State v. Kennedy , 789 Utah Adv. Rep. 35 ( 2015 )


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    2015 UT App 152
    THE UTAH COURT OF APPEALS
    STATE OF UTAH,
    Plaintiff and Appellee,
    v.
    BENITA KENNEDY,
    Defendant and Appellant.
    Opinion
    No. 20130229-CA
    Filed June 18, 2015
    Third District Court, Salt Lake Department
    The Honorable Judith S.H. Atherton
    No. 121900345
    Scott S. Bell, Nicole G. Farrell, and Alan S. Mouritsen,
    Attorneys for Appellant
    Sean D. Reyes and Christopher D. Ballard, Attorneys
    for Appellee
    JUDGE JOHN A. PEARCE authored this Opinion, in which JUDGES
    J. FREDERIC VOROS JR. and STEPHEN L. ROTH concurred.
    PEARCE, Judge:
    ¶1      Defendant Benita Kennedy appeals her obstruction-of-
    justice conviction. She contends that the jury instructions were
    vague, that the court erred in rejecting her proposed mistake-of-
    fact instruction, and that she was deprived of her constitutional
    right to effective assistance of counsel when her trial counsel
    failed to object to the sufficiency of the evidence against her. We
    affirm.
    BACKGROUND
    ¶2     We recite the facts in the light most favorable to the jury’s
    verdict, and we present conflicting evidence as necessary to
    State v. Kennedy
    understand the issues raised on appeal. State v. Black, 
    2015 UT App 30
    , ¶ 2, 
    344 P.3d 644
    .
    ¶3      Eddie Garza hatched a plan to raise funds to throw his
    girlfriend’s son a birthday party by robbing Hiram Torez, a drug
    dealer. Garza called Torez, asking to purchase drugs. They
    agreed to meet in a parking lot. To help pull off the robbery,
    Garza brought his girlfriend’s stepfather             (Christian
    Lizarzaburu), her brother (Larry Davis), and a friend (Anthony
    Corona).
    ¶4     Kennedy was with Torez at the home of Natalie Jo Irish
    when Torez received Garza’s call. Before leaving for the meeting,
    Torez loaded his handgun. Kennedy drove Torez to the meeting
    point—a church parking lot—in Irish’s SUV.
    ¶5     Garza’s group arrived first, driving a sedan Garza’s
    cousin’s roommate had rented. Garza parked the sedan.
    Lizarzaburu and Davis exited the car and hid behind a nearby
    building. Garza remained in the driver’s seat. Corona took the
    front passenger seat. When Kennedy arrived, she parked the
    SUV next to the sedan but facing the opposite direction, so that
    the drivers’ doors faced each other about five feet apart.
    ¶6     Torez got out of the SUV and into the rear seat of the
    sedan. Garza, Torez, and Corona began to argue. Lizarzaburu
    and Davis ran to the sedan, opened both rear doors, and saw
    Garza and Torez fighting. Garza told Corona to shoot Torez.
    Corona shot Torez six times; one bullet grazed Garza’s finger.
    ¶7     Garza, Corona, Lizarzaburu, and Davis then ran from the
    sedan. As Garza exited the sedan, Torez pleaded for help. Garza
    responded, ‚Sorry, homey.‛ Corona ran to a nearby building.
    ¶8     Meanwhile, Kennedy remained in the driver’s seat of the
    SUV, playing a game on her cell phone. Out of the corner of her
    eye, and through the tinted windows of the SUV, she saw flashes
    and realized that the situation had soured. She saw three
    20130229-CA                    2               
    2015 UT App 152
    State v. Kennedy
    people—Garza, Lizarzaburu, and Davis—approaching the SUV.
    According to Lizarzaburu, Kennedy recognized the three, rolled
    down her window, called them by name, and told them to get
    in.1 However, according to Irish, Kennedy later said she had not
    recognized them until after they had entered the SUV.
    ¶9     Irish also testified that Kennedy told her that, while
    driving away, Kennedy had exclaimed something to the effect of
    ‚Oh my God‛ and ‚[W]hat have you guys done?‛ Her
    passengers instructed her to pick up Corona. According to
    Lizarzaburu, Kennedy told Corona to ‚get in, get in, get in the
    car.‛ After Corona got in, Kennedy asked the group if they had
    killed Torez. Corona replied that he had ‚dumped on *Torez]
    with the .22.‛
    ¶10 Kennedy dropped Corona, Lizarzaburu, and Davis off
    before taking Garza to Irish’s house. Irish cleaned Garza’s
    injured finger with hydrogen peroxide and drove him home.
