Dahl v. Secretary of Health and Human Services ( 2014 )


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  • In the United States Court of Federal Claims
    OFFICE OF SPECIAL MASTERS
    ******************** *
    RICHARD T. DAHL,          *
    *                          No. 13-98V
    Petitioner, *                          Special Master Christian J. Moran
    *
    v.                        *                          Filed: April 2, 2014
    *
    SECRETARY OF HEALTH       *                          Motion to exclude expert witness.
    AND HUMAN SERVICES,       *
    *
    Respondent. *
    ******************** *
    Sheila Ann Bjorklund, Lommen Abdo Law Firm, Minneapolis, MN, for petitioner.
    Julia W. McInerny, United States Dep’t of Justice, Washington, DC, for
    respondent.
    RULING DENYING MOTION TO EXCLUDE EXPERT TESTIMONY1
    On October 8, 2013, petitioner, Richard Dahl, moved to exclude
    respondent’s expert, Dr. Gerald Raymond. Mr. Dahl contends that a conflict of
    interest requires Dr. Raymond’s disqualification. Dr. Raymond is currently the
    head of the hospital unit where Mr. Dahl sought treatment for his alleged vaccine
    injury. Mr. Dahl argues that Dr. Raymond’s position in the department where Mr.
    Dahl sought treatment and the potential for Mr. Dahl to seek treatment from Dr.
    Raymond in the future requires the disqualification of Dr. Raymond as
    respondent’s expert.
    During the time Mr. Dahl was treated at the hospital, Dr. Raymond was
    neither a member of the medical staff nor a member of the faculty of the affiliated
    1
    The E-Government Act of 2002, Pub. L. No. 107-347, 
    116 Stat. 2899
    , 2913 (Dec. 17,
    2002), requires that the Court post this order on its website. Pursuant to Vaccine Rule 18(b), the
    parties have 14 days to file a motion proposing redaction of medical information or other
    information described in 42 U.S.C. § 300aa-12(d)(4). Any redactions ordered by the special
    master will appear in the document posted on the website.
    university. Mr. Dahl is unable to show that a confidential or privileged
    relationship existed between himself and Dr. Raymond. Additionally, Mr. Dahl
    cannot show Dr. Raymond was in possession of privileged information as a result
    of a confidential relationship. Consequently, it is not appropriate to exclude Dr.
    Raymond’s expert testimony for failing to comport with the American Medical
    Association Code of Medical Ethics (“Code of Medical Ethics”) or any comparable
    standard. Therefore, the motion is denied.
    I.    Relevant Medical History
    Before his alleged vaccine injury, Mr. Dahl’s medical history included
    several significant medical events, including a 2010 diagnosis of leukodystrophy.
    Exhibit 14 at 44-57. Leukodystrophy encompasses various types of
    neurodegeneration in cerebral white matter. Dorland’s Illustrated Medical
    Dictionary 1029 (32d ed. 2012). One subset of regressive leukodystrophy common
    in young people is vanishing white matter disease, which can cause stiffness and
    spasticity of the limbs and optic atrophy. Id. at 544.
    After his leukodystrophy diagnosis, Mr. Dahl received the flu vaccine on
    November 2, 2011. Exhibit 2 at 1. By December 28, 2011, Mr. Dahl was unable
    to walk. Exhibit 15 at 139. On January 1, 2012, he was admitted to North
    Memorial Medical Center (“North Memorial”). He was discharged from North
    Memorial with a diagnosis of Guillain-Barré syndrome (“GBS”) on January 10,
    2012. Id. at 148; exhibit 5 at 159.
    Throughout 2012, Mr. Dahl received a variety of different diagnoses for the
    cause of his persistent ailments, including GBS, leukodystrophy, or a combination
    of both. See generally exhibits 5–20. Most of these visits are not relevant to the
    petitioner’s motion.
