Jayvon Lartay Bass v. Commonwealth of Virginia ( 2015 )


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  •                                              COURT OF APPEALS OF VIRGINIA
    Present: Chief Judge Huff, Judge Decker and Senior Judge Clements
    UNPUBLISHED
    Argued at Chesapeake, Virginia
    JAYVON LARTAY BASS
    MEMORANDUM OPINION*
    v.     Record No. 1442-14-2                               JUDGE JEAN HARRISON CLEMENTS
    JULY 7, 2015
    COMMONWEALTH OF VIRGINIA
    FROM THE CIRCUIT COURT OF THE CITY OF RICHMOND
    Clarence N. Jenkins, Jr., Judge
    Joan J. Burroughs (Law Offices of Sara M. Gaborik, on brief), for
    appellant.
    Rosemary V. Bourne, Senior Assistant Attorney General (Mark R.
    Herring, Attorney General, on brief), for appellee.
    In a jury trial, Jayvon Lartay Bass (appellant) was convicted of robbery of Videll Smith
    (Smith). Appellant contends his conviction should be reversed because the indictment charged
    him with only attempted robbery of Smith. Appellant also challenges the sufficiency of the
    evidence to sustain his conviction of robbery. We agree that appellant’s conviction of robbery
    on the indictment charging attempted robbery was erroneous. Accordingly, we reverse that
    conviction and remand for a new trial on attempted robbery. Having reached that conclusion, we
    need not consider whether the evidence was sufficient to support the robbery conviction.
    BACKGROUND
    In the general district court, appellant was charged with crimes he allegedly committed
    against Smith, Freddie Brown, and Irving Smith (Irving) during a home invasion that occurred
    on September 2, 2013. Two of the charges, which were certified to the grand jury, were robbery
    *
    Pursuant to Code § 17.1-413, this opinion is not designated for publication.
    of Smith and attempted robbery of Irving. However, the grand jury indicted appellant for
    attempted robbery of Smith and robbery of Irving. At the beginning of appellant’s jury trial, he
    was arraigned on the indictments, and he pled not guilty. At the conclusion of the evidence, the
    trial court instructed the jury that it could find appellant guilty of robbery of Smith or not guilty
    of that offense. The jury also was instructed that it could find appellant guilty of robbery of
    Brown, attempted robbery of Irving, using a firearm in the commission of the two robberies, and
    using a firearm in the attempted robbery of Irving. The jury found appellant guilty of robbery of
    Smith, but could not reach a verdict regarding the other offenses. The trial court sentenced
    appellant, in accordance with the jury’s verdict, to ten years for robbery. In the trial court,
    appellant did not object that he had been convicted of robbery in error upon an indictment that
    charged him with only attempted robbery.
    ANALYSIS
    “No ruling of the trial court . . . will be considered as a basis for reversal unless an
    objection was stated with reasonable certainty at the time of the ruling, except for good cause
    shown or to enable the Court of Appeals to attain the ends of justice.” Rule 5A:18. Appellant
    admits that he did not argue in the trial court that he was erroneously convicted of robbery upon
    an indictment charging attempted robbery. However, he asks this Court to invoke the ends of
    justice exception to Rule 5A:18 and consider the issue on appeal. “In order to avail oneself of
    the [ends of justice] exception [to Rule 5A:18], a defendant must affirmatively show that a
    miscarriage of justice has occurred . . . .” Redman v. Commonwealth, 
    25 Va. App. 215
    , 221, 
    487 S.E.2d 269
    , 272 (1997).
    As our Supreme Court has stated, application of the ends of
    justice exception “requires a determination not only that there was
    error . . . but also that application of the exception is necessary to
    avoid a grave injustice.” Charles v. Commonwealth, 
    270 Va. 14
    ,
    20, 
    613 S.E.2d 432
    , 434 (2005). This occurs only in “rare
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    instances.” Ball v. Commonwealth, 
    221 Va. 754
    , 758, 
    273 S.E.2d 790
    , 793 (1981).
    Lacey v. Commonwealth, 
    54 Va. App. 32
    , 46, 
    675 S.E.2d 846
    , 853 (2009).
    The Commonwealth relies primarily upon Henson v. Commonwealth, 
    208 Va. 120
    , 
    155 S.E.2d 346
    (1967), in support of its argument that the ends of justice exception should not apply
    in this instance. In Henson, the defendant was tried on an indictment that charged only
    attempted robbery. See 
    id. at 122,
    155 S.E.2d at 347. The defendant was found guilty by the
    trial court of robbery. See 
    id. at 123,
    155 S.E.2d at 348. Prior to sentencing, the trial court
    realized the error and invited defense counsel to move to set aside the verdict because of the
    variance. Counsel chose not to do so. See 
    id. at 123-24,
    155 S.E.2d at 348. Defense counsel did
    not complain of the error until the direct appeal, in which he requested that the case be remanded
    for sentencing for attempted robbery or, in the alternative, for a new trial on the indictment. See
    
