. His claim is based solely upon specific historical facts unique to him
    unrelated to Article 37.071: He did not obtain relief in the appellate courts for thirty years,
    26
    
    Id. 27 Id.
    at 914.
    28
    
    Id. at 916.
           29
    
    Id. State of
    Texas Ex Rel. Craig Watkins   Page 12
    and, because of this lengthy delay, he has lost access to certain witnesses and documents that
    might have assisted him in a punishment mitigation case.
    1.     The Due-Process Claim
    The problem with Reed’s legal position is that the United States Supreme Court has
    not recognized a due-process claim that would preclude a retrial (or preclude the availability
    of a particular punishment) after a lengthy delay on appeal. The Fifth Circuit noted this lack
    of constitutional authority when it rejected Reed’s same claim in 2007. There, Reed claimed
    that “he was denied due process by the extended delay in the Texas Court of Criminal
    Appeals’ resolution of his direct appeal.” 30
    Of course, if this Court had resolved his direct appeal earlier (say in 1985 before
    Batson was decided), then his Batson claim would have been rejected out of hand because
    that Supreme Court ruling had not yet made new constitutional law. And, if Reed’s direct
    appeal were not still pending at the time Batson was decided, he also could not have obtained
    relief via a later writ of habeas corpus.31
    Similarly, if this Court had resolved his direct appeal before the 1991 Supreme Court
    decision in Powers, which changed the underlying Batson rationale and focus from the
    defendant to the prospective jurors and allowed white defendants to assert a Batson claim
    30
    Reed v. 
    Quarterman, 504 F.3d at 484
    .
    31
    See Teague v. Lane, 
    489 U.S. 288
    , 311-16 (1989) (defendant whose conviction became
    final prior to Batson decision could not obtain relief on habeas corpus; the “new” constitutional
    rule set out in Batson is not to be applied retroactively on habeas corpus collateral attacks
    because it is not a “bedrock procedural element”).
    State of Texas Ex Rel. Craig Watkins    Page 13
    when members of any distinct racial group are struck on the basis of race, Reed would not
    have been able to take advantage of that new aspect of Batson.
    And finally, if Mr. Reed’s appeals had been completed before the Supreme Court
    decision in Miller-El in 2005, allowing federal reviewing courts to make a “comparative
    analysis” of all jurors even though the state trial judge was never asked to do so, he could not
    have ultimately obtained relief under that 2005 decision.
    Mr. Reed’s trial and appellate attorneys should be commended for both their
    prescience and diligence over the long haul, but it is only because the United States Supreme
    Court changed the constitutional landscape over the almost thirty years that his conviction
    was on appeal that Mr. Reed ultimately obtained a new trial. Had the appellate process
    worked without delay, Mr. Reed would not be getting a second bite of the apple. In sum, this
    is not an instance in which the State intentionally ignored or flouted established law to obtain
    a conviction. This is not a case in which the trial judge ignored then-existing law. Indeed,
    the trial judge said that he did not have the legal authority to ask the prosecutor to explain the
    basis for his peremptory challenges (and he was legally correct in making that statement in
    1983), but invited defense counsel to show him a case that gave him such authority.32 The
    32
    The experienced trial judge told defense counsel: “I’m not aware of any Texas law or
    even Fifth Circuit law that permits me to make the State state its reasons for exercising a
    peremptory challenge. . . There are Texas cases which indicate that the Defense can establish
    that the State is exercising its challenges in a discriminatory manner and it may be error—I didn’t
    read all of those cases but I did read a couple of them and, for whatever value it is, those
    appeared to involve a black defendant and excluding black jurors. If the record doesn’t show it, I
    think the evidence is that Mr. Reed is, of course, a white male.”
    State of Texas Ex Rel. Craig Watkins     Page 14
    present situation exemplifies the problems when the parties and judge try a case under then-
    existing law only to see that law undergo dramatic changes in the fullness of time. But,
    fortunately for Mr. Reed, he doggedly persevered with his various state and federal appeals
    until the law changed sufficiently that he was entitled to a new trial.33
    But he is not entitled to more relief than a new trial. As the Fifth Circuit noted in
    rejecting Mr. Reed’s due-process claim, “there is no Supreme Court decision holding that
    excessive delay in a direct appeal is a violation of the Due Process Clause of the United
    States Constitution.”34 In his motion and briefs to both the trial court and to this Court, Mr.
    Reed has not cited a single Texas or federal case in which the State has been precluded from
    seeking the death penalty (or any other specific punishment) based on delay in obtaining an
    33
    The federal district judge, in rejecting Mr. Reed’s due process claim based on appellate
    delay, also noted that the delay had helped, not hindered, him in his Batson claims. 
    See 504 F.3d at 485
    .
    34
    