    For purposes of Mr. Dahl’s motion, the important appointments occurred at
    the University of Minnesota – Fairview Medical Center and Amplatz Children’s
    Hospital (“FMC”). Exhibit 8 at 1–54. Neurologists Dr. Brandon Peters and Dr.
    Peter Karachunski treated him, starting on April 30, 2012. Id. Dr. Peters’
    assessment, with which Dr. Karachunski agreed, was that Mr. Dahl’s symptoms,
    such as loss of reflexes, were consistent with leukodystrophy. Id. at 9. Dr. Peters
    did not make a diagnosis of GBS. Id. Dr. Karachunski separately stated that
    diagnostic results were inconsistent with GBS and he ordered genetic tests. Id. at
    14–15. On June 20, 2012, genetic test results were positive for childhood ataxia
    with CNS hypomyelination/vanishing white matter disease (CACH/VWM), a
    2
    subtype of leukodystrophy, and Dr. Karachunski confirmed this diagnosis on June
    22, 2012. Id. at 23, 53.
    Mr. Dahl last sought treatment from Dr. Karachunski at the pediatric
    neurology practice group at FMC on August 7, 2012. Pet’r’s Reply at 3; exhibit 8
    at 59. Mr. Dahl states he was last treated at FMC for pain management in October
    2012. Pet’r’s Reply at 3. Dr. Raymond, respondent’s expert, joined FMC in
    December 2012. Exhibit B at 2. Dr. Karachunski updated Mr. Dahl’s records in
    February 2013. Pet’r’s Reply at 3.
    II.   Procedural History
    On February 5, 2013, Mr. Dahl filed a petition for compensation under the
    National Vaccine Injury Compensation Act, 42 U.S.C. § 300aa-10 through 34
    (2012) (“Vaccine Act” or “Program”). Mr. Dahl alleged that the flu vaccine he
    received on November 2, 2011, caused him to suffer GBS. The flu vaccine is
    listed in the Vaccine Injury Table as a vaccine covered by the Vaccine Act. See 
    42 C.F.R. § 100.3
    (a).
    With his petition, Mr. Dahl filed medical records, which he supplemented
    later. Exhibits 1-22. On June 25, 2013, respondent reviewed the medical records
    and stated her position that compensation under the Program is not appropriate
    because Mr. Dahl has not demonstrated by preponderant evidence that the flu
    vaccine caused his illness. Resp’t’s Rep’t.
    During a July 16, 2013 status conference, the Secretary identified Dr.
    Raymond, a specialist in leukodystrophy, as her expert. Respondent filed Dr.
    Raymond’s expert report (exhibit A) on September 27, 2013. According to Dr.
    Raymond, Mr. Dahl suffered from a subset of leukodystropy, CACH/VWM. This
    illness, Dr. Raymond contends, was not caused or affected by the flu vaccine. See
    exhibit A at 9.
    On October 8, 2013, Mr. Dahl filed a motion to exclude Dr. Raymond as
    respondent’s expert, arguing Dr. Raymond’s position at FMC where Mr. Dahl had
    been treated created a conflict of interest. Pet’r’s Mot. to Exclude. On November
    8, 2013, the Secretary filed a response to Mr. Dahl’s motion, arguing that no
    conflict of interest exists. Resp’t’s Resp. On November 15, 2013, Mr. Dahl filed a
    reply in support of his motion to exclude. Pet’r’s Reply. This issue is ready for
    adjudication.
    3
    III.   Standard for Disqualifying an Expert Based Upon a Conflict of Interest
    Neither the Vaccine Act nor the Vaccine Rules set forth a standard for
    special masters to follow in determining whether a conflict of interest precludes the
    presentation of a particular expert’s opinion. Likewise, the Rules of the Court of
    Federal Claims and the Federal Rules of Civil Procedure do not address this topic.
    In absence of this guidance, case law should be consulted.