    id. at 124,
    155 S.E.2d at 349. The Supreme Court of Virginia affirmed the conviction for
    robbery, finding it was not void, but voidable. See 
    id. at 124,
    155 S.E.2d at 349. The Court
    declined to apply the ends of justice exception to its contemporaneous objection rule. See 
    id. at 125-26,
    155 S.E.2d at 349-50. Discussing its prior decision in Cunningham v. Hayes, 
    204 Va. 851
    , 
    134 S.E.2d 271
    (1964), the Court opined:
    When we pointed out in Hayes that a conviction could be
    attacked on a direct appeal because of variance between indictment
    and verdict, we had in mind an appeal to correct an error made by
    the trial court. In this case the trial court committed no error. The
    court invited Henson’s counsel to make a motion to set aside the
    verdict because of variance from the indictment, but counsel
    refused to make the motion. The court made no erroneous ruling;
    it had no motion to rule on.
    
    Henson, 208 Va. at 125
    , 155 S.E.2d at 349.
    In Legette v. Commonwealth, 
    33 Va. App. 221
    , 
    532 S.E.2d 353
    (2000), the defendant
    was indicted for unlawful wounding, and he pled not guilty to that offense. At the conclusion of
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    the case, however, the trial court stated it found the defendant guilty of malicious wounding. See
    
    id. at 223,
    532 S.E.2d at 354. The conviction order stated that the defendant was guilty as
    charged in the indictment. The trial court sentenced the defendant to six years with four years
    suspended. See 
    id. At no
    time in the trial court did the defendant object to the pronouncement
    of guilt for malicious wounding or to the sentencing for malicious wounding. When raised for
    the first time on appeal, this Court applied the ends of justice exception to Rule 5A:18 to
    consider the issue. See 
    id. at 225,
    532 S.E.2d at 355. This Court found that “Henson does not
    control here. Unlike Henson, the error in this case was not revealed during the trial. Appellant
    did not refuse an opportunity to correct the defect.” 
    Id. at 227,
    532 S.E.2d at 356. We reversed
    the defendant’s sentence for malicious wounding and remanded for resentencing on unlawful
    wounding, stating:
    In this case, appellant failed to timely object to the
    conviction of malicious wounding and there was a common
    misunderstanding of all involved as to the offense charged, but we
    cannot escape the reality that appellant was sentenced for a higher
    offense than that with which he was charged. He was indicted for
    unlawful wounding, pled not guilty to unlawful wounding, and was
    found guilty of unlawful wounding.
    