    Id. The Fifth
    Circuit did note that several federal circuits have opined that “excessive
    appellate delay” could violate the Due Process Clause. 
    Id. at 486.
    For example, in Cody v.
    Henderson, 
    936 F.2d 715
    , 718 (2d Cir. 1991), the Second Circuit stated,
    The Supreme Court has not yet directly addressed the issue of whether the
    Constitution guarantees a speedy criminal appeal, once an opportunity for an
    appeal is provided. The lower federal courts, however, have grappled with the
    question, and it is now clear in this circuit that substantial delay in the state
    criminal appeal process is a sufficient ground to justify the exercise of federal
    habeas jurisdiction.
    In Cody, the court found that the nine-year delay in the resolution of the state appeal (primarily
    because the court reporter failed to create a transcript of the trial) raised a cognizable claim in a
    federal habeas corpus proceeding. However, the normal remedy for such a due-process violation
    is an order requiring the state court to resolve the appeal expeditiously. 
    Id. at 721.
                                                      State of Texas Ex Rel. Craig Watkins     Page 15
    ultimately successful appeal.35 Indeed, the Supreme Court, in the context of a speedy trial
    claim, has stated that “[a] defendant with a meritorious appeal would bear the heavy burden
    of showing an unreasonable delay caused by the prosecution in that appeal, or a wholly
    unjustifiable delay by the appellate court.”36 Reed has not shown that the delay occasioned
    by his ultimately successful appeal was unjustifiable. He prevailed precisely because of that
    delay.37
    2.     Unavailable Evidence Claim
    Reed argues that (1) he has suffered a Sixth Amendment violation of his counsel’s
    investigative function because, despite their remarkable diligence, they have determined that
    some possibly mitigating evidence is no longer available; (2) his counsel’s inability to mount
    35
    See Bell v. State, 
    938 S.W.2d 35
    , 53 (Tex. Crim. App. 1996) (capital murderer’s retrial
    and re-sentencing after twenty years on death row did not violate Eighth Amendment; “any
    delays have resulted from appellant’s legitimate entitlement to the benefits of appellate review of
    his death sentence. The existence of delays in appellant's case have arguably been necessary to
    ensure that his conviction and sentence are proper and not inhumane. Although the federal
    constitution protects citizens against State abuses, it does not and cannot protect them against
    those costs which are necessary and inherent in the exercise of the rights it guarantees.”). Justice
    Thomas has stated, “I am unaware of any support in the American constitutional tradition or in
    [the Supreme Court’s] precedent for the proposition that a defendant can avail himself of the
    panoply of appellate and collateral procedures and then complain when his execution is delayed.”
    Knight v. Florida, 
    528 U.S. 990
    , 990 (1999) (Thomas, J., concurring).
    36
    United States v. Loud Hawk, 
    474 U.S. 302
    , 316-17 (1986) (“‘Having sought the aid of
    the judicial process and realizing the deliberateness that a court employs in reaching a decision,
    the defendants are not now able to criticize the very process which they so frequently called
    upon.’”) (quoting United States v. Auerbach, 
    420 F.2d 921
    , 924 (5th Cir. 1969)).
    37
    Courts that have considered a “speedy appeal” issue on a writ of habeas corpus have
    focused on whether the delay rendered the convicted person’s appeal nothing “more than a
    meaningless ritual.” See, e.g., Chatman v. Mancill, 
    626 S.E.2d 102
    , 111 (Ga. 2006). The delay
    in Reed’s case did not render his appeal a “meaningless ritual” because he prevailed.
    State of Texas Ex Rel. Craig Watkins     Page 16
    a complete defense based upon the present availability of all potential mitigating evidence
    violates the Eighth Amendment; and (3) the federal constitution demands consideration of
    mitigating evidence and without evidence of Reed’s childhood and youth no reliable
    sentencing verdict is possible.
    The State argues that its writ petition “is not about Reed’s case in mitigation. It is
    about whether a trial court may preclude the death penalty for a death-eligible offense based
    upon a contingency.” That contingency is the assumption that Reed would be found guilty
    of capital murder, that a jury would find, beyond a reasonable doubt, that he would still be
    a future danger, and that, because some witnesses and records from his childhood and youth
    are unavailable, a hypothetical jury would not answer the mitigation question in his favor.
    Both the State and Reed rely upon State v. Azania,38 a decision by the Indiana
    Supreme Court that is analogous to the present case. In Azania, the defendant was convicted
    of a 1981 capital murder. The state supreme court set aside the recommendations of two
    juries that Azania should receive the death penalty. The trial court then ruled that, given the
    twenty-five year appellate delay in the case, Azania’s constitutional rights to a speedy trial
    and due process would be violated if the State continued to seek a death sentence.39 The
    Indiana Supreme Court, in an interlocutory appeal by the State,40 disagreed and found that
    38
    
