Carroll Edward Gregg, Jr. v. Commonwealth of Virginia ( 2017 )

COURT OF APPEALS OF VIRGINIA
Present: Judges Alston, Chafin and Senior Judge Annunziata
PUBLISHED
Argued at Alexandria, Virginia
CARROLL EDWARD GREGG, JR.
OPINION BY
v. Record No. 0047-16-4 JUDGE TERESA M. CHAFIN
FEBRUARY 28, 2017
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF FAUQUIER COUNTY
Herman A. Whisenant, Jr., Judge Designate
Blair D. Howard (Christopher T. Whelan; T. Brooke Howard, II;
Howard, Morrison, Ross and Whelan; Howard & Howard, on
briefs), for appellant.
Virginia B. Theisen, Senior Assistant Attorney General (Mark R.
Herring, Attorney General, on brief), for appellee.
Following a jury trial, Carroll Edward Gregg, Jr. (“appellant”) was convicted of common
law involuntary manslaughter and involuntary manslaughter in violation of Code § 18.2-154, or
“unlawfully shooting at an occupied vehicle wherein death resulted.”1 The jury fixed appellant’s
punishment at ten years in prison for each conviction, and the trial court sentenced appellant
accordingly. On appeal, appellant argues that his rights against double jeopardy were violated
because he was convicted of and sentenced for both statutory involuntary manslaughter and
common law involuntary manslaughter. For the reasons that follow, we reverse the trial court’s
imposition of consecutive sentences for each offense and remand for proceedings consistent with
this opinion.
1
The jury acquitted appellant of use of a firearm in the commission of murder.
Background
On appellate review, we consider the evidence presented at trial in the light most
favorable to the Commonwealth, the prevailing party below, and “accord [it] the benefit of all
inferences fairly deducible from the evidence.” Riner v. Commonwealth, 268 Va. 296, 303, 601
S.E.2d 555, 558 (2004).
So viewed, the evidence is as follows. On the night of June 4, 2014, L&K Recovery
attempted to repossess a truck on behalf of appellant’s creditors pursuant to a repossession order.
Junior Montero Sanchez (“Sanchez”), an employee of L&K Recovery, drove a tow truck to
appellant’s home. Alex Marin (“Marin”), also employed by L&K Recovery, drove a separate
vehicle to that location. The two men verified the VIN number on the truck and then connected
it to the tow truck.
When Marin used a lockout tool to open the door of the truck, its alarm system was
activated. Marin heard a man yell out the window, “You better get the F out of here.” Sanchez
drove the tow truck down the driveway, with Marin following in the other vehicle, and stopped
at the end of the driveway to check his GPS for directions. As Sanchez was turning out of the
driveway, Marin heard “a loud bang, and right after that, [he] heard [Sanchez] screaming.” He
then “[saw Sanchez] throw his hands up and . . . [slump] over the steering wheel, and . . . the tow
truck going into the ditch.”
When Sergeant Darrell Shores spoke with appellant, he stated that he had accidentally
shot the tow truck driver. Appellant stated that he “shot [at the tow truck], then he fell, then he
shot again.” He also stated that “[repossession teams] should not be allowed to do this in the
middle of the night.”
Appellant was charged with murder, without express designation of degree, use of a
firearm in the commission of murder, and involuntary manslaughter by shooting into an occupied
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vehicle causing death in violation of Code § 18.2-154. Appellant moved to dismiss the
indictment, contending that convictions of both the homicide offenses would violate the Double
Jeopardy Clause. Specifically, appellant argued that the charges were not separate offenses
under Blockburger v. United States, 284 U.S. 299 (1932). Appellant also argued that the
legislature had not established that it intended to impose separate punishments for each offense
when they were based on the same underlying conduct. The trial court heard argument on the
motion and withheld its ruling “until after the determination of guilt or innocence by the jury.”
At the conclusion of the evidence, the jury was instructed on the offense of “maliciously
shooting at an occupied vehicle with death resulting.” Instruction No. 15 provided for a
second-degree murder conviction if the jury found that the Commonwealth had proven:
1. That the defendant shot at a vehicle; and
2. That such vehicle was occupied by one or more persons; and
3. That, as a result, the life of a person in such vehicle may have
been put in peril; and
4. That the act was done with malice; and
5. That the death resulted from such malicious shooting.
The instruction additionally provided that if the jury found that the Commonwealth had proven
the first three elements, but found “that the act was done unlawfully and not maliciously, and,
further that death resulted from such unlawful shooting,” the jury should find appellant guilty of
involuntary manslaughter.
