Blackman v. State , 2013 Tex. Crim. App. LEXIS 1811 ( 2013 )


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  •            IN THE COURT OF CRIMINAL APPEALS
    OF TEXAS
    NO. PD-1575-12
    JAMES BLACKMAN, Appellant
    v.
    THE STATE OF TEXAS
    ON STATE’S PETITION FOR DISCRETIONARY REVIEW
    FROM THE FIRST COURT OF APPEALS
    HARRIS COUNTY
    P RICE, J., delivered the opinion of the Court in which K ELLER, P.J., and
    M EYERS, W OMACK, J OHNSON, K EASLER, HERVEY, and C OCHRAN, JJ., joined. A LCALA,
    J., did not participate.
    OPINION
    A jury convicted the appellant of the felony offense of possession with intent to
    deliver cocaine in an amount over 400 grams.1 The trial court assessed his punishment at
    1
    T EX. H EALTH & S AFETY C ODE §§ 481.102(3)(D), 481.112(a).
    Blackman — 2
    thirty years’ confinement in the penitentiary.2       The appellant—an African-American
    himself—argued on appeal that the trial court erred to overrule his objection that the State
    used a peremptory challenge to strike an African-American prospective juror from service
    on his petit jury in violation of Batson v. Kentucky.3 The court of appeals agreed,4 finding
    that at least one of the prosecutor’s purported explanations for the peremptory challenge was
    a pretext for racial discrimination, and reversed the appellant’s conviction on authority of the
    United States Supreme Court’s 2008 opinion in Snyder v. Louisiana.5 We granted the State’s
    petition for discretionary review to examine the propriety of the court of appeals’s reliance
    upon Snyder on the particular facts of this case. We now reverse.
    FACTS AND PROCEDURAL POSTURE
    The Peremptory Strike
    Of the three African-American prospective jurors who were not successfully
    challenged for cause, the State peremptorily struck two, including Juror Number 6, Janina
    Louise Fortune.    Early in the voir dire of the sixty-five-member jury panel, Fortune
    voluntarily responded to the trial court’s pedagogical question regarding the State’s burden
    2
    T EX. H EALTH & S AFETY C ODE § 481.112(f).
    3
    