    865 N.E.2d 994
    (Ind. 2007).
    39
    
    Id. at 996.
           40
    Indiana law apparently permits such an interlocutory appeal by the State as the court
    simply stated that the case was before it “on the State’s appeal” without further discussion of its
    State of Texas Ex Rel. Craig Watkins      Page 17
    “neither the delay nor any prejudice that Azania may suffer from it violates his constitutional
    rights.”41 Thus, the State could continue to seek the death penalty.
    The Court noted that Azania’s claim appeared to be a “novel” one in capital litigation,
    but it noted that two other state courts had rejected similar claims with little discussion.42
    The Indiana Supreme Court noted that delay “‘may work to the accused’s advantage,’”
    especially in capital litigation.43     The court held that, because most of the delay was
    occasioned by Azania’s appeals (which he bore the burden of going forward with) and he
    made no showing that the State affirmatively “hampered his ability” to prosecute those
    appeals, it would not attribute any delay in the appellate process to the State.44
    Azania, like Reed, claimed that the twenty-five-year delay had resulted in the
    jurisdiction. 
    Id. at 997.
    See also State v. Lewis, 
    883 N.E.2d 847
    , 851 (Ind. Ct. App. 2008)
    (State’s interlocutory appeal permitted by IND . R. APP . P. 14).
    41
    
    Id. 42 Id.
    at 999 (citing Hitchcock v. State, 
    673 So. 2d 859
    , 863 (Fla. 1996), and Moore v.
    State, 
    436 S.E.2d 201
    , 202 (Ga. 1993)); see also Rose v. State, 
    787 So. 2d 786
    , 805 (Fla. 2001)
    (rejecting capital-murder defendant’s claim that his death sentence on a retrial was cruel and
    unusual punishment because of the lengthy delay between his first death sentence and the retrial
    some 20 years later).
    43
    
    Id. (quoting Barker
    v. Wingo, 
    407 U.S. 514
    , 521 (1972)). The court explained that the
    appellate process in capital litigation “‘takes so long because there is a concerted effort afoot to
    slow it down, and because our legal system requires scrupulous review before a death sentence
    can be carried out.’” 
    Id. at 999
    -1000 (quoting Alex Kozinski & Sean Gallagher, Death: The
    Ultimate Run-On Sentence, 46 CASE W. RES. L. REV . 1, 25 (1995)).
    44
    
    Id. at 1003.
                                                       State of Texas Ex Rel. Craig Watkins   Page 18
    unavailability of important mitigation witnesses.45 But, as the court noted, many of the
    State’s witnesses were also now unavailable, and the State bears the burden of proof at the
    guilt stage, and it must also prove, beyond a reasonable doubt, the aggravating circumstances
    during the punishment phase. While the unavailability of the defense witnesses and evidence
    “may make it more difficult for Azania to defend against the State’s case, we find that it
    creates far greater difficulty for the State to meets its burden of proof.”46 The Azania court
    noted that the Supreme Court has said that “‘delay is a two-edged sword.                  It is the
    Government that bears the burden of proving its case beyond a reasonable doubt. The
    passage of time may make it difficult or impossible for the Government to carry out this
    burden.’”47 The same is true in the present case.
    Reed offered significant mitigation evidence in the 1983 trial and, if the witnesses
    who testified at that trial are presently unavailable, he may offer their former testimony.48
    Reed argues that many of his school records, psychiatric records, and TYC records are no
    45
    
    Id. at 1006.
    Azania’s counsel noted that Azania’s mother and his aunt had both died, as
    well as his prior spiritual advisor. “[M]any people with whom Mr. Anzania worked in the
    community around public interest issues prior to his arrest cannot be found. Even if they could,
    the value of their testimony concerning Mr. Azania’s achievements will be substantially reduced
    because of the passage of time.” 
    Id. at 1008.
           46
    