Instruction No. 20 addressed the charge of common law murder and provided for a
first-degree murder conviction if the jury found that the Commonwealth had proven that
appellant killed Sanchez intentionally, maliciously, willfully, deliberately, and with
premeditation. It further instructed that if the jury found that the Commonwealth had established
that the killing “although unintended, was the direct result of the negligence of the defendant,
and so gross, wanton and culpable as to show a callous disregard of human life,” it should find
appellant guilty of involuntary manslaughter.
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The jury determined that appellant was guilty of involuntary manslaughter and
“unlawfully shooting at an occupied vehicle wherein death resulted, involuntary manslaughter.”
The jury fixed appellant’s sentence at ten years in prison for each of the involuntary
manslaughter convictions.
Appellant filed a post-trial double jeopardy motion. Appellant acknowledged that
Code § 18.2-154 did not use the term “criminal negligence.” He argued, however, that every
case involving a non-malicious violation of Code § 18.2-154 always involved criminal
negligence. Thus, appellant argued that every violation of Code § 18.2-154 that did not involve
malice was also a violation of common law involuntary manslaughter.
The Commonwealth countered that the elements of the two crimes were different when
analyzed under the double jeopardy test articulated in Blockburger. The Commonwealth noted
that common law involuntary manslaughter was an accidental killing with criminal negligence.
Under Code § 18.2-154, however, there was no requirement to prove criminal negligence.
Further, the Commonwealth argued that Code § 18.2-154 required proof of shooting at a vehicle.
The trial court concluded that the two offenses contained different elements under
Blockburger and denied the motion.
Appellant then filed a motion to reconsider the trial court’s double jeopardy ruling,
contending that under this Court’s en banc decision in Holley v. Commownealth, 64 Va. App.
156, 765 S.E.2d 873 (2014) (en banc), the two involuntary manslaughter convictions could not
stand. He argued that a Blockburger analysis was unnecessary where legislative intent could be
discerned by looking at the language in the statutes or the legislative history of the statutes in
question. He further argued that under a common law unitary prosecution theory, wherein one
victim and one death equal one offense, only one punishment could have been imposed.
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Appellant maintained, as he does on appeal, that the legislative history of Code § 18.2-154
established that the General Assembly did not intend for cumulative punishments under
Code § 18.2-154 and common law involuntary manslaughter.
In response, the Commonwealth argued that Holley was not controlling. Holley, the
Commonwealth contended, involved separate provisions of a single statute that adopted common
law homicide. Thus, unlike Code § 18.2-154, the statute implicated the common law unitary
theory of homicide. The Commonwealth also argued that separate punishments were permitted
because the two offenses contained different elements under Blockburger.
The trial court determined that Holley was distinguishable and denied the motion.
Analysis
On appeal, appellant contends that the trial court erred in imposing separate sentences for
his convictions of common law involuntary manslaughter and statutory involuntary manslaughter
under Code § 18.2-154. To resolve this question, we must first determine whether the General
Assembly intended for multiple sentences to be available in this instance.
I. Double Jeopardy
The Fifth Amendment guarantees that no person “shall . . . for the same offense . . . be
twice put in jeopardy of life or limb.” U.S. Const. amend. V. “The constitutional provision
concerning double jeopardy embodies three guarantees: ‘(1) “It protects against a second
prosecution for the same offense after acquittal. [(2)] It protects against a second prosecution for
the same offense after conviction. [(3)] And it protects against multiple punishments for the
same offense.”’” Blythe v. Commonwealth, 222 Va. 722, 725, 284 S.E.2d 796, 797 (1981)
(alterations in original) (quoting Illinois v. Vitale, 447 U.S. 410, 415 (1980)). See also
Clagett v. Commonwealth, 252 Va. 79, 95-96, 472 S.E.2d 263, 272-73 (1996). Appellant’s
argument on appeal involves the third protection, prohibiting multiple punishments for a single
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offense. “[T]he role of the constitutional guarantee is limited to assuring that the court does not
exceed its legislative authorization by imposing multiple punishments for the same offense.”
