James Derrick Ferrell v. Commonwealth of Virginia ( 2023 )

COURT OF APPEALS OF VIRGINIA
Present: Judges O’Brien, Causey and Friedman
UNPUBLISHED
Argued at Norfolk, Virginia
JAMES DERRICK FERRELL
MEMORANDUM OPINION* BY
v. Record No. 0460-22-1 DORIS HENDERSON CAUSEY
FEBRUARY 14, 2023
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF THE CITY OF HAMPTON
Michael A. Gaten, Judge
Charles E. Haden for appellant.
Virginia B. Theisen, Senior Assistant Attorney General (Jason S.
Miyares, Attorney General, on brief), for appellee.
Following his guilty pleas pursuant to North Carolina v. Alford, 400 U.S. 25 (1970), the trial
court convicted James Derrick Ferrell of abduction, robbery, two counts of breaking and entering,
grand larceny of a firearm, attempted abduction, grand larceny, grand larceny of an automobile, four
counts of the use of a firearm in the commission of a felony, possession of a firearm by a convicted
felon, possession of a stun weapon by a convicted felon, wearing a mask in public, brandishing a
firearm, and destruction of property. The trial court sentenced Ferrell to a total of ninety-nine years
and twenty-four months of incarceration with seventy-nine years and twenty-four months
suspended. On appeal, Ferrell challenges the voluntariness of his guilty pleas and asserts that the
trial court abused its sentencing discretion. For the following reasons, we affirm the trial court’s
judgment.
*
Pursuant to Code § 17.1-413, this opinion is not designated for publication.
BACKGROUND1
Before accepting Ferrell’s pleas, the trial court conducted a colloquy with him to ensure that
they were entered freely and voluntarily. During the colloquy, Ferrell confirmed that he fully
understood the charges against him and what the Commonwealth would need to prove to convict
him. Ferrell confirmed that he had consulted his attorney and discussed possible defenses. The trial
court and the Commonwealth reviewed each charge and its maximum potential sentence with
Ferrell. He confirmed that he understood each potential sentence. Ferrell also understood that by
pleading guilty he was waiving his rights to a trial by jury, to remain silent, and to confront the
Commonwealth’s witnesses.
The Commonwealth proffered that in February 2020, Michael Raines and his wife, Deann
Marunich, returned home after spending several days out of town. When Raines opened the front
door, a masked individual pointed a gun at him and commanded him to come inside. Raines
recognized the gun as his own .22 caliber pistol. The perpetrator threw a length of cord at Raines
and instructed him to bind his hands, back up, and get on his knees. Marunich first attempted to
enter the home but ran when the perpetrator pointed the gun at her and ordered her to come inside.
When Marunich ran, the perpetrator also fled, taking the gun, a stun weapon, several pocketknives,
and jewelry. Raines untied himself and called the police. While doing so, he discovered documents
and luggage that did not belong to him inside the home. The documents included a birth certificate,
a high school diploma, a child custody petition, some child custody arrangement paperwork, an
adoption contact, and a stock dividend payout agreement, all belonging to Ferrell.
1
On appeal, we recite the facts “in the ‘light most favorable’ to the Commonwealth, the
prevailing party in the trial court.” Hammer v. Commonwealth, 74 Va. App. 225, 231 (2022)
(quoting Commonwealth v. Cady, 300 Va. 325, 329 (2021)). Doing so requires us to “discard the
evidence of the accused in conflict with that of the Commonwealth, and regard as true all the
credible evidence favorable to the Commonwealth and all fair inferences to be drawn therefrom.”
Cady, 300 Va. at 329 (quoting Commonwealth v. Perkins, 295 Va. 323, 324 (2018)).
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Two days later, a member of the Little Zion Baptist Church arrived at the church around
5:00 a.m. and found the rear door open even though he had secured the doors the previous night.
The church had been “rummaged through” and several items were missing, including eight dollars
in cash, two safes, keys to a Chevrolet van, and the van itself. The damage to the church was less
than $1,000. The next day, police found the stolen van in a 7-Eleven parking lot, arrested its driver,
Ferrell, and, in a search of the van, recovered Raines’s gun.
