State v. Parry , 414 P.3d 1044 ( 2018 )


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    2018 UT App 20
    THE UTAH COURT OF APPEALS
    STATE OF UTAH,
    Appellee,
    v.
    MARCUS WAYNE PARRY,
    Appellant.
    Opinion
    No. 20160196-CA
    Filed February 1, 2018
    Fourth District Court, Provo Department
    The Honorable James R. Taylor
    No. 141402588
    Margaret P. Lindsay and Matthew R. Morrise,
    Attorneys for Appellant
    Sean D. Reyes and Kris C. Leonard, Attorneys
    for Appellee
    JUDGE JILL M. POHLMAN authored this Opinion, in which JUDGES
    MICHELE M. CHRISTIANSEN and RYAN M. HARRIS concurred.
    POHLMAN, Judge:
    ¶1     Marcus Wayne Parry appeals the district court’s order
    finding him competent to stand trial. We affirm.
    BACKGROUND
    ¶2     The State brought criminal charges against Parry for rape,
    tampering with a witness, and obstructing justice. Parry’s
    counsel then filed a petition for inquiry into Parry’s competency
    to proceed in the matter of the pending criminal charges. After
    determining that the petition raised a “bona fide doubt as to
    [Parry’s] competency to stand trial,” the district court granted
    State v. Parry
    the petition and ordered that mental health experts examine
    Parry. One expert opined that Parry was incompetent to stand
    trial but had a “substantial probability” of becoming competent
    “in the foreseeable future.” A second expert similarly opined
    that Parry was not competent to stand trial but disagreed about
    the prospect of restoring Parry’s competency, concluding it was
    not substantially probable that his competency would be
    restored “in the near future.”
    ¶3     Based on these two mental health evaluations, the State
    stipulated that Parry was not competent to proceed. Consistent
    with that stipulation, the district court found that Parry was
    mentally ill and ordered that he be committed to the care of the
    Utah Department of Human Services for no more than eighteen
    months or until stabilized, with treatment aimed at restoring his
    competency. While Parry spent time in county jail awaiting
    admission to the state hospital, 1 he underwent another
    evaluation. That evaluation, in which the examiner noted that he
    suspected Parry of malingering, 2 caused the State to request that
    the district court reopen the competency determination and hold
    an evidentiary hearing on the matter. The court agreed to
    reassess Parry’s competency and ordered further evaluation.
    Around that time, Parry was finally admitted to the state
    hospital.
    1. Parry’s admission to the state hospital was delayed by several
    months due to a waiting list for available beds.
    2. “Malingering is the willful, deliberate, and fraudulent feigning
    or exaggeration of the symptoms of illness or injury, done for the
    purpose of a consciously desired end. The desired end can be
    avoiding military duty, avoiding work, obtaining financial
    compensation, evading criminal prosecution, or obtaining
    drugs.” Wallace v. United States, 
    936 A.2d 757
    , 760 n.2 (D.C. Cir.
    2007) (citations and internal quotation marks omitted).
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    State v. Parry
    ¶4      Several mental health experts ultimately examined Parry.
    Although they all agreed that Parry had some level of mental or
    intellectual impairment, they rendered diverging opinions
    regarding his competency. Two experts opined that Parry was
    incompetent to stand trial with a substantial probability that he
    may become competent in the foreseeable future. Another expert
    opined that Parry was incompetent but without a substantial
    probability of being restored to competency in the near future.
    Finally, the last expert, Dr. Baldwin, opined that Parry was
    competent to proceed.
    ¶5     Dr. Baldwin supported her opinion with her observations
    that, while Parry presented with borderline intellectual
    functioning and characteristics consistent with a personality
    disorder, Parry demonstrated strengths in all competence-
    related areas. Dr. Baldwin further observed that Parry’s formal
    testing and “behavioral/clinical observations are all highly
    consistent with a malingering presentation.” After concluding
    that Parry was competent to proceed, Dr. Baldwin made
    recommendations to “maximize [Parry’s] functioning in court,”
    given his intellectual impairment.