    According to Garza’s cousin, Kennedy suggested to Garza that
    he tell the cousin to report the rented sedan as stolen.
    Meanwhile, people near the scene of the shooting had heard the
    gunshots and called the police. When officers arrived, they
    discovered Torez’s body inside the sedan.
    ¶11 Kennedy was eventually charged with one count of
    obstruction of justice. The charge was enhanced to a first-degree
    felony because the State alleged Kennedy had acted in concert
    with two or more people. At trial, Kennedy primarily argued
    that she could not have formed the intent to obstruct justice,
    because she did not know a crime had been committed. The
    State argued that, given Kennedy’s proximity to the shooting,
    she must have known that a crime had occurred.
    1. Kennedy told the investigating police officers that she had
    known some of her new passengers for years.
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    State v. Kennedy
    ¶12 At the close of the evidentiary phase, Kennedy asked the
    court to give the jury a mistake-of-fact instruction. The gist of the
    proffered instruction was that ‚*a+n act committed under an
    ignorance or mistake of fact, which disproves the culpable
    mental state, is a defense to any prosecution for the crime.‛ The
    court declined to give the instruction.
    ¶13 The court provided two jury instructions relevant to this
    appeal. The first (Instruction 15) was a general instruction
    concerning mental states:
    [T]he prosecution must prove that at the time the
    defendant acted, he/she did so with a particular
    mental state. For each offense, the law defines what
    kind of mental state the defendant had to have, if
    any.
    For the crime(s) charged in this case, the defendant
    must have acted ‚intentionally‛ or ‚knowingly‛ or
    recklessly. The prosecution must prove beyond a
    reasonable doubt that the defendant acted
    intentionally or knowingly or recklessly before the
    defendant can be found guilty of the crime
    charged.
    ¶14 Instruction 15 then defined each of the three mental states.
    For example, ‚*a+ person engages in conduct intentionally or
    with intent or willfully with respect to the nature of his conduct
    or to a result of his conduct, when it is his conscious objective or
    desire to engage in the conduct or cause the result.‛
    ¶15 The second instruction at issue is Instruction 19. Unlike
    Instruction 15, Instruction 19 referred to the specific defendant
    and crime charged:
    Before you can convict the defendant, Benita
    Kennedy, of the offense of Obstruction Of Justice
    as charged in the Information, you must find from
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    State v. Kennedy
    all of the evidence and beyond a reasonable doubt
    all of the following elements of that offense:
    1. That on or about the 10th day of December,
    2011, in Salt Lake County, State of Utah, the
    defendant, Benita Kennedy;
    2. With the intent to hinder, delay, or prevent
    the investigation, apprehension, prosecution,
    conviction, or punishment of any person regarding
    a criminal offense;
    3. Did one or more of the following:
    (a) altered,   destroyed,   concealed,    or
    removed any item or other thing; or
    (b) harbored or concealed a person; or
    (c) provided a person with transportation,
    disguise, or other means of avoiding
    discovery or apprehension; or
    (d) warned any person of impending
    discovery or apprehension; or
    (e) provided false information regarding a
    suspect, a witness, the conduct constituting
    an offense, or any other material aspect of
    the investigation; and
    4. She knew or should have known the criminal
    offense was either criminal homicide, aggravated
    robbery, or discharge of a firearm causing serious
    bodily injury.
    ¶16 The jury convicted Kennedy of obstruction of justice.
    Kennedy appeals.2
    2. The parties filed four letters with the court after briefing was
    complete. See generally Utah R. App. P. 24(j) (governing letters of
    (continued<)
    20130229-CA                     5               
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    State v. Kennedy
    ISSUES AND STANDARDS OF REVIEW
    ¶17 Kennedy first contends that the jury instructions failed to
    require that the jury find that she specifically intended to
    obstruct justice. We review a challenge to jury instructions for
    correctness. State v. Featherhat, 
    2011 UT App 154
    , ¶ 8, 
    257 P.3d 445
    .
    ¶18 Kennedy also contends that the trial court erred by failing
    to give the jury her proposed mistake-of-fact instruction. The
    issue of whether to instruct the jury on a theory that is supported
    by the evidence presents a legal question. State v. Berriel, 
    2013 UT 19
    , ¶ 10, 
    299 P.3d 1133
    . We review the trial court’s resolution of
    that question for correctness. But whether the evidence
    introduced at trial supports a particular theory is ‚primarily a
    factual question,‛ and we review the trial court’s resolution of it
    for an abuse of discretion. 
    Id. ¶¶ 9, 11
    .
