VanBuren v. Grubb ( 2012 )


Menu:
  • Present:   All the Justices
    ANGELA VANBUREN
    OPINION BY
    v.   Record No. 120348              JUSTICE LEROY F. MILLETTE, JR.
    November 1, 2012
    STEPHEN A. GRUBB
    UPON A QUESTION OF LAW CERTIFIED BY THE
    UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT
    On March 1, 2012, the United States Court of Appeals for
    the Fourth Circuit entered an order of certification requesting
    that we exercise our jurisdiction pursuant to Article VI,
    Section 1 of the Constitution of Virginia and Rule 5:40, and
    answer the following question:
    Does Virginia law recognize a common law tort claim
    of wrongful discharge in violation of established
    public policy against an individual who was not the
    plaintiff's actual employer, such as a supervisor or
    manager, but who participated in the wrongful firing
    of the plaintiff?
    In an order dated April 19, 2012, we accepted the
    certified question, and, for the reasons stated herein, we
    now restate the question pursuant to our authority under
    Rule 5:40(d) and answer in the affirmative.
    BACKGROUND
    A.   Factual History
    Because this case arises from the granting of a motion to
    dismiss by the United States District Court for the Western
    District of Virginia, we must take the factual allegations in
    Angela VanBuren's complaint as true "for the purposes of
    framing an answer that is responsive to the needs of the
    [Fourth Circuit]."    Wyatt v. McDermott, 
    283 Va. 685
    , 689, 
    725 S.E.2d 555
    , 556 (2012) (citing Zinermon v. Burch, 
    494 U.S. 113
    ,
    118 (1990)).    Accordingly, the facts presented herein are those
    alleged in VanBuren's complaint.
    VanBuren was employed as a nurse by Virginia Highlands
    Orthopedic Spine Center, LLC, from December 2003 to March 2008.
    Soon after she joined Virginia Highlands, VanBuren was
    subjected to sexual harassment by her supervisor, Virginia
    Highland's owner Dr. Stephen Grubb.    He would "hug her, rub her
    back, waist, breast and other inappropriate areas, and attempt
    to kiss her."   Although VanBuren told Dr. Grubb that his sexual
    advances were "offensive" and "unwelcome[]," he continued to
    pursue her.    In May 2006, while the two were travelling for
    business, Dr. Grubb went to VanBuren's hotel room and "began
    rubbing her back, waist, breast and hair while stating that he
    loved her."    VanBuren broke free of his embrace and told him
    that "she was not going to have sex with him," that "he was a
    married man," and that "he needed to leave."
    Dr. Grubb's sexual harassment continued after VanBuren's
    marriage in 2007.    Dr. Grubb tried to "console" VanBuren
    regarding her subsequent marital problems.    His "consoling"
    entailed "encouraging [her] to leave her husband and then
    proceeding to hug, kiss, and grope her."    VanBuren "continued
    2
    to insist that [Dr. Grubb's] advice and sexual advances were
    unwelcomed and offensive."
    In March 2008, Dr. Grubb again suggested during a closed-
    door meeting that VanBuren leave her husband so that she "could
    accept his love for what it was and what it could be."      A few
    days later, Dr. Grubb called VanBuren into his office and asked
    whether she planned to stay with her husband.    When she
    responded in the affirmative, he fired her.     He then offered
    her roughly a month's severance pay to remain silent about the
    sexual harassment.   Dr. Grubb gave no other explanation for
    terminating VanBuren's employment with Virginia Highlands.
    B.   Procedural History
    In March 2010, VanBuren filed suit, asserting a claim for
    gender discrimination against Virginia Highlands under Title
    VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e-2(a)
    and 2000e-3(a), and asserting a claim for wrongful discharge
    against Dr. Grubb and Virginia Highlands.   As to the latter
    claim, she alleged that she had been discharged from Virginia
    Highlands because she had refused to engage in criminal conduct
    – specifically, adultery in violation of Code § 18.2-365 and
    open and gross lewdness and lasciviousness in violation of Code
    § 18.2-345.   Accordingly, she contended that her discharge
    violated public policy.    See Bowman v. State Bank of Keysville,
    