    ¶6     Following a two-day competency hearing, the district
    court found that Dr. Baldwin’s report was “complete and well
    reasoned,” and adopted it “in its entirety, by reference within
    [the court’s] findings.” The court further found that Parry
    “suffers from borderline or low average intellectual functioning
    which is complicated by learning disabilities.” Despite those
    deficiencies, however, the court found that Parry understood
    that he was “accused of inappropriate conduct with the alleged
    victim and that the conduct, if proven, is wrong and could
    subject him to significant punishment including long term
    incarceration.” The court also found that Parry preferred to be
    held at the Utah State Hospital rather than at the jail and that, in
    connection with his “definite view of where he want[ed] to be,”
    Parry had “manifested a desire to manipulate the outcome of the
    court proceedings to obtain that desired result.” The court
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    State v. Parry
    further found that Parry had engaged in behaviors to that end,
    including behaving aggressively and intentionally modifying
    answers to psychological testing. In addition, the court found
    that, when at the forensic unit at the hospital, Parry “appeared to
    exaggerate his lack of knowledge about his legal case and the
    criminal justice system.” The court characterized Parry’s
    behavior as “attempted manipulation.”
    ¶7     The district court then turned to the statutory definition of
    “incompetent to proceed”: a defendant is incompetent if he has
    either (1) the “inability to have a rational and factual
    understanding of the proceedings against him or of the
    punishment specified for the offense charged,” or (2) the
    “inability to consult with his counsel and to participate in the
    proceedings against him with a reasonable degree of rational
    understanding.” Utah Code Ann. § 77-15-2 (LexisNexis 2012).
    ¶8      As to the first consideration, the district court stated at the
    hearing that Parry had the “capacity to understand the nature of
    the proceedings,” knew he was “in a lot of trouble,” and
    recognized that “the punishment [could] be quite severe.” The
    judge concluded, “I am not able to find that he has a mental
    condition that prevents him from having a rational and factual
    understanding of the proceedings or the punishment.” The
    district court’s written findings similarly indicate that Parry
    understood that if convicted, he faced “significant punishment
    including long term incarceration.” The court also found that
    Parry’s “attempted manipulation” demonstrated that he
    understood “the adversarial nature of criminal court
    proceedings.”
    ¶9    As to the second consideration, which the court viewed as
    “a tougher question,” the district court explained at the hearing
    that Parry “de-compensates when he is confronted by stress”
    and that that decompensation “makes it harder for him to
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    State v. Parry
    participate.” 3 But because “harder does not mean impossible,”
    the judge concluded, “I don’t find to a preponderance that he’s
    incapable of consulting with Counsel or participating . . . in the
    case.” The judge continued: “We will have to make some
    accommodations to allow that to happen. We will have to go at a
    different pace. We may have to take . . . extra time, allow for
    extra procedures. We’ll figure it out as we go . . . .” The court’s
    written decision explained that Parry’s attempted manipulation
    of his competency evaluation demonstrated that he “is able to
    engage in reasoned choices of legal strategy.” The court also
    found that Parry “suffers from some degree of impairment and
    will be more difficult when confronted with unusual or stressful
    circumstances” but stated that it was nevertheless satisfied that
    “if appropriate accommodations are made that [Parry] is capable
    of communicating with his counsel, engaging in reasoned
    decisions, maintaining proper affect during court proceedings
    and giving relevant testimony, if necessary.”
    ¶10 The district court ultimately determined that Parry was
    competent and ordered that the criminal case would proceed.
    The judge explained at the hearing, “[M]y conclusion is that
    based upon the evidence that’s been presented and the
    testimony, I find to a preponderance that he is competent to
    proceed.” Similarly, the court’s written decision stated, “To a
    preponderance of the evidence the Court concludes that Mr.
    Parry is presently competent to proceed.” Parry now appeals in
    accordance with Utah Code section 77-18a-1(1)(c). 4
    3. “Decompensation” is defined as “loss of physiological
    compensation or psychological balance.” Decompensation, Merriam-
    Webster.com, https://www.merriam-webster.com/dictionary/
    decompensation [https://perma.cc/C3ZQ-3593].