    The most useful case is Hanlon v. Sec’y of Health & Human Servs., 
    191 F.3d 1344
     (Fed. Cir. 1999), a case involving tuberous sclerosis. In that case, the
    petitioners objected to the Secretary’s retention of a doctor who was the foremost
    expert in tuberous sclerosis, because he had testified on behalf of other petitioners
    with tuberous sclerosis whom the Hanlons’ attorney represented. The special
    master permitted the Secretary to retain the doctor. See Barnes v. Sec’y of Health
    & Human Servs. No. 92–0032V, 
    1997 WL 620115
    , at *1-5 (Fed. Cl. Spec. Mstr.
    Sept. 15, 1997) (allowing the doctor’s testimony), aff’d sub nom. Hanlon, 
    191 F.3d 1344
    .
    At the Federal Circuit, the petitioners maintained that the special master
    erred in not excluding respondent’s expert’s opinion. The Federal Circuit observed
    that Congress delegated to special masters “wide discretion with respect to the
    evidence they would consider.” Hanlon, 
    191 F.3d at
    1349–50 (quoting
    Whitecotton v. Sec’y of Health & Human Servs, 
    81 F.3d 1099
    , 1108 (Fed. Cir.
    1996)). The Federal Circuit held disqualification is not required “unless it is
    reasonable to conclude that the expert possessed confidential information that
    would prejudice the petitioner.” Id.2
    The Court of Federal Claims interpreted and followed Hanlon in Return
    Mail, Inc. v. United States, 
    107 Fed. Cl. 459
    , 461 (2012). In Return Mail, the
    United States Postal Service moved to exclude a retired postal executive as the
    opposing party’s expert because the expert’s former position made him privy to
    privileged information at the center of the litigation. 
    Id.
     at 461–62.
    The Court of Federal Claims stated where an expert witness switches parties
    during a legal proceeding, that expert must be disqualified. Return Mail, Inc., 107
    Fed. Cl. at 461. In all other circumstances, determining whether an expert should
    2
    As a decision from the Federal Circuit, Hanlon is precedent that binds judges and
    special masters of the Court of Federal Claims.
    4
    be disqualified requires affirmative answer to two questions. First, did the expert
    witness and the party requesting disqualification have a confidential relationship?
    And second, in the course of that relationship did the moving party “disclose any
    privileged or confidential information relevant to the proceeding?” Id.3 The court
    denied the motion, as the United States Postal Service did not show that the expert
    had access to specific information nor did it produce any document showing the
    expert was present when privileged or confidential information was discussed. Id.
    at 463–68.
    IV.    The Parties’ Arguments
    Neither party cited Hanlon or Return Mail in their briefs and therefore the
    parties did not phrase their arguments with reference to Hanlon or the Return Mail
    two-part test. Nevertheless, their arguments implicitly touch on the basic inquiries.
    Mr. Dahl argues that Dr. Raymond’s participation as respondent’s expert
    means a conflict of interest exists because Dr. Raymond possesses confidential
    information about Mr. Dahl’s health and will offer an opinion adverse to Mr.
    Dahl’s case. Mr. Dahl raises several broad arguments for excluding Dr. Raymond
    as an expert. The first three attempt to establish the existence of a confidential
    relationship between Dr. Raymond and Mr. Dahl.
    First, Mr. Dahl points out that he was treated by Dr. Karachunski in the
    Pediatric Neurology department at FMC. Pet’r’s Mot. to Exclude at 2. After Mr.
    Dahl was last treated by Dr. Karachunski, Dr. Raymond joined the practice group
    and is now a colleague of Dr. Karachunski. Id. Because Dr. Raymond is a part of
    the Neurology Clinic, Mr. Dahl contends that the conflict which would preclude
    Dr. Karachunski from testifying is imputed to Dr. Raymond, even though Dr.
    Raymond was not employed at FMC at the time. Id. at 3–4. Mr. Dahl argues that
    the Code of Medical Ethics requires that Dr. Raymond be disqualified from
    testifying, as specialty and group medical practices treat the patients of the group
    as patients of each individual doctor in that group. Id. at 3.
