RUFFINS, ANTHONY v. the State of Texas ( 2023 )

IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
NO. PD-0862-20
ANTHONY RUFFINS, Appellant
v.
THE STATE OF TEXAS, Appellee
ON STATE’S PETITION FOR DISCRETIONARY REVIEW
FROM THE THIRD COURT OF APPEALS
COMAL COUNTY
MCCLURE, J., delivered the opinion of the court in which KELLER, P.J.,
HERVEY, RICHARDSON, NEWELL, WALKER, and SLAUGHTER, JJ., joined. YEARY, J.,
filed a concurring opinion. KEEL, J., concurred.
OPINION
Appellant was convicted of aggravated robbery by a jury and sentenced to life
imprisonment by the trial court. With respect to the testimony of an accomplice in fact, the
trial court instructed the jury that it must find an accomplice in fact to be an accomplice
beyond a reasonable doubt. The court of appeals determined that the reasonable doubt
RUFFINS — 2
portion of the accomplice-witness application paragraph in the jury charge was erroneous,
and that Appellant suffered egregious harm from the error. We exercised our discretionary
authority to review this decision, and now reverse.
BACKGROUND
On May 10, 2016, four men entered Timeless Ink, a two-story tattoo and piercing
shop in New Braunfels. The plan to commit a robbery originated with Gustavo Trevino 1
(“Trevino”) and Olanda Taylor (“Taylor”). Taylor’s cousin owned Timeless Ink. With
Trevino and Taylor, Appellant, Kenneth McMichael (“McMichael”), and Robert Ruffins
(Appellant’s relative, hereinafter, “Robert”), agreed to participate in the robbery.
On the day of the robbery, Trevino drove Appellant, Taylor, and McMichael from
the Palms Apartments (“the Palms”) in San Antonio to New Braunfels in Trevino’s white
Volvo. On the way to Timeless Ink, the group picked up Robert, stopped at Wal-Mart to
get zip ties, and then parked in a lot nearby the tattoo parlor. Inside the Volvo, the group
put on masks, gloves, and hats to conceal their identities. Trevino stayed in the car as
Appellant, Taylor, McMichael, and Robert entered Timeless Ink. The eight surveillance
cameras installed throughout the two-story building captured what occurred next.
Inside the shop, Sarah Zamora and her husband Anthony can be seen working a late-
night shift upstairs. Anthony was working on a tattoo for one of their regular customers,
Tony Hernandez, when Sarah heard someone enter the shop downstairs. When Sarah got
to the top of the stairs to greet them, she saw Taylor standing on the steps pointing a gun
1
Trevino testified regarding the offense and his role in facilitating the robbery.
RUFFINS — 3
in her direction. Sarah ran back into the room where Anthony was working on Tony’s tattoo
and said, “Anthony, gun.” Taylor, Robert, and Appellant came upstairs and entered the
room and told Sarah, Anthony, and Tony to put their hands up and get on the ground.
Anthony told Taylor to take whatever they wanted, but Taylor hit Anthony and
knocked him to the ground, knocking him unconscious. Appellant stomped on Anthony’s
head. Then all four men repeatedly kicked Tony’s head and hit his head with pistols before
dragging him around the floor.
Appellant then kicked Sarah in the face, forced her downstairs by her hair, and
commanded her to open the cash register. It was empty. Appellant then removed the shop’s
safe that was located next to the cash register, placed it in a bag, and took it. Appellant
again grabbed Sarah by the hair, walked her halfway up the stairs, pointed the gun at her,
and told her not to look at them or move until they left or they would kill her. Anthony,
Sarah, and Tony’s wallets and cell phones were taken in the robbery.
Detective Richard Groff with New Braunfels Police Department (“NBPD”)
observed the four suspects on the Timeless Ink surveillance video. The surveillance footage
showed four black men wearing masks and gloves and carrying handguns. One man, later
identified as Appellant, was wearing a white hat, another was wearing a dark shirt, the third
individual was wearing shorts with a red stripe, and the fourth was wearing shorts with a
white stripe. The footage also captured a unique tattoo on one of the suspect’s arms which
was identified at trial as belonging to McMichael.
