Daniels v. Mobley ( 2013 )

PRESENT: All the Justices
CHARLES DANIELS,
D/B/A THE POKER PALACE
OPINION BY
v. Record No. 121242 JUSTICE S. BERNARD GOODWYN
February 28, 2013
EARLE C. MOBLEY, IN HIS
OFFICIAL CAPACITY AS
COMMONWEALTH’S ATTORNEY
FOR THE CITY OF PORTSMOUTH
FROM THE CIRCUIT COURT OF THE CITY OF PORTSMOUTH
Thomas S. Shadrick, Judge
Charles P. Daniels, doing business as the Poker Palace,
appeals from a judgment entered by the Circuit Court of the
City of Portsmouth in a declaratory judgment action. The
circuit court ruled that Daniels failed to establish that Texas
Hold ’Em poker is not illegal gambling under Code § 18.2-325
and that Code § 18.2-328 is unconstitutionally vague. We
conclude that the request for declaratory judgment concerning
the legality of Texas Hold ’Em poker under Code § 18.2-325
failed to present a justiciable controversy over which the
circuit court could exercise jurisdiction and that the circuit
court did not err in determining Code § 18.2-328 to be
constitutionally valid.
Facts and Background
Charles Daniels operated Boulevard Bingo, a charitable
bingo hall in the City of Portsmouth for twenty-two years. In
2006, Daniels began hosting games of Texas Hold ’Em poker at
the hall for the Virginia Fraternal Order of Police. These
games were popular, and in 2010 Daniels leased and renovated
the space adjacent to the bingo hall and named it the Poker
Palace. Daniels hosted Texas Hold ’Em games and tournaments,
primarily for charity, in the Poker Palace.
On July 26, 2010, Earle C. Mobley, the Commonwealth’s
Attorney for the City of Portsmouth, sent Daniels a letter
stating:
After careful consideration, I have come to the
conclusion that any and all poker games, or other
forms of gambling not sanctioned by the Commonwealth
of Virginia will be viewed by my office as illegal
under Section 18.2-325 of the Code of Virginia, 1950
as amended.
I have notified the Portsmouth Police Department
of my decision to prosecute any illegal gambling.
Effective immediately, any violations of the statute
will be subject to investigation and/or prosecuted.
To avoid prosecution you must cease and desist any
and all forms of illegal gambling, forthwith.
Daniels thereafter met with Mobley and decided to close the
Poker Palace to avoid prosecution.
Daniels filed a declaratory judgment action in the Circuit
Court of the City of Portsmouth to determine whether the game
of Texas Hold ’Em constitutes illegal gambling under Code
§ 18.2-325 and whether Code § 18.2-328 is facially
unconstitutional and should be found void for vagueness.
The case proceeded to a one-day bench trial in which
Daniels presented the testimony of (1) an expert in casino
2
math, Robert Hannum, (2) a math Ph.D., James Klinedinst, and
(3) a world champion poker player, Gregory Raymer. At the
conclusion of Daniels’ case, Mobley made a motion to strike,
which the circuit court took under advisement. Mobley declined
to put on evidence and renewed his motion to strike. After a
recess, the circuit court granted the motion to strike on the
basis that “a game of Texas Hold ’Em for [a] single player can
last 24 hours or it could last for one hand, and all the
evidence indicates that the outcome of any one hand is
uncertain; and so it is clear to me that this violates the
statute as written; and, therefore, I will grant the motion to
strike in regard to the claim that it is not illegal gambling
under the statute [Code § 18.2-325].” 1
Thereafter the circuit court heard argument on whether
Code § 18.2-328 2 is unconstitutionally vague because of the
1
Code § 18.2-325(1) states, in relevant part:
“Illegal gambling” means the making, placing or
receipt of any bet or wager in the Commonwealth of
money or other thing of value, made in exchange for a
chance to win a prize, stake or other consideration or
thing of value, dependent upon the result of any game,
contest or any other event the outcome of which is
uncertain or a matter of chance, whether such game,
contest or event occurs or is to occur inside or
outside the limits of the Commonwealth.
2
Code § 18.2-328 states, in pertinent part, “The
operator of an illegal gambling enterprise, activity or
1
operation shall be guilty of a Class 6 felony.” Although the
majority states "to the extent that Daniels had requested a
3
definition of “illegal gambling” stated in Code § 18.2-325(1).
