Bland-Henderson v. Commonwealth ( 2024 )


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  • PRESENT: All the Justices
    TRAVIS BLAND-HENDERSON
    OPINION BY
    v. Record No. 230327                          CHIEF JUSTICE S. BERNARD GOODWYN
    June 20, 2024
    COMMONWEALTH OF VIRGINIA
    FROM THE COURT OF APPEALS OF VIRGINIA
    In this appeal, we consider whether Code § 19.2-295 gives a criminal defendant the right
    to request jury sentencing after the statutory deadline to make such a request has passed. We
    also consider whether Code § 19.2-262.01 gives the court or counsel for either party the right,
    during voir dire, to inform the jurors as to the potential range of punishment faced by the
    criminal defendant, if it is known that the defendant will not be sentenced by the jury in the
    sentencing phase of the trial.
    I. BACKGROUND
    Travis Alexander Bland-Henderson was charged in the Circuit Court of the City of
    Richmond with unlawfully possessing a firearm after having been convicted of a violent felony.
    The mandatory minimum sentence for the offense is five years, which is also the statutory
    maximum sentence for the offense. Code §§ 18.2-308.2(A); 18.2-10(f).
    Bland-Henderson, who was to be tried by a jury, filed a “Notice of Demand for Jury
    Sentencing” pursuant to Code § 19.2-295. Under that statute, the trial court will, by default,
    sentence a defendant in the sentencing phase of a criminal jury trial, unless the defendant
    requests jury sentencing. Code § 19.2-295. The statute further provides: “[s]uch request for a
    jury to ascertain punishment shall be filed as a written pleading with the court at least 30 days
    prior to trial.” Id. (Emphasis added). Bland-Henderson missed the statutory deadline to file his
    request for jury sentencing, filing his notice only 13 days before trial.
    The Commonwealth objected to Bland-Henderson’s request for jury sentencing as
    untimely. Bland-Henderson acknowledged that he had filed the request late, but argued that his
    untimeliness did not eliminate his statutory right to be sentenced by the jury. Bland-Henderson
    asserted that the correct remedy for his untimely request would not be to deny his request for
    jury sentencing, but rather to grant a potential motion from the Commonwealth for a
    continuance, if the Commonwealth needed time to prepare for the jury sentencing.
    The circuit court noted that Code § 19.2-295 states that the defendant “shall” file a
    request for jury sentencing “at least 30 days before trial.” The circuit court inquired why failing
    to meet the deadline, which Bland-Henderson could have met, would give Bland-Henderson the
    right to a continuance, since “the statute says shall, it doesn’t say may. Shall be done. It’s a
    limit. You don’t do it, you don’t get a jury sentencing.” The circuit court pointed out that if
    defendants were afforded the right to arbitrarily file requests for jury sentencing after the
    statutory deadline, criminal proceedings would constantly be interrupted by requests for jury
    sentencing on the day of trial, resulting in thirty-day or more continuances to enable the
    prosecution to prepare for that mode of sentencing.
    The circuit court denied Bland-Henderson’s request for jury sentencing, and further
    explained that the Commonwealth had objected to jury sentencing, so Bland-Henderson could
    either go forward with judge sentencing, or Bland-Henderson could move for a continuance.
    Bland-Henderson did not move for a continuance at that point, and reiterated that even though he
    filed his request for jury sentencing late, jury sentencing remained “his statutory right.”
    2
    Citing Code § 19.2-262.01, Bland-Henderson then argued that, even though the jury
    would not be doing the sentencing, he still had the statutory right to inform the jury panel about
    the mandatory minimum sentence that would be imposed following a guilty verdict. The circuit
    court disagreed, and noted that Code § 19.2-262.01 permits voir dire on the potential range of
    punishment only for the purpose of determining whether a prospective juror “can sit impartially
    at sentencing.” The circuit court asserted that voir dire on sentencing ranges was appropriate
    only when the jury was doing the sentencing, because, in such an instance, that line of
    questioning would be relevant to the potential jurors’ impartiality in sentencing the defendant. It
    concluded that since Bland-Henderson was going to be sentenced by the court, voir dire
    concerning sentencing ranges would be “completely irrelevant” and would only serve to ask for a
    jury pardon. Accordingly, the circuit court held that Bland-Henderson did not have the right to
    inform the jury regarding the mandatory minimum sentence for the offense.
    Thereafter, Bland-Henderson moved for a continuance; the circuit court denied the
    motion. The trial proceeded, and the jury returned a verdict of guilty. The circuit court
    sentenced Bland-Henderson to the mandatory minimum sentence of five years’ incarceration,
    with six months’ post-release supervision.
    Bland-Henderson appealed his conviction to the Court of Appeals. He argued that the
    circuit court erred in ruling that the “shall” in Code § 19.2-295(A), regarding the timing of a
    criminal defendant’s request for jury sentencing, is mandatory. He also argued that even if he
    had waived jury sentencing, he was still entitled to inform potential jurors of the mandatory
    minimum sentence for the offense.
    Regarding the nature of the word “shall” in Code § 19.2-295, the Court of Appeals noted
    that when the word “shall” in a statute is directed at public officers, it is generally deemed to be
    3
    directory instead of mandatory unless otherwise provided by the statute. Henderson v.
    Commonwealth, 
    77 Va. App. 250
    , 264-67 (2023). As a “natural corollary” to this observation,
    the Court of Appeals created a presumption that the word “shall” means “must” “when the
    statute in question commands action by a private litigant, unless the context suggests otherwise.”
    