    4. “A defendant may, as a matter of right, appeal from: . . . an
    order adjudicating the defendant’s competency to proceed
    (continued…)
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    State v. Parry
    ISSUES AND STANDARDS OF REVIEW
    ¶11 While not challenging the district court’s factual findings
    on appeal, Parry raises three claims of error in its determination
    that, at the time of its ruling, Parry was competent to proceed.
    First, Parry contends that the district court “applied the opposite
    and incorrect standard” regarding the burden of proof. Second,
    Parry contends that the district court failed to find that he had a
    rational understanding of the full extent of the possible
    punishments related to his specific charges and that the court
    therefore improperly concluded that Parry had “a rational and
    factual understanding of the punishment he faces.” Third, he
    contends that the court “did not properly conclude that [he
    could] consult with counsel and participate in the proceedings,”
    citing the court’s determination that Parry could do so “if
    appropriate accommodations are made.”
    ¶12 “A competency determination presents a mixed question
    of fact and law.” State v. Wolf, 
    2014 UT App 18
    , ¶ 13, 
    319 P.3d 757
    (citation and internal quotation marks omitted). “The proper
    interpretation of the statutory standard for competency is a
    question of law,” and we therefore review the district court’s
    interpretation for correctness. 
    Id.
     (citation and internal quotation
    marks omitted). But “whether a particular defendant is
    competent as so defined is a factual determination that we
    review for clear error.” State v. Barzee, 
    2007 UT 95
    , ¶ 82, 
    177 P.3d 48
    . Likewise, “[c]hallenges centered on factual findings
    regarding competency . . . are subject to a clearly erroneous
    standard of review.” Wolf, 
    2014 UT App 18
    , ¶ 13 (citation and
    internal quotation marks omitted).
    (…continued)
    further in a pending prosecution . . . .” Utah Code Ann. § 77-18a-
    1(1)(c) (LexisNexis Supp. 2017).
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    State v. Parry
    ANALYSIS
    ¶13 We begin with a brief overview of Utah’s statutory
    scheme governing inquiries into the competency of criminal
    defendants. “It is well established that due process requires that
    a defendant be mentally competent to . . . stand trial.” State v.
    Arguelles, 
    2003 UT 1
    , ¶ 47, 
    63 P.3d 731
    . Utah has codified this
    right by providing that “[n]o person who is incompetent to
    proceed shall be tried for a public offense.” Utah Code Ann.
    § 77-15-1 (LexisNexis 2012).
    ¶14 Utah law presumes that a person is competent to stand
    trial “unless the court, by a preponderance of the evidence, finds
    the person incompetent to proceed.” Id. § 77-15-5(10)(a) (Supp.
    2017). The burden of proof initially rests upon the proponent of
    incompetency. See id. But if a court has previously found a
    defendant incompetent to proceed, the burden of proof shifts.
    Under those circumstances, “the burden of proving that the
    defendant is competent is on the proponent of competency.” Id.
    § 77-15-6(4) (2012) (requiring the court to hold a hearing to
    determine the defendant’s status after a defendant has
    previously been found incompetent).
    ¶15 Under Utah Code section 77-15-2, a person is
    “incompetent to proceed” if he has a mental disorder that results
    in either:
    (1) his inability to have a rational and factual
    understanding of the proceedings against him or of
    the punishment specified for the offense charged;
    or
    (2) his inability to consult with his counsel and to
    participate in the proceedings against him with a
    reasonable degree of rational understanding.
    Id. § 77-15-2. To determine a defendant’s capacity to stand trial,
    “the court shall consider the totality of the circumstances, which
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    State v. Parry
    may include the testimony of lay witnesses, in addition to the
    expert testimony, studies, and reports.” 
    Id.
     § 77-15-5(11) (Supp.
    2017). If, after a hearing, the court determines that a defendant is
    competent to proceed, “the court shall proceed with the trial or
    other procedures as may be necessary to adjudicate the charges.”
    Id. § 77-15-6(5)(a) (2012).