Blythe, 222 Va. at 725, 284 S.E.2d at 798 (quoting Brown v. Ohio, 432 U.S. 161, 165 (1977)).
When both of a defendant’s convictions occur in a single trial, the question of whether multiple
punishments are unconstitutional “cannot be resolved without determining what punishments the
Legislative Branch has authorized.” Id. (quoting Whalen v. United States, 445 U.S. 684, 688
(1980)). “The question resolves itself, therefore, into one of legislative intent where the issue is
whether ‘the Legislative Branch’ has provided that two offenses may be punished cumulatively.”
Id. at 726, 284 S.E.2d at 798.
Appellate courts must “first consider whether ‘the legislative intent is clear from the face
of the statute or the legislative history . . . .’” Andrews v. Commonwealth, 280 Va. 231, 284,
699 S.E.2d 237, 267 (2010) (quoting Garrett v. United States, 471 U.S. 773, 779 (1985)). In the
absence of explicit or implicit statements of legislative intent, reviewing courts must determine
the legislative authorization by examining the relevant statutes. “[T]he test to be applied to
determine whether there are two offenses or only one is whether each [offense charged] requires
proof of an additional fact which the other does not.” Coleman v. Commonwealth, 261 Va. 196,
200, 539 S.E.2d 732, 734 (2001) (second alteration in original) (quoting Blockburger, 284 U.S.
at 304).
Appellant contends that the General Assembly did not intend for a defendant to be
punished cumulatively for common law involuntary manslaughter and the statutory manslaughter
offense included in Code § 18.2-154. Where legislative intent is evident from the face of the
statute or the legislative history, it is not necessary to employ the test set forth in Blockburger to
determine whether a court can impose multiple punishments for a single act. Holley, 46
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Va. App. at 163, 765 S.E.2d at 876. However, when legislative intent is not expressly stated, we
must rely on the Blockburger test.
a. Legislative Intent
“When construing a statute, our primary objective is ‘to ascertain and give effect to
legislative intent,’ as expressed by the language used in the statute.” Cuccinelli v. Rector &
Visitors of the Univ. of Va., 283 Va. 420, 425, 722 S.E.2d 626, 629 (2012) (quoting
Commonwealth v. Amerson, 281 Va. 414, 418, 706 S.E.2d 879, 882 (2011)). “To best ascertain
that intent, ‘[w]hen the language of a statute is unambiguous, we are bound by the plain meaning
of that language.’” Blake v. Commonwealth, 288 Va. 375, 381, 764 S.E.2d 105, 107 (2014)
(quoting Kozmina v. Commonwealth, 281 Va. 347, 349, 706 S.E.2d 860, 862 (2011)).
Where a legislature intends to impose multiple punishments for the same course of
conduct, the imposition of multiple punishments does not violate the Constitution. See Missouri
v. Hunter, 459 U.S. 359, 366-68 (1983); Albernaz v. United States, 450 U.S. 333, 344 (1981).
For instance, the Supreme Court of Virginia determined that the legislature intended to impose
multiple punishments for the same course of conduct when a defendant is sentenced for felony
homicide under Code § 18.2-33 and aggravated involuntary manslaughter under Code
§ 18.2-36.1(B) for killing one victim. The Court stated that
[c]learly, the language in Code § 18.2-36.1(C) stating that “[t]he
provisions of this section shall not preclude prosecution under any
other homicide statute” expresses the legislative intent for multiple
punishments. Code § 18.2-36.1(C) does not make an exception for
a prosecution under a statute that was previously a common law
crime. Code § 18.2-33 is a homicide statute; it defines the
elements and states the punishment for felony homicide. Code
§ 18.2-36.1(C) specifically states that prosecution for aggravated
involuntary manslaughter does not preclude prosecution under
another homicide statute such as Code § 18.2-33.
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Payne v. Commonwealth, 277 Va. 531, 539-40, 674 S.E.2d 835, 839 (2009). Thus, there was a
clear legislative intent to allow convictions under both theories. Id. at 538-39, 674 S.E.2d at
838-39.