    476 U.S. 79
    (1986).
    4
    Blackman v. State, 
    394 S.W.3d 264
    (Tex. App.—Houston [1st Dist.] 2012).
    5
    
    552 U.S. 472
    (2008).
    Blackman — 3
    to prove its case beyond a reasonable doubt—but not beyond all “possible doubt.” 6 Fortune
    affirmed that she would not inappropriately “raise the State’s burden of proof.” Later, during
    his portion of the group voir dire, the prosecutor did not speak individually with Fortune.
    The appellant’s counsel, on the other hand, engaged her in the following colloquy:
    [DEFENSE COUNSEL]: Now, what I want to do is just go over there
    briefly on a number of you have indicated that you have had a prior criminal
    jury service. And those are the people I want to address just very, very briefly
    starting on row one.
    The first one I have is Juror No. 6, Ms. Fortune?
    VENIREPERSON: That’s correct.
    [DEFENSE COUNSEL]: Ma’am, what kind of case did you serve on?
    VENIREPERSON: It was a case where the person was accused of
    6
    THE COURT: . . . Is there another -- did I see another hand on the first row?
    Your name and number, ma’am, right here?
    VENIREPERSON: Yes, Juror No. 6.
    THE COURT: Yes, ma’am, Ms. Fortune, tell me why you think the law does
    not require the State to prove someone guilty beyond all possible doubt?
    VENIREPERSON: I think the law doesn’t require it because it would be close
    to impossible.
    THE COURT: Why is that?
    VENIREPERSON: You would have to be there. I mean, if you didn’t see it,
    you almost wouldn’t be able to prove it to a jury. That’s why the law -- if you didn’t
    see it, you wouldn’t be able to prove that it happened. So, that’s why I think the law
    doesn’t require that it be -- I think the law requires that it be with a reasonable doubt.
    THE COURT: Okay. Thank you. Thank you, Ms. Fortune.
    Blackman — 4
    breaking and entering in a building or something.
    [DEFENSE COUNSEL]: Okay, was that a burglary of a habitation?
    VENIREPERSON: Habitation.
    [DEFENSE COUNSEL]: So, burglary of a habitation?
    VENIREPERSON: Yes.
    [DEFENSE COUNSEL]: How long ago was that, ma’am?
    VENIREPERSON: About three years ago.
    [DEFENSE COUNSEL]: Did your jury reach a verdict?
    VENIREPERSON: We did.
    [DEFENSE COUNSEL]: Okay, without telling me what the verdict
    was, was the jury called in to assess punishment in that case?
    VENIREPERSON: No.
    [DEFENSE COUNSEL]: Okay. Anything about that incident, that jury
    service that would influence or impact on your ability to be a fair and impartial
    juror in this case?
    VENIREPERSON: No.7
    Defense counsel subsequently engaged in a substantially similar colloquy with all thirteen
    of the other prospective jurors who had indicated on their juror questionnaires that they had
    7
    The parties seemed to operate under the assumption that the law would absolutely prohibit any
    inquiry during voir dire into what specific verdict, if any, the prospective jurors had actually reached
    in the course of their prior jury service. We note that, while it may be within a trial court’s discretion
    to prohibit such a question, in the interest of placing reasonable limitations upon the length of voir dire,
    there is no absolute legal impediment to posing it. Redd v. State, 
    578 S.W.2d 129
    , 130-31 (Tex. Crim.
    App. 1979).
    Blackman — 5
    previously served on a jury in a criminal case, asking each in turn whether they had
    “reach[ed] a verdict” and whether they had been “called upon to assess punishment.”
    After their challenges for cause were ruled upon, the parties submitted their respective
    peremptory strike lists. The prosecutor struck Fortune and one other African-American,
    leaving the third African-American to serve on the appellant’s jury. Once the names of all
    the jurors were called out but before the jury was collectively sworn in, defense counsel
    requested a bench conference, at which he made his Batson objection. When the trial court
    asked the prosecutor to respond, the following dialogue ensued:
    [PROSECUTOR]: . . . As for Juror No. 6, when we started based on
    the vibe I got from Juror No. 6, in trying to make eye contact, I just didn’t feel
    like I had the same vibe that she had. For example, before we started jury
    selection when [defense counsel] wanted me to approach the bench, she was
    paying attention to him the whole time and then actually pointed me out to tell
    me that he wanted me. That of and in itself isn’t that big of a deal but then
    coupled when she was asked about her prior jury service, I was troubled
    because she was the only person who used the term that the defendant was
    accused of -- I think burglary of habitation for stealing something and then we
    went to the part whether or not she got a verdict or this as punishment she said
    they didn’t. I just got the feeling -- by the way, she said the word accused that
    she felt like he was wrongfully. I got based on the tone she was the only
    person who described it as -- everyone else when asked about it, they said it
    was a theft case or it was this case. So, that was what troubled me with
    regards to Juror No. 6. As you can see, I placed Juror No. 24 on the panel.
    There is other people I struck for similar reasons.
    THE COURT: For similar reasons, who?
    [PROSECUTOR]: Well, for example, Juror No. 1. In talking to Juror
    No. 1, I didn’t get a good feel for Juror No. 1. He’s a white male. While he
    answered all the questions appropriately, there was responses in the way he
    answered that I didn’t feel like I totally trusted him, so I struck him. Moving
    Blackman — 6
    down to Juror No. Which was 11, Juror No. 11, we talked about Juror No. 12
    that she indicated she can be fair. She could follow the law. But the way she
    was talking about things, I did not get a good feel for her. So, I struck her.
    Juror No. twelve. Going to Juror No. 33, while he didn’t say anything, that
    was reason for cause. Juror No. 33 is a white male. I did not like the vibe I
    was getting from Juror No. 33. I didn’t like the way he had responded to
    questions, so I struck Juror No. 33. Moving to Juror No. 42, another white
    male who answered all the questions appropriately, he seemed to be engaging
    more in what Mr. Nunnery was saying than others were saying, so based on
    that, I struck Juror No. 42. So, those are the reasons.
    THE COURT: [Defense Counsel].
    [DEFENSE COUNSEL]: With respect to Juror No. 6 again, I am
    troubled by the explanation I guess one is a citizen accused until he is
    convicted. So if -- and I don’t have a note here that said she said that it’s was
    an acquittal, notwithstanding that if there was wasn’t a conviction [Defense
    Counsel] a person is presumed to be innocent. So, her saying it is accused, I
    thinks it’s absolutely reaching that is if one of those, Judge, I think twelve I
    didn’t get a feel for that can be quantified or verified in this record.
    Again, there is nothing that juror said about prior service that she
    indicated in any way ever adversely affect their ability to be a fair and
    impartial juror in this case. Obviously, I can’t question going forward any of
    our other feelings that is very subjective. And personally to you but Judge,
    that’s a pretext. To eliminate jurors who deny my client his right but also her
    right to serve.
    THE COURT: I do recall Juror No. 6 indicating that she had prior jury
    service. Did she, in fact, say that the jury was not able to reach a verdict?
    [PROSECUTOR]: She said they did not assess punishment. She didn’t
    say they weren’t able to reach a verdict, but the way she phrased it was they
    caused me hesitation because said he was accused of breaking into, stealing
    something, whatever.
    THE COURT: [Defense Counsel]’s point, everyone accused.
    [PROSECUTOR]: I understand that, but it was the way in which she
    Blackman — 7
    said was and then the fact that they did not assess punishment. I listened to it,
    then it caused me hesitation to think in the tone of voice she said it, the way
    the eye contact that I was not getting with her, the eye contact he was getting
    with her, the way she said I felt like she insinuations in my mind that the I was
    wrongfully accused. I don’t know what happened, that’s all I have to go from.
    And so, based on the information I have been given, that’s way that was the
    concern and also coupled it with the fact that prior to if you recall prior to
    [Defense Counsel] right starting up jury selection, she had looked at -- she was
    apparently watching him just more which is concern of mine and then when
    they needed me to approach, I wasn’t paying attention. She was looking at me
    and point to me saying that he wanted me. So, you know, I put those things
    together; and I just -- that’s where I come up with my concerns.
    THE COURT: Anything else, [Defense Counsel]?
    [DEFENSE COUNSEL]: No, Your Honor.
    THE COURT: The Court deny’s the defense’s Motion. The Court
    finds that the State has offered race neutral reasons for exercising their strikes
    and Venireman No. 6 and No. 11. And the Court will deny the Batson, the
    defense Batson challenge.8
    On Appeal
    In sustaining the appellant’s Batson claim on appeal, the court of appeals set out the
    facts and governing legal principles and then began its analysis with the following
    observation:
    On appeal, the State identifies the trial prosecutor’s stated reasons for
    striking Fortune as follows: his alleged belief that the jury on which Fortune
    had previously served had not reached a verdict and her statement that the jury
    did not assess punishment; Fortune’s “tone” and referral to the defendant in the
    prior case as the “accused”; and her overall bad “vibe,” eye contact, and
    demeanor with the prosecutor in contrast to her attentiveness to [the]
    8
    Sic passim.
    Blackman — 8
    appellant’s counsel (including the alleged incident in which she “point[ed]”
    out to the prosecutor that he was wanted at the bench).9
    Focusing on the first identified basis for the prosecutor’s peremptory strike against Fortune,
    the court of appeals found no support in the record for the prosecutor’s claim that Fortune
    indicated to defense counsel that the prior jury on which she served had failed to reach a
    verdict.10 Moreover, the court of appeals continued, while it is true that Fortune told defense
    counsel that the jury she had previously served on did not assess punishment, the prosecutor
    failed to strike two non-African-American prospective jurors who answered the same
    question identically.11 From these circumstances, the court of appeals deduced that the first
    ascribed basis for the State’s peremptory strike was clearly pretextual.12
    The court of appeals next turned to the prosecutor’s additional, demeanor-based
    reasons for the peremptory strike. First, the court of appeals asserted that the trial court,
    having ruled only generally that “the State has offered race neutral reasons for exercising
    their strikes,” thereby failed to make a specific finding of fact with respect to Fortune’s
    9
    