RUFFINS — 4
Detective Groff tracked Tony and Sarah’s stolen phones using the Find My iPhone
application and learned the phones were located in San Antonio at the Palms Apartments. 2
Detective Groff sent a message through the app asking for whoever found the phones to
call him. Shortly thereafter, a woman named Rosa Garcia called Detective Groff and he
went to the Palms to meet her. Rosa and her son had Sarah and Anthony’s cell phones.
Rosa told the detective she received the phones from “Tazz Ruffins.” Rosa showed
Detective Groff “Tazz’s” Facebook page.
NBPD Detective John Mahoney used the Facebook profile Detective Groff obtained
for “Tazz,” and identified “Tazz” as Olanda Taylor. 3 Detective Mahoney learned Taylor
lived at the Palms. While speaking with sources at the Palms, Mahoney learned that an
individual named David Hogarth was acquainted with some of the suspects. When
Detective Mahoney went to the Palms to try to talk with Hogarth in person, he observed
Hogarth standing with Appellant. Appellant quickly walked away and Detective Mahoney
asked Hogarth to come with him to the San Antonio police station. Hogarth was reluctant,
but he agreed to go and ultimately assisted in identifying the robbers based on the
surveillance video screenshots.
2
NBPD also located the stolen safe in a dumpster at the Palms.
3
Detective Mahoney’s social media search of Taylor also led him to the Facebook pages for
Appellant and co-defendants Robert and McMichael. From these searches, Mahoney learned that
Appellant’s nickname was “Poohbear.” When Officer Mahoney listened to the surveillance
footage from the tattoo shop, he heard someone say, “Let’s go, let’s go, Poohbear” before a man
in a white hat, later identified as Appellant, came down the stairs. The various Facebook pages of
the suspects also showed pictures of Appellant alongside Robert and Taylor. In each photo,
Appellant is wearing a white hat similar to the one in the surveillance footage.
RUFFINS — 5
Hogarth also told Mahoney that he, Trevino, and Taylor had gone to New Braunfels
prior to the robbery and that Trevino and Taylor had discussed the robbery during the trip.
Hogarth admitted that he was present during conversations in which Taylor, Robert,
Appellant, and Trevino made plans to commit a robbery and that Appellant recruited
McMichael to help. On the night of the offense, Hogarth saw McMichael, Trevino, Taylor,
and Appellant drive off in a white Volvo. When Hogarth was shown a photo from the
surveillance footage of the masked man in the white hat, Hogarth stated that he knew the
man in the photo was Appellant because Appellant always wore that particular hat. When
Hogarth was interviewed by police, he informed Detective Mahoney that Trevino had been
telling Hogarth what to say to police. When Trevino was interviewed by police, he
provided an alibi that Mahoney’s investigation revealed to be false. Mahoney obtained a
search warrant for Hogarth’s phone that revealed text messages that confirmed Hogarth’s
account.
Detective Mahoney obtained surveillance footage from other businesses near
Timeless Ink and observed a white, box-shaped vehicle with a distinctive side blinker
traveling in the vicinity shortly before the robbery. Trevino’s white Volvo matched the
description of the vehicle Mahoney observed in the footage.
Detective Mahoney later interviewed Taylor regarding the Timeless Ink robbery.
Taylor provided information to assist in the investigation, including identifying
information for the other suspects. Detective Mahoney obtained arrest warrants for the
remaining suspects, including Appellant, who denied involvement in the Timeless Ink
RUFFINS — 6
robbery and claimed he had an alibi. However, Appellant also made comments such as “if
you say I did it, I did it. If you say that’s me, it’s me” and refused to provide any information
that would enable the detectives to follow up on his alibi information. A search of
Appellant’s father’s apartment at the Palms led to the discovery of a gun and a pair of
gloves.