    I. Burden of Proof
    ¶16 First, Parry contends that the district court improperly
    shifted the burden of proof and required him to demonstrate
    that he is incompetent, rather than requiring the State to prove
    his competency. He asserts that “[a]fter a finding of
    incompetency, the burden of establishing competency is on the
    proponent of competency, which in this case was the State.” The
    State agrees with this statement of the law, but it maintains that
    the district court applied the correct burden of proof.
    ¶17 The parties are correct that, if a defendant has been found
    incompetent to proceed, at a subsequent hearing the proponent
    of competency has the burden of proving the defendant’s
    competency. See id. § 77-15-6(4). Given that the district court had
    previously found Parry to be incompetent, the State bore the
    burden of establishing Parry’s competency in the later
    proceedings.
    ¶18 In arguing that the district court “applied the opposite
    and incorrect standard” regarding the burden of proof, Parry
    centers his argument on the court’s oral ruling when the judge
    stated, “I don’t find to a preponderance that he’s incapable of
    consulting with [his counsel] or participating . . . in the case.”
    According to Parry, the court’s oral statement evidences the
    erroneous presumption “that Parry was competent, and put the
    burden on Parry to demonstrate that he was incapable of
    consulting with his counsel or participating in the proceedings.”
    ¶19 While we agree with Parry that the district court’s oral
    statement appears to misallocate the burden of proof, we
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    State v. Parry
    conclude that the record in its totality otherwise demonstrates
    that the district court understood and applied the correct burden
    of proof in this case. For example, at the hearing, both sides
    agreed that the State bore the burden of proof, and the court
    reiterated that the burden was on the State as the proponent of
    competency. Despite the district court’s oral statement with
    respect to Parry’s incapability to consult with counsel and
    participate, the remainder of the court’s ruling, expressed orally
    and in writing, stated that the court found to a preponderance of
    the evidence Parry competent to proceed and thereby correctly
    placed the burden of proof on the State. See M.F. v. J.F., 
    2013 UT App 247
    , ¶ 6, 
    312 P.3d 946
     (“Our case law is clear that where a
    court’s oral ruling differs from a final written order, the latter
    controls.”). Accordingly, based on the totality of the proceedings,
    we reject Parry’s argument regarding the burden of proof.
    II. Ability to Understand Potential Punishment
    ¶20 Second, Parry focuses on Utah Code subsection 77-15-2(1),
    contending that the district court “did not properly conclude
    that Parry [had] a rational and factual understanding of the
    punishment he faces.” In particular, he emphasizes that the rape
    charge carries a potential penalty of five years to life
    imprisonment, 5 and he asserts that the district court found only
    that he knew he was “‘in a lot of trouble’” and “‘the punishment
    can be quite severe,’” not that he had “a rational and factual
    understanding that he could serve life in prison.” He further
    asserts that “[n]one of the evaluators reported reviewing [with
    him] the maximum possible sentence for each charged crime”
    and that the record does not demonstrate that he “rationally and
    5. See 
    id.
     § 76-5-402(3)(a) (providing that except for certain
    circumstances, rape is a first degree felony, punishable by a term
    of imprisonment “not less than five years and which may be for
    life”).
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    State v. Parry
    factually [understood] that he faces a potential life sentence if
    convicted.”
    ¶21 The State responds that the competency evaluators were
    required to review the possible penalties with Parry and that
    “the reasonable inference” from the evaluations in this case is
    that “the experts’ review of possible penalties included the
    maximum sentence possible for each charged crime.” The State
    asserts that the “court’s general finding that Parry understood
    the punishment necessarily included the evaluators’ findings
    that he understood each punishment.” Because the district court
    “went on to decide that Parry’s mental condition did not prevent
    such an understanding,” the State asserts that the court “made
    the necessary assessment of Parry’s understanding of the
    potential punishments.” We agree with the State.
    ¶22 To determine that a defendant is competent to proceed,
    the court must evaluate whether the defendant has the ability
    “to have a rational and factual understanding of the proceedings
    against him or of the punishment specified for the offense
    charged.” Utah Code Ann. § 77-15-2(1) (LexisNexis 2012). Parry
    does not dispute that he was capable of having a “rational and
    factual understanding of the proceedings,” but instead he
    concentrates his argument on his ability to have a rational and
    factual understanding of “the punishment specified for the
    offense charged.”