The circuit court held that the statute is not
unconstitutionally vague because it provides fair notice and an
individual of ordinary intelligence can discern its meaning.
Daniels appeals.
We granted an appeal on the following assignments of
error:
1. The trial court erroneously held that
Virginia’s gambling statute, Va. Code § 18.2-325, can
be violated whenever the outcome of a game is to any
degree uncertain, as opposed to when chance
predominates over skill in determining the outcome.
2. The trial court erroneously held that the
Texas Hold ’Em Poker games hosted at the Poker Palace
qualify as gambling under Section 18.2-325 because
the outcome of those games is uncertain. In making
this error, the court misinterpreted both the term
“uncertain,” as noted in the first assignment of
error, as well as the word “outcome.”
3. The trial court erroneously held that its
broad reading of the gambling statute did not render
the statute unconstitutionally vague.
Mobley presents the following assignments of cross-error:
1. The circuit court erred by not granting the
special plea and dismissing the action on the grounds
that Mobley, a Constitutional officer, was immune
declaration of his rights, such declaration would be barred by
sovereign immunity," the majority does not expressly hold that
Daniels' claim regarding the legality of Texas Hold 'Em poker
is barred by sovereign immunity. As explained below, the
doctrine of sovereign immunity, when applicable, bars legal and
equitable claims against the Commonwealth. Its application is
not dependent on the character of the judgment but the nature
of the claims asserted, such that the sovereign's immunity
deprives the circuit court of subject matter jurisdiction.
4
from declaratory actions under the doctrine of
sovereign immunity.
2. The circuit court erred by not granting the
demurrer on the grounds that Daniels lacked standing
to challenge a criminal statute under which he had
not been charged.
Analysis
The declaratory judgment statute, Code § 8.01-184,
provides:
In cases of actual controversy, circuit courts within
the scope of their respective jurisdictions shall
have power to make binding adjudications of right,
whether or not consequential relief is, or at the
time could be, claimed and no action or proceeding
shall be open to objection on the ground that a
judgment order or decree merely declaratory of right
is prayed for. Controversies involving the
interpretation of deeds, wills, and other instruments
of writing, statutes, municipal ordinances and other
governmental regulations, may be so determined, and
this enumeration does not exclude other instances of
actual antagonistic assertion and denial of right.
Therefore, a circuit court cannot acquire jurisdiction
over a declaratory judgment action unless the proceeding
involves an actual adjudication of rights. Charlottesville
Area Fitness Club Operators Ass’n v. Albemarle Cnty. Bd. of
Supervisors (“Charlottesville Fitness”), 285 Va. 87, 98, 737
S.E.2d 1, ___ (2013) (“The prerequisites for jurisdiction . . .
may be collectively referred to as the requirement of a
‘justiciable controversy.’ ”). A justiciable controversy, for
purposes of declaratory judgment, must involve “specific
5
adverse claims, based upon present rather than future or
speculative facts.” City of Fairfax v. Shanklin, 205 Va. 227,
229, 135 S.E.2d 773, 775 (1964).
For a justiciable controversy to exist, it must be
possible for the circuit court to render a decree yielding
specific relief, such that the plaintiff’s rights will be
thereby affected. Charlottesville Fitness, 285 Va. at 98, 737
S.E.2d at ___ (citing W. S. Carnes, Inc. v. Board of
Supervisors, 252 Va. 377, 383, 478 S.E.2d 295, 299 (1996) and
Erie Ins. Group v. Hughes, 240 Va. 165, 170, 393 S.E.2d 210,
212 (1990)). “Thus, when the ‘actual objective in the
declaratory judgment proceeding [i]s a determination of [a]
disputed issue rather than an adjudication of the parties’
rights,’ the case is not one for declaratory judgment.” Id. at
99, 737 S.E.2d at ___ (quoting Green v. Goodman-Gable-Gould
Co., 268 Va. 102, 108, 597 S.E.2d 77, 81 (2004)); see, e.g.,
Board of Supervisors v. Town of Purcellville, 276 Va. 419, 435-
36, 666 S.E.2d 512, 520 (2008) (allowing judgment for
declaration of rights under written agreements to guide the
parties in their future interactions).