    229 Va. 534
    , 
    331 S.E.2d 797
    (1985).
    3
    Both Dr. Grubb and Virginia Highlands moved to dismiss.
    The district court granted the motion as to Dr. Grubb,
    "conclud[ing] that, were the Virginia Supreme Court to directly
    address this issue, it would find that wrongful discharge
    claims by an employee are cognizable only against the employer
    and not against supervisors or co-employees in their individual
    capacity."   VanBuren then moved the district court to enter
    final judgment against Dr. Grubb so that she could appeal its
    decision.    The district court granted the motion, and VanBuren
    appealed to the Fourth Circuit.       After briefing and oral
    argument, the Fourth Circuit determined that it could not
    predict with confidence how this Court would rule as to whether
    a wrongful discharge claim is cognizable against an individual
    such as Dr. Grubb.   The Fourth Circuit accordingly certified
    the question to this Court, and we accepted.
    A certified question must be "determinative of the
    proceeding[s] in the certifying court."       Rule 5:40(c).   Upon
    examination of the certified question, we conclude that the
    question as posed encompasses a larger body of employees than
    is essential to produce a determinative answer in these
    proceedings.   We therefore exercise our discretion under Rule
    5:40(d) to restate the question as follows:
    Does Virginia law recognize a common law tort claim
    of wrongful discharge in violation of established
    public policy against an individual who was not the
    4
    plaintiff's actual employer but who was the actor in
    violation of public policy and who participated in
    the wrongful firing of the plaintiff, such as in the
    capacity of a supervisor or manager?
    DISCUSSION
    A.   The Public Policy Exception to Employment-at-Will
    in the Commonwealth
    Virginia "strongly adheres to the employment-at-will
    doctrine," Lockhart v. Commonwealth Educ. Sys. Corp., 
    247 Va. 98
    , 102, 
    439 S.E.2d 328
    , 330 (1994), that "when the intended
    duration of a contract for the rendition of services cannot be
    determined by fair inference from the terms of the contract,
    then either party is ordinarily at liberty to terminate the
    contract at will, upon giving the other party reasonable
    notice."   Miller v. SEVAMP, Inc., 
    234 Va. 462
    , 465, 
    362 S.E.2d 915
    , 916-17 (1987).
    This rule, however, is not absolute.   In 
    Bowman, 229 Va. at 540
    , 331 S.E.2d at 801, we held that a corporate employer
    could be held liable in tort for the discharge of two employees
    who were also shareholders of the corporation.   The corporation
    had discharged the employees because they had refused to vote
    their shares in accordance with the wishes of the corporation's
    board of directors.   
    Id. at 537-38, 331
    S.E.2d at 799-800.    We
    observed that the corporation's coercion violated the public
    policy underlying former Code § 13.1-32 (now Code § 13.1-662),
    which grants each shareholder the right to cast one vote for
    5
    each share held.   Id. at 
    540, 331 S.E.2d at 801
    .    "Because the
    right conferred by statute is in furtherance of established
    public policy," we reasoned, "the employer may not lawfully use
    the threat of discharge of an at-will employee as a device to
    control the otherwise unfettered discretion of a shareholder to
    vote freely his or her stock in the corporation."     
    Id. Thus, "applying a
    narrow exception to the employment-at-will rule,"
    the Court held that "the [employees] ha[d] stated a cause of
    action in tort against the [corporation] and the named
    directors for improper discharge from employment."     
    Id. Since Bowman, the
    Court has considered several cases in
    which a public policy exception was asserted.   In each case,
    the Court has emphasized that the exception is "narrow":
    "termination of an employee in violation of the policy
    underlying any one [statute] does not automatically give rise
    to a common law cause of action for wrongful discharge."      Rowan
    v. Tractor Supply Co., 
    263 Va. 209
    , 213, 
    559 S.E.2d 709
    , 711
    (2002) (alteration in original) (internal quotation marks and
    citation omitted).
    VanBuren's claim falls under one such narrow exception
    previously recognized by the Court:   discharge based on the
    employee's refusal to engage in a criminal act.     Mitchem v.
    Counts, 
    259 Va. 179
    , 190, 
    523 S.E.2d 246
    , 252 (2000) (holding