    ¶23 A court’s assessment of a defendant’s ability to
    understand potential punishments is aided by mental health
    experts’ evaluations. Utah Code section 77-15-5 requires experts
    who evaluate a defendant’s competency to “consider and
    address,” among other things, the defendant’s present capacity
    to “comprehend and appreciate the charges or allegations”;
    “comprehend and appreciate the range and nature of possible
    penalties, if applicable, that may be imposed”; “engage in
    reasoned choice of legal strategies and options”; and
    “understand the adversary nature of the proceedings.” Id.
    20160196-CA                    10               
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    State v. Parry
    § 77-15-5(4)(a)(i), (iii), (iv), (v) (Supp. 2017); see also State v.
    Lafferty, 
    2001 UT 19
    , ¶ 38, 
    20 P.3d 342
     (describing section
    77-15-5(4) as “govern[ing] the scope of an expert’s examination
    and report to the court in a competency hearing”).
    ¶24 Dr. Baldwin, whose report the district court adopted in
    full, considered and addressed these factors. According to Dr.
    Baldwin, Parry correctly identified the respective severity of the
    charges against him, and he understood that the first degree
    felony rape charge was the most serious charge and that he was
    charged with two other felonies. Dr. Baldwin also reported that
    Parry was provided information about the range and nature of
    possible penalties for the charges he faced, and that he
    understood that “he could go to prison for a lengthy period of
    time.” Based on these facts, Dr. Baldwin opined that Parry had
    “an accurate assessment of potential penalties he faces if found
    guilty.” Dr. Baldwin further concluded that Parry had
    “minimal” incapacity in connection with his ability to
    comprehend and appreciate the range and nature of potential
    penalties, and had “good factual and rational knowledge in this
    area.”
    ¶25 The district court concluded that, in light of this evidence
    and adopted findings, Parry did not have “a mental condition
    that prevent[ed] him from having a rational and factual
    understanding of . . . the punishment.” The court determined
    that Parry knew he was “in a lot of trouble” and that he
    recognized “the punishment can be quite severe if he’s
    convicted.” The court also determined that Parry understood
    that he could be subject to “significant punishment including
    long term incarceration.”
    ¶26 Although Parry maintains that the district court’s analysis
    fell short because it did not specify that Parry was either
    rationally or factually aware that he potentially could serve life
    in prison, the district court was not required to make that
    specific determination. Instead, the court was required to assess
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    State v. Parry
    Parry’s ability “to have a rational and factual understanding
    of . . . the punishment specified for the offense charged.” Utah
    Code Ann. § 77-15-2(1). As indicated in the Baldwin report,
    Parry was given information regarding the range and nature of
    possible penalties. From this evidence, the court could
    reasonably conclude that Parry was informed about the types of
    possible punishments and the time frames at stake, including the
    possibility of life in prison. 6 And because the district court
    adopted the Baldwin report, the court’s analysis incorporated
    Dr. Baldwin’s conclusions that, after being given such
    information, Parry had “an accurate assessment of potential
    penalties he faces” and had “good factual and rational
    knowledge” regarding possible punishments associated with his
    charges. The district court also expressly determined that Parry
    had the ability to rationally and factually understand the
    possible “long term incarceration” and the potentially severe
    punishment. Therefore, Parry has not shown that the district
    court improperly concluded that he was capable of having a
    rational and factual understanding of the possible punishment
    he faces.
    III. Ability to Consult and Participate
    ¶27 Third, focusing on Utah Code subsection 77-15-2(2), Parry
    contends that the district court did not properly conclude that he
    6. Even though we conclude that Dr. Baldwin’s reference to
    “potential penalties” necessarily includes the possibility that
    Parry would spend his life in prison, we observe that the best
    practice is for mental health experts to identify with specificity
    the penalties discussed with a defendant. The more explicit
    experts are about what they told a defendant and what the
    defendant understood, the more helpful their evaluations will be
    to a court making assessments regarding a defendant’s ability to
    have a rational and factual understanding of the punishment
    specified for the offense charged.
