Jonathan Marquis Holley v. Commonwealth of Virginia , 64 Va. App. 156 ( 2014 )


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  •                                           COURT OF APPEALS OF VIRGINIA
    Present: Chief Judge Felton, Judges Frank, Humphreys, Kelsey, Petty, Beales, Alston,
    PUBLISHED
    McCullough, Huff, Chafin and Decker
    Argued at Richmond, Virginia
    JONATHAN MARQUIS HOLLEY
    OPINION BY
    v.     Record No. 0939-13-1                                JUDGE STEPHEN R. McCULLOUGH
    DECEMBER 23, 2014
    COMMONWEALTH OF VIRGINIA
    UPON A HEARING EN BANC
    FROM THE CIRCUIT COURT OF THE CITY OF PORTSMOUTH
    Johnny E. Morrison, Judge
    Dianne G. Ringer (Bierowicz & Ringer, P.C., on briefs), for
    appellant.
    Virginia B. Theisen, Senior Assistant Attorney General (Mark R.
    Herring, Attorney General; Katherine Quinlan Adelfio, Assistant
    Attorney General, on briefs), for appellee.
    Jonathan Marquis Holley argues that the Double Jeopardy Clause precludes a conviction
    and punishment for both second-degree murder and first-degree felony murder when there is only
    one victim. We agree and reverse the lesser conviction of second-degree murder along with its
    attendant conviction for use of a firearm in the commission of a felony.
    BACKGROUND
    Holley, with the help of an accomplice, burst into a residence in Portsmouth in the early
    morning of January 27, 2010. The evidence suggests that the man inside the residence, Reginald J.
    Buffington, Jr., was dealing drugs. Buffington defended himself, and a violent struggle ensued.
    Buffington shot and wounded Holley, but Holley survived. Buffington was shot several times.
    When police arrived at the scene, they found Holley lying on the floor, moaning and bleeding
    profusely. Buffington’s lifeless body was leaning against a couch. He died of his gunshot wounds.
    Holley was charged with both first-degree felony murder and second-degree murder.
    Holley was also charged with four counts of use of a firearm in the commission of a felony,
    abduction, armed statutory burglary, and possession of a firearm by a convicted felon. The trial
    court instructed the jury on both theories of murder and convicted Holley on both. Following the
    jury verdicts, defense counsel argued that appellant could not be sentenced for two separate murders
    when there was only one victim and that doing so would violate the Double Jeopardy Clause.
    Following additional briefing, the trial court sustained both convictions. This appeal followed.
    ANALYSIS
    Appellant argues that he cannot be convicted of both first-degree felony murder and
    second-degree murder when there is a single murder victim.1 The Double Jeopardy Clause of the
    Fifth Amendment provides that no person shall “be subject for the same offence to be twice put in
    jeopardy of life or limb.” U.S. Const. amend. V. The constitutional prohibition against double
    jeopardy “had its origin in the three common-law pleas of autrefois acquit, autrefois convict, and
    pardon.” United States v. Scott, 
    437 U.S. 82
    , 87 (1978). The constitutional right “derived from
    English common law, which followed then, as it does now, the relatively simple rule that a
    defendant has been put in jeopardy only when there has been a conviction or an acquittal — after
    a complete trial.” Crist v. Bretz, 
    437 U.S. 28
    , 33 (1978). And while there are “an exceptionally
    large number of cases” interpreting the Double Jeopardy Clause, most of the leading United
    1
    We reject the Commonwealth’s contention, advanced at the en banc oral argument, that
    appellant did not rely on the common law at trial and, therefore, his argument is procedurally
    barred under Rule 5A:18. Appellant squarely raised the double jeopardy argument before the
    trial court in a written brief, and the Commonwealth filed a response. As we note below, double
    jeopardy principles chiefly derive from the common law. Accordingly, we are satisfied that the
    argument is not barred by Rule 5A:18.
    -2-
    States Supreme Court decisions “have found more guidance in the common-law ancestry of the
    Clause than in its brief text.” Yeager v. United States, 
    557 U.S. 110
    , 117 (2009).
    It is now well recognized that this clause affords an accused three
    distinct constitutional guarantees. “It protects against a second
    prosecution for the same offense after acquittal. It protects against a
    second prosecution for the same offense after conviction. And it
    protects against multiple punishments for the same offense.”
    Brown v. Commonwealth, 
    230 Va. 310
    , 312-13, 
    337 S.E.2d 711
    , 712-13 (1985) (quoting North
    Carolina v. Pearce, 
    395 U.S. 711
    , 717 (1969)). It is this last layer of protection we are called upon
    to examine. “We review de novo claims that multiple punishments have been imposed for the same
    offense in violation of the double jeopardy clause.” Lawlor v. Commonwealth, 
    285 Va. 187
    , 227,
    
    738 S.E.2d 847
    , 870 (2013).