Co-defendant Trevino testified at Appellant’s trial in exchange for the State’s
abstention from recommending punishment in his case. Trevino told the jury that he
decided to commit robbery at his cousin’s shop because he needed money. He testified
that, before the robbery, he drove by the tattoo shop with Hogarth and co-defendant Taylor;
that he discussed the possibility of the robbery; that Hogarth was not part of the plan; that
Hogarth had merely overheard the conversation concerning the robbery between Trevino
and Taylor; that Hogarth did not help anyone commit the robbery; and that he told Hogarth
to get a lawyer and not talk to the police after the robbery. Trevino testified that he drove
to the tattoo shop in his white Volvo with Appellant and codefendants Taylor, McMichael,
and Robert. He further testified that the four passengers put on masks and gloves and had
their guns ready. He confirmed that Appellant was wearing a white hat.
At trial, Appellant called an ex-girlfriend to testify that she had been dating
Appellant for several years and that he was with her on the night of the robbery. She
admitted, however, that Appellant had asked her to provide an alibi at trial. She never
provided the alibi information to investigative authorities, despite the fact she knew he had
been in custody for two years awaiting trial.
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At the final charge conference, the trial court asked if the parties had any objections
to the jury charge. Appellant’s counsel asserted:
[DEFENSE COUNSEL]: You know what, I just thought of something. I’m
sorry, Judge. I still think that, with a question of fact, that the instruction
“therefore, if you believe”—the application instruction, “therefore, if you
believe from the evidence beyond a reasonable doubt that an offense was
committed and you further believe from the evidence that the witness”—in
this case it would be David Hogarth—“was an accomplice or you have a
reasonable doubt whether he was or was not as the term is defined in the
foregoing instructions, then you cannot convict the Defendant upon the
testimony of—unless you further believe that there is other evidence in the
case outside of testimony of David Hogarth tending to connect the Defendant
with the offense charged in the indictment.” And then, “From the all the
evidence, you must believe beyond a reasonable doubt that the Defendant is
guilty”—
. . . (bailiff reports presence of all twelve jurors returning from break)
[DEFENSE COUNSEL]: —because there is nothing in the charge that gives
them an instruction with respect to how they determine someone is an
accomplice, and it has to be done with “if you have a reasonable doubt or
not,” in that respect.
…
COURT: And it says in there they have to find that he is an accomplice
beyond a reasonable doubt.
…
[DEFENSE COUNSEL]: But I don’t think there’s been an instruction that
they need to believe—when they consider accomplice, they have to agree
beyond a reasonable doubt that he is an accomplice. I don’t think that’s in
here.
COURT: I thought it was.
[DEFENSE COUNSEL]: Unless I’m wrong. I mean, I—let me see here. I
don’t—I don’t see it.
RUFFINS — 8
[STATE]: “If you find beyond a reasonable doubt that David Hogarth is an
accomplice to the crime of aggravated robbery, you must consider whether
there is evidence corroborating the testimony of David Hogarth. The
Defendant, Anthony Ruffins, cannot be convicted on the testimony of David
Hogarth, unless that testimony is corroborated.”
[DEFENSE COUNSEL]: I’m good.
COURT: Okay.
Ultimately, the charge contained an accomplice-as-a-matter-of-law instruction for
Trevino and the accomplice-as-a-matter-of-fact instruction for Hogarth. After considering
the evidence, the jury found Appellant guilty of aggravated robbery.
COURT OF APPEALS
On appeal, Appellant argued, among other things 4, the charge regarding Hogarth
was erroneous because it instructed the jury that it had to find Hogarth to be an accomplice
beyond a reasonable doubt. TEX. CODE CRIM. PROC. art. 38.14. In response, the State
argued that Appellant should be estopped from complaining about the instruction since it
was Appellant who requested the jury be instructed that they had to determine whether
Hogarth was an accomplice beyond a reasonable doubt.
As to estoppel, the Third Court of Appeals found that Appellant was not estopped
from complaining on appeal because (1) Appellant was actually requesting “an instruction
specifying that there must be evidence corroborating Hogarth’s testimony if the jury had a
reasonable doubt as to whether or not Hogarth was an accomplice,” and (2) the instruction
4
Appellant raised eleven grounds on appeal, asserting that the trial court erred by: including multiple
errors in the jury charge, failing to grant his motion for new trial, making a deadly weapon finding in its
judgment, and imposing more court costs than were authorized.