    discharge based upon refusal to engage in fornication and lewd
    6
    and lascivious cohabitation to be against public policy).
    VanBuren similarly alleges that her discharge resulted from her
    refusal to engage in the criminal acts of adultery and lewd and
    lascivious cohabitation.    There is no question that VanBuren
    has stated a cognizable wrongful discharge claim against her
    employer, Virginia Highlands.    We now address the issue of
    whether she has done the same against Grubb, since the Court
    has never squarely addressed whether a wrongful discharge claim
    can be brought against an individual employee.
    B.     Personal Liability of Employees for Wrongful Discharge
    Although we have not specifically addressed the personal
    liability of employees for wrongful discharge, we have twice
    allowed wrongful discharge claims to proceed against individual
    defendants who both committed the acts in violation of public
    policy and effected the termination.    In Bowman, we held that
    "the plaintiffs ha[d] stated a cause of action in tort against
    the Bank and the named directors for improper discharge from
    employment."    229 Va. at 
    540, 331 S.E.2d at 801
    (emphasis
    added).    Nearly a decade later in Lockhart, we concluded that a
    wrongful discharge claim based on gender discrimination could
    go forward against both the plaintiff's former employer and her
    former 
    supervisor. 247 Va. at 106
    , 439 S.E.2d at 332.   In one
    of the two actions reviewed in Lockhart, the corporate employer
    was a sole proprietorship, and the president of the company,
    7
    her supervisor, allegedly engaged in activities comparable to
    the allegations in this case.
    While many jurisdictions have likewise permitted such
    actions without any explicit holding on the matter, several of
    our sister states have directly addressed the issue of
    individual liability for persons committing tortious acts in an
    employment setting.   See, e.g., Myers v. Alutiiq Int'l
    Solutions, LLC, 
    811 F. Supp. 2d 261
    , 269 (D.D.C. 2011) (holding
    that the "D.C. Court of Appeals would allow claims against
    individual supervisors for wrongful discharge" because
    "individuals are liable for their own torts, even as agents
    acting on behalf of their employers"); Higgins v. Assmann
    Elecs., Inc., 
    173 P.3d 453
    , 458 (Ariz. Ct. App. 2007) (holding
    that "[c]orporate officers are liable to those harmed by such
    officer[s]" when their "acts constitut[e] the wrongful
    termination" of an employee); Jasper v. H. Nizam, Inc., 
    764 N.W.2d 751
    , 776 (Iowa 2009) (holding that an individual
    corporate officer can be held liable for wrongful discharge
    because the tort "does not impose liability for the discharge
    from employment, but the wrongful reasons motivating the
    discharge"); Ballinger v. Delaware River Port Auth., 
    800 A.2d 97
    , 110 (N.J. 2002) (holding that "an individual who personally
    participates in the tort of wrongful discharge may be held
    individually liable" because "[a]n agent who does an act
    8
    otherwise a tort is not relieved from liability by the fact
    that he acted at the command of the principal or on account of
    the principal") (alteration in original) (internal quotation
    marks and citation omitted); Kamensky v. Roemer Inc., 1 Pa. D.
    & C. 4th 497, 499 (Pa. 1988) (holding that "an officer of the
    corporation who takes part in the commission of the tort by the
    corporation is personally liable therefor[]") (internal
    quotation marks and citation omitted); Harless v. First Nat'l
    Bank in Fairmont, 
    289 S.E.2d 692
    , 698, 699 (W. Va. 1982)
    (holding that liability on the part of the employer "does not
    mean that another employee who has been the principal
    protagonist in obtaining the employee's discharge would not
    also be liable," because "an agent or employee can be held
    personally liable for his own torts against third parties").
    But see Miklosy v. Regents of Univ. of California, 
    188 P.3d 629
    , 645 (Cal. 2008) (holding that the agency relationship
    shields employees from tort liability for wrongful discharge).
    We find Virginia's existing precedent permitting such
    suits to be consistent with the Court's established case law
    regarding agency relationships.       It has long been settled in
    Virginia that "employers and employees are deemed to be jointly
    liable and jointly suable for the employee's wrongful act."
    Thurston Metals & Supply Co. v. Taylor, 
    230 Va. 475
    , 483-84,
    