    Id. at 1009.
           47
    
    Id. at 1010
    (quoting United States v. Loud Hawk, 
    474 U.S. 302
    , 315 (1986)).
    48
    TEX . R. EVID . 804(b)(1).
    State of Texas Ex Rel. Craig Watkins    Page 19
    longer available simply because of the passage of so much time.49 But that would likely be
    true for any sixty-year-old defendant in a capital-murder trial. The fact that Reed might not
    be able to present his mitigation case (if he is found guilty in the retrial) in precisely the form
    he would prefer does not violate his constitutional rights.50
    The evidentiary hearings on Reed’s motion focused solely on evidence that Reed says
    he cannot now present, not on what evidence was still available or what evidence is now
    available that did not exist at the time of the 1983 trial. Nor did those hearings develop how
    certain “missing” primary evidence could be presented in another form or through other
    witnesses. To the extent that the trial judge’s factual findings are based on those evidentiary
    hearings, they are incomplete and largely hypothetical.
    Furthermore, not all mitigation evidence is created equal.             While evidence of
    childhood difficulties, a turbulent upbringing, youthful crimes and psychiatric diagnoses are
    certainly relevant and admissible in the punishment phase of a sixty-year-old man (should
    there be a verdict of guilty), that evidence might pale in significance to the evidence of more
    recent behavior, beliefs, and attitudes. A young man with a long record of adolescent crime
    49
    There is no evidence in this case that the State intentionally destroyed these records in
    bad faith so that they would not be available to Reed. See Arizona v. Youngblood, 
    488 U.S. 51
    ,
    57-58 (1988) (holding that the destruction of “potentially useful” evidence does not amount to a
    due process violation without a showing that the State acted in “bad faith”).
    50
    See Valle v. State, 
    109 S.W.3d 500
    , 507 (Tex. Crim. App. 2003) (“The fact that [the
    capital-murder defendant] was not able to present his [mitigation] case in the form he desired
    does not amount to constitutional error when he was not prevented from presenting the substance
    of his defense to the jury.”).
    State of Texas Ex Rel. Craig Watkins   Page 20
    (such as Reed had) may have to rely upon explaining the genesis and rationale for that
    conduct and hope that the jury may sympathize with his incorrigibility. An older man may
    show that he has changed his spots and is no longer a danger to others. For example, the
    psychiatrists testified in the 1983 trial, that even a “sexually deviant” man with “anti-
    personality disorder” would experience a violence “burnout” between the ages of thirty and
    forty. Reed now has available evidence of the past thirty years in which his character may
    have altered dramatically for the better. Evidence of present rehabilitation, redemption, and
    remorse may be significantly more powerful mitigation evidence than tales of a troubled
    childhood some forty to fifty years ago. Reed now has the opportunity to persuade the jury
    that he has risen, like Phoenix from the ashes, and become a wholly different person than the
    man he was in 1978.
    It is the State’s burden to prove that Reed would still constitute a future danger to
    society, and that would be a heavy burden under these circumstances. Neither Reed nor the
    State bear an evidentiary burden on the mitigation issue, and Reed may mount a most
    compelling case for mitigation as a sixty-year-old man who has overcome his prior problems
    and made some contribution to his society in the intervening years of reflection.51 Given the
    diligence of his resourceful counsel, we do not doubt that he would be able, if necessary, to
    51
    Reed seems to assume that all of the presently unavailable evidence from his childhood
    and youth would be mitigating, but that is not necessarily so. Indeed, given his extensive
    criminal activities during his youth, it is quite possible that the unavailable evidence would, on
    balance, be aggravating rather than mitigating. Sometimes remembrance of things past is not all
    tea and madeleines.
    State of Texas Ex Rel. Craig Watkins       Page 21
    mount an effective mitigation case, and that a jury would make appropriate allowance for
    records and witnesses that are no longer available.52
    More importantly, the issue of the adequacy of Reed’s mitigation case is not ripe for
    review. The Supreme Court has held that the ripeness doctrine protects against “judicial
    interference until a[ ] . . . decision has been formalized and its effects felt in a concrete way
    by the challenging parties.”53 To decide whether an issue is ripe for adjudication, we must
    “evaluate both the fitness of the issues for judicial decision and the hardship to the parties
    of withholding court consideration.” 54
    The issue of the adequacy of Reed’s mitigation case is not “fit” for judicial decision
    before it is presented. Here, a capital-murder defendant is seeking a pretrial declaratory
    judgment that any mitigation case that he might mount would necessarily be inadequate and
    therefore any prospective death sentence would, if it occurred, violate the Eighth
    52
    See 
    Azania, 865 N.E.2d at 1009
    .
    At a new penalty phase trial, we are confident, Azania will be able to assemble a
    highly credible presentation of those aspects of his upbringing and community
    involvement that are entitled to mitigating weight. If he elects to present this
    evidence, we believe that the jury will make an appropriate allowance for the fact
    that his mother, aunt, and prior spiritual advisor are no longer living. And, of
    course, Azania will have the opportunity of presenting evidence of remorse, and
    the testimony of any current spiritual advisor and others as to his
    accomplishments and contributions while incarcerated.
    