    Blackman, supra, at 268
    .
    10
    
    Id. In fact,
    Fortune indicated that the previous jury she had served on did reach a verdict, but
    the appellant’s trial counsel seems to have deliberately avoided asking her what that verdict had been.
    11
    
    Id. 12 Id.
                                                                                      Blackman — 9
    demeanor.13 Nor did the court of appeals believe that the record supported the prosecutor’s
    claims that he found Fortune’s demeanor to be objectionable. Because the trial court itself
    had “actually engaged [Fortune] in questioning to illustrate legal concepts to the venire
    panel[,]” the court of appeals regarded the balance of the record as sufficient to “counter[ ]
    any suggestion” that Fortune “was inattentive or was sending a bad ‘vibe’ in the
    courtroom.”14 Moreover, the court of appeals found, the prosecutor never asked Fortune any
    questions tending to indicate that his purported concern for her negative attitude was
    genuine.15 Finally, the court of appeals opined that “[t]he substance of all of Fortune’s
    answers, including her use of the term ‘accused’ to describe a criminal defendant in a prior
    case, is unremarkable.”16 Because the court of appeals believed that the prosecutor had
    already invoked one basis for Fortune’s strike that proved to be pretextual, and the record
    failed to bear out his other, demeanor-based justifications, it was unwilling to “presume that
    the trial court relied on the . . . prosecutor’s explanation that he struck Fortune as a result of
    her general demeanor or bad ‘Vibe.’”17 Relying on the Supreme Court’s opinion in Snyder,
    13
    
    Id. at 274.
           14
    
    Id. at 269.
    See note 6, ante.
    15
    
    Blackman, supra, at 269
    .
    16
    
    Id. at 270.
           17
    
    Id. Blackman —
    10
    the court of appeals reversed the appellant’s conviction and remanded the case for retrial.18
    In a spirited dissenting opinion, Justice Keyes complained that the majority had
    usurped the trial court’s prerogative, deriving from the advantage of proximity, to gauge the
    plausibility of the prosecutor’s racially neutral explanations for the exercise of his
    peremptory strike.19 After all, she pointed out, Snyder itself emphasized the primacy of the
    trial court’s perspective in evaluating the credibility of a prosecutor’s explanation, since that
    task is “peculiarly within a trial judge’s province.”20 She rejected as inaccurate the majority’s
    conclusion that the trial court failed to make a specific finding with respect to the
    prosecutor’s demeanor-based explanation.21 In Justice Keyes’s view, the majority, having
    thus inappropriately removed the trial court entirely from the picture, simply “imagine[d] a
    plausible reason for the trial court to have ruled other than it did” on the appellant’s Batson
    claim.22 We granted the State’s petition for discretionary review to address this vehement
    18
    
    Id. 19 Id.
    at 271.
    20
    
    Id. at 271-72
    (citing 
    Snyder, supra, at 477
    , which quotes Hernandez v. New York, 
    500 U.S. 352
    , 365 (1991), which in turn quotes Wainwright v. Witt, 
    469 U.S. 412
    , 428 (1985)).
    21
    