    ¶19 Finally, Kennedy contends that the evidence against her
    was insufficient to sustain a conviction. We will reverse a guilty
    (854 P.2d 513
    , 519 (Utah 1993). Accordingly, we do not
    consider the merits of the new arguments raised in the second,
    third, and fourth ‚letters of supplemental authority.‛
    20130229-CA                     6                
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    State v. Kennedy
    verdict for insufficient evidence only when the evidence is so
    inconclusive or inherently improbable that reasonable minds
    must have entertained a reasonable doubt that the defendant
    committed the crimes of which he or she was convicted. State v.
    Nielsen, 
    2014 UT 10
    , ¶ 46, 
    326 P.3d 645
    .
    ANALYSIS
    I. Vague Jury Instructions
    ¶20 Kennedy contends that the jury instructions misled the
    jury into believing that they could convict her of obstruction of
    justice if they found that she acted knowingly or recklessly,
    rather than with the requisite mental state of acting intentionally.
    She argues that she preserved this claim for appeal by proposing
    a mistake-of-fact instruction. See Wohnoutka v. Kelley, 
    2014 UT App 154
    , ¶ 3, 
    330 P.3d 762
     (explaining our requirement that
    issues be preserved for appeal).
    ¶21 An issue is preserved for appeal when it has been
    presented to the trial court in such a way that the trial court had
    the opportunity to rule on it. 
    Id. ¶ 4
    . The appellant must present
    the legal basis for her claim to the trial court, not merely the
    underlying facts or a tangentially related claim. See 
    id. ¶22
     Kennedy’s proposed instruction would have informed the
    jury that a defendant’s mistake of fact could disprove the
    required mental state. The proposed instruction thus did not
    inform the trial court of Kennedy’s apparent belief that
    Instruction 15 would mislead the jury into believing that a
    mental state of knowledge or recklessness was sufficient to
    convict Kennedy. As a result, the proposed instruction did not
    raise the legal basis of Kennedy’s contention on appeal in such a
    way that the trial court would have had an opportunity to rule
    on it. See 
    id.
     Her challenge to Instruction 15 is therefore
    unpreserved.
    20130229-CA                     7                
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    State v. Kennedy
    ¶23 Kennedy also argues that two exceptions to our
    preservation rule apply. Specifically, she asserts that the trial
    court plainly erred by giving Instruction 15 and that her trial
    counsel’s failure to object to it amounted to ineffective assistance
    of counsel. ‚The plain error standard of review requires an
    appellant to show the existence of a harmful error that should
    have been obvious to the district court.‛ State v. Waterfield, 
    2014 UT App 67
    , ¶ 18, 
    322 P.3d 1194
    . ‚To succeed on a claim of
    ineffective assistance of counsel, a defendant must show that
    trial counsel’s performance was deficient and that the defendant
    was prejudiced thereby.‛ State v. Hards, 
    2015 UT App 42
    , ¶ 18,
    
    345 P.3d 769
    . In this matter, neither the plain-error nor
    ineffective-assistance-of-counsel exceptions to the preservation
    rule are available to Kennedy if the jury was instructed properly.
    Accordingly, we consider whether the giving of Instruction 15
    constitutes error.
    ¶24 To analyze Instruction 15, we must view it within the
    context of the jury instructions as a whole. State v. Maestas, 
    2012 UT 46
    , ¶ 148, 
    299 P.3d 892
    . If the jury instructions taken as a
    whole fairly instruct the jury on the law applicable to the case,
    the fact that one of the instructions, standing alone, ‚is not as
    accurate as it might have been‛ does not amount to reversible
    error. State v. Lucero, 
    866 P.2d 1
    , 3 (Utah Ct. App. 1993). Thus, we
    will affirm when the combined instructions fairly instruct the
    jury on the applicable law. See Maestas, 
    2012 UT 46
    , ¶ 148.
    ¶25 The relevant portion of Instruction 15 states, ‚For the
    crime(s) charged in this case, the defendant must have acted
    ‘intentionally’ or ‘knowingly’ or recklessly. The prosecution
    must prove beyond a reasonable doubt that the defendant acted
    intentionally or knowingly or recklessly before the defendant
    can be found guilty of the crime charged.‛ We agree with
    Kennedy that, when read in isolation, these sentences could be
    read to instruct the jury that any of the three mental states could
    be sufficient to sustain a conviction. However, the instructions as
    a whole do not suffer from the same infirmity.