    3
    The Court of Federal Claims has articulated a third factor, which is considered when the
    two questions addressed above are answered in the affirmative. In circumstances in which there
    are few knowledgeable experts willing to testify, the scales would tilt in favor of denying
    disqualification. Return Mail, 107 Fed. Cl. at 461–69 (declining to address the third factor, as
    the answers to the first two questions were negative).
    5
    Second, Mr. Dahl also argues that Dr. Raymond’s position at FMC is similar
    to the other situations requiring disqualification. Id. at 4–6. Mr. Dahl’s second
    argument analogizes the current situation to insurance administrators who
    determine eligibility under ERISA and to the attorney-client privilege. See id. Mr.
    Dahl argues that Dr. Raymond simultaneously received money from respondent for
    his expert testimony and from Mr. Dahl’s insurance company for his treatment,
    raising the specter of impropriety. Id. at 7; Pet’r’s Reply at 5.
    Third, Mr. Dahl argues for disqualification based on potential future events.
    In his original motion, Mr. Dahl states “it is entirely foreseeable that Petitioner will
    be under the direct care of Dr. Raymond at some time.” Pet’r’s Mot. to Exclude at
    3. In his reply, Mr. Dahl explains that he might return to FMC and have future
    interactions with Dr. Raymond. Pet’r’s Reply at 4, 6. Mr. Dahl, relying on the
    Code of Medical Ethics, claims that because of these potential future interactions,
    Dr. Raymond is required to recuse himself and, his having failed to do this, should
    result in his disqualification. Pet’r’s Mot. to Exclude at 4.
    For the second question of Return Mail – the disclosure of confidential
    information – Mr. Dahl relies on Dr. Raymond’s access to both Mr. Dahl’s
    previous treating physician and Mr. Dahl’s files. Mr. Dahl argues that Dr.
    Raymond, in his position at FMC, “is in possession of confidential information that
    is potentially extremely prejudicial to petitioner’s vaccine claim.” Pet’r’s Mot. to
    Exclude at 6–7. In his reply, Mr. Dahl contends that Dr. Raymond “has free and
    open access to all of the physicians/staff/providers who participated in [Mr.
    Dahl’s] care.” Pet’r’s Reply at 2–3. Additionally, Mr. Dahl argues “it is not
    without possibility for Dr. Raymond to, even in passing, inquire of these [FMC]
    personnel their experience with [Mr. Dahl] and pass that along to [r]espondent.”
    Pet’r’s Reply at 3.
    Respondent argues that Dr. Raymond was not employed at the FMC when
    Mr. Dahl sought treatment. Resp’t Resp. at 2–7. As a result, Mr. Dahl was not a
    patient of Dr. Raymond and could not have been a treating physician within the
    meaning of the Medical Code of Ethics. Id. at 3. Respondent further states, that if
    Dr. Raymond were considered a treating physician, his exclusion would not be
    mandated by the Code of Medical Ethics because Dr. Raymond’s opinion is not
    adverse to Mr. Dahl’s medical, as opposed to legal, interests. Id. at 5–6.
    Respondent states that Dr. Raymond never saw or was consulted by Dr.
    Karachunski about Mr. Dahl’s care, condition, or treatment. Id. at 2. Respondent
    states Mr. Dahl did not produce any records showing treatment by Dr. Karachunski
    at FMC since August 7, 2012, and no physical therapy or pain management
    6
    treatments in 2013. Id. As a result, respondent argues there is not a conflict of
    interest as Mr. Dahl cannot show Dr. Raymond acted inconsistently with the Code
    of Medical Ethics. Id. at 7–8.
    V.    Discussion
    To establish whether Dr. Raymond should be disqualified, Mr. Dahl must
    demonstrate that he and Dr. Raymond had a confidential relationship and, if a
    confidential relationship existed, that Mr. Dahl disclosed confidential or privileged
    information to Dr. Raymond. Mr. Dahl has not shown that he and Dr. Raymond
    had a confidential relationship. As such, he cannot show he disclosed any
    confidential information to establish that Dr. Raymond must be disqualified.