    Id. (internal citations
    omitted).
    53
    Abbott Laboratories v. Gardner, 
    387 U.S. 136
    , 148-49 (1967), overruled on other
    grounds by Califano v. Sanders, 
    430 U.S. 99
    (1977).
    54
    
    Id. at 149.
                                                        State of Texas Ex Rel. Craig Watkins   Page 22
    Amendment, the Sixth Amendment, and the Due Process Clause. “These assumptions are
    simply not warranted before a jury has considered the evidence in the present case and
    rendered a verdict.”55 We do not put the cart before the horse: “a defendant has no claim of
    wrongful conviction or wrongful sentencing before he has even gone to trial.” 56 The
    adequacy and efficacy of Reed’s mitigation case cannot be judged unless he has actually been
    convicted of capital murder and sentenced to death.57 Any pretrial determination of that
    mitigation case is necessarily hypothetical and unlikely to fairly reflect reality as it plays out
    in an actual trial. As we explained in Lykos v. Fine,
    A trial on the merits is “the main event” in our American system of justice in
    which the prosecution and defense present evidence and do battle to reach a
    presumptively accurate and reliable result in each particular case. At that trial
    on the merits “[i]f a criminal defendant thinks that an action of the state trial
    court is about to deprive him of a federal constitutional right there is every
    reason for his following state procedure in making known his objection.” 58
    Finally, the dissent argues that Reed’s due-process claim is analogous to that
    involving a pretrial challenge to an indictment based on a speedy-indictment claim. As Judge
    Keasler aptly points out in his concurring opinion, this situation is not analogous to that
    55
    See Lykos v. 
    Fine, 330 S.W.3d at 916
    .
    56
    
    Id. at 917.
           57
    See 
    id. at 918-19
    (noting that “[n]either trial judges nor judges on this Court sit as a
    moral authority over the appropriateness of the death penalty. We can determine only whether it
    has been constitutionally imposed by a jury after a specific conviction and sentence.”).
    58
    
    Id. at 919
    (quoting Wainwright v. Sykes, 
    433 U.S. 72
    , 90 (1977)).
    State of Texas Ex Rel. Craig Watkins    Page 23
    situation. In United States v. Marion,59 the Supreme Court noted that
    [T]he Government concede[d] that the Due Process Clause of the Fifth
    Amendment would require dismissal of the indictment if it were shown at trial
    that the pre-indictment delay in this case caused substantial prejudice to
    appellees’ rights to a fair trial and that the delay was an intentional device to
    gain tactical advantage over the accused.60
    That is a two-pronged test: First, the defense must show at trial that the delay did, in fact,
    cause substantial prejudice to his right to a fair trial;61 and second, the defense must show that
    the government intentionally delayed its indictment for the purpose of gaining a tactical
    advantage over the defendant.62 It is only after the defendant has shown actual–not possible
    or potential–prejudice that adversely affected his defense, that the due process issue is ripe
    for adjudication.63 As discussed above, Reed has not shown any actual and substantive
    prejudice to his mitigation case because he has not yet presented it. Second, as a matter of
    59
    
    404 U.S. 307
    (1971).
    60
    
    Id. at 324.
           61
    In Marion, the Supreme Court denied relief in the pretrial setting, but noted that the
    defendants were not precluded from raising that claim post-trial. 
    Id. at 326
    (“Events of the trial
    may demonstrate actual prejudice, but at the present time appellees’ due-process claims are
    speculative and premature.”); see also United States v. Lovasco, 
    431 U.S. 783
    , 788 n.7 (1977)
    (“the District Court should have deferred action on the [defendant’s] motion to dismiss [for pre-
    indictment delay] until after trial, at which time it could have assessed any prejudice to the
    [defendant] in light of events at trial.”); United States v. Crouch, 
    84 F.3d 1497
    , 1516 (5th Cir.
    1996) (en banc) (rejecting due-process claim of pre-indictment delay brought before trial on the
    merits; “We are aware of no reported federal appellate decision since Lovasco that has sustained
    a pretrial dismissal for preindictment delay where the statute of limitations had not run.”).
    62
    