    Blackman, supra, at 274-75
    .
    22
    
    Id. Blackman —
    11
    disagreement among the justices on the court of appeals.23
    THE LAW
    Batson v. Kentucky
    Under Batson,24 a defendant may be entitled to “a new array” if he can demonstrate,
    by a preponderance of the evidence, that the prosecutor indulged in purposeful discrimination
    against a member of a constitutionally protected class in exercising his peremptory
    challenges during jury selection.25 As the process has been described by the Supreme Court:
    Under our Batson jurisprudence, once the opponent of a peremptory
    challenge has made out a prima facie case of racial discrimination (step one),
    the burden of production shifts to the proponent of the strike to come forward
    with a race-neutral explanation (step two). If a race-neutral explanation is
    tendered, the trial court must then decide (step three) whether the opponent of
    the strike has proved purposeful racial discrimination.26
    At the second step of this process, the proponent of the strike need only tender an explanation
    23
    T EX. R. A PP. P. 66.3(e).
    24
    
    476 U.S. 79
    (1986).
    25
    Guzman v. State, 
    85 S.W.3d 242
    , 255 & n.48 (Tex. Crim. App. 2002); Tompkins v. State, 
    774 S.W.2d 195
    , 202 (Tex. Crim. App. 1987); George E. Dix & John M. Schmolesky, 43 T EXAS
    P RACTICE: C RIMINAL P RACTICE AND P ROCEDURE § 41:97, at 781 (3d ed. 2011) (“Ultimately, the trial
    court must decide whether the Batson claimant has shown by a preponderance of the evidence that a
    strike was exercised for an unacceptable reason.”). See also T EX. C ODE C RIM. P ROC. art. 35.261(b)
    (“If the court determines that the attorney representing the state challenged prospective jurors on the
    basis of race, the court shall call a new array in the case.”).
    26
    Purkett v. Elem, 
    514 U.S. 765
    , 767 (1995); Ford v. State, 
    1 S.W.3d 691
    , 693 (Tex. Crim.
    App. 1999).
    Blackman — 12
    that is racially neutral on its face.27 The ultimate plausibility of that explanation is then
    considered under the third step of the analysis, in which the trial court determines whether
    the opponent of the strike has satisfied his burden of persuasion to establish by a
    preponderance of the evidence that the strike was indeed the product of purposeful
    discrimination.28 Whether the opponent satisfies his burden of persuasion to show that the
    proponent’s facially race-neutral explanation for his strike is pretextual, not genuine, is a
    question of fact for the trial court to resolve in the first instance.29
    A reviewing court should not overturn the trial court’s resolution of the Batson issue
    unless it determines that the trial court’s ruling was clearly erroneous.30 In assaying the
    record for clear error, the reviewing court should consider the entire record of voir dire; it
    need not limit itself to arguments or considerations that the parties specifically called to the
    trial court’s attention so long as those arguments or considerations are manifestly grounded
    27
    
    Purkett, supra, at 767-68
    .
    28
    
    Id. at 768
    (“It is not until the third step that the persuasiveness of the justification [for the
    peremptory strike] becomes relevant—the step in which the trial court determines whether the
    opponent of the strike has carried his burden of proving purposeful discrimination.”).
    29
    Gibson v. State, 
    144 S.W.3d 530
    , 534 (Tex. Crim. App. 2004) (“The term ‘pretext’ is solely
    a question of fact; there is no issue of law. Therefore, the trial court was in the best position to make
    that credibility determination.”).
    30
    Id.; Herron v. State, 
    86 S.W.3d 621
    , 630 (Tex. Crim. App. 2002); Whitsey v. State, 
    796 S.W.2d 707
    (Tex. Crim. App. 1990) (opinion on State’s motion for rehearing).
    Blackman — 13
    in the appellate record.31 But a reviewing court should examine a trial court’s conclusion that
    a racially neutral explanation is genuine, not a pretext, with great deference, reversing only
    when that conclusion is, in view of the record as a whole, clearly erroneous.32
    Snyder v. Louisiana
    In Snyder,33 the Supreme Court applied these general principles to a particular set of
    facts to conclude that a Batson violation occurred. The prosecutor in Snyder offered two
    explanations for his peremptory challenge against an African-American prospective juror,
    Jeffrey Brooks.34 First, the prosecutor asserted that Brooks “looked very nervous” under
    questioning—a demeanor-based challenge that was racially neutral on its face.35 Second, the
    prosecutor noted Brooks’s worry that jury service might cause him to miss classroom time
    as a student teacher, thereby threatening his timely graduation. The prosecutor purported to
    believe that this would cause Brooks to favor any verdict that would avoid a punishment
    31
    Young v. State, 
    826 S.W.2d 141
    , 146 (Tex. Crim. App. 1991); Vargas v. State, 
    838 S.W.2d 552
    , 556 (Tex. Crim. App. 1992). Cf. Miller-El v. Dretke, 
    545 U.S. 231
    , 241 n.2 (2005) (in context
    of federal habeas corpus review under 28 U.S.C. § 2254, federal court could consider entirety of
    appellate record with respect to voir dire and analyze the treatment of comparable jurors in determining
    plausibility of prosecutor’s race-neutral explanations, though state court was apparently never
    specifically asked to conduct such an analysis during Batson hearing).
    32
    
    Gibson, supra, at 534
    ; Watkins v. State, 
    245 S.W.3d 444
    , 448 (Tex. Crim. App. 2008).
    33
    