    339 S.E.2d 538
    , 543 (1986); see also Miller v. Quarles, 
    242 Va. 9
    343, 347, 
    410 S.E.2d 639
    , 642 (1991) ("Both principal and agent
    are jointly liable to injured third parties for the agent's
    negligent performance of his common law duty of reasonable care
    under the circumstances.").
    Grubb argues that, as only the employer has the ability to
    effect a discharge, the liability must cease there.   We are not
    persuaded.   In a wrongful discharge case, the tortious act is
    not the discharge itself; rather, the discharge becomes
    tortious by virtue of the wrongful reasons behind it.    
    Jasper, 764 N.W.2d at 776
    .   Where those tortious reasons arise from the
    unlawful actions of the actor effecting the discharge, he or
    she should share in liability.   Here, VanBuren was fired
    because she would not give in to Grubb's unlawful demands.    As
    Grubb was her supervisor and owner of the company, we conclude
    that, if her allegations are proven, he too should be subject
    to liability, just as he would be had he engaged in any other
    tortious conduct.
    Indeed, the recognition in Bowman of a tort of wrongful
    discharge for public policy reasons leads to this result.
    Limiting liability to the employer would follow a contract
    construct.   Wrongful discharge, however, is an action sounding
    in tort.   While there are components of a contractual
    relationship, wrongful discharge remains a tort and tort
    principles must apply.
    10
    The purpose of the wrongful discharge tort — namely, the
    deterrence of discharge in violation of public policy — is best
    served if individual employees in a position of power are held
    personally liable for their tortious conduct.   Employer-only
    liability would be insufficient to deter wrongful discharges,
    as this case clearly demonstrates.   In response to the suit,
    Grubb left Virginia Highlands, the medical practice he himself
    started, and joined another healthcare provider.   If the Court
    does not recognize individual liability in such cases, there
    may be nothing to prevent other business owners from following
    this model in an attempt to avoid liability.
    We recognize the concern that supervisors will be hesitant
    to rightfully discharge at-will employees for fear of suit.     We
    believe, however, that the extremely narrow nature of wrongful
    discharge actions, as discussed in Part 
    A, supra
    , and the
    requirement that the defendant employees' personal actions be
    shown to have violated the relevant public policy, provides
    sufficient protection from the overuse of wrongful discharge
    claims.
    CONCLUSION
    For the aforementioned reasons, we conclude that Virginia
    recognizes a common law tort claim of wrongful discharge in
    violation of established public policy against an individual
    who was not the plaintiff's actual employer but who was the
    11
    actor in violation of public policy and who participated in the
    wrongful firing of the plaintiff, such as a supervisor or
    manager.
    Certified question, as restated, answered in the affirmative.
    CHIEF JUSTICE KINSER, with whom JUSTICE GOODWYN and JUSTICE
    McCLANAHAN join, dissenting.
    In this certified question case, the Court must resolve a
    question of first impression: Can the common law tort action
    for wrongful discharge in violation of public policy be brought
    against an individual who is not the employer of the discharged
    employee?   I conclude the question must be answered in the
    negative because, as the district court stated, "when the
    employee-employer relationship has been wrongfully terminated,
    liability to the wronged employee can only rest with the other
    party in that relationship, the employer."   VanBuren v.
    Virginia Highlands Orthopaedic Spine Ctr., LLC, 
    728 F. Supp. 2d 791
    , 794 (W.D. Va. 2010).   Thus, I respectfully dissent.
    As the majority recognizes, this Court has never addressed
    the question now before us.   Although both Bowman v. State Bank
    of Keysville, 
    229 Va. 534
    , 
    331 S.E.2d 797
    (1985), and Lockhart
    v. Commonwealth Education Systems Corporation, 
    247 Va. 98
    , 
    439 S.E.2d 328
    (1994), included allegations against individual
    12
    defendants who engaged in conduct in violation of public policy
    but who were not the plaintiffs' employers, neither case
    involved a challenge to whether the tort of wrongful discharge
    could be maintained against those non-employer defendants.
    Thus, the decisions in those cases have no precedential value
    in addressing the precise issue presented now.       Virginia has no
    "existing precedent" allowing such actions.
    To answer the restated certified question, I begin by
    analyzing what constitutes a tort. 1      "A 'tort' is any civil
    wrong or injury; a wrongful act (not involving a breach of
    contract) for which an action will lie."       Jewett v. Ware, 
    107 Va. 802
    , 806, 
    60 S.E. 131
    , 132 (1908) (internal quotation marks
    omitted); accord Buchanan v. Doe, 
    246 Va. 67
    , 71-72, 
    431 S.E.2d 289
    , 291-92 (1993); Glisson v. Loxley, 
    235 Va. 62
    , 67, 
    366 S.E.2d 68
    , 71 (1988).   The term "tort" is defined as "a breach
    of a duty that the law imposes on persons who stand in a
    particular relation to one another."       Black's Law Dictionary
    1626 (9th ed. 2009).    It is well established that every tort
    action consists of three elements:       (1) the existence of a
    legal duty; (2) a breach of that duty; and (3) damages as a
    proximate result of the breach.        Kellermann v. McDonough, 278
    1
    Whether Angela VanBuren stated a cognizable claim for
    wrongful discharge in violation of an established public policy
    against her employer is irrelevant to answering the restated
    certified question.
    