    I. THE COMMON LAW’S UNITARY THEORY OF HOMICIDE
    Common-law principles guide our decision. Although the common law of homicide
    contemplated “several stages of guilt, arising from the particular circumstances of mitigation or
    aggravation which attend it,” 4 William Blackstone, Commentaries on the Laws of England 177
    (facsimile ed. 1769), there could be but one homicide for one dead body, see, e.g., United States
    v. Ammidown, 
    497 F.2d 615
    , 625 (D.C. Cir. 1974) (“At common law, . . . [w]here there was but
    one killing, there was but one offense, and one act could therefore give rise to only one
    sentence.”).
    Due to the unitary nature of homicide at common law, an acquittal for murder barred a
    subsequent prosecution for manslaughter, and vice versa. See 4 Blackstone, Commentaries at
    330 (“[A] conviction of manslaughter, on an appeal, is a bar even in another appeal, and much
    more in an indictment, of murder; for the fact prosecuted is the same in both, though the offences
    differ in colouring and in degree.”); see also 2 Matthew Hale, Historia Placitorum Coronae: The
    History of the Pleas of the Crown 246 (P.R. Glazebrook ed., Prof’l Books Ltd. 1971) (1736)
    -3-
    (“[I]f a man be acquit generally upon an indictment of murder, auterfoits acquit is a good plea to
    an indictment of manslaughter of the same person, or è converso, if he be indicted of
    manslaughter, and be acquit, he shall not be indicted for the same death, as murder, for they
    differ only in degree, and the fact is the same.”). In short, under the common law of homicide,
    the units of prosecution are dead bodies, not theories of aggravation. If the common-law rule
    remains the law of Virginia, appellant cannot be convicted of two murders for a single killing.
    Code § 1-200 provides that:
    [t]he common law of England, insofar as it is not repugnant to the
    principles of the Bill of Rights and Constitution of this
    Commonwealth, shall continue in full force within the same, and
    be the rule of decision, except as altered by the General Assembly.
    See also Herndon v. St. Mary’s Hosp., Inc., 
    266 Va. 472
    , 476, 
    587 S.E.2d 567
    , 569 (2003) (“[A]
    statutory provision will not be held to change the common law unless the legislative intent to do so
    is plainly manifested.”). The Commonwealth relies on statutory enactments to contend that the
    General Assembly has displaced the common law.
    II. STATUTORY ENACTMENTS HAVE NOT ALTERED THE COMMON LAW RULE.
    A. The enactment of Code § 18.2-32 and cases interpreting that statute do not
    establish any legislative intent to displace the common law.
    First, the Commonwealth relies on Code § 18.2-32. That statute, as originally enacted in
    1796, provided:
    The several offences which are included under the general
    denomination of murder, differ so greatly from each other in the
    degree of their atrociousness, that it is unjust to involve them in the
    same punishment: Be it further enacted, That all murder which
    shall be perpetrated by means of poison, or by lying in wait, or by
    any other kind of willful, deliberate, and premeditated killing, or
    which shall be committed in the perpetration or attempt to
    perpetrate any arson, rape, robbery, or burglary, shall be deemed
    murder of the first degree; and all other kinds of murder shall be
    deemed murder of the second degree, and the jury before whom
    any person indicted for murder shall be tried, shall, if they find
    -4-
    such person guilty thereof, ascertain in their verdict whether it be
    murder, in the first or second degree.
    1796 Va. Acts ch. 2.
    Code § 18.2-32, the direct descendant of the statute enacted in 1796, provides as follows:
    Murder, other than capital murder, by poison, lying in wait,
    imprisonment, starving, or by any willful, deliberate, and
    premeditated killing, or in the commission of, or attempt to
    commit, arson, rape, forcible sodomy, inanimate or animate object
    sexual penetration, robbery, burglary or abduction, except as
    provided in § 18.2-31, is murder of the first degree, punishable as a
    Class 2 felony.
    All murder other than capital murder and murder in the first degree
    is murder of the second degree and is punishable by confinement
    in a state correctional facility for not less than five nor more than
    forty years.
    The Commonwealth argues that this Court should employ the Blockburger test. Under that
    test, when “the same act or transaction constitutes a violation of two distinct statutory provisions,
    the test to be applied to determine whether there are two offenses or only one, is whether each
    [offense charged] requires proof of a fact which the other does not.” Blockburger v. United
    States, 
    284 U.S. 299
    , 304 (1932). “[I]n applying this test, the two offenses are to be examined in
    the abstract, rather than with reference to the facts of the particular case under review.” Blythe v.