    552 U.S. 472
    (2008).
    34
    
    Id. at 478.
            35
    
    Id. Blackman —
    14
    phase of trial in order to expedite his return to the classroom.36 With both of these facially
    race-neutral explanations before him, “[r]ather than making a specific finding on the record
    concerning Mr. Brooks’ demeanor, the trial judge simply allowed the challenge without
    explanation.” 37
    It is possible that the judge did not have any impression one way or the other
    concerning Mr. Brooks’ demeanor. Mr. Brooks was not challenged until the
    day after he was questioned, and by that time dozens of other jurors had been
    questioned. Thus, the trial judge may not have recalled Mr. Brooks’
    demeanor. Or, the trial judge may have found it unnecessary to consider Mr.
    Brooks’ demeanor, instead basing his ruling completely on the second
    proffered justification for the strike. For these reasons, we cannot presume
    that the trial judge credited the prosecutor’s assertion that Mr. Brooks was
    nervous.38
    Because the Supreme Court did not regard the prosecutor’s demeanor-based explanation to
    be dispositive, it proceeded to examine the prosecutor’s second explanation, viz.: that he
    struck Brooks because of his anxiety about missing classroom time.
    The Supreme Court found this second explanation to be plainly pretextual. In the
    course of questioning Brooks about his student teaching commitment, the trial judge directed
    his law clerk to contact Brooks’s academic supervisor, who indicated that, so long as
    36
    
    Id. at 479.
           37
    Id.
    38
    
    Id. Blackman —
    15
    Brooks’s jury service lasted no more than a week, it would not cause him any problem.39
    Upon this representation, Brooks expressed no further reservations about his potential jury
    service and the prosecutor asked him no additional questions to explore his attitude about it.40
    These circumstances, the Supreme Court observed, were enough to render the prosecutor’s
    race-neutral explanation “suspicious.”41     Adding the fact that the prosecutor failed to
    peremptorily challenge at least two white prospective jurors who expressed even “more
    pressing” conflicting obligations than had Brooks,42 the Supreme Court concluded that the
    prosecutor’s purported race-neutral explanation “fails even the highly deferential standard
    of review that is applicable” in the appellate review of Batson claims.43
    “The prosecutor’s proffer of this pretextual explanation[,]” the Supreme Court next
    observed, “naturally gives rise to an inference of discriminatory intent.”44 The Supreme
    Court noted that in similar contexts it had held that, “once it is shown that a discriminatory
    intent was a substantial or motivating factor in an action taken by a state actor, the burden
    39
    
    Id. at 480-81.
           40
    
    Id. at 481.
           41
    
    Id. at 483.
           42
    
    Id. at 483-84.
           43
    
    Id. at 479.
           44
    
    Id. at 485.
                                                                                          Blackman — 16
    shifts to the party defending the action to show that this factor was not determinative.” 45 The
    Supreme Court found it unnecessary to decide under the particular facts presented in Snyder
    whether a strict but-for standard of causality should apply,46 under which the State would
    have to show that it would have struck Brooks on account of his demeanor alone:
    For present purposes, it is enough to recognize that a peremptory strike shown
    to have been motivated in substantial part by discriminatory intent could not
    be sustained based on any lesser showing by the prosecution. And in light of
    the circumstances here—including absence of anything in the record showing
    that the trial judge credited the claim that Mr. Brooks was nervous, the
    prosecution’s description of both of its proffered explanations as “main
    concern[s],” . . . and the adverse inference [of discriminatory intent] noted
    above—the record does not show that the prosecution would have pre-
    emptively challenged Mr. Brooks based on his nervousness alone.47
    Accordingly, the Supreme Court concluded that the State had failed to satisfy its burden to
    establish from the record that the prosecutor’s peremptory strike was not based improperly
    upon Brooks’s race and reversed the lower court’s judgment.48
    45
    
    Id. (citing Hunter
    v. Underwood, 
    471 U.S. 222
    , 228 (1985)).
    46
    In 
    Hunter, supra
    , the Supreme Court had characterized the standard it endorsed as a “but-for”
    standard: “Once racial discrimination is shown to have been a substantial or motivating factor behind
    enactment of the law, the burden shifts to the law’s defenders to demonstrate that the law would have
    been enacted without this factor.” 
    Id. at 228
    (internal quotation marks and citations omitted).
    Moreover, “an additional purpose to discriminate . . . would not render nugatory the purpose to
    discriminate against all blacks, and it is beyond peradventure that the latter was a ‘but-for’ motivation
    for” the state action. 
    Id. at 232.
            47
    