    13 Va. 478
    , 487, 
    684 S.E.2d 786
    , 790 (2009); Marshall v. Winston,
    
    239 Va. 315
    , 318, 
    389 S.E.2d 902
    , 904 (1990); Trimyer v.
    Norfolk Tallow Co., 
    192 Va. 776
    , 780, 
    66 S.E.2d 441
    , 443
    (1951).   The threshold question in any tort action is whether
    the defendant owed a legal duty to the plaintiff.    Burns v.
    Johnson, 
    250 Va. 41
    , 44, 
    458 S.E.2d 448
    , 450 (1995).
    The common law tort of wrongful discharge has been
    understood from its inception as an exception to the common law
    employment-at-will doctrine.    
    Bowman, 229 Va. at 539-40
    , 331
    S.E.2d at 800-01.   That doctrine means that "when a contract
    calls for the rendition of services, but the period of its
    intended duration cannot be determined by a fair inference from
    its provisions, either party is ordinarily at liberty to
    terminate the contract at will upon giving reasonable notice of
    intention to terminate."     
    Id. at 535, 331
    S.E.2d at 798 (citing
    Stonega Coal & Coke Co. v. Louisville & Nashville R.R. Co., 
    106 Va. 223
    , 226, 
    55 S.E. 551
    , 552 (1906)).    In Bowman, however, we
    recognized an exception "to the strict application of the
    doctrine in favor of at-will employees who claim to have been
    discharged in violation of an established public policy."    
    Id. at 539, 331
    S.E.2d at 801.
    In discussing the decision in Bowman, we later explained
    that the discharge there was tortious because "the employer had
    misused its freedom to terminate the services of at-will
    14
    employees in order to subvert" the statutory policy granting
    "each stockholder the unfettered right to cast one vote for
    each share of corporate stock held."   Miller v. SEVAMP, Inc.,
    