It is beyond question that this Court may consider, sua
sponte, whether a requisite justiciable controversy exists
under the declaratory judgment statute, as the declaratory
judgment statute was not intended to vest the courts with
6
authority to render advisory opinions. See Martin v. Ziherl,
269 Va. 35, 40, 607 S.E.2d 367, 369 (2005); Shanklin, 205 Va.
at 229-30, 135 S.E.2d at 775-76. In his complaint, Daniels
requested that the circuit court declare “that Texas Hold ’Em
is not ‘illegal gambling’ under Code § 18.2-325.” The instant
case presents a scenario in which the declaratory judgment
petitioner seeks a declaration that a generalized activity does
not violate a particular statute. We conclude that such
request concerns a determination of a disputed issue rather
than a request for an adjudication of rights, and thus does not
present a justiciable controversy.
The case of Williams v. Southern Bank of Norfolk, 203 Va.
657, 125 S.E.2d 803 (1962), is instructive to our
determination. The bank financed Williams’ car dealership and
took liens on the vehicles; when Williams sold a car, he was to
pay off the lien. Id. at 660, 125 S.E.2d at 805. Williams
sold eight vehicles without promptly paying off the liens, and
the bank informed its attorney, who in turn reported this
information, with the bank’s consent, to the Commonwealth’s
attorney. Id. at 660-61, 125 S.E.2d at 806. Williams was
charged with eleven counts of larceny, of which all but two
were nolle prossed. Id. at 661, 125 S.E.2d at 806. Williams
was found not guilty of those counts and threatened to bring
actions for malicious prosecution against the bank. Id. at
7
660, 125 S.E.2d at 805. The bank filed a declaratory judgment
action, seeking to prevent Williams from bringing his actions
at law, and the circuit court ruled in its favor. Id. at 658-
59, 125 S.E.2d at 804-05.
This Court reversed, holding:
The petition of [the] Bank does not ask for the
construction of definite rights expressed in written
instruments or statutes. It alleges no controversy
between the parties as to the right of [the] Bank to
make a defense at law, based on the facts stated
therein, to the threatened tort actions. The answer
of appellant challenges the verity of the allegations
of fact. The only controversy is, therefore, one of
disputed fact, that is, whether [the] Bank made a
full, correct and honest disclosure of all the
material facts within its knowledge to its counsel
and the Commonwealth’s Attorney. The determination
of that issue rather than an adjudication of the
rights of the parties was the real object of the
proceeding, as shown by the allegations of the
petition, the prayer thereof, and the conclusion
reached by the chancellor.
Id. at 663, 125 S.E.2d at 807.
In his complaint, Daniels states that “Code § 18.2-325
defines as ‘illegal gambling’ only those games in which the
outcome is a matter of chance. Texas Hold ’Em does not fall
within this definition because skill, rather than chance, is
the primary determinate of success.” The stated controversy
is, therefore, whether Texas Hold ’Em falls within the
definition of illegal gambling. This is posed as a factual
inquiry.
8
As the matter was posed to the circuit court, whether the
game of Texas Hold ’Em is illegal gambling pursuant to Code
§ 18.2-325 depends upon the manner in which it is played at the
Poker Palace. The declaratory judgment action, concerning the
legality of Texas Hold ’Em poker under Code § 18.2-325,
requested the circuit court to make an adjudication of facts;
it does not request an adjudication of Daniels’ rights. The
requested declaration cannot be obtained in the context of a
declaratory judgment action. See id.; see also Schwartz v.
O'Connell, 124 N.Y.S.2d 397, 399 (N.Y. Sup. Ct. 1953).
Additionally, the request concerning a declaration that
Texas Hold ’Em poker was not illegal gambling concerned the
interpretation of a criminal statute. The traditional
perspective is that declaratory relief is inappropriate to
restrain the sovereign in criminal matters. Kahaikupuna v.
State, 124 P.3d 975, 980 (Haw. 2005); State ex rel. Edmisten v.
Tucker, 323 S.E.2d 294, 309 (N.C. 1984) (“It is widely held
that a declaratory judgment is not available to restrain
enforcement of a criminal prosecution.”). Declaratory judgment
actions are not ordinarily available to collaterally impede
threatened criminal prosecutions. See, e.g., Reed v.