    20130229-CA                     8                
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    State v. Kennedy
    ¶26 Unlike Instruction 15, which provides definitions that
    apply generally, Instruction 19 is specific to the crime of
    obstruction of justice. It refers to the jury as ‚you,‛ lays out the
    elements of the crime, and includes Kennedy’s name. It also
    provides the imperative command, ‚[Y]ou must find from all of
    the evidence and beyond a reasonable doubt all of
    the . . . elements‛ of obstruction of justice before ‚you can
    convict the defendant, Benita Kennedy.‛ Instruction 19 defines
    the charge against Kennedy, providing in pertinent part that the
    jury could only convict Kennedy if it found that she had acted
    ‚With the intent to hinder, delay, or prevent the investigation,
    apprehension, prosecution, conviction, or punishment of any
    person regarding a criminal offense.‛ (Emphasis added.)
    ¶27 Kennedy asserts that ‚Instruction 19’s unadorned use of
    the term ‘intent’ did not correct Instruction 15’s error because it
    did nothing to specify what kind of intent was required.‛ She
    claims that ‚the jury could have reasonably believed—indeed
    should have believed, in light of Instruction 15—that Instruction
    19’s use of the term ‘intent’ included specific intent, knowledge,
    and recklessness.‛ But Instruction 15 never uses the term
    ‚intent‛ as a category incorporating the three mental states.
    Rather, Instruction 15 explains that three culpable mental states
    exist in law—‚intentionally or knowingly or recklessly‛—and
    then defines each separately.3
    3. We note that the Utah Supreme Court has ‚encourage*d+
    courts to take specific care to focus jury instruction language to
    apply narrowly to each applicable offense or element, rather
    than providing general statements which could be susceptible to
    misreading.‛ State v. Hutchings, 
    2012 UT 50
    , ¶ 23 n.9, 
    285 P.3d 1183
    . This admonition does not absolve us of the responsibility
    to review a challenge to a particular jury instruction in light of
    the instructions as a whole. See State v. Maestas, 
    2012 UT 46
    ,
    ¶ 148, 
    299 P.3d 892
    .
    20130229-CA                     9                
    2015 UT App 152
    State v. Kennedy
    ¶28 ‚Instructions should be read in their entire context and
    given meaning in accordance with the ordinary and usual
    import of the language as it would be understood by lay jurors.‛
    Biswell v. Duncan, 
    742 P.2d 80
    , 88 (Utah Ct. App. 1987). Reading
    the instructions in context and ascribing the ordinary meaning to
    their language, we cannot agree with Kennedy’s assertion that
    the jury would have understood Instruction 19’s use of ‚with the
    intent‛ to mean knowingly or recklessly.4 Kennedy asks us to
    presume that the jury, seeking to understand the phrase ‚with
    the intent to hinder,‛ would have skipped past Instruction 15’s
    guidance that a person acts ‚with intent‛ ‚with respect to the
    nature of his conduct or to the result of his conduct, when it is
    his conscious objective or desire to engage in the conduct or
    cause the result‛ and that the jury would have focused instead
    on the definitions of reckless and knowing. Kennedy asks us to
    further believe that the jury would have then taken the unlikely
    step of interpreting Instruction 19’s phrase ‚with the intent to
    hinder‛ to mean ‚recklessly hinder‛ or ‚knowingly hinder.‛ We
    cannot presume that the jury deviated in this manner from the
    ‚ordinary and usual import of the language.‛ Biswell, 
    742 P.2d at 88
    .
    ¶29 Moreover, other instructions signaled to the jury that
    Instruction 15 was not a list of mental states that could be
    applied to any crime but definitions of the mental states other
    instructions referenced. Instruction 18 explained that the defense
    of compulsion was not available if the defendant had
    ‚intentionally, knowingly, or recklessly placed herself in a
    4. Kennedy argues in her reply brief that ‚Instruction 15 wrongly
    informed the jury that the mental states of knowledge and
    recklessness applied to a specific intent crime‛ and that
    ‚Instruction 15 still wrongly told the jury to apply knowledge
    and recklessness to a specific intent crime.‛ This argument
    considers Instruction 15 in isolation. Because jury instructions
    must be read as a whole, Instruction 15 cannot fairly be read in
    the manner Kennedy urges.
    20130229-CA                    10              
    2015 UT App 152
    State v. Kennedy
    situation where it was probable that she would be subjected to
    duress.‛ Instruction 22 explained that criminal homicide murder
    (one of the offenses underlying the obstruction charge) meant
    inter alia ‚intentionally or knowingly causing the death of
    another.‛ Likewise, Instruction 23 stated that felony discharge of
    a firearm requires a finding that the shooter fired the gun while
    ‚knowing or having reason to believe that any person‛ might be
    endangered thereby. And Instruction 24 explained that
    aggravated robbery (another underlying offense) occurs when
    an actor ‚intentionally or knowingly‛ uses force against another
    while committing a theft.