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    State v. Parry
    had the capacity to consult with counsel and participate in the
    proceedings with a reasonable degree of rational understanding.
    In particular, he cites the district court’s conclusion that “Parry is
    competent to proceed, but only if accommodations are made to
    allow Parry to meaningfully consult with his counsel and
    participate in the proceedings.” (Emphasis added.) Parry then
    contends that it was unreasonable for the court to condition its
    finding of Parry’s competency on unspecified accommodations,
    asserting that the court “had no idea what reasonable
    accommodations could be made that would render Parry
    competent,” choosing instead to “‘figure that out as we go.’”
    Parry further argues that even presuming the accommodations
    intended by the court were those suggested by Dr. Baldwin,
    those accommodations “are not reasonable” and that “[i]f such
    measures are necessary in order for Parry to be able to
    comprehend and participate in the proceedings, the better
    conclusion is that Parry is not competent to proceed.” 7
    ¶28 The State counters that the district court’s determination
    that Parry was competent to stand trial is not a conditional
    determination dependent on Parry receiving certain
    7. Parry also asserts that the district court concluded he “had the
    ability to consult with his counsel and participate in the
    proceedings against him on the ground that it would not be
    impossible for him to do so,” and that the court thereby
    “stretch[ed] the statutory definition of competency well beyond
    its limits.” The State, in contrast, contends that the court did not
    use “‘impossibility’ as the yardstick for assessing competency.”
    Based on our reading of the transcript where the court indicated
    that Parry’s conditions would “make[] it harder for him to
    participate” but not “impossible,” along with the statements
    otherwise made by the court during the hearing and in its
    written ruling, we conclude that the court’s reference to
    impossibility does not establish that it disregarded the statutory
    standard in the way that Parry alleges.
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    accommodations at trial. The State argues that when the court’s
    rulings and the evidence are considered in their totality, it is
    evident that the court found Parry competent to meaningfully
    consult with counsel and participate in the proceedings, and that
    the court did not anticipate Parry becoming incompetent when
    confronted with stresses associated with trial. The State further
    asserts that the accommodations referred to by the court were
    recommendations for minimizing the effects of Parry’s
    intellectual impairment and maximizing his functioning in court;
    they were not conditions on which Parry’s competency
    depended.
    ¶29 The resolution of Parry’s challenge to the district court’s
    determination of competency depends on how we construe the
    court’s ruling. Both Parry and the State agree that the court
    determined that Parry was competent to proceed at the time of
    the ruling. In other words, they agree that the court determined
    that Parry had the ability “to consult with his counsel and to
    participate in the proceedings against him with a reasonable
    degree of rational understanding.” Utah Code Ann. § 77-15-2(2)
    (LexisNexis 2012). But Parry and the State do not agree on the
    significance of the court’s reference to accommodations. Parry
    views the court’s determination of competency at trial as tied to
    and conditional on accommodations being afforded to him at
    trial; the State views the court’s competency determination as
    unconditional and the accommodations as mere suggestions that
    would maximize Parry’s functioning at trial.
    ¶30 We conclude that the district court’s ruling is ambiguous
    in that it could be read either way. For example, the court
    declared Parry “presently competent to proceed” and “able to
    engage in reasoned choices of legal strategy,” while
    simultaneously expressing the view that Parry was “capable of
    communicating with his counsel” and “engaging in reasoned
    decisions” “if appropriate accommodations are made.”
    (Emphasis added.)
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    ¶31 When faced with an ambiguous order, we construe it
    “under the rules that apply to other legal documents.” Culbertson
    v. Board of County Comm’rs of Salt Lake County, 
    2001 UT 108
    , ¶ 15,
    
    44 P.3d 642
    , overruled on other grounds by Madsen v. JPMorgan
    Chase Bank, NA, 
    2012 UT 51
    , 
    296 P.3d 671
    . In addition to looking
    at the language of the order, “we [may] resort . . . to the
    pleadings and findings.” See 
    id.