    Id. at 267
     (emphasis added).
    The Court of Appeals applied this new presumption in its analysis of
    Code § 19.2-295(A), and held that the requirement that a defendant “shall” file a request for jury
    sentencing “at least 30 days prior to trial” was mandatory. Id. at 267-68. Because nothing
    suggested that this “shall” was merely directory, the Court of Appeals stated that the circuit court
    “did not err in concluding that it lacked discretion to permit a late filing.” Id. at 268. Thus, the
    Court of Appeals affirmed the circuit court, ruling that the circuit court had “correctly concluded
    that Bland-Henderson waived his request for jury sentencing by failing to submit his demand at
    least 30 days before trial.” Id. at 269.
    Regarding voir dire, the Court of Appeals stated that, under Code § 19.2-262.01,
    questioning potential jurors about sentencing ranges is proper only “to ascertain if the person or
    juror can sit impartially in the sentencing phase of the case.” Id. (citing Code § 19.2-262.01)
    (emphasis in original). Thus, the Court of Appeals held that if the jury would not be sentencing
    the defendant, voir dire on sentencing ranges is not permitted, since that line of questioning
    would be irrelevant and would only encourage jury nullification. Id. (citing Rock v.
    Commonwealth, 
    76 Va. App. 419
    , 431 (2023)). It affirmed the circuit court on that issue also.
    