    ¶30 We conclude that Kennedy has not demonstrated the
    existence of an error, because the jury instructions when read
    together could not have misled the jury into believing that the
    lesser mental states of ‚knowingly‛ or ‚recklessly‛ were
    sufficient to convict Kennedy. She has therefore failed to show
    that the trial court plainly erred in instructing the jury or that
    trial counsel’s failure to object to Instruction 15 constituted
    ineffective assistance of counsel.
    II. Mistake-of-Fact Instruction
    ¶31 Kennedy next contends that the trial court erred by
    refusing to give the jury her proposed mistake-of-fact
    instruction. She argues that she introduced substantial evidence
    in support of her claim that she mistakenly believed that no
    crime had been committed and that, absent the proposed
    instruction, the jury would not have understood that this belief
    negated the required mental state.
    ¶32 A defendant is entitled to have the jury instructed on the
    defense’s theory of the case if there is any basis in the evidence
    to support that theory. State v. Berriel, 
    2013 UT 19
    , ¶ 12, 
    299 P.3d 1133
    . But the defense is not entitled to further instruction
    regarding the defense’s theory of the case when the other
    instructions already fairly instruct the jury on the law applicable
    to that theory. See State v. Lucero, 
    866 P.2d 1
    , 3 (Utah Ct. App.
    20130229-CA                     11               
    2015 UT App 152
    State v. Kennedy
    1993) (explaining that the fact that one instruction, considered
    alone, is not ‚as accurate as it might have been‛ is not reversible
    error so long as the instructions as a whole fairly instruct the jury
    on the applicable law). Accordingly, in order to demonstrate
    reversible error stemming from the trial court’s refusal to give a
    proposed instruction, a defendant must show that the
    instructions that were given failed to fairly instruct the jury on
    the applicable law.
    ¶33 Kennedy first asserts that the trial court mistakenly
    believed that Instructions 15 and 19 correctly instructed the jury
    when it denied her proposed instruction. As we explain above,
    there was no error in those instructions; accordingly, we do not
    further address Kennedy’s first assertion. However, Kennedy
    also asserts that her proposed instruction would have headed off
    possible misreadings of Instruction 19.
    ¶34 Kennedy points to the language of the fourth element of
    Instruction 19: ‚She knew or should have known the criminal
    offense was either criminal homicide, aggravated robbery, or
    discharge of a firearm causing serious bodily injury.‛5 She
    argues that this language risked ‚allowing the jury to convict
    Kennedy if she ‘should have known’—rather than actually
    knew—that an underlying crime had been committed.‛ In other
    words, the second element required the jury to find Kennedy
    acted with intent to hinder the prosecution of a crime. The fourth
    5. This portion of the instruction was apparently intended to
    comport with State v. Bingham, 
    575 P.2d 197
     (Utah 1978). Bingham
    concerned an earlier version of the obstruction-of-justice statute
    which provided that obstruction was a class B misdemeanor
    unless the defendant knew or should have known that a capital
    offense or a first-degree felony had been committed, in which
    case obstruction was a second-degree felony. 
    Id. at 198
    . Here, as
    the State points out, the degree of the obstruction charge against
    Kennedy required that she knew or should have known that one
    of the listed first-degree felonies had been committed.
    20130229-CA                     12               
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    State v. Kennedy
    element required the jury to find Kennedy knew or should have
    known that the crime that had been committed was one the
    instruction listed; Kennedy argues this created confusion that
    her proposed mistake-of-fact instruction would have eliminated.
    ¶35 We disagree. We are constrained to read jury instructions
    as a whole and to give the language of the instructions their
    ordinary and usual import. Biswell v. Duncan, 
    742 P.2d 80
    , 88
    (Utah Ct. App. 1987). When given its ordinary and usual
    meaning, the language of Instruction 19 required the jury to find
    that Kennedy acted with the intent to hinder the wheels of justice
    with regard to ‚any person regarding a criminal offense.‛ It then
    adds, in a separately numbered paragraph, the additional
    requirement that Kennedy knew or should have known that the
    crime that person had committed was one of the three listed. To
    reach Kennedy’s understanding of the instruction, the jury
    would have had to interpret ‚knew or should have known the
    criminal offense was *one of three listed+‛ to include ‚knew or
    should have known an offense occurred.‛ We cannot presume
    that the jury would have made this mistake, because the
    ordinary and usual meaning of Instruction 19’s language simply
    does not lend itself to such a misreading.