Littleton, 9 N.E.2d 814, 815-16 (N.Y. 1937) (equity will not
ordinarily intervene to enjoin a criminal prosecution, unless:
(1) the prosecution threatens irreparable injury; (2) the sole
9
question is one of law; and (3) the declaratory petitioner has
a clear legal right to relief); Sun Oil Co. v. Director of
Div. on Necessaries of Life, 163 N.E.2d 276, 279 (Mass. 1960)
(approving use of declaratory judgment because petitioner was
not simply seeking to avoid prosecution: the controversy
affected its relationship to retail dealers and involved a
matter of overarching business policy); Liberty Mut. Ins. Co.
v. Jones, 130 S.W.2d 945, 953 (Mo. 1939) (permitting
declaratory judgment proceeding to the extent of non-injunctive
relief where criminal aspects of action seeking declaration
that insurance adjusters were not practicing law were
unimportant as compared to the general impact of the matter).
Declaratory relief with respect to criminal matters has
been allowed in a number of jurisdictions, but only under
limited exceptions. Kahaikupuna, 124 P.3d at 980-81
(declaratory relief possible, where, for instance, “ ‘the
statute is malum prohibitum, it affects a continuing course of
business, and a method of testing the statute was not in fact
available . . . because the predecessors of the defendant
refused to bring criminal proceedings’ ” (quoting Pacific Meat
Co. v. Otagaki, 394 P.2d 618, 620 (Haw. 1964))); see also Zemel
v. Rusk, 381 U.S. 1, 19 (1965) (“There are circumstances under
which courts properly make exceptions to the general rule that
equity will not interfere with the criminal process, by
10
entertaining actions for injunction or declaratory relief in
advance of criminal prosecution.”). The exceptions to the bar
on declaratory judgment actions for the construction of
criminal statutes are limited, rare and inapplicable regarding
the requested determination of whether Texas Hold ’Em poker is
illegal gambling as defined by Code § 18.2-325. See Reed, 9
N.E.2d at 815-16.
Daniels alleges Mobley threatened him with prosecution if
the Poker Palace did not cease hosting Texas Hold ’Em games.
Mobley is the Commonwealth’s Attorney and is responsible for
prosecuting crimes in the City of Portsmouth. The criminal
aspects of Daniels’ declaratory judgment action are dominating,
and the unstated right Daniels seemingly wants to vindicate
relates to criminal prosecution, rendering declaratory judgment
inappropriate. See Jones, 130 S.W.2d at 953.
The futility of resorting to [e]quity to determine
whether certain or uncertain facts constitute crime is
apparent when we consider the different measure of
proof in criminal and civil cases. Should equity
declare on disputed testimony or conflicting
inferences by a fair preponderance of the evidence
that a penal violation was proved, what would be the
effect? None. It would not and could not be binding
as res adjudicata or even as stare decisis in a
subsequent prosecution where guilt must be established
beyond a reasonable doubt. Should equity hold that no
offense had been committed it would not be binding
were the subsequent proof varied.
Reed, 9 N.E.2d at 817. Given the overwhelming criminal
elements of the underlying dispute, resolution of the
11
declaratory judgment action would not impact any subsequent
criminal proceeding. Granting the requested declaration
concerning the legality of Texas Hold ’Em poker would be merely
an advisory opinion.
Additionally, to the extent that Daniels had requested a
declaration of his rights, such declaration would be barred by
sovereign immunity. A resolution of the declaratory judgment
action in a manner which adjudicated Daniels’ rights would
enjoin the Commonwealth from acting, in violation of the
prohibition articulated in Azfall v. Commonwealth, 273 Va. 226,
231, 639 S.E.2d 279, 282 (2007) (“ ‘As a general rule, the
Commonwealth is immune both from actions at law for damages and
from suits in equity to restrain governmental action or to
compel such action.’ ” (quoting Alliance to Save the Mattaponi
v. Commonwealth, 270 Va. 423, 455, 621 S.E.2d 78, 96 (2005))).