    Commonwealth, 
    222 Va. 722
    , 726, 
    284 S.E.2d 796
    , 798 (1981).
    “Where consecutive sentences are imposed at a single criminal trial, the role of the
    constitutional guarantee is limited to assuring that the court does not exceed its legislative
    authorization by imposing multiple punishments for the same offense.” Brown v. Ohio, 
    432 U.S. 161
    , 165 (1977). Consequently, whether a punishment offends double jeopardy turns on a
    determination of “what punishments the Legislative Branch has authorized.” Whalen v. United
    States, 
    445 U.S. 684
    , 688 (1980). In answering this question, we will “first consider whether ‘the
    legislative intent is clear from the face of the statute or the legislative history.’” Andrews v.
    -5-
    Commonwealth, 
    280 Va. 231
    , 284, 
    699 S.E.2d 237
    , 267 (2010) (quoting Garrett v. United States,
    
    471 U.S. 773
    , 779 (1985)). “[T]he Blockburger rule is not controlling when the legislative intent is
    clear from the face of the statute or the legislative history.” 
    Garrett, 471 U.S. at 779
    . As our
    Supreme Court has noted:
    [W]hile Blockburger can provide an efficient mechanism to parse
    statutory language in order to determine the legislature’s intent
    with regard to whether multiple punishments are permitted for
    conduct chargeable under more than one code section, it is not the
    sole, or in many cases, the primary tool of statutory construction
    used to determine that intent.
    
    Andrews, 280 Va. at 284
    , 699 S.E.2d at 267.
    The legislative intent behind the passage of the statute that later became Code § 18.2-32 is
    clear. In enacting this statute, the General Assembly did not intend to set aside the common-law
    rules for a single homicide’s punishment by making that punishment more severe. To the contrary,
    the General Assembly acted to mitigate the harshness of the common law’s punishment for murder.
    That intent appears in the language of the original enactment and in precedent interpreting this
    statute. In adopting the predecessor to Code § 18.2-32, the General Assembly articulated its
    purpose, “The several offences which are included under the general denomination of murder,
    differ so greatly from each other in the degree of their atrociousness, that it is unjust to involve
    them in the same punishment.” 1796 Va. Acts ch. 2. In Fitzgerald v. Commonwealth, 
    223 Va. 615
    , 636, 
    292 S.E.2d 798
    , 810 (1982), the Supreme Court observed that the General Assembly
    enacted the predecessor to Code § 18.2-32 “to mitigate the harshness of the common law which
    punished murder and numerous other crimes with death.”
    Furthermore, in Wicks v. Commonwealth, 4 Va. (2 Va. Cas.) 387, 391-92 (1824), the
    Court concluded that, by enacting this statute,2 the General Assembly did not intend “to change,
    2
    Wicks involved 1 Rev. Code of 1819, ch. 171, § 2, at 616. Its relevant language was
    nearly identical to that of 1796 Va. Acts ch. 2.
    -6-
    much less . . . to divide the Common Law crime of murder into two distinct offences, to be
    prosecuted and punished under two distinct Indictments.” Rather, the General Assembly’s intent
    was “to graduate the punishment of each murder by a scale to be established by itself, according
    to the circumstances under which it should be committed.” 
    Id. Several decades
    later, the Court
    reiterated its understanding that the purpose of this statute:
    [W]as not to create two offences out of the crime of murder, but to
    arrange the various kinds of murder at the common law, under the
    two denominations of murder in the first degree, and murder in the
    second degree; and to annex to the cases in each denomination a
    punishment corresponding in severity to the degree of atrocity with
    which they might be perpetrated, and by which they would be
    marked as belonging to the one or the other of said denominations
    of murder.
    Livingston v. Commonwealth, 55 Va. (14 Gratt.) 592, 596 (1857) (emphasis added).
    Our examination of the legislative intent behind the enactment of the statute that ultimately
    became Code § 18.2-32 leads us to conclude that the General Assembly did not intend to displace
    the common law’s conception of homicide as a unitary crime with regard to murder and felony
    murder. Instead, the provision was enacted to mitigate the harshness of the common law’s
    punishment for the crime of homicide. This clear legislative intent makes resort to the Blockburger
    test unnecessary.
    B. The enactment of a capital-murder statute, Code § 18.2-31,does not displace
    common-law principles.
    The Commonwealth points out that in several capital murder cases, the Supreme Court has
    turned to the Blockburger test and, in so doing, upheld multiple death sentences for a single
    homicide. See 
    Andrews, 280 Va. at 280-81
    , 699 S.E.2d at 265; Payne v. Commonwealth, 
    257 Va. 216
    , 228, 
    509 S.E.2d 293
    , 301 (1999).