The trial court accepted Ferrell’s guilty pleas in June 2021. Based on his pleas and the
proffered evidence, the court convicted Ferrell of abduction, robbery, two counts of breaking and
entering, grand larceny of a firearm, attempted abduction, grand larceny, grand larceny of an
automobile, four counts of the use of a firearm in the commission of a felony, possession of a
firearm by a convicted felon, possession of a stun weapon by a convicted felon, wearing a mask in
public, brandishing a firearm, and destruction of property.
At the sentencing hearing in February 2022, Ferrell’s cousin testified that Ferrell would not
have committed these crimes if he were not addicted to drugs. She stated that his drug dependence
started four years prior, following the deaths of his father, grandmother, and grandfather, and the
dissolution of Ferrell’s abusive marriage. His cousin testified that he was an amazing father to his
two daughters and asked the trial court for mercy as it sentenced Ferrell. She indicated her
willingness to assist him in maintaining his sobriety and family relationships. She also agreed to
help him follow any conditions that the trial court imposed on him.
Ferrell’s mother also testified at the hearing. She said that his addiction changed him. She
described Ferrell as a hard worker whose coworkers respected him. She testified that she believed
Ferrell had “done his time,” viewing the two years he had been in jail as sufficient punishment.
Emphasizing his acceptance into Regenesis, a substance abuse treatment program, Ferrell’s mother
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urged the court to consider imposing counseling rather than further imprisonment. She also
committed herself to assisting Ferrell with whatever the trial court ordered him to do.
The Commonwealth acknowledged as mitigating factors Ferrell’s addiction, family support,
and lack of criminal history for firearm offenses before 2018. But it argued that the lenient
sentencing Ferrell had received for offenses since then represented multiple wasted opportunities for
Ferrell to recover and better himself.2 The Commonwealth anticipated Ferrell requesting the
mandatory minimum sentences to be run concurrently, and it objected based on the nature of the
charges. The Commonwealth noted that members of the community were severely victimized and
traumatized by Ferrell’s actions.
Ferrell took responsibility for his actions and asserted that his family were also victims. He
implored the court to let him participate in a therapeutic program and requested that it consider
running his sentences concurrently where possible. In allocution, Ferrell apologized to the trial
court. He expressed his wish that he could apologize directly to the victims and admitted his drug
use, stating that he was “under some severe methamphetamine psychosis” at the time of the
offenses. Ferrell asked for mercy, insisting that he was “a very fixable person.”
After considering the evidence and arguments, the trial court sentenced Ferrell to
ninety-nine years and twenty-four months’ imprisonment, with seventy-nine years and twenty-four
months suspended. The court acknowledged that people make mistakes, calling Ferrell’s crimes
“drug fueled.” But the trial judge reiterated his obligation to consider the victims and what Ferrell’s
actions caused them to suffer. The court found that it needed to protect the victims with the
sentence. The trial court denied Ferrell’s request to run his sentences concurrently, finding that “the
Court may have some flexibility running concurrently, but I do think that defeats the purpose of the
mandatory minimums in the [G]eneral [A]ssembly.” This appeal follows.
2
Ferrell had a prior conviction for credit card larceny in 2019.
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ANALYSIS
Guilty Pleas
Ferrell argues that the trial court erred in accepting his guilty pleas because he did not enter
them voluntarily, knowingly, and intelligently. He argues that the record failed to establish that he
was aware of the elements of the offenses, their range of possible penalties, and that the trial court
was not bound by the discretionary sentencing guidelines. Ferrell also argues that he was not made
aware of the various collateral consequences of his pleas, including the loss of his rights to vote or
possess a firearm and the disqualification of certain public benefits and occupational licenses.
Relying on Padilla v. Kentucky, 559 U.S. 356 (2010), Ferrell suggests that the failure to advise him
of those collateral consequences rendered his pleas invalid.3 Assuming, without deciding, that
Ferrell’s arguments are preserved under Rule 5A:18, we proceed to the merits of the case. After
considering the merits, we hold that the trial court did not err in accepting Ferrell’s guilty pleas.