RUFFINS — 9
was already in the charge at the time of Appellant’s objection, so Appellant could not have
invited the error.
Next, the court below agreed with Appellant that the charge was erroneous and
reversed. It concluded that “a proper accomplice instruction should inform the jury that if
they have a reasonable doubt regarding whether or not the witness acted as an accomplice,
then corroboration is necessary.” Ruffins v. State, 613 S.W.3d 192, 195 (Tex. App.—Austin
2020, pet. granted). The court found that the charge “essentially inverts this requirement
by only requiring corroboration if it is shown beyond a reasonable doubt that Hogarth is an
accomplice.” The court noted that, while Appellant failed to object to the instruction, he
was egregiously harmed by the error.
Justice Baker concurred in the court’s opinion but wrote separately to point out an
additional error in the charge – the failure to instruct the jury that “it must determine
whether or not Trevino and Hogarth’s testimony was both true and showed [his] guilt
before using the testimony to convict.” Justice Baker found this omission “compounded
the harm,” and the charge errors “individually and in aggregate egregiously harmed”
Appellant.
Justice Goodwin dissented. Assuming that the charge was erroneous, she concluded
that the majority’s harm analysis was problematic because, in its review of the facts, the
majority placed itself “too far in the role of factfinder.” She said that “at some point an
appellate court crosses the line when it substitutes its own credibility assessments and fact
determinations for those of the jury,” and she feared that “that line has been crossed here.”
RUFFINS — 10
She also stated that the Appellant “must have suffered some actual – rather than merely
theoretical – harm.” Ruffins v. State, 613 S.W.3d 192, 209-10 (Tex. App.—Austin 2020)
(citing Chambers v. State, 580 S.W.3d 149, 154 (Tex. Crim. App. 2019); Marshall v. State,
479 S. W.3d 840, 843 (Tex. Crim. App. 2016). Here, the majority’s conclusion “that the
jury could have had a reasonable doubt regarding whether Hogarth was an accomplice”
was a finding of “merely theoretical harm.” Justice Goodwin also disagreed with Justice
Baker’s concurrence, concluding that “language in the accomplice-witness instruction
directing the jury to first find the accomplice-witness testimony to be true is not required
by law.”
ANALYSIS
The majority’s rationale is problematic on two points. First, its conclusion that
defense counsel was actually requesting “an instruction specifying that there must be
evidence corroborating Hogarth’s testimony if the jury had a reasonable doubt as to
whether or not Hogarth was an accomplice” is not supported by the record.
When Appellant first objected and requested a reasonable-doubt instruction, the trial
court responded that a reasonable-doubt instruction was in the jury charge: “[I]t says in
there they have to find that he is an accomplice beyond a reasonable doubt.” However,
counsel expressed that he did not think such an instruction was in the charge: “But I don’t
think there’s been an instruction that they need to believe—when they consider accomplice,
they have to agree beyond a reasonable doubt that he is an accomplice. I don’t think that’s
in here.” Once more, the trial judge indicated that he “thought it was.” The instruction was
RUFFINS — 11
then read verbatim by the State, and defense counsel said, “I’m good.” The State then
informed the trial judge which page the instruction was on, and the judge said, “Yeah.
Okay. I thought it was in there.”
While defense counsel’s initial statement did refer to the language “if you have a
reasonable doubt or not,” counsel later clarified that he wanted an instruction “that they
need to believe—when they consider accomplice, they have to agree beyond a reasonable
doubt that he is an accomplice.” When he learned that this language was already in the
charge, he stated, “I’m good.” The appellate court’s conclusion that defense counsel was
actually requesting a different charge is unpersuasive.
Second, the appellate court erred when it insinuated that invited error is the sole
form of estoppel. To the contrary, while Appellant might not have invited error since the
instruction was already in the charge, invited error is only one form of estoppel. See Deen
v. State, 509 S.W.3d 345, 348 (Tex. Crim. App. 2017) (stating “[e]stoppel is a flexible
doctrine that takes many forms.”). Under the more general principle of estoppel, “a party
may be estopped from asserting a claim that is inconsistent with that party’s prior conduct.”