Because the declaratory judgment action claim asserted by
Daniels concerning the legality of Texas Hold ’Em poker does
not present a justiciable controversy, the circuit court did
not have authority to exercise jurisdiction concerning such
claim. Therefore, we will vacate the judgment concerning that
claim and dismiss the claim.
The complaint in this case also asserted that “[section]
18.2-328 of the Code of Virginia is constitutionally void for
vagueness.” This is a challenge to the constitutionality of a
12
statute based upon United States law or self-executing
provisions of the Virginia Constitution; such a request for
declaratory judgment presents a justiciable controversy. See
DiGiacinto v. Rector & Visitors of George Mason Univ., 281 Va.
127, 137, 704 S.E.2d 365, 371 (2011). Thus, the circuit court
had jurisdiction to consider Daniels’ facial challenge to the
constitutionality of Code § 18.2-328.
The circuit court ruled that Code § 18.2-328 was not
unconstitutionally vague because it gives fair notice and an
individual of ordinary intelligence can discern its meaning.
Daniels asserts the circuit court “erroneously held that its
broad reading of the gambling statute did not render the
statute unconstitutionally vague.” Daniels argues that the
circuit court interpreted Code § 18.2-325 so as to render the
definition of illegal gambling in that statute
unconstitutionally vague. Daniels argues that application of a
test of whether skill predominates over chance must be applied
to the Code § 18.2-325 definition of what constitutes illegal
gambling in order to preserve the statute’s constitutionality.
In his complaint, Daniels claimed that Code § 18.2-328 was
void for vagueness. He did not claim that Code § 18.2-325 was
void for vagueness. He now concedes that Code § 18.2-328 would
not be void for vagueness if skill is considered in determining
whether one could be punished under that Code provision.
13
Code § 18.2-333 provides that
Nothing in this article shall be construed to prevent
any contest of speed or skill between men . . . where
participants may receive prizes or different
percentages of a purse, stake or premium dependent
upon whether they win or lose or dependent upon their
position or score at the end of such contest.
Therefore, even if the definition of illegal gambling in Code
§ 18.2-325 is “read” as not having an exception for games of
skill, Code § 18.2-333 provides that skill be considered in
determining whether Code § 18.2-328 has been violated. The
ruling of the circuit court concerning Code § 18.2-325 could
not have rendered an otherwise valid Code § 18.2-328 void for
vagueness. Therefore, Daniels has demonstrated no error, and
the circuit court’s ruling regarding the constitutionality of
Code § 18.2-328 is affirmed.
Conclusion
The declaratory judgment claim asserted by Daniels
concerning whether Texas Hold ’Em poker is illegal gambling, as
defined in Code § 18.2-325, does not present a justiciable
controversy, and the circuit court did not have authority under
the declaratory judgment statute to exercise jurisdiction
concerning such claim. The circuit court had the authority to
rule upon the facial challenge to the constitutionality of Code
§ 18.2-328, and it did not err in doing so.
14
Accordingly, for the reasons stated, we vacate the
judgment in part and affirm the judgment in part.
Vacated in part and
affirmed in part.
JUSTICE McCLANAHAN, concurring in part and dissenting in part.
Although I concur in the Court's decision vacating the
circuit court's judgment as to Daniels' claim seeking a
declaration that Texas Hold 'Em poker is not illegal gambling
under Code § 18.2-325, I would hold that this claim is barred
by the doctrine of sovereign immunity. 1 Furthermore, because I
believe Daniels lacks standing to challenge Code § 18.2-328 as
unconstitutionally vague, I would reverse the circuit court's
judgment that Code § 18.2-328 is constitutionally valid.
Therefore, I dissent from the Court's decision upholding the
circuit court's judgment on the constitutional claim.
Mobley filed a special plea in the circuit court asserting
that Daniels' action against him is barred by sovereign
1
Although the majority states "to the extent that Daniels
had requested a declaration of his rights, such declaration
would be barred by sovereign immunity," the majority does not
expressly hold that Daniels' claim regarding the legality of
Texas Hold 'Em poker is barred by sovereign immunity. As
explained below, the doctrine of sovereign immunity, when
applicable, bars legal and equitable claims against the
Commonwealth. Its application is not dependent on the
character of the judgment but the nature of the claims
asserted, such that the sovereign's immunity deprives the
circuit court of subject matter jurisdiction.