As a defendant who enters a guilty plea waives several rights, a “plea of guilty is
constitutionally valid only to the extent it is ‘voluntary’ and ‘intelligent.’” Bousley v. United
States, 523 U.S. 614, 618 (1998) (quoting Brady v. United States, 397 U.S. 742, 748 (1970)).
“Waivers of constitutional rights not only must be voluntary but must be knowing, intelligent
acts done with sufficient awareness of the relevant circumstances and likely consequences.”
Brady, 397 U.S. at 748. “For a guilty plea to be constitutionally valid, a defendant must be made
aware of all the direct, but not the collateral, consequences of his plea.” Brown v.
Commonwealth, 297 Va. 295, 302 (2019) (quoting Meyer v. Branker, 506 F.3d 358, 367-68
(4th Cir. 2007)). A “trial court is not required to discuss every nuance of the law regarding a
3
Ferrell’s reliance on Padilla is inapposite. That case did not address the voluntariness
of the defendant’s guilty plea. 559 U.S. at 374-75. Rather, Padilla discussed a defendant’s
ineffective counsel claim based on his attorney’s failure to properly explain to the defendant the
deportation implications of his guilty plea. Id. Ferrell has neither alleged nor shown a denial of
effective assistance of competent counsel here.
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defendant’s plea in order to render a guilty plea voluntary and knowing.” Zigta v.
Commonwealth, 38 Va. App. 149, 154 (2002). To withstand scrutiny on appeal, the record must
contain “an affirmative showing that [the guilty plea] was intelligent and voluntary.” Boykin v.
Alabama, 395 U.S. 238, 242 (1969).
No authority requires the trial court to review each of the specific elements of an offense;
instead, the law requires that the court ensure that the defendant understands the nature of the
charges. See Rule 3A:8(b)(1) (“A circuit court may not accept a plea of guilty . . . without first
determining that the plea is made . . . with an understanding of the nature of the charge and the
consequences of the plea.” (emphasis added)); Rule 7C:6 (“A court must not accept a plea of
guilty or nolo contendere to any misdemeanor charge punishable by confinement in jail without
first determining that the plea is made voluntarily with an understanding of the nature of the
charge and the consequences of the plea.” (emphasis added)); Henderson v. Morgan, 426 U.S.
637, 645 (1976) (holding that a defendant must receive “real notice of the true nature of the
charge against him” for a plea to be voluntary (emphasis added) (quoting Smith v. O’Grady, 312
U.S. 329, 334 (1941))).
No authority requires the trial court to inform a defendant that the discretionary
sentencing guidelines are not binding.
Here, the record demonstrates that the trial court conducted an extensive colloquy with
Ferrell, which affirmatively shows that his guilty pleas were entered knowingly, voluntarily, and
intelligently. Ferrell acknowledged that he understood the elements of the charges against him,
what the Commonwealth was required to prove to convict him, and the potential maximum
sentence he could receive for each charge. In addition, Ferrell knew that he was waiving several
important trial rights, including his rights to a trial by jury, to remain silent, and to confront the
Commonwealth’s witnesses. The record shows that he was aware of the nature of the charges, the
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possible penalties for these charges, and the consequences of his pleas, to the extent required by
law. Accordingly, we conclude that the record contains an affirmative showing that Ferrell entered
his guilty pleas knowingly, voluntarily, and intelligently. Thus, we hold that the trial court did not
err in accepting Ferrell’s guilty pleas.
Sentencing
Ferrell next argues that the trial court abused its discretion by sentencing him to twenty
years of active incarceration. He alleges that he “showed appropriate remorse” and asked the court
to “show mercy.” He argues that the trial court failed to adequately consider his mitigating
circumstances, including that he “had been a law-abiding member of his [community] for the first
35 years of his life” and that the crimes were committed “in a time of stress and emotional upset”
after the loss of several close family members. Ferrell also contends that the trial judge should have
run his mandatory minimum sentences concurrently and erred by concluding that it lacked authority
to do so. Because there was no abuse of discretion, we affirm.