    A.   Is There a Confidential Relationship between Mr. Dahl
    and Dr. Raymond?
    Mr. Dahl’s first argument is based on the concept of imputation of a
    confidential relationship – when Dr. Raymond joined the practice group, he took
    on the same obligations owed to Mr. Dahl by Dr. Karachunski. Mr. Dahl primarily
    argues that the Code of Medical Ethics requires disqualification. Pet’r’s Mot. to
    Exclude at 3. The relevant portion of the Code of Medical Ethics states: “the
    physician must hold the patient’s medical interests paramount.”4 In Mr. Dahl’s
    view, Dr. Raymond is breaching his ethical obligation by presenting an opinion
    (that Mr. Dahl’s ailments were caused by leukodystrophy (not the flu vaccine) and
    that Mr. Dahl does not have GBS) that is inconsistent with Mr. Dahl’s legal claim
    (that the flu vaccine caused or worsened Mr. Dahl’s health). Pet’r’s Mot. to
    Exclude at 3–4, 6; Pet’r’s Reply at 4. Mr. Dahl cites no cases in support of the
    claim that the Medical Code of Ethics requires disqualification of Dr. Raymond.
    The cases interpreting the Code of Medical Ethics distinguish a person’s
    litigation interests from his or her medical interests. The Code of Medical Ethics
    declaration that the physician must hold the patient’s medical interests paramount
    does not “impose a duty to loyalty upon a physician not to disagree with the
    patient’s litigation position.” In re Zimmer Nexgen Knee Implant Prod. Liab.
    4
    Opinion 9.07 - Medical Testimony, AMA: American Medical Association (Dec. 2004),
    http://www.ama-assn.org/ama/pub/physician-resources/medical-ethics/code-medical-
    ethics/opinion907.page.
    
    7 Litig., 890
     F. Supp.2d 896, 908 (N.D. Ill. 2012) (quoting In re Pelvic
    Mesh/Gynecare Litig., 
    43 A.3d 1211
    , 1218 (N.J. Super. Ct. App. Div. 2012)).
    Indeed, a physician is obligated to cooperate fully in litigation. Id.; see Opinion
    9.07 (“As citizens and professionals with specialized knowledge and experience,
    physicians have an obligation to assist in the administration of justice.”).
    A determination of whether a patient’s litigation and medical interests
    overlap is “a matter of professional judgment by the treating physician, not by the
    patient’s lawyers, or by the courts applying wholesale rules of prohibition and
    disqualification.” In re Zimmer, 890 F. Supp.2d at 908–09; In re Pelvic Mesh, 
    43 A.3d at 1224
    . Even if Dr. Raymond treated Mr. Dahl, then it is Dr. Raymond’s
    decision whether, in his honest assessment, the medical interest of his patient
    “permits expert assistance and testimony adverse to [Mr. Dahl’s] litigation
    interests.” In re Pelvic Mesh, 
    43 A.3d at 1224
     (internal quotation marks omitted).
    Mr. Dahl’s second argument, focusing on conflicts of interest in the ERISA
    field or general monetary conflicts, supposes money is received from two opposing
    sources, creating a conflict. For example, in Metropolitan Life Ins. Co. v. Glenn,
    
    554 U.S. 105
     (2008), the United States Supreme Court noted that this type of
    conflict exists when an ERISA plan administrator monetarily benefits from
    denying a claim. 
    Id. at 112
    . (“Every dollar spent in benefits is a dollar spent by
    the employer; and every dollar saved is a dollar in the employer’s pocket.”).
    However, the situation of an ERISA planner, who benefits monetarily when
    denying payments, and Dr. Raymond, who is being paid to offer his opinion about
    a matter, are too different for adequate comparison.