In Holley, the defendant was charged with both first-degree murder and second-degree
murder for killing one person. When considering the legislative intent behind the passing of the
statute that was to become Code § 18.2-32, 2 this Court determined that the General Assembly
did not intend to set aside common-law rules for single-homicide punishment by making the
punishment more severe. Instead, the enactment of the statute mitigated the harshness of the
common law’s punishment for murder. This Court stated that, “[i]n adopting the predecessor to
Code § 18.2-32, the General Assembly articulated its purpose, ‘The several offen[s]es which are
included under the general denomination of murder, differ so greatly from each other in the
degree of their atrociousness, that it is unjust to involve them in the same punishment.’” Holley,
64 Va. App. at 163, 765 S.E.2d at 876 (quoting 1796 Va. Acts ch. 2). The predecessor to Code
§ 18.2-32 was enacted “to mitigate the harshness of the common law which punished murder and
numerous other crimes with death.” Id. at 164, 765 S.E.2d at 876 (quoting Fitzgerald v.
Commonwealth, 223 Va. 615, 636, 292 S.E.2d 798, 810 (1982)). Therefore, this Court held that
2
Code § 18.2-32 states:
Murder, other than capital murder, by poison, lying in wait,
imprisonment, starving, or by any willful, deliberate, and
premeditated killing, or in the commission of, or attempt to
commit, arson, rape, forcible sodomy, inanimate or animate object
sexual penetration, robbery, burglary or abduction, except as
provided in [Code] § 18.2-31, is murder of the first degree,
punishable as a Class 2 felony.
All murder other than capital murder and murder in the first degree
is murder of the second degree and is punishable by confinement
in a state correctional facility for not less than five nor more than
forty years.
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the General Assembly did not intend to allow cumulative punishments for multiple murder
offenses based on one underlying death. Thus, this Court concluded that the Double Jeopardy
Clause prohibited the defendant’s conviction and punishment for both first-degree and
second-degree murder.
In this case, there is no clear legislative intent to allow convictions under both common
law involuntary manslaughter and Code § 18.2-154. Code § 18.2-154 is clear, however, that
when a person unlawfully shoots at a vehicle, and the occupant is put in peril and death results,
that person is guilty of involuntary manslaughter.
While common law involuntary manslaughter is a Class 5 felony, it is not statutorily
defined. See Code § 18.2-36. The Supreme Court has explained the elements of involuntary
manslaughter as follows:
The crime of common law involuntary manslaughter has two
elements: (1) the accidental killing of a person, contrary to the
intention of the parties; and (2) the death occurs in the defendant’s
prosecution of an unlawful but not felonious act, or in the
defendant’s improper performance of a lawful act. To constitute
involuntary manslaughter, the “improper” performance of a lawful
act must amount to an unlawful commission of that lawful act,
manifesting criminal negligence.
Noakes v. Commonwealth, 54 Va. App. 577, 585, 681 S.E.2d 48, 52 (2009) (quoting West v.
Dir., Dep’t of Corr., 273 Va. 56, 63-64, 639 S.E.2d 190, 195 (2007) (internal citations omitted)),
aff’d, 280 Va. 338, 699 S.E.2d 284 (2010).
Code § 18.2-154 states, in pertinent part,
[a]ny person who maliciously shoots at . . . any motor vehicle or
other vehicles when occupied by one or more persons, whereby the
life of any person . . . in such motor vehicle or other vehicle, may
be put in peril, is guilty of a Class 4 felony. . . .
If any such act is committed unlawfully, but not maliciously, the
person so offending is guilty of a Class 6 felony and, in the event
of the death of any such person, resulting from such unlawful act,
the person so offending is guilty of involuntary manslaughter.
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There is no evidence in the legislative history of Code § 18.2-154 or case law that
suggests that the General Assembly intended to create an offense separate and distinct from
common law involuntary manslaughter, or to permit the Commonwealth to obtain multiple
convictions and punishments under Code § 18.2-154 and common law involuntary manslaughter
for a single killing. The enactment of Code § 18.2-154 did not make the punishment for
involuntary manslaughter more severe, nor does it mitigate the punishment when the criminally
negligent act leading to the death of an individual is shooting at an occupied vehicle. Code
§ 18.2-154 simply created a mechanism that permits the Commonwealth to substitute proof of
distinct facts in place of criminal negligence. The predicate facts of an unlawful shooting at an
occupied vehicle resulting in death would always constitute criminal negligence, and therefore, a
person committing that offense “is guilty of involuntary manslaughter.” Code § 18.2-154
(emphasis added). As the language of Code § 18.2-154 is unambiguous, “we are bound by the
plain meaning of that language.” Blake, 288 Va. at 381, 764 S.E.2d at 107 (quoting Kozmina,
281 Va. at 349, 706 S.E.2d at 862).
b. Blockburger
Even though the intent of the legislature is clear in this case, analysis under Blockburger
would not produce a different result.
