Antonio Figueroa v. Commonwealth of Virginia ( 2015 )

COURT OF APPEALS OF VIRGINIA
Present: Chief Judge Huff, Judges Petty and McCullough
UNPUBLISHED
Argued by teleconference
ANTONIO FIGUEROA
MEMORANDUM OPINION* BY
v. Record No. 0149-14-3 JUDGE STEPHEN R. McCULLOUGH
APRIL 7, 2015
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF ROCKINGHAM COUNTY
Bruce D. Albertson, Judge
J. Ryan King (Cook Attorneys, PC, on briefs), for appellant.
Eugene Murphy, Senior Assistant Attorney General (Mark R.
Herring, Attorney General, on brief), for appellee.
Antonio Figueroa challenges an order revoking the balance of his suspended sentence.
He argues that the trial court lacked the authority, on August 28, 2012, to extend his probation
and, therefore, could not revoke the remainder of his suspended sentence on December 31, 2013,
for violating the terms of his probation. He also contends that the trial court did not have
jurisdiction over him on August 28, 2012 due to inadequate notice of the upcoming probation
revocation hearing. This lack of notice, he argues, rendered the order void. We disagree and
affirm.
BACKGROUND
On January 22, 2008, Figueroa was convicted of driving under the influence, third or
subsequent offense, in violation of Code § 18.2-266, and failure to stop at the scene of an
accident, in violation of Code § 46.2-894. For driving under the influence, the court sentenced
*
Pursuant to Code § 17.1-413, this opinion is not designated for publication.
him to serve three years’ incarceration with two years and six months suspended. On the
conviction for failure to stop, the court imposed and suspended a sentence of twelve months’
incarceration. The court did not specify for how long the sentence would be suspended. The
court ordered appellant to serve supervised probation for two years. Figueroa was released to
supervised probation on June 28, 2008.
On May 10, 2011, a probation officer wrote to the court, asking it to extend appellant’s
term of probation indefinitely to ensure that appellant paid his court costs. On May 27, 2011, the
court entered an order extending appellant’s supervised probation until June 28, 2012.
Several years later, on July 23, 2012, the probation officer again asked the court for an
indefinite extension of appellant’s probation to ensure that appellant paid his court costs. The
record reflects that, following a hearing on July 31, 2012, and by order dated August 28, 2012,
the court extended appellant’s probation “indefinitely until all court costs are paid in full.” The
record reveals no objection to this order.
Almost one year later, on July 29, 2013, the probation office informed the court that
appellant had been arrested on three felony offenses and one misdemeanor. In response,
appellant filed a motion to dismiss, arguing that his probation had expired on June 28, 2012, and
that the court’s order dated July 31, 2012, was invalid. He also argued that he did not receive
reasonable notice of the July 31, 2012 proceeding. He argued that the court had “neither
personal jurisdiction over [him] nor subject matter jurisdiction over the alleged violation.”
At a hearing, appellant’s probation officer testified that she called appellant on July 30,
2012, and informed him that a hearing was scheduled for the following day. She told him that he
needed to be present and advised him that the court might extend his probation. According to the
probation officer, appellant responded that he could not attend because he had to work.
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Appellant did not recall this conversation. The trial court accepted the probation officer’s
testimony.
The trial court overruled appellant’s motion to dismiss and revoked the balance of his
previously suspended sentence by order dated December 31, 2013.
ANALYSIS
A trial court’s decision to deny a motion to dismiss involves a purely legal determination.
Therefore, we review its decision de novo on appeal. See Young v. Commonwealth, 273 Va.
528, 533, 643 S.E.2d 491, 493 (2007).
I. THE ORDER OF AUGUST 28, 2012, IS NOT VOID FOR LACK OF NOTICE.
We begin with appellant’s second assignment of error, which challenges the validity of
the notice given to him before the July 31, 2013 hearing. Figueroa points to Code § 19.2-304,
which requires “reasonable notice” to both the defendant and the Commonwealth before a court
revokes or modifies any condition of probation. He argues that oral notice the day before the
hearing is not reasonable. Citing Mohamed v. Commonwealth, 56 Va. App. 95, 101, 691 S.E.2d
513, 516 (2010), appellant argues that a court must have “notice jurisdiction” as a prerequisite
for a court’s exercise of its jurisdiction. In appellant’s view, notice means “effective notice.” He
argues that the notice here was ineffective and, therefore, the trial court acted without jurisdiction
to extend his probation.
Generally, “a judgment in a criminal case cannot be attacked collaterally.” Eagle, Star &
British Dominions Ins. Co. v. Heller, 149 Va. 82, 100, 140 S.E. 314, 319 (1927). A void
criminal judgment, however, may be set aside at any time, either on direct appeal or by collateral
attack. Morse v. Commonwealth, 6 Va. App. 466, 468, 369 S.E.2d 863, 864 (1988). The
existence of a legal error in a proceeding, however, does not ordinarily render that proceeding
void. Robertson v. Commonwealth, 181 Va. 520, 536, 25 S.E.2d 352, 359 (1943) (“[A]
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judgment rendered by a court of competent jurisdiction is not void merely because there are
irregularities or errors of law in connection therewith.”).