15
immunity since he is immune from suits for declaratory relief.
On appeal, Mobley assigns cross-error to the circuit court's
denial of his special plea. If Mobley is entitled to immunity
as to either of the claims against him, the circuit court is
deprived of subject matter jurisdiction over such claims.
Seabolt v. County of Albemarle, 283 Va. 717, 719, 724 S.E.2d
715, 716 (2012); Doud v. Commonwealth, 282 Va. 317, 321, 717
S.E.2d 124, 126 (2011); Afzall v. Commonwealth, 273 Va. 226,
230, 639 S.E.2d 279, 281 (2007). "This is so because only the
legislature acting in its policy-making capacity can abrogate
the Commonwealth's sovereign immunity" and "vest the circuit
court with jurisdiction." Commonwealth v. Luzik, 259 Va. 198,
206, 524 S.E.2d 871, 876-77 (2000). For this reason, Mobley's
claim of sovereign immunity should be resolved by us at the
outset. Seabolt, 283 Va. at 719, 724 S.E.2d at 716 ("We will
first consider the county's claim of sovereign immunity because
it is jurisdictional."). 2
"It is an established principle of sovereignty, in all
civilized nations, that a sovereign State cannot be sued in its
2
In my view, the absence of a justiciable controversy
would also deprive the circuit court of subject matter
jurisdiction. However, in Charlottesville Area Fitness Club
Operators Ass'n v. Albemarle Cnty. Bd. of Supervisors, 285 Va.
87, 113 n.1, ___ S.E.2d ___, ___ n.1 (2013) (McClanahan, J.,
concurring), the Court "decline[d] to classify the nature of
the jurisdictional defect" when the claims asserted in a
declaratory judgment action did not present a justiciable
controversy.
16
own courts . . . without its consent and permission." Board of
Public Works v. Gannt, 76 Va. 455, 461 (1882). Therefore,
" 'the Commonwealth is immune both from actions at law for
damages and from suits in equity to restrain governmental
action or to compel such action . . . . Sovereign immunity may
also bar a declaratory judgment proceeding against the
Commonwealth,' and does so for merely statutory claims."
DiGiacinto v. Rector & Visitors of George Mason Univ., 281 Va.
127, 137, 704 S.E.2d 365, 370-71 (2011) (citation omitted).
"Only the General Assembly can determine as a matter of policy
whether the Commonwealth's sovereign immunity should be
abrogated with regard to a particular type of legal action."
Ligon v. County of Goochland, 279 Va. 312, 316, 689 S.E.2d 666,
668-69 (2010).
"[B]ecause the Commonwealth can act only through
individuals, the doctrine applies not only to the state, but
also to certain government officials." Gray v. Virginia Sec'y
of Transp., 276 Va. 93, 102, 662 S.E.2d 66, 70-71 (2008).
These officials include "those who operate at the highest
levels of the three branches of government" such as
"[g]overnors, judges, members of state and local legislative
bodies, and other high level governmental officials," as well
as "other governmental officials of [a] lesser rank." Messina
v. Burden, 228 Va. 301, 309, 321 S.E.2d 657, 661 (1984).
17
Mobley has been sued in his official capacity as
Commonwealth's Attorney for the City of Portsmouth. As an
attorney for the Commonwealth, Mobley is a constitutional
officer whose duties are prescribed by law. Va. Const. art.
VII, § 4; Doud, 282 Va. at 321, 717 S.E.2d at 126. He is
primarily charged with enforcing criminal laws within his
jurisdiction. Code §§ 15.2-528, 15.2-1626, 15.2-1627.
Therefore, the immunity of the Commonwealth extends to Mobley.
Although Daniels posits that sovereign immunity does not
bar actions seeking merely declaratory relief, his position
mischaracterizes the nature of the doctrine and disregards
essential justifications underlying our adherence to the
doctrine. 3 Protection of the public purse is certainly "[o]ne
of the most often repeated explanations for the rule of state
immunity from suits in tort," but it is only "one of several
purposes for the rule." Messina, 228 Va. at 307, 321 S.E.2d at
660.