    Marion, 404 U.S. at 324
    .
    63
    
    Lovasco, 431 U.S. at 789
    (explaining Marion and stating that “proof of actual prejudice
    makes a due process claim concrete and ripe for adjudication”).
    State of Texas Ex Rel. Craig Watkins     Page 24
    law, Reed cannot demonstrate that the State intentionally or purposely delayed the appellate
    process in this case for the purpose of gaining a tactical advantage over him in a retrial.64 It
    was Reed, not the State, who invoked those appellate procedures, and there has been no
    showing that the State acted in bad faith in its appellate duties.65 It cannot be persuasively
    argued that the State could have, or should have, predicted the dramatic changes in the law
    concerning peremptory challenges between 1983 and 2005. The pre-indictment delay cases
    provide no support for addressing or ruling on Reed’s due-process claim in a pretrial setting.
    In sum, Reed has failed to offer any legal precedent or lawful authority which would
    support a pretrial declaratory judgment that the State should be forbidden from seeking the
    death penalty in a capital-murder trial when some potentially useful records and witnesses
    are no longer available.66 Because there is no basis under Texas law to conduct a pretrial
    64
    See 
    id. (“proof of
    prejudice is generally a necessary but not sufficient element of a due
    process claim, and . . . the due process inquiry must consider the reasons for the delay as well as
    the prejudice to the accused.”); see also 
    Crouch, 84 F.3d at 1514
    (“[F]or preindictment delay to
    violate the due process clause it must not only cause the accused substantial, actual prejudice, but
    the delay must also have been intentionally undertaken by the government for the purpose of
    gaining some tactical advantage over the accused in the contemplated prosecution or for some
    other impermissible, bad faith purpose.”); Spence v. State, 
    795 S.W.2d 743
    , 749-50 (Tex. Crim.
    App. 1990) (rejecting, after trial and sentencing, capital-murder defendant’s claim of pre-
    indictment delay; defendant failed to prove “intentional delay that was designed to give the State
    a tactical advantage over him” and failed to show what harm he suffered as a result).
    65
    See 
    Crouch, 84 F.3d at 1514
    & n.23 (noting that it need not attempt to catalogue all
    possible “impermissible, bad faith purposes of intentional delay,” but suggesting a purpose to
    “harass” or render evidence favorable to the defense unavailable would be included, while delay
    to affirmatively strengthen the government’s case would not be).
    66
    Reed also cites United States v. Quinones, 
    131 F.3d 49
    (2d Cir. 2002), for the
    proposition that a trial court may determine, in the pretrial setting, whether the government could
    seek the death penalty. But in that case, the defendant mounted a facial attack upon the federal
    State of Texas Ex Rel. Craig Watkins    Page 25
    evidentiary hearing to determine the adequacy of a mitigation case in a capital-murder
    proceeding, we conclude that the trial judge does not have legal authority to conduct such a
    hearing or make such a declaratory judgment. As in Lykos v. Fine, “[h]e is acting beyond the
    scope of his lawful authority.” 67
    Therefore, the State has demonstrated a clear right to relief. We conditionally grant
    a writ of mandamus68 and direct the Respondent, the Honorable John Creuzot, to vacate and
    withdraw his order of April 20, 2011 precluding the State from seeking the death penalty in
    this case. The writ of mandamus from this Court will issue only if the Respondent fails to
    comply with this Court's directive.
    Delivered: July 27, 2011
    Publish
    death penalty statute, obviating reliance upon any pretrial evidentiary factfinding. 
    Id. at 58.
    The
    Second Circuit decided that this pure legal question was ripe for review precisely because it did
    not depend upon any facts that might be introduced at trial. Then, reviewing the legal issue de
    novo, it reversed the trial court and held that the government was entitled to seek the death
    penalty. 
    Id. at 70.
           
    67 330 S.W.3d at 919
    .
    68
    Because we conditionally grant a writ of mandamus, we dismiss the State’s petition for
    a writ of prohibition.