    ¶36 Kennedy’s proposed mistake-of-fact instruction amounts
    to an alternative way of stating the defense’s theory that
    Kennedy could not be convicted because she did not know a
    crime had been committed. Instruction 19 already instructed the
    jury that, to convict Kennedy of obstruction of justice, it had to
    find that she acted ‚*w]ith the intent to hinder, delay, or prevent
    the investigation, apprehension, prosecution, conviction, or
    punishment of any person regarding a criminal offense.‛ The
    jury could not have concluded that Kennedy acted with that
    intent without finding that she actually knew the criminal
    conduct had occurred. Accordingly, Kennedy was not entitled to
    an essentially duplicative instruction. See supra ¶ 32. The trial
    court’s refusal to give the proposed instruction was therefore
    neither a legal error nor an abuse of discretion, because the other
    instructions already fairly advised the jury about the significance
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    State v. Kennedy
    of Kennedy’s mistake-of-fact claim. See State v. Berriel, 
    2013 UT 19
    , ¶¶ 8–9, 
    299 P.3d 1133
    ; State v. Lucero, 
    866 P.2d 1
    , 3. In short,
    we conclude that while Kennedy was entitled to have the jury
    instructed regarding the import of her mistake-of-fact defense,
    Instruction 19 adequately did so. Consequently, the trial court
    did not abuse its discretion by declining to further instruct the
    jury on the same topic.6
    III. Sufficiency of the Evidence
    ¶37 Kennedy next contends that the evidence the State
    presented was insufficient to sustain her conviction for
    obstruction of justice. Specifically, she argues that there was no
    evidence that she knew beforehand that Torez would be robbed
    or killed and that the only evidence of her state of mind after the
    shooting was that she believed the shots were directed at her
    and that Torez was firing them. On this basis, she asserts that
    there was no evidence of her specific intent to obstruct the
    course of justice. The State responds that, on appeal, Kennedy
    ‚argues the evidence from only her point of view‛ and ‚fails to
    view it in the light most favorable to the jury’s verdict.‛
    ¶38 Kennedy’s trial counsel did not preserve this issue by
    moving for a directed verdict at trial. Kennedy therefore raises it
    as a matter of ineffective assistance of counsel. ‚To succeed on a
    6. The State argues that Kennedy’s trial counsel invited any error
    on this point by agreeing with the trial court that Instruction 19
    was a correct statement of the law. See State v. Geukgeuzian, 
    2004 UT 16
    , ¶¶ 9–12, 
    86 P.3d 742
     (explaining the invited-error
    doctrine). While counsel did concede that Instruction 19 correctly
    stated the law, he did not concede that Instruction 19 fully stated
    the law applicable to Kennedy’s defense theory. Indeed, when
    the court asked whether he was withdrawing the defense’s
    proposed instruction, counsel did not withdraw it and
    responded that he preferred that the court rule that Kennedy’s
    proposed instruction would not be given to the jury.
    20130229-CA                     14               
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    State v. Kennedy
    claim of ineffective assistance of counsel, a defendant must show
    that trial counsel’s performance was deficient and that the
    defendant was prejudiced thereby.‛ State v. Hards, 
    2015 UT App 42
    , ¶ 18, 
    345 P.3d 769
    .
    ¶39 When considering an insufficiency-of-the-evidence claim,
    we review the evidence and all reasonable inferences in the light
    most favorable to the jury’s verdict. State v. Nielsen, 
    2014 UT 10
    ,
    ¶ 46, 
    326 P.3d 645
    . We may reverse Kennedy’s conviction only if
    we determine that the evidence is so inconclusive or inherently
    improbable that reasonable minds must have entertained a
    reasonable doubt as to whether she committed the crime. 
    Id. ¶40
     Kennedy argues that there ‚was no evidence to dispute
    that [she] was nothing more than an indifferent bystander up
    until the gunshots were fired‛; that ‚*e+ven after the shots were
    fired, the only evidence as to Kennedy’s state of mind suggests
    Kennedy thought the shots were directed at her and that Torez
    was firing them‛; and that ‚*e+ven after Corona told Kennedy he
    had shot Torez, Kennedy could still have believed that Torez
    was shot in self-defense.‛ She highlights evidence that she had
    seen Torez loading his gun and that she had believed Torez was
    the one shooting.