    Id. at 228,
    532 S.E.2d at 356.
    In Ferguson v. Commonwealth, 
    51 Va. App. 427
    , 434, 
    658 S.E.2d 692
    , 696 (2008) (en
    banc), the defendant was convicted of unlawful wounding upon an indictment that charged
    unlawful wounding, despite the trial court’s oral pronouncement of guilt of malicious wounding.
    Nonetheless, the trial court sentenced the defendant in excess of the statutory maximum for
    unlawful wounding. See 
    id. The defense
    raised no objection to the error in the trial court.
    Applying our holding in Legette, we considered the issue on appeal and remanded the matter for
    resentencing in accordance with his conviction for unlawful wounding. See 
    id. at 437,
    658
    S.E.2d at 697.
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    In the present case, the variance between the indictment for attempted robbery and
    conviction for robbery apparently went unnoticed in the trial court. Thus, this is not a situation
    as in Henson where the error was brought to the attention of defense counsel, but he decided not
    to request relief from the trial court. We are bound to apply our holdings in Legette and
    Ferguson and invoke the ends of justice exception in this instance.
    “Robbery is defined at common law as “‘the taking, with intent to steal, of the personal
    property of another, from his person or in his presence, against his will, by violence or
    intimidation.”’” Brown v. Commonwealth, 
    24 Va. App. 292
    , 295, 
    482 S.E.2d 75
    , 77 (1997) (en
    banc) (quoting Beard v. Commonwealth, 
    19 Va. App. 359
    , 361-62, 
    451 S.E.2d 698
    , 699-700
    (1994)). By contrast, “[a]n attempt is an ‘unfinished crime, composed of . . . the intent to
    commit the crime and the doing of some direct act toward its consummation, but falling short of
    the accomplishment of the ultimate design.’” 
    Id. (quoting Johnson
    v. Commonwealth, 
    209 Va. 291
    , 293, 
    163 S.E.2d 570
    , 573 (1968)). Where the maximum sentence for robbery is life, see
    Code § 18.2-58, attempted robbery is a Class 4 felony punishable with a maximum of ten years
    of imprisonment, see Code §§ 18.2-10(d) and 18.2-26.
    “An indictment is a written accusation of a crime and is intended to inform the accused of
    the nature and cause of the accusation against him.” Hairston v. Commonwealth, 
    2 Va. App. 211
    , 213, 
    343 S.E.2d 355
    , 357 (1986). “‘The accused cannot be convicted unless the evidence
    brings him within the offense charged in his indictment . . . . [T]he indictment must charge the
    very offense for which a conviction is asked.’” Scott v. Commonwealth, 
    49 Va. App. 68
    , 73, 
    636 S.E.2d 893
    , 895 (2006) (quoting Williams v. Commonwealth, 
    8 Va. App. 336
    , 341, 
    381 S.E.2d 361
    , 364 (1989)). “‘When a defendant is convicted of charges not included in the indictment,
    [either expressly or as a lesser included offense,] . . . per se reversible error [has occurred],’ and
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    no showing of actual prejudice is required.” 
    Id. at 74,
    636 S.E.2d at 896 (quoting United States
    v. Fletcher, 
    74 F.3d 49
    , 53 (4th Cir. 1996)).
    Appellant was indicted and arraigned for attempted robbery. The completed offense of
    robbery was not charged in the indictment. Thus, appellant was convicted of a crime not charged
    in the indictment, and we must reverse the conviction.
    Similarly, in Hummer v. Commonwealth, 
    122 Va. 826
    , 827, 
    94 S.E. 157
    , 157 (1917), the
    defendants were indicted for unlawful wounding but convicted of the greater offense of
    malicious wounding. The Supreme Court of Virginia found that the appropriate remedy was to
    reverse the malicious wounding convictions and remand for a new trial upon charges of unlawful
    wounding. See 
    id. at 830,
    94 S.E. at 158. Accordingly, we reverse appellant’s conviction for
    robbery and remand for a retrial upon a charge no greater than attempted robbery.
    In light of our conclusion that appellant’s robbery conviction must be reversed, we need
    not consider the question of whether the evidence was sufficient to sustain the conviction.
    CONCLUSION
    For the foregoing reasons, we reverse appellant’s conviction and remand for retrial in
    accordance with this opinion, if the Commonwealth be so advised.
    Reversed and remanded.
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