[T]he doctrine of sovereign immunity serves a
multitude of purposes including but not limited
to protecting the public purse, providing for
smooth operation of government, eliminating
public inconvenience and danger that might spring
from officials being fearful to act, assuring
that citizens will be willing to take public
jobs, and preventing citizens from improperly
3
On brief, Daniels contends that "[s]overeign immunity
does not bar a declaratory judgment action that does not compel
the government to act, restrain the government from acting, or
affect the public purse."
18
influencing the conduct of governmental affairs
through the threat or use of vexatious
litigation.
Id. at 308, 321 S.E.2d at 660. Thus, "while maintenance of
public funds is important, another equally important purpose of
the rule is the orderly administration of government." Id.
Furthermore, the doctrine is not limited to suits in tort
seeking money damages but extends to declaratory judgment
actions seeking relief that "would have the effect of
interfering with governmental functions." Afzall, 273 Va. at
233, 639 S.E.2d at 283.
The primary objective of Daniels' action is to prevent
enforcement of the illegal gambling statutes against him. As
Daniels states in his amended complaint, he brought his action
against Mobley as a result of Mobley's "threat" of "prosecuting
[Daniels] if he resumes poker games" at the Poker Palace.
Daniels claims that since he does not seek an injunction to
enjoin Mobley's prosecution of him but merely seeks "clarity
regarding his rights," a ruling in his favor "would not
encroach upon [Mobley's] lawful authority." While Daniels does
not seek injunctive relief against Mobley, a ruling in his
favor would have the same effect since Mobley would be
precluded from prosecuting Daniels for violation of the illegal
19
gambling statutes in connection with Daniels' operation of
Texas Hold 'Em poker games. 4
In sum, preserving "the orderly administration of
government" and "preventing citizens from improperly
influencing the conduct of governmental affairs through the
threat or use of vexatious litigation" compels application of
sovereign immunity to Daniels' claim against Mobley. Messina,
228 Va. at 308, 321 S.E.2d at 660. Furthermore, it is clear
the relief Daniels seeks "would have the effect of interfering
with governmental functions." Afzall, 273 Va. at 233, 639
S.E.2d at 283. Therefore, I would conclude that Daniels' claim
against Mobley seeking a declaration that Texas Hold 'Em poker
is not illegal gambling is barred by the doctrine of sovereign
immunity. 5 For this reason, I would hold the circuit court did
4
Commonwealth's Attorneys are empowered to prosecute
felonies and certain misdemeanors, not activities deemed legal.
See Code § 15.2-1627.
5
Because I would hold that sovereign immunity applies to
this claim, I would not address the issue of whether Daniels'
claim presents a justiciable controversy. Furthermore, one of
the majority's primary reasons for its ruling that Daniels'
claim does not present a justiciable controversy is that other
jurisdictions have recognized that "declaratory relief is
inappropriate to restrain the sovereign in criminal matters"
and "impede criminal prosecution." In my view, it is
unnecessary to import from other jurisdictions a new
prerequisite for establishing a justiciable controversy in
Virginia when Virginia's doctrine of sovereign immunity already
protects the sovereign from suits to restrain the
administration and enforcement of its criminal laws.
20
not have subject matter jurisdiction to adjudicate this claim.
Id. at 234, 639 S.E.2d at 284.
Although sovereign immunity precludes Daniels' claim
regarding the legality of Texas Hold 'Em, we have recognized
that the doctrine will not deprive the court of subject matter
jurisdiction over a declaratory judgment action where the claim
is "based on self-executing provisions of the Constitution of
Virginia or claims based on federal law." DiGiacinto, 281 Va.
at 137, 704 S.E.2d at 371. 6 Daniels asserts that Code § 18.2-
328 is unconstitutionally vague under the Due Process Clause of
the Fourteenth Amendment to the United States Constitution.
Since the substantive rights conferred by the Fourteenth
Amendment are "self-executing," City of Boerne v. Flores, 521
U.S. 507, 524 (1997), sovereign immunity does not preclude
Daniels' constitutional challenge of Code § 18.2-328.