    Id.
    Bland-Henderson appeals. We granted two assignments of error:
    1. The Court of Appeals erred by affirming the trial court’s denial of Mr. Bland-
    Henderson’s request for jury sentencing.
    4
    2. The Court of Appeals erred by affirming the trial court’s prohibition of Mr. Bland-
    Henderson from questioning the jury panel on the applicable punishment ranges.
    II. ANALYSIS
    We review issues of statutory construction de novo. Wright v. Commonwealth, 
    278 Va. 754
    , 759 (2009). “When the language of a statute is unambiguous, we are bound by the plain
    meaning of that language” and must “give effect to the legislature’s intention as expressed by the
    language used unless a literal interpretation of the language would result in a manifest
    absurdity.” Conyers v. Martial Arts World of Richmond, Inc., 
    273 Va. 96
    , 104 (2007).
    A. Request for Jury Sentencing
    Code § 19.2-295 provides that a criminal defendant who is found guilty in a jury trial
    shall be sentenced by the court, unless the defendant has requested jury sentencing. The statute
    states that the defendant’s request for jury sentencing “shall be filed as a written pleading with
    the court at least 30 days prior to trial.” Code § 19.2-295. Bland-Henderson contends that the
    “shall” command in Code § 19.2-295, that instructs a defendant to file a request for jury
    sentencing at least 30 days prior to trial, is directory and not mandatory.
    As we have previously stated in Rickman v. Commonwealth, “a ‘shall’ command in a
    statute always means ‘shall,’ not ‘may.’” 
    294 Va. 531
    , 537 (2017). This rule applies to all
    “shall” commands, regardless of whether the commands are directed at private litigants or at
    public officers. See 
    id.
     (stating that “[n]o litigant or court should willfully disregard” a “shall”
    command).
    While a “shall” command can be described as either mandatory or directory, this
    technical distinction does not change the meaning of the word “shall.” Nor does this distinction
    5
    change the requirement that the individual addressed obey the command. Instead, this
    distinction is simply a function of what consequence results if the command is not followed.
    A mandatory “shall” command “carries with it a specific, exclusive remedy,” while a
    directory “shall” command does not. 
    Id.
     The nature of a particular “shall” command—whether
    mandatory or directory—depends entirely on the legislature’s intended meaning as discerned
    from “the nature, context, and purpose” of the relevant statute. Huffman v. Kite, 
    198 Va. 196
    ,
    202 (1956).
    We now consider the nature, context, and purpose of the disputed “shall” command in
    Code § 19.2-295(A). 1 The statute establishes the default rule that the court will determine the
    defendant’s sentence but gives a criminal defendant the right to be sentenced by the jury, if the
    defendant so requests. However, it requires that the defendant’s request for jury sentencing
    “shall be filed . . . at least 30 days prior to trial.” Id. Thus, while this statute grants a right to
    jury sentencing, it also qualifies that right by identifying the timeframe within which the right
    must be asserted.
    The “shall” command at issue in this case is directed at the defendant: the request for jury
    sentencing “shall” be filed “at least 30 days prior to trial.” Id. This “shall” command does not
    contain any exception for late filing, nor does the statute as a whole indicate that the defendant
    has any right to be sentenced by the jury if the request is filed beyond the statutory deadline.
    1
    The statute provides:
    Within the limits prescribed by law, the court shall ascertain the term of
    confinement in the state correctional facility or in jail and the amount of fine, if
    any, when a person is convicted of a criminal offense, unless the accused is tried
    by a jury and has requested that the jury ascertain punishment. Such request for a
    jury to ascertain punishment shall be filed as a written pleading with the court at
    least 30 days prior to trial.
    Code § 19.2-295(A) (emphasis added).
    6
    This “shall” command is mandatory in nature because if the defendant fails to request jury
    sentencing within the statutory timeframe for claiming that right, the statutory default applies—
    the court shall sentence the defendant. In other words, if the defendant does not request jury
    sentencing “at least 30 days prior to trial,” the defendant has waived the statutory right to jury
    sentencing. Thus, the “shall” directed at the defendant in Code § 19.2-295(A) is mandatory.
    In this case, Bland-Henderson failed to comply with the mandatory “shall” command in
    Code § 19.2-295(A) by missing the statutory deadline to file his request for jury sentencing. By
    filing late, he waived his statutory right to jury sentencing, just as the circuit court held.2 The
    Court of Appeals correctly affirmed the holding that Bland-Henderson waived his right to jury
    sentencing.
    However, we note that our reasoning differs with that of the Court of Appeals. In its
    analysis, the Court of Appeals applied a newly created presumption that a “shall” command is
    mandatory when directed at private litigants. We do not believe that application of such a
    presumption is warranted.
    Granted, “shall” commands addressed to public officers are typically deemed to be
    directory instead of mandatory, unless otherwise provided by the statute. See Nelms v. Vaughan,
    