Arroyo v. State, 117 S.W.3d 795, 798 (Tex. Crim. App. 2003).
For example, in State v. Yount, 853 S.W.2d 6 (Tex. Crim. App. 1993), we held that
Yount, who had been indicted for involuntary manslaughter but had requested and received
a jury charge on the lesser-included offense of driving while intoxicated, was estopped
from complaining that his conviction of that lesser-included offense was barred by
limitations. We explained that “appellee cannot benefit from the lesser included offense
RUFFINS — 12
instruction and then attack his conviction of that lesser included offense on limitations
grounds.” Id. at 9.
Similarly, in Prystash v. State, 3 S.W.3d 522 (Tex. Crim. App. 1999), cert. denied,
529 U.S. 1102 (2000), we held that Prystash, who had affirmatively requested that the trial
court not submit to the jury one of the special issues statutorily required for capital
sentencing, was estopped from arguing on appeal that the trial court erred in failing to
submit the special issue. We explained that “we will not permit [an] appellant to complain
of the trial court’s deleting a jury charge as he requested.” Id. at 532.
Likewise, in Druery v. State, 225 S.W.3d 491 (Tex. Crim. App. 2007), Druery
complained that the failure to include the lesser-included offense instruction in the jury
charge amounted to fundamental error. Druery therefore was estopped from bringing such
a claim because the record reflected that he “affirmatively advised the trial judge that he
did not desire such a charge on the lesser-included offense,” thereby inducing the error of
which he complained. Id. at 506.
In Woodard v. State, 322 S.W.3d 648 (Tex. Crim. App. 2010), we held that Woodard
could not complain for the first time on appeal that the trial court erred to instruct the jury
on the unindicted conspiracy to commit aggravated robbery offense because he “had some
responsibility for the jury instruction.” Id. at 659. Specifically, Woodard helped prepare
the charge, including the challenged instruction. We concluded that action was “a great
deal more than just simply not objecting to the charge or just stating ‘no objection’ to the
charge.” Id.RUFFINS — 13
Finally, in Woodall v. State, 336 S.W.3d 634, 646 (Tex. Crim. App. 2011), we held
that Woodall was estopped from bringing a Confrontation Clause claim on appeal when he
declined the court’s invitation to bring the witness into court.
As in the above cases, judicial estoppel is implicated here. Regardless of whether
Appellant invited the error, his present claim is “inconsistent” with his “prior conduct.”
Arroyo, 117 S.W.3d at 798. As in Woodard, Appellant “at the very least” had “some
responsibility for the jury instruction,” more than “just simply not objecting to the charge
or just stating ‘no objection’ to the charge.” Id. at 659. Instead, by taking issue with the
reasonable doubt instruction that he specifically requested, Appellant is presently asserting
an inconsistent position and would derive an unfair advantage if not estopped. More
plainly, Appellant is taking advantage of his own wrong. See Druery, 225 S.W.3d at 506.
Appellant accepted the reasonable doubt instruction. He did not remain silent on the issue,
fail to object, state he had no objections to the charge, or withdraw his objection. Instead,
he affirmatively communicated to the court that he was “good” with the instruction, thereby
accepting the reasonable-doubt instruction in the court’s jury charge. Appellant is therefore
estopped from bringing this jury instruction complaint on appeal because by his objection,
request for a reasonable-doubt instruction, and affirmative assent to the instruction,
Appellant “at the very least” had “some responsibility” for the error of which he now
complains. Woodard, 322 S.W.3d at 659.
RUFFINS — 14
CONCLUSION
The record reflects Appellant specifically asked the trial court to ensure that the jury
be instructed they had to agree “beyond a reasonable doubt” that Hogarth was an
accomplice. We hold that Appellant, once he stated “I’m good” with the instruction, is
estopped from thereafter claiming that the instruction was improper. We reverse the
judgment of the court of appeals and remand the case to that court to address Appellant’s
remaining points of error. We need not address the State’s remaining issues.
Delivered: March 29, 2023
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