    Regarding attorney-client privilege, a wide number of courts have rejected
    the application of attorney-client privilege to other conflicts of interests. E.g.,
    Kendall Coffey, Inherent Judicial Authority and the Expert Disqualification
    Doctrine, 
    56 Fla. L. Rev. 195
    , 202–07 (2004) (discussing expert disqualification
    doctrine development since the influential holding in Paul v. Rawlings Sporting
    Goods Co., 
    123 F.R.D. 271
    , 278 (S.D. Ohio 1988), which rejected comparing the
    attorney-client privilege to other situations).
    Mr. Dahl’s third argument for disqualification is based on potential future
    events. Mr. Dahl, relying on the Code of Medical Ethics, claims that these
    potential future interactions require Dr. Raymond to recuse himself and, having
    failed to do this, that he be disqualified. See Pet’r’s Mot. to Exclude at 4.
    8
    The Code of Medical Ethics states “when treating physicians are called upon
    to testify in matters that could adversely impact their patients’ medical interests,
    they should decline to testify unless the patient consents or unless ordered to do so
    by legally constituted authority.” Opinion 9.07. The language of the Code of
    Medical Ethics Opinion 9.07 looks back in time, protecting a “patient the physician
    has treated” or “when called upon to testify in matters that could adversely impact
    their patients.” Opinion 9.07 (emphasis added). The AMA Council’s report,5
    providing commentary on this standard, notes that a doctor should decline to testify
    in “legal proceedings involving a current patient.” 
    Id.
     It does not inquire into
    future doctor-patient relationships, but only current or past relationships.
    Mr. Dahl last sought treatment from Dr. Karachunski at the neurology
    practice group at FMC on August 7, 2012. Pet’r’s Reply at 3. Mr. Dahl states the
    last time anyone at FMC treated him was in October 2012. Pet’r’s Reply at 4. Dr.
    Raymond joined FMC on December 31, 2012. Exhibit B at 2. After that date, the
    only activity undertaken by the neurology clinic group concerning Mr. Dahl was
    basic record-keeping and did not involve Dr. Raymond. See Pet’r’s Reply at 4
    (explaining that in February 2013. Dr. Karachunski received information from the
    Courage Center clinic, which was then placed in the Mr. Dahl’s medical file). As
    Dr. Raymond’s employment at FMC and Mr. Dahl’s treatment occurred at separate
    times, Dr. Raymond could not have treated Mr. Dahl, and disqualification is not
    required for this reason.6
    In sum, Dr. Raymond’s expert opinion should not be excluded. It is
    generally the decision of a treating physician to decide if the medical and litigation
    interests of a patient overlap. Additionally, the Code of Medical Ethics does not
    bar the testimony of a doctor who may treat a litigant in the future, nor do other
    standards. As a confidential relationship did not exist, it is not possible for
    privileged information to have been disclosed.
    5
    Michael S. Goldrich, Report of The Council on Ethical and Judicial Affairs, AMA:
    American Medical Association 6 (2004), http://www.ama-assn.org/resources/doc/code-medical-
    ethics/907a.pdf.
    6
    Additionally, disqualification is not a mandated remedy. As respondent correctly states,
    the Code of Medical Ethics specifies when a treating doctor and patient are placed in adversarial
    legal positions, it “may be appropriate for a treating physician to transfer the care of the patient
    to another physician.” Opinion 9.07.
    9
    B.   Has Dr. Raymond Acquired Any Confidential Information from
    Mr. Dahl?
    Even assuming a confidential relationship, the second question in the two-
    part test is whether Dr. Raymond obtained any confidential information that would
    prejudice Mr. Dahl. See Return Mail, 
    107 Fed. Cl. 459
    , 461 (2012) (stating
    disqualification is not required unless information relevant to the proceeding was
    obtained in the course of the confidential relationship). To show Dr. Raymond
    possessed privileged information, Mr. Dahl must offer some specifics about
    disclosure of relevant privileged information. See id. at 465.
    Mr. Dahl makes several statements about Dr. Raymond’s access to
    confidential information. As the Secretary identified, Mr. Dahl seems to suggest
    that Dr. Raymond used patient information that Mr. Dahl did not consent to release
    as part of this litigation. Resp’t’s Resp. at 2 n.3. Dr. Raymond’s affidavit states he
    reviewed only the “provided records” for Mr. Dahl. See exhibit D at 1.