“We review the trial court’s sentence for abuse of discretion.” Scott v. Commonwealth,
58 Va. App. 35, 46 (2011). “[W]hen a statute prescribes a maximum imprisonment penalty and
the sentence does not exceed that maximum, the sentence will not be overturned as being an
abuse of discretion.” Minh Duy Du v. Commonwealth, 292 Va. 555, 564 (2016) (quoting Alston
v. Commonwealth, 274 Va. 759, 771-72 (2007)). “[O]nce it is determined that a sentence is
within the limitations set forth in the statute under which it is imposed, appellate review is at an
end.” Thomason v. Commonwealth, 69 Va. App. 89, 99 (2018) (quoting Minh Duy Du, 292 Va.
at 565).
Here, Ferrell’s sentences were within the sentencing ranges set by the legislature. See
Code §§ 18.2-10, 18.2-11, 18.2-26, 18.2-47, 18.2-53.1, 18.2-58, 18.2-91, 18.2-95, 18.2-137,
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18.2-282, 18.2-308.2, 18.2-422. Under binding precedent, such evidence precludes further
review.
Additionally, it was within the trial court’s purview to weigh Ferrell’s mitigating
evidence. Keselica v. Commonwealth, 34 Va. App. 31, 36 (2000). “Criminal sentencing
decisions are among the most difficult judgment calls trial judges face.” Minh Duy Du, 292 Va.
at 563. “Because this task is so difficult, it must rest heavily on judges closest to the facts of the
case—those hearing and seeing the witnesses, taking into account their verbal and nonverbal
communication, and placing all of it in the context of the entire case.” Id.
Here, the record demonstrates that the trial court considered the mitigating evidence and
circumstances Ferrell cites on appeal, including his status as a law-abiding citizen for the first
thirty-five years of his life, steady employment, family life, and, in pleading guilty, acceptance of
responsibility for the offenses. Balanced against those circumstances, however, were the
severity of the crimes Ferrell committed, including the two-day span of the offenses, his
threatening the victims with a stolen gun, and the theft of weapons, safes, and a vehicle. The trial
court acknowledged that sometimes people make mistakes and Ferrell’s crimes were “drug fueled”
but concluded that it needed to protect the victims with a fitting sentence. After considering all the
circumstances, the trial court imposed the sentence that it deemed appropriate.
Lastly, citing to Brown v. Commonwealth, 284 Va. 538, 545 (2012), Ferrell argues that
the trial court erred by concluding that it lacked the authority to run the mandatory minimum
terms of incarceration for his firearm offenses concurrently. To support his argument, Ferrell
invites this Court to fixate on the trial court’s statement that running the mandatory minimum
sentences concurrently would “defeat[] the purpose of the mandatory minimums in the [G]eneral
[A]ssembly.” We decline to do so.
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Multiple sentences are presumed to run consecutively unless the trial court, in the
exercise of its discretion, orders them to run concurrently under Code § 19.2-308.
Commonwealth v. Botkin, 68 Va. App. 177, 180 (2017). “[T]he judgment of a trial court comes
to us on appeal with a presumption that the law was correctly applied to the facts.” Yarborough
v. Commonwealth, 217 Va. 971, 978 (1977). “Only ‘clear evidence to the contrary in the record’
suffices to rebut the presumption.” Groves v. Commonwealth, 50 Va. App. 57, 62 (2007)
(quoting Campbell v. Commonwealth, 39 Va. App. 180, 186 (2002)). Consistent with the
presumption, “we will not ‘fix upon isolated statements of the trial judge taken out of the full
context in which they were made, and use them as a predicate for holding the law has been
misapplied.’” Id. (quoting Bullock v. Commonwealth, 48 Va. App. 359, 368 (2006)).
The terms of Ferrell’s incarceration were presumed to run consecutively, and a careful
reading of the trial court’s judgment belies his suggestion that it concluded it lacked the authority
to run the mandatory minimum terms of incarceration concurrently. In fact, the trial court
explicitly recognized that it had flexibility to run the sentences concurrently. Nevertheless, after
considering the mitigating evidence against the aggravating circumstances of the offenses, the
trial court, in the permissible exercise of its discretion, determined that Ferrell should serve his
sentences consecutively. That decision will not be disturbed on appeal.
CONCLUSION
For the foregoing reasons, the trial court’s judgment is affirmed.
Affirmed.
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