    Snyder, supra, at 485
    .
    48
    
    Id. at 486.
                                                                                       Blackman — 17
    In a later opinion, the Supreme Court rejected the notion that Snyder should be read
    to support a categorical rule “that a demeanor-based explanation for a peremptory challenge
    must be rejected [by a reviewing court] unless the [trial] judge personally observed and
    recalls the relevant aspect of the prospective juror’s demeanor.”49 While conceding that a
    trial judge’s observations are obviously “of great importance[,]” the Supreme Court held that
    the judge may nevertheless accept a prosecutor’s proffered demeanor-based race-neutral
    explanation even “in the absence of [the judge’s own] personal recollection of the juror’s
    demeanor[.]”50 Moreover, since Snyder, this Court has reiterated that a prospective juror’s
    demeanor may be “considered proved on the record” if the prosecutor recites his observation
    of that demeanor for the record and defense counsel fails to “rebut the observation.” 51
    ANALYSIS
    Simply put, the court of appeals erred to conclude that Snyder governs the facts of this
    case. In our view, the court of appeals’s analysis went wrong in three respects. First, it
    misinterpreted the prosecutor’s proffer of racially neutral explanations for striking Fortune
    to include two non-demeanor-based reasons, namely: that the jury on which she had
    49
    Thaler v. Haynes, 
    559 U.S. 43
    , 47 (2010).
    50
    
    Id. at 49.
           51
    See Nieto v. State, 
    365 S.W.3d 673
    , 680 (Tex. Crim. App. 2012) (“We have held that the
    demeanor of a potential juror is a valid reason to exercise a peremptory strike.”) (citing Yarborough
    v. State, 
    947 S.W.2d 892
    (Tex. Crim. App. 1997)).
    Blackman — 18
    previously served had neither 1) reached a verdict, nor 2) assessed punishment.52 Because
    the prosecutor never offered either of these as explanations for his peremptory strike in the
    first place, they can hardly be deemed a cover-up for a discriminatory intent. Second—and
    as a consequence of its first mistake—the court of appeals erred to conclude that the trial
    court made no ruling with respect to the prosecutor’s demeanor-based explanations for his
    peremptory challenge.53 Finally, in the absence of an inference of discriminatory intent
    arising from a pretextual explanation, the court of appeals erred in shifting the burden of
    proof to the State, a la Snyder, to rebut an inference that these purported explanations
    conclusively established discrimination.
    The Prosecutor’s Explanations
    According to the court of appeals, “the State identifie[d]” (presumably in its brief on
    direct appeal, although the court of appeals did not say) the prosecutor’s stated reasons for
    striking Fortune as including, first and foremost, “his alleged belief that the jury on which
    Fortune had previously served had not reached a verdict and her statement that the jury did
    not assess punishment.”54 But, the court of appeals observed, Fortune never actually said that
    52
    
    Blackman, supra, at 268
    .
    53
    
    Id. at 269.
           54
    
    Id. at 268.
                                                                                            Blackman — 19
    the previous jury on which she served did not reach a verdict—in fact, she said, “We did.” 55
    Moreover, the panel contained other, non-minority prospective jurors who had served on
    previous juries that were not called upon to assess punishment, and the prosecutor did not
    peremptorily challenge any of them on that basis.56 For these reasons, the court of appeals
    declared these two explanations to be pretextual, and therefore sufficient to shift the burden
    of proof to the State to rebut the “inference of discriminatory intent.” 57
    We find nothing in the State’s brief on direct appeal, however, that serves to identify
    these particular explanations as among the prosecutor’s proffered reasons for exercising a
    peremptory challenge against Fortune.58 The only relevant passage from the State’s brief on
    direct appeal reads:
    The prosecutor explained that he struck Fortune because he did not
    have the same “vibe” that she did when attempting to make eye contact. He
    also indicated that he was troubled by the manner in which Fortune addressed
    a defendant in her prior jury service as “the accused.” Her tone indicated to
    him that the defendant had been wrongfully accused. Additionally, the
    prosecutor felt that appellant’s trial counsel was obtaining eye contact from
    55
    
    Id. 56 Id.
            57
    Id. (citing 
    Snyder, supra, at 485
    ).
    58
    We do not mean to suggest that the State’s brief would control this issue of fact—it is, of
    course, the record that controls. We only mention the State’s brief to illustrate that the court of appeals
    was mistaken to assert that the State acknowledged on direct appeal that Fortune’s answers to defense
    counsel’s questions with respect to her prior jury service formed one of the bases for its peremptory
    challenge against her. We find no such acknowledgment in the State’s appellate brief.
    Blackman — 20
    Fortune in a manner that he was not.59
    Nor do we believe that the record can support the court of appeals’s view. The prosecutor’s
    protracted explanations for striking Fortune did not include either the fact that he believed
    (even if mistakenly) that the jury on which she had previously served had not reached a
    verdict or that it had not been called upon to assess punishment. As we read the record,60 the
    prosecutor mentioned these facts only by way of background, to describe the context in
    which he had observed Fortune’s demeanor during voir dire. That is, we believe that the
    prosecutor was simply identifying the circumstances in which Fortune had spoken the word
    “accused,” explaining that the “manner” in which she said it aroused his suspicion that she
    might prove, if selected to serve on the appellant’s jury, too much of a defense-prone juror
    for the State’s comfort. Consequently, the court of appeals erred to conclude that the
    specifics of Fortune’s prior jury service constituted independently proffered explanations for
    the prosecutor’s peremptory strike at all, much less that they constituted plainly pretextual
    explanations.
    59
    State’s Appellate Brief at 14 (citations to the reporter’s record omitted).
    60
    As we have already quoted in the text, ante, the prosecutor explained:
    I was troubled because she was the only person who used the term that the defendant
    was accused of -- I think burglary of habitation for stealing something and then we
    went to the part whether or not she got a verdict or this as punishment she said they
    didn’t. I just got the feeling - - by the way, she said the word accused that she felt like
    he was wrongfully.
    Blackman — 21
    The Trial Court’s Finding and the Burden of Persuasion
    Two consequences flow from the court of appeals’s mistake in this regard, and both
    serve to distinguish this case from Snyder. First, the court of appeals erred to conclude that
    the trial court simply “allowed the challenge without explanation.” 61 Because the only
    explanations the prosecutor offered for his peremptory challenge against Fortune were based
    on his perceptions of her demeanor, the trial court’s ultimate ruling (“The Court finds that
    the State offered race neutral reasons for exercising their strikes”) could only have
    constituted a determination with respect to the genuineness of the prosecutor’s demeanor-
    based explanations. Thus, unlike in Snyder, here the record contains a particular finding
    from the trial court with respect to the veracity of the prosecutor’s demeanor-based
    explanation that a reviewing court must ordinarily defer to under the clearly erroneous
    standard of appellate review.
    Second, and more importantly, because the court of appeals erred to identify a
    pretextual explanation for the State’s peremptory challenge against Fortune, it also erred
    when it shifted the burden of persuasion to the State, as the Supreme Court did in Snyder, to
    “show that this [pretextual] factor was not determinative.”62 On the facts of this case, the
    ultimate burden of persuasion remained with the appellant as the opponent of the peremptory
    61
    