    When Mr. Dahl submitted the medical records pertinent to this litigation, he
    waived the confidentiality of those records as far as the parties and their experts are
    concerned.7 Mr. Dahl is obliged to provide “all available medical records
    supporting the allegation in the petition, including physician and hospital records.”
    Vaccine Rule 2(c)(2)(A); accord 42 U.S.C. § 300aa-11(c)(2). Mr. Dahl has
    injected his medical condition and its possible causes into this case. He cannot
    reasonably claim that his filed records are privileged such that they could not be
    analyzed by the undersigned or respondent
    Mr. Dahl cannot offer any specifics about the disclosure of privileged
    information to Dr. Raymond beyond that he was employed by an organization that
    possesses privileged information. Mr. Dahl states only that Dr. Raymond could
    possibly acquire such information. For instance, Mr. Dahl argues that Dr.
    7
    Although, conceivably, Dr. Raymond could access the medical practice’s files, these
    files should replicate the material produced in the litigation. Mr. Dahl’s submission of exhibit 1-
    21 has waived the confidentiality of that information as far as the parties (and their associated
    experts) are concerned. See Fisher v. Sw. Bell Tel. Co., 
    361 F. App'x 974
    , 978 (10th Cir. 2010)
    (stating “a plaintiff waives the [doctor-patient] privilege by placing his or her medical condition
    at issue”) (quoting Schoffstall v. Henderson, 
    223 F.3d 818
    , 823 (8th Cir. 2000)); Batiste-Davis v.
    Lincare, Inc., 
    526 F.3d 377
    , 381 (8th Cir. 2008) (stating a party waives confidentiality of prior
    treatment of a condition when condition is at issue); Doe v. Oberweis Dairy, 
    456 F.3d 704
    , 717
    (7th Cir. 2006) (stating when a party places a physiological state at issue, opposing party is
    entitled to discovery of all records of that state).
    10
    Raymond “can” discuss an opinion about causation with Mr. Dahl’s treating
    physician and Dr. Raymond “can” pass along confidential discussions to
    respondent.8 Pet’r’s Mot. to Exclude at 6. This vagueness undermines much of
    Mr. Dahl’s argument. Without any specifics, it is easy to blur the distinction
    between privileged and non-privileged information. While communications
    between a doctor and patient are generally privileged, see Jaffee v. Redmond, 
    518 U.S. 1
    , 9-12 (1996), Mr. Dahl has waived this privilege at least as far as the
    Secretary and experts she has retained are concerned. Thus, the Secretary’s
    retention of Dr. Raymond afforded him access to Mr. Dahl’s medical records,
    regardless of whether Dr. Raymond worked at an institution that created some of
    those records. Simple access to written medical records cannot be a basis for
    disqualification.
    VI.         Conclusion
    As Mr. Dahl and Dr. Raymond did not have a confidential relationship and
    Dr. Raymond did not receive privileged information, Mr. Dahl’s Motion to
    Exclude Respondent’s Expert is DENIED. Dr. Raymond’s expert testimony
    remains in the record. A status conference is scheduled for Wednesday, April 30,
    2014 at 3:30 P.M. Eastern Time. The Office of Special Masters will initiate the
    call.
    Any questions may be directed to my law clerk, Mary Holmes at 202-657-
    6353.
    IT IS SO ORDERED.
    s/Christian J. Moran
    Christian J. Moran
    Special Master
    8
    To the extent that Mr. Dahl asserts that medical personal who treated Mr. Dahl would
    orally convey some information about Mr. Dahl that the provider did not include in the written
    records, this argument seems far-fetched. It seems very doubtful that a busy doctor or staff
    member would (a) observe something special about Mr. Dahl, (b) not have memorialized that
    significant observation, and (c) remember the important, but unrecorded, observation to tell Dr.
    Raymond.
    11