     (alteration and omission in
    original) (citation and internal quotation marks omitted).
    “Where construction is called for, it is the duty of the court to
    interpret an ambiguity [in a manner that makes] the judgment
    more reasonable, effective, conclusive, and [that] brings the
    judgment into harmony with the facts and the law.” 
    Id.
    (alterations in original) (citation and internal quotation marks
    omitted). Mindful of this duty, we resolve the ambiguity in the
    district court’s order by construing the accommodations as
    recommendations for maximizing Parry’s capabilities, not as
    conditions necessary to establish his competency. We reach this
    conclusion for three reasons.
    ¶32 First, the court expressly adopted the Baldwin report as
    part of its order. The Baldwin report is unequivocal in its
    determination that Parry was competent to stand trial, and Dr.
    Baldwin in no way suggested that Parry’s continued competency
    was dependent upon receiving accommodations at trial. While it
    is true that Dr. Baldwin made recommendations to “maximize
    [Parry’s] functioning in court,” 8 she did not condition her
    8. Dr. Baldwin’s recommendations included, among other
    things, “provid[ing] clear, concrete, simple directions broken
    down into multiple components”; rehearsal and repetition;
    presenting instructions with “semantic prompting or contextual
    cues”; assessing for comprehension; organizing materials ahead
    of time; “utiliz[ing] pictures and non-verbally based
    information”; reducing distractions; allowing the opportunity to
    finish one task before starting a new one; being flexible; and
    providing opportunities to ask questions.
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    opinion of Parry’s competency at trial on their implementation.
    Thus, because the court expressly adopted the Baldwin report in
    its entirety, it is reasonable to construe the district court’s
    reference to accommodations not as mandatory conditions to the
    court’s competency determination, but as suggestions for
    minimizing the stress Parry may experience at trial and for
    maximizing his functioning in court.
    ¶33 Second, we agree with the State that no record evidence
    supports a finding of conditional competence. The district court
    heard the opinions of multiple experts—those who opined that
    Parry was incompetent and Dr. Baldwin, who found Parry was
    competent. There was no expert opinion or other evidence upon
    which the court could have relied to conclude that Parry was
    competent but that once trial began he would necessarily lose his
    capacity to consult with counsel and participate in the
    proceedings with a reasonable degree of rational understanding
    if particular accommodations were not made. Thus, rather than
    determining that the district court reached a conclusion
    unsupported by the evidence presented, we construe the court’s
    order as consistent with the evidence.
    ¶34 Third, in both its oral and written rulings, the court
    acknowledged that Parry “de-compensates when he is
    confronted by stress,” but the court did not equate
    decompensation with legal incompetency. While the court found
    that decompensation “makes it harder for [Parry] to participate,”
    the court does not appear to have predetermined that Parry
    would inevitably lose the capacity to consult with counsel or
    participate in the trial proceedings if accommodations were not
    made. (Emphasis added.) The court clearly intended to make
    accommodations at trial to minimize the anticipated effects of
    stress on Parry, but we are not persuaded that the court
    predetermined that without the accommodations Parry could
    not reasonably participate, as required. See Utah Code Ann.
    § 77-15-2(2).
    20160196-CA                    16               
    2018 UT App 20
    State v. Parry
    CONCLUSION
    ¶35 We conclude that Parry has not demonstrated that the
    district court misallocated the burden of proof. We also conclude
    that Parry has not shown impropriety in the district court’s
    conclusions that (1) Parry had the ability to have a rational and
    factual understanding of the punishment specified for the
    charged offenses, and (2) Parry had the ability to consult with
    counsel and participate in the proceedings with a reasonable
    degree of rational understanding. Accordingly, we affirm the
    district court’s competency order.
    20160196-CA                    17               
    2018 UT App 20
                                

Document Info

Docket Number: 20160196-CA

Citation Numbers: 2018 UT App 20, 414 P.3d 1044

Judges: Pohlman

Filed Date: 2/1/2018

Precedential Status: Precedential

Modified Date: 10/19/2024