    Blackman, supra, at 269
    (citing 
    Snyder, supra, at 479
    ).
    62
    
    Snyder, supra, at 485
    .
    Blackman — 22
    challenge,63 and the court of appeals should simply have evaluated the record, much as
    Justice Keyes did, to determine whether the trial court’s finding—that the prosecutor’s
    racially neutral, demeanor-based explanations were genuine—was clearly erroneous.
    Was the Trial Court’s Ruling Clearly Erroneous?
    When we undertake that evaluation, we conclude that the trial court’s finding was not
    clearly erroneous. A prospective juror’s demeanor may give rise to a legitimate, racially
    neutral peremptory challenge.64 Here, the prosecutor explained that, from the way in which
    Fortune intoned the word “accused” in her answers to defense counsel’s queries about her
    prior jury service, he believed that she could prove to be unduly sympathetic to criminal
    defendants. This impression was amplified by his perception that Fortune’s eye contact with
    respective counsel suggested a stronger rapport with the defense than with the State. On the
    face of it, these explanations do not turn on Fortune’s race. It is true that the prosecutor’s
    impression may have been artificially reinforced by his mistaken assumption, based on
    Fortune’s assertion that the jury upon which she had previously served did not assess
    punishment, that it had also been unable to reach a verdict. Indeed, in retrospectively
    explaining his challenge against Fortune, the prosecutor frankly acknowledged that this was
    a mistake. But as long as his mistake was an honest one, it does not impugn the racially
    63
    
    Purkett, supra, at 768
    .
    64
    
    Nieto, supra, at 680
    ; 
    Yarborough, supra, at 895
    .
    Blackman — 23
    neutral character of his explanation.65
    Defense counsel never challenged the sincerity of the prosecutor’s assessment of
    Fortune’s demeanor. Instead, he urged the propriety of characterizing a criminal defendant
    who has not yet been convicted as nothing more than an “accused,” and argued that Fortune’s
    use of the term did not “adversely affect [her] ability to be a fair and impartial juror in this
    case.” But “the prosecutor’s explanation need not rise to the level justifying exercise of a
    challenge for cause.”66 The prosecutor’s avowed concern had nothing to do with the
    propriety of Fortune’s use of the term, but with what he thought her choice of
    terminology—and in particular, her manner in voicing it—conveyed about her attitude
    toward his role in the criminal-justice system. He did not have to be accurate in his
    assessment of Fortune’s attitude so long as his perception was sincere,67 and the question of
    his sincerity was a fact issue for the trial court, meriting deference on appeal.68
    In a similar vein, the court of appeals viewed the trial court’s pedagogical colloquy
    with Fortune early during the group voir dire as sufficient to belie any inference “that Fortune
    65
    Cf. 
    Ford, supra, at 694
    (“All appellant has proven on appeal is that the reason [that the
    prosecutor gave for exercising a particular peremptory challenge] was incorrect; this is not equal to
    proving that the reason given was a pretext for a racially motivated strike.”).
    66
    
    Batson, supra, at 97
    .
    67
    
    Ford, supra, at 694
    .
    68
    
    Gibson, supra, at 534
    .
    Blackman — 24
    was inattentive or was sending a bad ‘vibe’ in the courtroom.”69 But the prosecutor never
    claimed that Fortune was inattentive; he claimed that she was more attentive to defense
    counsel than to him. Likewise, his complaint was not that Fortune’s “vibe” was generally
    “bad,” as the court of appeals seems to have thought,70 but that he perceived her “vibe” to be
    overly defense oriented. Moreover, when prompted by the trial court, the prosecutor
    identified several non-African-American prospective jurors whom he had likewise
    peremptorily struck on account of their apparent “vibe” or rapport with defense counsel. The
    appellant offered nothing on the record to discredit the sincerity of these prosecutorial
    perceptions, and the trial court was entitled to credit the prosecutor’s assertion that he struck
    similarly positioned non-African-Americans as an indication that his strike against Fortune
    was not racially motivated.71 We hold that the trial court did not clearly err to find that the
    prosecutor’s explanations were genuine and to conclude, accordingly, that the appellant
    69
    