A judicial declaration that a proceeding is void is highly disruptive and exacts significant
costs. It completely erases the effort and expense of the parties and of the court with respect to
the proceeding in question. A declaration of voidness, which may come many years after an
adjudication, also upsets settled expectations. Moreover, it may be difficult or impossible to
reinitiate the proceedings when memories have faded or exhibits or court records have been lost
or destroyed. Because of these significant costs and risks, the universe of defects that render a
proceeding void, as opposed to voidable, is a small one.
“It is elementary that the purpose of notice in a criminal proceeding is to inform the
accused of the charge against him and to afford him reasonable opportunity to prepare his
defense.” Turner v. Commonwealth, 216 Va. 666, 668, 222 S.E.2d 517, 519 (1976). A court
cannot revoke a suspended sentence if the probationer has no notice or opportunity to be heard.
See Cook v. Commonwealth, 211 Va. 290, 292-93, 176 S.E.2d 815, 817-18 (1970). Ordinarily,
however, so long as a defendant receives actual notice of a proceeding, the defects in the form of
the notice are procedural in nature, and an “‘objection to a procedural defect must be timely
made if it is to avail an accused when attacking his conviction.’” Turner, 216 Va. at 670, 222
S.E.2d at 520 (quoting Snyder v. Commonwealth, 202 Va. 1009, 1014, 121 S.E.2d 452, 456
(1961)); cf. Nelson v. Warden, 262 Va. 276, 285, 552 S.E.2d 73, 77 (2001) (holding that a defect
in notice to parents did not render a juvenile proceeding void).1 A litigant who received actual
1
As a general proposition, in civil cases, defects in notice do not render those
proceedings void. See, e.g., Zedan v. Westheim, 60 Va. App. 556, 579-80, 729 S.E.2d 785, 797
(2012) (failure to provide notice of tendering a final order of divorce did not render the order
void); Hicks v. Mellis, 275 Va. 213, 219-20, 657 S.E.2d 142, 145-46 (2008) (a failure to notify a
party in interest that the trial court was reinstating an action under Code § 8.01-335(B) rendered
the order voidable rather than void ab initio). But see, e.g., Melanson v. Commonwealth, 261
Va. 178, 184, 539 S.E.2d 433, 435 (2001) (strict conformity with statutory notice is required for
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notice of a hearing can take steps to protect his rights by, for example, objecting to the hearing or
by moving to set aside the proceeding.
We also note that a defendant on probation or under a suspended sentence stands on
different jurisdictional footing than other litigants. Such a defendant is already subject to the
court’s jurisdiction by virtue of his ongoing probation or his suspended sentence. See Reinemer
v. Commonwealth, 16 Va. App. 462, 464, 431 S.E.2d 68, 70 (1993) (stating that a trial court’s
order discharging a defendant from probation “discharged him from the [trial] court’s
jurisdiction”); Grant v. Commonwealth, 223 Va. 680, 686, 292 S.E.2d 348, 351 (1982) (stating
that a defendant who complies with the conditions of the suspension of his sentence may seek
“an order of complete discharge” from the trial court to clarify that he is no longer “subject to
[its] sentencing authority”).
Significantly here, the court found that appellant had actual notice of the proceeding.
We do not condone the probation officer’s decision to notify appellant verbally, one day before
the hearing, that he needed to appear before the court; however, appellant did receive actual
notice. Therefore, the defect in notice did not render the court’s August 28, 2012 order void.
Instead, any defect in notice merely rendered the order voidable. Under Rule 1:1, that order
became final within twenty-one days. Appellant took no steps, either at trial or on appeal, to
challenge this order. Accordingly, it became final, and appellant’s collateral attack is untimely.2
claims under the Virginia Tort Claims Act, which is in derogation of the Commonwealth’s
sovereign immunity).
2
Appellant also argues that Code § 19.2-358 specifies what notice is due in a situation
where a probationer has refused to pay costs. Verbal notice the day before the hearing does not
conform to Code § 19.2-358. Appellant did not rely on or cite to that statute at trial. Rule 5A:18
bars any reliance on its provisions on appeal.
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II. APPELLANT MAY NOT COLLATERALLY ATTACK THE ORDER ENTERED ON AUGUST
28, 2012.
Appellant also argues that the court “erred by invoking its jurisdiction in reliance on the
mistaken conclusion that the court had retained authority to retroactively extend probation after
the probation and suspended sentence expired on June 28, 2012.” For the reasons detailed in
Mohamed, 56 Va. App. 95, 691 S.E.2d 513, we conclude that appellant’s collateral attack on the
order entered on August 28, 2012 is untimely. As we explained in Mohamed, lack of subject
matter jurisdiction is a defect that renders a proceeding void, but trial courts have subject matter
jurisdiction over matters of probation and revocation. Id. at 100, 691 S.E.2d at 515. Therefore,
the trial court had subject matter jurisdiction to review appellant’s probation. In contrast to a
claim that a trial court lacks subject matter jurisdiction, which may be raised at any time, a
challenge to a court’s lack of authority to exercise that subject matter jurisdiction must be timely
raised or it is waived. Id. at 101-02, 691 S.E.2d at 516. Appellant’s challenge is not timely and,
therefore, we will not entertain his collateral attack on an order that became final in 2012.
CONCLUSION
We affirm the judgment of the trial court.
Affirmed.
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