    ¶41 In response, the State highlights several pieces of evidence
    it introduced at trial, arguing that the evidence supports a jury
    finding that during the drive away from the scene Kennedy
    knew a crime had been committed. For example, the State
    presented evidence that the parking lot was well-lit, that
    Kennedy’s seat in the SUV afforded her a view down into the
    sedan, that the two vehicles were about five feet apart, and that
    the police officers who arrived at the scene within minutes of the
    shooting could ‚clearly‛ see from approximately ten feet away
    that Torez had suffered gunshot wounds. The State also
    presented evidence that Kennedy admitted to seeing a struggle
    inside the sedan and that after the shooting Kennedy exclaimed
    words to the effect of ‚Oh my God‛ and ‚*W+hat have you guys
    done?‛ And the State elicited testimony from Irish that Kennedy
    20130229-CA                    15               
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    State v. Kennedy
    told Irish that she had asked if Torez had been killed and that
    Corona had replied that he had ‚dumped on *him+ with the .22.‛
    ¶42 When the evidence presented is conflicting or disputed,
    the trier of fact assesses both the credibility of witnesses and the
    weight to be given to particular evidence. State v. Black, 
    2015 UT App 30
    , ¶ 19, 
    344 P.3d 644
    . It is also the role of the trier of fact to
    then conclude which of the competing theories of the case it
    believes. See State v. Cardona-Gueton, 
    2012 UT App 336
    , ¶ 11, 
    291 P.3d 847
    . This is true even when the trier of fact is confronted
    with alternative hypotheses based on the same evidence. See 
    id. ¶43
     At trial, the State argued that the evidence showed
    beyond a reasonable doubt that Kennedy had committed all the
    elements necessary to be convicted of obstruction of justice.
    Kennedy argued that she drove away from the scene to avoid
    being ‚killed or shot.‛ She claimed that she did not have the
    intent to ‚hinder, delay or prevent the investigation‛ and that
    her only intent was ‚to stay alive.‛ The jury evidently
    determined that the evidence supported the State’s hypothesis of
    intent rather than Kennedy’s.
    ¶44 Kennedy’s contention on appeal is essentially that the jury
    could not have properly convicted her, because the evidence
    presented did not exclude a reasonable alternative hypothesis of
    her intent. ‚*F+raming a claim as a reasonable-alternative-
    hypothesis claim presupposes that the alternative hypothesis is
    reasonable.‛ Cardona-Gueton, 
    2012 UT App 336
    , ¶ 12. ‚But a
    finding that a defendant is guilty beyond a reasonable doubt is
    necessarily a finding that any alternative hypothesis of
    innocence presented at trial was not reasonable under the jury’s
    view of the evidence.‛ 
    Id. ¶45
     When the jury has reached a verdict based on one of the
    competing theories advanced by the parties, we will reverse that
    verdict only if the evidence is so insubstantial or inconclusive
    that the reasonable inferences drawn from it cannot preclude the
    alternative hypothesis presented by the defense. 
    Id. ¶ 11
    . Here,
    20130229-CA                      16                
    2015 UT App 152
    State v. Kennedy
    however, the evidence was not so insubstantial or inconclusive
    that the jury’s inferences were unreasonable. The evidence was
    sufficient to support the jury’s inferences that Kennedy knew a
    crime had been committed, that she knew or should have known
    her passengers had committed one of the specified crimes, and
    that she intended to hinder, prevent, or delay their arrest by
    driving them away from the scene. See State v. Nielsen, 
    2014 UT 10
    , ¶ 46, 
    326 P.3d 645
    ; Cardona-Gueton, 
    2012 UT App 336
    , ¶ 12; see
    also State v. James, 
    819 P.2d 781
    , 789 (Utah 1991) (‚It is well
    established that [mental state] can be proven by circumstantial
    evidence.‛).
    ¶46 Kennedy also draws parallels between her case and State
    v. Bingham, 
    575 P.2d 197
     (Utah 1978). In Bingham, the Utah
    Supreme Court held that the evidence supporting an inference of
    intent on the part of an accused getaway driver (Bingham) was
    insufficient to sustain his conviction for first-degree-felony
    obstruction of justice. 
    Id. at 199
    . To sustain a conviction, the State
    needed to prove that a first-degree felony had been committed
    and that Bingham knew of that fact when he drove the
    perpetrators away. 
    Id. at 198
    . Bingham and his friends had
    stopped their car and approached a parked truck on foot. 
    Id.
    After Bingham saw that one of his friends was carrying a pistol,
    he turned back towards the car because ‚he wanted no part of
    it.‛ 
    Id.
     As he was doing so, he heard two shots. 
    Id.
     His two
    friends then returned to the car ‚excited and desiring to get
    away in a hurry.‛ 
    Id. at 198
    –99. Before driving them away from
    the scene, Bingham bent the car’s license plate so that it could
    not be seen. 