    Blackman, supra, at 269
    . See note 6, ante.
    70
    
    Blackman, supra, at 269
    .
    71
    See George E. Dix & John M. Schmolesky, 43 T EXAS P RACTICE: C RIMINAL P RACTICE AND
    P ROCEDURE § 41:113, at 804 (3d ed. 2011) (“Of course, comparative analysis is a two-edged sword.
    It can be used by the striking party to demonstrate purity of motive by showing that panelists of all
    groups with certain characteristics were struck with the same or similar frequency.”); 
    Watkins, supra, at 453
    (peremptory challenge against African-American prospective juror who was reluctant to assess
    a life sentence was not shown to be racially motivated when the prosecutor also struck two non-
    African-Americans for the same reason); Mayfield v. State, 
    906 S.W.2d 46
    , 53 (Tex. App.—Tyler
    1995, pet. ref’d) (peremptory challenges against two African-Americans on the basis that they had
    family members with criminal backgrounds were found not to be pretextual in light of the fact that
    several other, non-African-American prospective jurors were struck for the same reason).
    Blackman — 25
    failed to meet his burden to establish by a preponderance of the evidence that the State
    indulged in purposeful discrimination by striking Fortune from the petit jury on the basis of
    her race.
    CONCLUSION
    For the foregoing reasons, we reverse the judgment of the court of appeals. Because
    both of the appellant’s other two points of error on appeal have been determined adversely
    to him,72 we affirm the judgment of the trial court.
    DELIVERED:              December 11, 2013
    PUBLISH
    72
    The appellant raised three points of error on appeal, including his Batson claim. On original
    submission, the court of appeals held the evidence to be legally insufficient to support the appellant’s
    verdict of guilty of possession of cocaine with intent to deliver. Blackman v. State, 
    349 S.W.3d 10
    ,
    24 (Tex. App.—Houston [1st Dist.] 2009). Because this resulted in a remand for entry of a judgment
    of acquittal, the court of appeals did not address the appellant’s remaining points of error, which also
    included a factual-sufficiency claim. This Court reversed the judgment of the court of appeals on the
    legal-sufficiency issue and remanded for consideration of the appellant’s remaining points of error on
    appeal. Blackman v. State, 
    350 S.W.3d 588
    , 596 (Tex. Crim. App. 2011). On remand, the court of
    appeals recognized that the appellant’s factual-sufficiency claim was foreclosed by this Court’s
    intervening opinion in Brooks v. State, 
    323 S.W.3d 893
    (Tex. Crim. App. 2010). See 
    Blackman, supra
    , 394 S.W.3d at 265 (because “we now review . . . the factual sufficiency of the evidence under
    the same appellate standard of review as that for legal sufficiency[,] . . . the only remaining point is
    appellant’s Batson challenge”).
    

Document Info

Docket Number: PD-1575-12

Citation Numbers: 414 S.W.3d 757, 2013 WL 6480037, 2013 Tex. Crim. App. LEXIS 1811

Judges: Price, Keller, Meyers, Womack, Johnson, Keasler, Hervey, Cochran, Alcala

Filed Date: 12/11/2013

Precedential Status: Precedential

Modified Date: 10/19/2024

Authorities (19)

Brooks v. State , 2010 Tex. Crim. App. LEXIS 1240 ( 2010 )

Purkett v. Elem , 115 S. Ct. 1769 ( 1995 )

Watkins v. State , 2008 Tex. Crim. App. LEXIS 215 ( 2008 )

Nieto v. State , 2012 Tex. Crim. App. LEXIS 648 ( 2012 )

Tompkins v. State , 1987 Tex. Crim. App. LEXIS 655 ( 1987 )

Gibson v. State , 2004 Tex. Crim. App. LEXIS 1472 ( 2004 )

Redd v. State , 1979 Tex. Crim. App. LEXIS 1471 ( 1979 )

Batson v. Kentucky , 106 S. Ct. 1712 ( 1986 )

Vargas v. State , 1992 Tex. Crim. App. LEXIS 166 ( 1992 )

Snyder v. Louisiana , 128 S. Ct. 1203 ( 2008 )

Miller-El v. Dretke , 125 S. Ct. 2317 ( 2005 )

Whitsey v. State , 796 S.W.2d 707 ( 1990 )

Mayfield v. State , 906 S.W.2d 46 ( 1995 )

Ford v. State , 1999 Tex. Crim. App. LEXIS 94 ( 1999 )

Blackman v. State , 2011 Tex. Crim. App. LEXIS 497 ( 2011 )

Yarborough v. State , 1997 Tex. Crim. App. LEXIS 50 ( 1997 )

Hunter v. Underwood , 105 S. Ct. 1916 ( 1985 )

Guzman v. State , 2002 Tex. Crim. App. LEXIS 107 ( 2002 )

Wainwright v. Witt , 105 S. Ct. 844 ( 1985 )

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