    The decisions in Andrews and Payne do not govern our decision here. Code § 18.2-31
    created statutory crimes. Murder other than capital murder remains a common-law offense. The
    -7-
    statute that became Code § 18.2-32 was enacted against a common-law framework that
    contemplated the death penalty as the ordinary punishment for homicide. In contrast, Virginia’s
    capital murder statute was enacted as a reaction to emerging case law from the United States
    Supreme Court that prohibits a State from imposing the death penalty, unless it effectively narrows
    the scope of murders eligible for the death penalty. See Jurek v. Texas, 
    428 U.S. 262
    , 276 (1976);
    Furman v. Georgia, 
    408 U.S. 238
    , 239-40 (1972) (per curiam). The General Assembly responded
    by enacting a specific statutory regime to govern capital murder cases. 
    Fitzgerald, 223 Va. at 636-37
    , 292 S.E.2d at 810. Although the overriding purpose of both Code § 18.2-31 and Code
    § 18.2-32 is gradation, the legislative intent behind the two statutes differs. The intent animating the
    passage Code § 18.2-32 was to mitigate the harshness of the common law, whereas the purpose
    behind Code § 18.2-31 was to ensure that the worst murderers remained eligible for the ultimate
    sanction. This differing legislative purpose drives our resolution of the double jeopardy question.3
    We conclude that appellant cannot be convicted for both first-degree murder on a felony
    homicide theory and second-degree murder for the killing of a single person.4
    3
    Payne v. Commonwealth, 
    277 Va. 531
    , 
    674 S.E.2d 835
    (2009), provides an additional
    illustration of the General Assembly departing from the common law’s unitary theory of
    homicide. There, although the defendant killed a single individual, she was convicted of both
    felony murder and aggravated involuntary manslaughter. 
    Id. at 535,
    674 S.E.2d at 836-37. The
    statute defining the aggravated involuntary manslaughter, Code § 18.2-36.1(C), expressly
    provides that “[t]he provisions of this section shall not preclude prosecution under any other
    homicide statute,” thereby manifesting a clear legislative intent to allow a prosecution under both
    theories. 
    Id. at 538-39,
    674 S.E.2d at 838-39.
    4
    We acknowledge that the common-law pedigree of the felony-murder doctrine is the
    subject of scholarly debate. See, e.g., Guyora Binder, The Origins of American Felony Murder
    Rules, 57 Stan. L. Rev. 59 (2004). Whatever the merits of that academic debate, Virginia courts
    have long incorporated the doctrine into Virginia law and it remains part of our law to this day.
    See, e.g., Commonwealth v. Montague, 
    260 Va. 697
    , 700, 
    536 S.E.2d 910
    , 912 (2000)
    (explaining that “[t]he felony-murder doctrine originated at common law”).
    -8-
    III. APPELLANT REMAINS CONVICTED OF FIRST-DEGREE FELONY MURDER.
    Having concluded that appellant cannot be punished for both first-degree felony murder and
    second-degree murder for the killing of a single person, we turn to the question of which conviction
    must be vacated. Appellant maintains that his conviction for first-degree murder should be vacated.
    We disagree. “Where a defendant is convicted in a single trial of a lesser included offense and the
    greater offense, we must vacate the conviction of the lesser included offense.” Clayton Motors v.
    Commonwealth, 
    14 Va. App. 470
    , 473, 
    417 S.E.2d 314
    , 316 (1992). Accordingly, we vacate
    appellant’s conviction for second-degree murder.5 We also vacate his associated charge for use of a
    firearm in the commission of second-degree murder, because conviction for that offense was
    contingent upon his conviction for second-degree murder.
    CONCLUSION
    We reverse and vacate appellant’s conviction for second-degree murder and the attendant
    conviction for use of a firearm in the commission of a felony. We affirm the other convictions,
    including the conviction for first-degree felony murder and its associated firearm charge. We also
    remand for correction of a clerical error in the final sentencing order.6
    Affirmed and remanded in part, reversed and vacated in part.
    5
    Nothing in this opinion should be construed as detracting from the settled law under
    which the Commonwealth can “‘charge the commission of a single offense in several different
    ways in order to meet the contingencies of proof.’” 
    Andrews, 280 Va. at 286
    , 699 S.E.2d at 268
    (quoting Buchanan v. Commonwealth, 
    238 Va. 389
    , 397, 
    384 S.E.2d 757
    , 762 (1989)).
    6
    The record reflects that appellant was convicted of first-degree felony murder under
    Code § 18.2-32. The sentencing order, however, incorrectly states that he was convicted of
    felony homicide under Code § 18.2-33. See Code § 8.01-428(B) (permitting the correction of
    scrivener’s errors).
    -9-