    Id. at 198
    . It later emerged that two men in the truck
    had been shot, one fatally.7 
    Id. at 198
    .
    7. At the time State v. Bingham was argued, neither of Bingham’s
    friends had been tried. 
    575 P.2d 197
    , 198 (Utah 1978). Thus, it
    was not clear whether a first-degree felony had been committed
    (as required to sustain Bingham’s first-degree-felony
    obstruction-of-justice conviction). One of those friends later
    (continued<)
    20130229-CA                      17               
    2015 UT App 152
    State v. Kennedy
    ¶47 The supreme court noted that there was no ‚direct proof
    that the defendant went near the cab of the pickup truck, or that
    he saw [the shooting], or that [his friends] told him what had
    happened when they hurriedly returned to his car.‛ 
    Id.
     The court
    also noted that there were ‚a number of possibilities as to what
    happened and why the firing of shots made *Bingham’s friends+
    excited and desiring to get away in a hurry.‛ 
    Id. at 199
    .
    Accordingly, the court concluded that the evidence was not
    sufficient to support a finding, beyond a reasonable doubt, that
    Bingham knew or should have known that a homicide had been
    committed. 
    Id.
     The Utah Supreme Court therefore reversed
    Bingham’s conviction and entered a conviction for class B
    misdemeanor obstruction of justice. 
    Id. ¶48
     Bingham differs from the case currently before us. In
    contrast to Bingham, the State presented evidence that Kennedy
    was within several feet of the sedan when Torez was killed
    inside it, that the murder scene was visible from outside the
    sedan, that Kennedy admitted seeing flashes out of the corner of
    her eye during the shooting, and that Kennedy’s passengers
    informed her that a shooting had taken place. We cannot
    conclude that the evidence as a whole is so inconclusive or
    inherently improbable that reasonable minds must have
    entertained a reasonable doubt as to whether Kennedy had the
    intent to obstruct justice when she drove Garza, Corona,
    Lizarzaburu, and Davis away from the scene the crime. See
    Nielsen, 
    2014 UT 10
    , ¶ 46.
    ¶49 Moreover, in Bingham, the question before the Utah
    Supreme Court was whether Bingham knew or should have
    known the nature of his friends’ crimes, not whether Bingham
    had intended to hinder, prevent, or delay their apprehension.
    (607 P.2d 261
    , 262, 267
    (Utah 1980).
    20130229-CA                   18               
    2015 UT App 152
    State v. Kennedy
    Indeed, Bingham conceded that the evidence was sufficient to
    sustain his conviction for misdemeanor obstruction of justice.
    Bingham, 575 P.2d at 198. He argued only that the evidence was
    insufficient to support his conviction for felony obstruction of
    justice because he was unaware that his friends had committed a
    first-degree felony. Id. Because Bingham began with a concession
    that the evidence was sufficient to prove at least one form of
    obstruction of justice, the case possesses little utility to address
    Kennedy’s assertion that the evidence against her was
    insufficient to support a conviction for any degree of obstruction
    of justice.
    ¶50 For the foregoing reasons, a motion for directed verdict
    based on insufficiency of the evidence would have been fruitless.
    Failure to raise futile objections or motions does not constitute
    ineffective assistance of counsel. See State v. Hanigan, 
    2014 UT App 165
    , ¶ 4, 
    331 P.3d 1140
    ; see also State v. Kelley, 
    2000 UT 41
    ,
    ¶ 26, 
    1 P.3d 546
    . Kennedy has thus not established that the
    ineffective-assistance-of-counsel exception to the preservation
    rule applies.
    CONCLUSION
    ¶51 Kennedy’s challenge to Instruction 15 was not preserved,
    and neither the plain-error nor the ineffective-assistance-of-
    counsel exceptions apply. The law underlying Kennedy’s
    defense theory was adequately explained by Instruction 19;
    consequently, the trial court had the discretion to refuse to give
    the jury her proposed mistake-of-fact instruction. Kennedy’s
    challenge to the sufficiency of the evidence is unpreserved.
    ¶52    Affirmed.
    20130229-CA                     19               
    2015 UT App 152
                                

Document Info

Docket Number: 20130229-CA

Citation Numbers: 2015 UT App 152, 354 P.3d 775, 789 Utah Adv. Rep. 35, 2015 Utah App. LEXIS 161, 2015 WL 3790770

Judges: Pearce, Voros, Roth

Filed Date: 6/18/2015

Precedential Status: Precedential

Modified Date: 10/19/2024