    234 Va. 462
    , 467, 
    362 S.E.2d 915
    , 918 (1987) (emphasis added).
    We further stated that "Bowman recognized an exception to the
    employment-at-will doctrine limited to discharges which violate
    public policy."   
    Id. at 468, 362
    S.E.2d at 918 (first emphasis
    added).
    Thus, an employer is free to terminate an at-will employee
    but may not do so for reasons that violate public policy.    The
    particular relationship from which this duty arises is that of
    employer and employee, and the legal duty imposed is to refrain
    from discharging an at-will employee for reasons that
    contravene public policy.   Only an employer can breach that
    duty because only an employer has the ability to hire and fire.
    There is no liability for wrongful discharge without a
    termination.    An individual manager or supervisor who carries
    out the wrongful discharge acts solely in a representative
    capacity for the employer, not in a personal capacity, because
    that individual stands outside the employer-employee
    relationship.   Such an individual, therefore, cannot be
    individually liable for that discharge.   Because the legal duty
    at issue in a claim for wrongful discharge does not flow from
    one employee to another employee, it is irrelevant if a manager
    15
    or supervisor also engaged in the conduct that violated public
    policy.
    I am not alone in my view that an individual employee
    cannot be liable for the tort of wrongful discharge.    Several
    states have reached the same conclusion.   For example, in
    Buckner v. Atlantic Plant Maintenance Co., 
    694 N.E.2d 565
    , 569
    (Ill. 1998), the Supreme Court of Illinois stated that,
    "[l]ogically speaking, only 'the employer' has the power to
    hire or fire an employee."   Although an employee must carry out
    that function for the employer, the court stated, "it is still
    the authority of the employer which is being exercised."     
    Id. Rejecting the "application
    of general principles of agency
    law," the court further explained:
    The plaintiff asserts that . . . an agent whose
    tortious conduct renders the principal liable is
    also liable for his own tortious acts. This
    general rule may not, however, be logically
    applied to the tort of retaliatory discharge. As
    explained above, the power to hire and fire
    employees is ultimately possessed only by the
    employer. Consequently, the tort of retaliatory
    discharge may be committed only by the employer.
    
    Id. at 570. See
    generally Rebarchek v. Farmers Coop. Elevator
    & Mercantile Assoc., 
    35 P.3d 892
    , 903-04 (Kan. 2001) (quoting
    extensively from Buckner and adopting its holding).
    The Court of Appeals of Oregon took a similar approach in
    Schram v. Albertson's Inc., 
    934 P.2d 483
    (Or. Ct. App. 1997).
    "[T]orts," the court stated, "are based on the violations of
    16
    duties owed by one party to another other than those created by
    contract."    
    Id. at 490. [T]he
    tort of wrongful discharge arises when an
    employer violates a duty imposed by an
    established public policy. The employment
    relationship is a necessary element of the tort
    and establishes the duty of the employer on
    behalf of the employee not to violate an
    established public policy. That relationship
    does not exist among fellow employees.
    
    Id. at 490-91 (citations
    omitted).
    While the court recognized that an employee can be liable
    for his/her own torts, the court reasoned that in
    "determin[ing] whether an employee has committed tortious
    conduct in a personal capacity, the elements of the alleged
    tort determine whether such a duty exists. . . . [T]he elements
    of the particular tort determine who is subjected to
    liability."   
    Id. at 491. In
    the case of the tort of wrongful discharge,
    only an employer can discharge an employee.
    When a supervisor acts to discharge an employee,
    he or she is acting solely in his or her
    representative capacity for the employer. There
    is no duty owed by the supervisor in a personal
    capacity to the employee.
    
    Id. Similarly, in Physio
    GP, Inc. v. Naifeh, 
    306 S.W.3d 886
    (Tex. App. 2010), the Texas Court of Appeals rejected the
    application of agency principles.    The court recognized that
    "[t]he employment relationship is the source of the duty in
    17
    wrongful discharge torts" and that relationship "exists only
    between the employer and employee, not between two employees,
    even when one of those employees is a supervisor or even the
    owner."   
    Id. at 888. Only
    the employer has the power to hire and
    fire, and supervisors merely exercise that power
    on the employer's behalf. Corporate employees
    cannot, in their personal capacity, wrongfully
    discharge an employee because they have no
    personal authority to fire an employee.
    