In determining whether a defendant who has been convicted of two
offenses may receive multiple punishments, the test to be applied
is “whether each [offense] requires proof of a fact which the other
does not.” Blockburger v. United States, 284 U.S. 299, 304
(1932); Brown, 432 U.S. at 166; Commonwealth v. Hudgins, 269
Va. 602, 605, 611 S.E.2d 362, 364 (2005); Alston v.
Commonwealth, 264 Va. 433, 438, 570 S.E.2d 801, 804 (2002);
Coleman, 261 Va. at 200, 539 S.E.2d at 734. In applying this test,
the two offenses must be considered in the abstract, rather than in
the context of the facts of the particular case being reviewed.
Whalen v. United States, 445 U.S. 684, 694 n.8 (1980); Hudgins,
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269 Va. at 606, 611 S.E.2d at 365; Coleman, 261 Va. at 200, 539
S.E.2d at 734.
West, 273 Va. at 63, 639 S.E.2d at 195 (alteration in original).
When reviewed in the abstract, the charges in the present case do not qualify as separate
offenses within the meaning of Blockburger. The offense of common law involuntary
manslaughter does not require proof of a fact different from those required for a conviction of
involuntary manslaughter under Code § 18.2-154. See West, 273 Va. at 63-64, 639 S.E.2d at
194-96. 3
Because the element of shooting at an occupied vehicle in Code § 18.2-154 is simply the
criminally negligent act which renders the accused guilty of involuntary manslaughter, we
cannot say that Code § 18.2-154 requires proof of a fact that is not required to prove the common
law crime of involuntary manslaughter. Convictions for both these offenses resulted in appellant
receiving multiple punishments for the same offense, and thus, the Double Jeopardy Clause was
violated.
Conclusion
We conclude that the Commonwealth was free to instruct the jury on both common law
involuntary manslaughter and involuntary manslaughter by shooting into an occupied vehicle
causing death under Code § 18.2-154. The Commonwealth, however, could not seek sentences
3
West involved a defendant who was convicted of both aggravated involuntary
manslaughter in violation of Code § 18.2-36.1 and common law involuntary manslaughter.
West, 273 Va. at 59-60, 639 S.E.2d at 193. The defendant was sentenced to concurrent
sentences for the involuntary manslaughter convictions. Id. at 60, 639 S.E.2d at 193. He argued
on appeal that he was denied effective assistance of counsel because no double jeopardy
challenge was raised to his convictions of aggravated involuntary manslaughter and common law
involuntary manslaughter. Id. at 59-61, 639 S.E.2d at 193-94.
The Supreme Court held that the charges were not separate offenses under Blockburger.
Common law involuntary manslaughter did not require proof of a fact different from those
required for aggravated involuntary manslaughter. Id. at 63-64, 639 S.E.2d at 194-96. The
Court held that the defendant was entitled to a writ of habeas corpus with regard to his common
law involuntary manslaughter conviction. Id. at 67, 639 S.E.2d at 197.
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for both convictions. See Andrews, 280 Va. at 287-88, 699 S.E.2d at 269 (“[I]f the
Commonwealth obtains convictions on both [instructions] it may not seek to have separate
punishments imposed for each offense. Rather it must elect which [finding of guilt] it will
proceed upon in the penalty-determination phase of the trial.”). See also Clagett, 252 Va. at
95-96, 472 S.E.2d at 272-73. The imposition of two ten-year sentences upon appellant for
convictions under Code § 18.2-154 and for common law involuntary manslaughter violated the
double jeopardy prohibition against multiple punishments for the same offense. See id.
For the reasons stated above, we remand this case for a new penalty-determination
proceeding wherein the circuit court shall require the Commonwealth to elect between the
convictions under Code § 18.2-154 and common law manslaughter. The trial court, thereafter,
shall vacate the other conviction.
Reversed and remanded.
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