Nevertheless, this does not end the inquiry into whether
the circuit court may exercise jurisdiction over Daniels' claim
because a party has no standing to make a facial attack upon a
6
While the majority concludes Daniels' claim regarding the
legality of Texas Hold 'Em poker does not present a justiciable
controversy, it is unclear why this same ruling does not also
apply to Daniels' claim that Code § 18.2-328 is
unconstitutionally vague. DiGiancinto, relied upon by the
majority, holds that "sovereign immunity does not preclude
declaratory and injunctive relief claims based on self-
executing provisions of the Constitution of Virginia or claims
based on federal law." DiGiancinto, 281 Va. at 137, 704 S.E.2d
at 371. This holding does not address whether Daniels' request
presents a justiciable controversy.
21
penal statute when his claim of vagueness is based on due
process overbreadth. 7
[F]or purposes of standing to make facial attacks,
the Supreme Court makes a distinction between two
separate concepts of overbreadth, viz., (a) due
process overbreadth resulting from statutory
language so vague that it could be selectively
construed and enforced by police, prosecutors, and
triers-of-fact to penalize persons not before the
court, for conduct not before the court, without
fair warning of the criminality of their conduct,
and (b) First Amendment overbreadth resulting
either from statutory language so vague it could
"chill" the exercise of constitutionally protected
speech or conduct, or from precise statutory
language which expressly seeks to regulate
protected speech . . . .
Stanley v. City of Norfolk, 218 Va. 504, 508, 237 S.E.2d 799,
801 (1977). "[W]hen overbreadth impinges upon First Amendment
guarantees, a person accused under the statute has standing to
make a facial attack, even though his own speech or conduct was
not constitutionally protected." Id. at 508, 237 S.E.2d at
802. However, "when overbreadth has only due process
implications," a person accused under the statute only has
"standing to challenge the statute as applied to his own
conduct." Id.
Daniels' constitutional challenge is not based upon First
Amendment guarantees but due process overbreadth.
Specifically, Daniels claims that Code § 18.2-328 "provides no
7
Mobley also assigns cross-error to the circuit court's
denial of his demurrer on the grounds that Daniels lacked
standing to challenge Code § 18.2-328.
22
standard to differentiate between innocent conduct and
prohibited conduct" thereby leaving to law enforcement
officers, prosecutors, and courts "the decision of what is
permitted and what is not." He further contends that "[t]he
term 'illegal gambling' fails to provide both adequate notice
to ordinary people and minimal guidelines to govern law
enforcement." According to Daniels, the statute is
unconstitutionally vague under the Due Process clause of the
Fourteenth Amendment because it encourages arbitrary and
discriminatory enforcement and fails to provide people of
ordinary intelligence fair notice of what the law prohibits.
Thus, because Daniels "seeks to make a facial challenge based
upon due process overbreadth," he "is without standing to make
such a challenge." Stanley, 218 Va. at 509, 237 S.E.2d at 802. 8
8
Even if this Court treated Daniels' claim as an "as-
applied" challenge and judged it on that basis, see Motley v.
Virginia State Bar, 260 Va. 243, 247, 536 S.E.2d 97, 99 (2000),
Daniels would not have standing. A penal statute is not
applied until the challenging party has been convicted or cited
for violation of the statute. See Tanner v. City of Va. Beach,
277 Va. 432, 435–36, 674 S.E.2d 848, 850 (2009) (noise
ordinance held unconstitutionally vague after accused was
written multiple citations for violating the ordinance); Gray,
260 Va. at 681, 537 S.E.2d at 865 (deciding vague-as-applied
challenge to the Virginia statute prohibiting unregistered
possession of a firearm silencer on appeal from accused's
conviction under the statute); Woodfin v. Commonwealth, 236 Va.
89, 92, 372 S.E.2d 377, 379 (1988) (deciding a vague-as-applied
challenge to the Virginia capital murder statute on appeal from
accused’s conviction under the statute); cf. City of Chicago v.
Morales, 527 U.S. 41, 50 (1999) (deciding a vague-as-applied
challenge where defendants were convicted under the statute);
23
Accordingly, this claim does not present a justiciable
controversy over which the circuit court had "authority to
exercise jurisdiction." Charlottesville Fitness, 285 Va. at
106, ___ S.E.2d at ___.
For these reasons, I would vacate the circuit court's
judgment in its entirety and dismiss Daniels' action against
Mobley.
Kolender v. Lawson, 461 U.S. 352, 354 (1983) (same); Coates v.
City of Cincinnati, 402 U.S. 611, 612 (1971) (same).
24