    Id. at 888-89 (citations
    omitted).
    Nevertheless, the majority answers the restated certified
    question affirmatively in a situation when the employee who
    engaged in the wrongful conduct was also the individual who
    participated in the termination on behalf of the employer.    In
    doing so, the majority focuses on the wrongful conduct rather
    than the wrongful discharge itself.    Indeed, the majority
    states that "[i]n a wrongful discharge case, the tortious act
    is not the discharge itself."
    In my view, this analysis overlooks the first element of
    the tort, the legal duty. 2   That duty, as I have already
    2
    In Jasper v. H. Nizam, Inc., 
    764 N.W.2d 751
    (Iowa 2009),
    on which the majority relies, the court identified the
    following as the elements of the tort of wrongful discharge:
    (1) [E]xistence of a clearly defined public
    policy that protects employee activity; (2) the
    public policy would be jeopardized by the
    discharge from employment; (3) the employee
    engaged in the protected activity, and this
    conduct was the reason for the employee’s
    18
    explained, is to refrain from discharging an at-will employee
    for reasons that violate public policy.     An individual
    employee, no matter whether he/she is the owner, manager,
    supervisor, or director of the corporate employer, cannot
    breach that duty.   We must not forget that this certified
    question asks about the common law tort of wrongful discharge,
    not some other tort such as assault and battery or intentional
    infliction of emotional distress.      The elements of the tort at
    issue dictate who can be subjected to liability.
    Our cases holding corporate officers individually liable
    for their tortious conduct are not dispositive because they
    presuppose that a corporate officer is capable of committing
    the tort in question.   As the district court stated, "that is
    precisely the question with which the Court is concerned."
    
    VanBuren, 728 F. Supp. 2d at 795
    .    For example, in Miller v.
    Quarles, 
    242 Va. 343
    , 
    410 S.E.2d 639
    (1991), this Court held
    that a corporate principal and its agents were jointly liable
    "for the agent's negligent performance of his common-law duty
    of reasonable care" under the particular circumstances alleged.
    
    Id. at 347, 410
    S.E.2d at 642.    There, the agent had a common
    law duty, which he breached, and the corporate principal was
    discharge; and (4) there was no overriding
    business justification for the termination.
    
    Id. at 761. Like
    the majority's analysis, these elements
    mistakenly focus on the employee's "protected activity" rather
    than the employer's act of discharging the employee. 
    Id. 19 jointly liable
    under the theory of respondeat superior.      
    Id. at 347-48, 410
    S.E.2d at 642.    Likewise, in PTS Corp. v. Buckman,
    
    263 Va. 613
    , 
    561 S.E.2d 718
    (2002), the statute at issue, Code
    § 8.01-40(A), imposed liability upon "the person, firm, or
    corporation" using an individual's name without written consent
    for advertising or trade purposes.       
    Id. at 622, 561
    S.E.2d at
    723.   For that reason, we held that the corporate officers,
    acting as agents of the corporate defendant, could be held
    liable for their conduct.     
    Id. These cases illustrate
    the basic principle that a
    corporate officer is liable for his/her tortious conduct when
    he/she, as an individual, has a legal duty to another
    individual who stands in a particular relationship to the
    corporate officer.    As stated previously, when determining
    whether an employee is liable in a personal capacity, the
    elements of the particular tort at issue must be examined.
    Those elements determine who is subjected to liability.      See
    
    Schram, 934 P.2d at 491
    .     The majority fails to account for
    both what a tort is as a general matter and what this
    particular tort is by completely ignoring the employer-employee
    relationship at issue, the duty that arises from that
    relationship, and how such duty can be breached.      In other
    words, the majority does not address the specific elements of
    the common law tort of wrongful discharge.
    20
    I do not sanction the alleged behavior of the defendant,
    Dr. Stephen A. Grubb, and I understand the consequences of the
    fact that VanBuren's employer was a Virginia limited liability
    company.   Those factors, however, do not justify expanding what
    has been until today a "narrow" exception to the employment-at-
    will doctrine.   See 
    Lockhart, 247 Va. at 104
    , 439 S.E.2d at
    331.   The majority cites policy reasons for the expansion of
    this narrow exception and states that "[e]mployer-only
    liability would be insufficient to deter wrongful discharges."
    Deterrence of wrongful discharges in violation of public policy
    is a laudable goal but cannot change the fact that an
    individual employee is incapable of committing the tort of
    wrongful discharge.   Moreover, such policy determinations are
    for the General Assembly, not this Court.
    For these reasons, I respectfully dissent and would answer
    the restated certified question in the negative.
    21