    84 Va. 696
    , 699-700 (1888) (stating that a statute that “direct[s] the mode of proceeding by
    public officers is to be deemed directory, and a precise compliance is not to be deemed essential
    to the validity of the proceedings,” unless the statute says otherwise). But this is due to the
    practical effect of statutes that contain “shall” commands addressed to public officers, which
    2
    While a criminal defendant waives the statutory right to jury sentencing by missing the
    deadline to file the request for jury sentencing, we note that Code § 19.2-295(A) does not
    prohibit the circuit court from exercising its discretion to grant a continuance in an appropriate
    case.
    7
    often do not provide specific, exclusive remedies for the public officer’s violation of the
    commands, and thus the court is charged with fashioning them. Even with this prevalence of
    directory “shall” commands being directed at public officers, the nature of a particular “shall”
    command still depends upon the intended meaning of that word as used in the relevant statute.
    While “shall” commands addressed to public officers are often directory in nature, we do
    not believe that there is a correlating principle that a “shall” command addressed to a private
    litigant is presumptively mandatory. Instead, the mandatory or directory nature of a particular
    “shall” command—both when addressed to a private litigant and when addressed to a public
    officer—depends upon the General Assembly’s intended meaning of that word, which is
    discerned from “the nature, context, and purpose” of the relevant statute. Huffman, 
    198 Va. at 202
    . There is no presumption.
    In sum, the circuit court did not err in ruling that Bland-Henderson had waived his right
    to jury sentencing by failing to file his request at least 30 days prior to trial, and the Court of
    Appeals correctly affirmed that ruling. While rejecting the view that there is a presumption as
    stated by the Court of Appeals, we affirm the judgment of the Court of Appeals because the
    nature, context, and purpose of the relevant “shall” command in Code § 19.2-295, indicates that
    it is mandatory. 3
    3
    See Rickman, 
    294 Va. at 542
     (describing the right-result-different-reason doctrine).
    8
    B. Voir Dire on Sentencing Ranges
    Bland-Henderson argues that even when the jury is not sentencing the defendant,
    Code § 19.2-262.014 still gives the parties the statutory right to voir dire the jury panel about
    sentencing ranges. We disagree.
    The first sentence of Code § 19.2-262.01 states that counsel for either party has the right
    to ask the jury panel “any relevant question to ascertain whether the juror can sit impartially in
    either the guilt or sentencing phase of the case.” The third sentence then adds that counsel for
    either party “may inform” the jury panel about the potential range of punishment “to ascertain if
    the person or juror can sit impartially in the sentencing phase of the case.” Id. (emphasis added).
    The plain language of this sentence clearly shows that the statutory purpose in allowing voir dire
    regarding the potential range of punishment is only to determine if the jurors can be impartial in
    the sentencing phase. If the jury is not sentencing the defendant, voir dire questions about the
    potential sentence are irrelevant and serve no statutory purpose. As the circuit court and Court of
    4
    Code § 19.2-262.01 provides:
    In any criminal case, the court and counsel for either party shall have the right to
    examine under oath any person who is called as a juror therein and shall have the
    right to ask such person or juror directly any relevant question to ascertain
    whether the juror can sit impartially in either the guilt or sentencing phase of the
    case. Such questions may include whether the person or juror is related to either
    party, has any interest in the cause, has expressed or formed any opinion, or is
    sensible of any bias or prejudice therein. The court and counsel for either party
    may inform any such person or juror as to the potential range of punishment to
    ascertain if the person or juror can sit impartially in the sentencing phase of the
    case.
    (Emphasis added).
    9
    Appeals correctly noted, the only purpose of questioning a jury about sentencing ranges, when
    the jury will not be sentencing the defendant, would be to improperly invite jury nullification.
    Contrary to what Bland-Henderson argues, Code § 19.2-262.01 does not entirely abrogate
    our decision in Commonwealth v. Hill, 
    264 Va. 315
    , 319 (2002). At the time Hill was decided,
    defendants in jury trials were always sentenced by juries. Even so, we held that a defendant in a
    non-capital case did not have a constitutional or statutory right “to question a jury panel about
    the range of punishment that may be imposed upon the defendant.” 
    Id.
     Hill explained that voir
    dire questions “must be relevant to the factors prescribed in Code § 8.01-358,” the statute
    governing voir dire. Id. These factors are (1) relationship to the parties, (2) interest in the cause,
    (3) formation of any opinions about the case, and (4) bias and prejudice. Id. “Questions about
    the range of punishment are not relevant” to these factors, and will “only result in speculation by
    jury panel members,” who would have no context about the facts of the case or the defendant’s
    criminal history. Id. at 319-20. This is still good law.
    Code § 19.2-262.01 abrogated Hill only to the extent that, now, voir dire questions
    related to a range of punishment are permissible—but only when the jury will be conducting
    sentencing and only for the limited purpose of ascertaining whether the potential jurors can
    impartially sentence the defendant. Voir dire must still be relevant to the four factors listed in
    Hill (relationship to the parties, interest in the cause, formation of any opinions about the case, or
    known bias and prejudice), which notably are the same four factors that the second sentence of
    Code § 19.2-262.01 confirms as permissible lines of questioning. If the jury is not sentencing
    the defendant, questions about the range of punishment are not relevant.
    Under Code § 19.2-262.01, there is no absolute right to voir dire jurors regarding
    potential sentencing ranges, since this line of questioning remains irrelevant and improper when
    10
    the jury will not be sentencing the defendant. Because Bland-Henderson was not going to be
    sentenced by the jury, the circuit court correctly prohibited Bland-Henderson from questioning
    the jury panel about the mandatory minimum sentence. The Court of Appeals correctly affirmed
    that decision.
    III. CONCLUSION
    The Court of Appeals did not err in affirming the circuit court’s denial of Bland-
    Henderson’s untimely request for jury sentencing because Bland-Henderson had waived his right
    to jury sentencing by missing the deadline to request it. However, there is no presumption that
    “shall” commands directed at private litigants are mandatory. Regarding voir dire, the Court of
    Appeals did not err in affirming the circuit court’s decision to prohibit Bland-Henderson from
    questioning the jury panel about the mandatory minimum sentence, because voir dire on
    sentencing ranges is irrelevant to a juror’s fitness to serve, when the jury will not be sentencing
    the defendant.
    Affirmed.
    11
    

Document Info

Docket Number: 1230327_20240620

Filed Date: 6/20/2024

Precedential Status: Precedential

Modified Date: 6/27/2024